Appointment of Agent for Service of Process and Undertaking (f-x)
12 Junho 2017 - 7:41AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
F-X
APPOINTMENT OF
AGENT FOR SERVICE
OF PROCESS AND UNDERTAKING
A
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Name of issuer or person filing (Filer):
KB Financial Group Inc.
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B
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(1) This is [check one]
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☒
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an original filing for the Filer
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☐
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an amended filing for the Filer
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(2)
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Check the following box if you are filing the Form
F-X
in paper in accordance with Regulation
S-T
Rule 101(b)(9) ☐
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C
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Identify the filing in conjunction with which this Form is being filed:
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Name of registrant
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KB Financial Group Inc.
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Form type
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Form CB
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Filed by
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KB Financial Group Inc.
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Date Filed (if filed concurrently, so indicate)
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June 12, 2017 (filed concurrently with Form CB)
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D
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The Filer is incorporated or organized under the laws of
the Republic of Korea
and has its principal place of business at:
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84,
Namdaemoon-ro,
Jung-gu
Seoul 04534, Korea
Telephone: +82-2-2073-2844
E
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The Filer designates and appoints
Kookmin Bank, New York Branch
(Agent) located at:
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565 Fifth Avenue
24th
Floor, New York
NY 10017
Telephone: (212)
697-6100
as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in
(a) any investigation or administrative proceeding conducted by the Commission; and
(b) any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate
court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or
concerns (i) any offering made or purported to be made in connection with the securities registered or qualified by the Filer on Form CB on the date hereof or any purchases or sales of any security in connection therewith; (ii) the
securities in relation to which the obligation to file an annual report on Form
40-F
arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer
with respect to which filings are made by the Filer with the Commission on Schedule
13E-4F,
14D-1F
or
14D-9F;
or (iv) the
securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule
10a-5
under the Trust Indenture Act of 1939. The Filer stipulates and agrees that any such civil suit or action or
administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in
all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.
F
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Each person filing this Form in connection with:
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(a) the use of Form
F-10,
40-F or Schedule
13E-4F,
14D-1F
or
14D-9F
stipulates and agrees to appoint a successor
agent for service of process and file an amended Form
F-X
if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed
from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange Act;
(b) the
use of Form
F-8,
Form
F-80
or Form CB stipulates and agrees to appoint a successor agent for service of process and file an amended Form
F-X
if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed following the effective date of the latest amendment
to such Form
F-8,
Form
F-80
or Form CB;
(c) its status as
trustee with respect to securities registered on Form
F-7,
F-8,
F-10,
F-80
stipulates and
agrees to appoint a successor agent for service of process and file an amended Form
F-X
if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any
time during which any of the securities subject to the indenture remain outstanding; and
(d) the use of Form 1-A or other Commission form
for an offering pursuant to Regulation A stipulates and agrees to appoint a successor agent for service of process and file an amended Form
F-X
if the Filer discharges the Agent or the Agent is unwilling or
unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the last sale of securities in reliance upon the Regulation A exemption.
Each filer further undertakes to advise the Commission promptly of any change to the Agents name or address during the applicable period
by amendment of this Form, referencing the file number of the relevant form in conjunction with which the amendment is being filed.
G.
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Each person filing this Form, other than a trustee filing in accordance with General Instruction I. (a) of this Form, undertakes to make available, in person or by telephone, representatives to respond to
inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules and offering statements described in General Instructions I. (a), I. (b), I. (c), I.
(d) and I. (f) of this Form, as applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities.
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The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Seoul, Country of Korea, this 12th day of June, 2017.
[Signature Page follows]
2
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KB FINANCIAL GROUP INC.
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By:
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/s/ Jae Keun Lee
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Name: Jae Keun Lee
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Title: Managing Director and Chief Financial Officer
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Date: June 12, 2017
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3
This statement has been signed by the following person in the capacity and on the date indicated.
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Kookmin Bank, New York Branch
as Agent for Service of Process for
KB Financial Group Inc.
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By: /s/ Youngjun Yoo
Name: Youngjun Yoo
Title: Branch Manager
Date: June 12, 2017
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4
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