UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-1241
NAME OF REGISTRANT: Eaton Vance Growth Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: N/A
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
|
Eaton Vance Growth Trust
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Atlanta Capital Focused Growth Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone
number, including area code: (617) 482-8260
Date of fiscal year end: 9/30
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Atlanta Capital Focused Growth Fund (the "Fund") was a feeder fund that invested exclusively
in shares of Focused Growth Portfolio (the "Portfolio"), a master fund registered under the Investment Company
Act of 1940 until July 20, 2012. The proxy voting record of the Fund for record
dates after July 20, 2012 is included in this filing. The proxy voting record of the Portfolio filed on
August 15, 2013 can be found on the Securities and Exchange Commission's website(www.sec.gov). The Portfolio's
CIK number is 1163473 and its file number is 811-10607.
Eaton Vance Atlanta Capital Focused Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt No vote
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt No vote
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt No vote
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt No vote
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt No vote
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt No vote
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt No vote
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt No vote
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt No vote
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr No vote
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr No vote
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933782612
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933795099
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, Mgmt For For
JR., PH.D
1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, Mgmt For For
M.D.
1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REPEALING THE
CLASSIFICATION OF OUR BOARD OF DIRECTORS.
5. AMENDMENT TO OUR SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933690287
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933716954
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN S. CARSON, SR. Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
W. CRAIG JELINEK Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933767420
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. LINK Mgmt For For
1C. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE LONG-TERM STOCK INCENTIVE
COMPENSATION PROGRAM
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE U.S. EMPLOYEE STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
6. APPROVAL OF AMENDMENTS TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD
7. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE SUPERMAJORITY VOTING PROVISION
8. ADVISORY VOTE TO APPROVE THE STOCKHOLDER Shr For Against
PROPOSAL REGARDING SPECIAL MEETINGS OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933763395
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For
1E. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt For For
1H. ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt For For
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE AND RATIFY THE ADOPTION OF THE Mgmt For For
2013 STOCK OPTION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5. THE SHAREHOLDER PROPOSAL REGARDING Shr For Against
EXECUTIVES TO RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933780618
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK GARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
2. TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
4,000,000 SHARES AND (II) PROVIDE FOR
SEPARATE, LOWER LIMITS ON THE NUMBER OF
EQUITY AWARDS THAT A NON-EMPLOYEE DIRECTOR
MAY RECEIVE IN A FISCAL YEAR
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFORMATICA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
4. TO APPROVE INFORMATICA'S EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933770770
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG Mgmt For For
1D. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1F. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1G. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1H. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
OMNIBUS EMPLOYEE INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE
PLAN.
5. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933817782
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MARCH 19,
2013, BY AND AMONG NYSE EURONEXT,
INTERCONTINENTALEXCHANGE, INC.,
INTERCONTINENTALEXCHANGE GROUP, INC.,
BRAVES MERGER SUB, INC. AND BASEBALL MERGER
SUB, LLC (THE "MERGER" PROPOSAL).
2A. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL PROVISIONS
RELATED TO THE AMOUNT AND CLASSES OF
AUTHORIZED STOCK
2B. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO LIMITATIONS ON OWNERSHIP AND
VOTING OF INTERCONTINENTALEXCHANGE GROUP,
INC. COMMON STOCK.
2C. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO THE DISQUALIFICATION OF OFFICERS
AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS.
2D. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO CONSIDERATIONS OF THE BOARD OF
DIRECTORS.
2E. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO AMENDMENTS TO THE
INTERCONTINENTALEXCHANGE GROUP, INC.
CERTIFICATE OF INCORPORATION.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING OF STOCKHOLDERS OF
INTERCONTINENTALEXCHANGE, INC.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933716803
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2013
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933779451
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM F. MEEHAN Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
03 APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933754118
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1G. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Atlanta Capital SMID-Cap Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 9/30
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance-Atlanta Capital SMID-Cap Fund (the "Fund") is a feeder fund that invests exclusively in shares
of SMID-Cap Portfolio (the "Portfolio"), a master fund registered under the Investment Company Act of
1940. The proxy voting record of the Portfolio filed on August 15, 2013 can be found on the Securities
and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 1163472 and its file
number is 811-10609.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Asian Small Companies Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's
telephone number, including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Asian Small Companies Fund (the "Fund") is a feeder fund that invests exclusively in shares
of Asian Small Companies Portfolio (the "Portfolio"), a master fund
registered under Company Act of 1940. The proxy voting record of the Portfolio filed
on August 15, 2013 can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Portfolio's CIK number is 1006140 and its file number is 811-7529.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Multi-Cap Growth Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place,
Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number,
including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Multi-Cap Growth Fund (the "Fund") was a feeder fund that
invested exclusively in shares of Multi-Cap Growth Portfolio (the "Portfolio"),
a master fund registered under the Investment Company Act of 1940 until
July 25, 2012. The proxy voting record of the Fund for record dates after July 25, 2012
is included in this filing. The proxy voting record of the Portfolio
filed on August 15, 2013 can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Portfolio's CIK number is 925461 and its file number is 811-8558.
Eaton Vance Multi-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933739205
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Special
Meeting Date: 28-Mar-2013
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
AMONG ACME PACKET, INC., ("ACME PACKET"),
OC ACQUISITION LLC ("PARENT"), A DELAWARE
LIMITED LIABILITY COMPANY AND WHOLLY OWNED
SUBSIDIARY OF ORACLE CORPORATION
("ORACLE"), ANDES ACQUISITION CORPORATION,
AND ORACLE, SOLELY WITH RESPECT TO CERTAIN
OBLIGATIONS SET FORTH THEREIN, AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. A PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT MAY
BECOME PAYABLE TO ACME PACKET'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OR POSTPONEMENTS OF THE
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF ACME PACKET HAS NOT
OBTAINED SUFFICIENT AFFIRMATIVE STOCKHOLDER
VOTES TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr Against For
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933780733
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN S. CRUTCHFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: ANGELO C. Mgmt For For
BRISIMITZAKIS
1.3 ELECTION OF DIRECTOR: WILLIAM J. CROWLEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: GLENN A. EISENBERG Mgmt For For
1.6 ELECTION OF DIRECTOR: DEBORAH M. FRETZ Mgmt For For
1.7 ELECTION OF DIRECTOR: P. MICHAEL GIFTOS Mgmt For For
1.8 ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1.9 ELECTION OF DIRECTOR: JOEL RICHARDS, III Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED ANNUAL Mgmt For For
INCENTIVE BONUS PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM, KPMG LLP.
6. A STOCKHOLDER PROPOSAL SEEKING A WATER Shr Against For
MANAGEMENT REPORT.
7. A STOCKHOLDER PROPOSAL SEEKING A CLIMATE Shr Against For
CHANGE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933782612
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933766555
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUBY R. CHANDY Mgmt For For
CHARLES D. KLEIN Mgmt For For
STEVEN W. KOHLHAGEN Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION OF AMETEK, INC. INCREASING
AUTHORIZED SHARES OF COMMON STOCK FROM
400,000,000 TO 800,000,000.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
AMETEK, INC. EXECUTIVE COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933718326
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 22-Jan-2013
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2013
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY")
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933759740
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1C EXCLUSION OF THE PREFERENCE RIGHT IN Mgmt Against Against
RELATION TO THE ISSUANCE OF SUBSCRIPTION
RIGHTS
A1D ISSUANCE OF SUBSCRIPTION RIGHTS Mgmt Against Against
A1E CONDITIONAL CAPITAL INCREASE Mgmt Against Against
A1F EXPRESS APPROVAL PURSUANT TO ARTICLE 554, Mgmt Against Against
INDENT 7, OF THE COMPANIES CODE
A1G POWERS Mgmt Against Against
4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
5 DISCHARGE TO THE DIRECTORS Mgmt For For
6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
7 APPOINTMENT OF DIRECTORS Mgmt For For
8 APPOINTMENT OF STATUTORY AUDITOR AND Mgmt For For
REMUNERATION
9A APPROVING THE REMUNERATION REPORT FOR THE Mgmt Against Against
FINANCIAL YEAR 2012
9B CONFIRMING THE GRANTS OF STOCK OPTIONS AND Mgmt Against Against
RESTRICTED STOCK UNITS TO EXECUTIVES
10 APPROVAL OF INCREASED FIXED ANNUAL FEE OF Mgmt For For
DIRECTORS
11A CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt For For
THE EMTN PROGRAMME
11B CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt For For
THE SENIOR FACILITIES AGREEMENT
C1 FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933741072
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1C. ELECTION OF DIRECTOR: ANN F. HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1E. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. SHATTOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER M. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 933805256
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACKIE M. CLEGG Mgmt For For
RANDAL A. NARDONE Mgmt Withheld Against
JAMES R. SEWARD Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2013 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933769880
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK THIERER Mgmt For For
PETER BENSEN Mgmt For For
STEVEN COSLER Mgmt For For
WILLIAM DAVIS Mgmt For For
STEVEN EPSTEIN Mgmt For For
BETSY HOLDEN Mgmt For For
KAREN KATEN Mgmt For For
HARRY KRAEMER Mgmt For For
ANTHONY MASSO Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
3. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933741262
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAY V. IHLENFELD Mgmt For For
1B. ELECTION OF DIRECTOR: MARK C. ROHR Mgmt For For
1C. ELECTION OF DIRECTOR: FARAH M. WALTERS Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORP Agenda Number: 933771443
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN E. SIMMS Mgmt For For
1C. ELECTION OF DIRECTOR: CLAY H. KIEFABER Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1F. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For
1H. ELECTION OF DIRECTOR: A. CLAYTON PERFALL Mgmt For For
1I. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COLFAX CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933802096
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY A. MERRIMAN Mgmt For For
RAY M. POAGE Mgmt For For
A. WELLFORD TABOR Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933761391
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt Withheld Against
ERIC A. BENHAMOU Mgmt Withheld Against
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt Withheld Against
J.D. SHERMAN Mgmt Withheld Against
WILBERT VAN DEN HOEK Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3 ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF THE AMENDED AND RESTATED 2013 Mgmt For For
STOCK PLAN WHICH: (I) RENAMES PLAN, (II)
EXTENDS TERM OF PLAN, (III) LIMITS
NON-EMPLOYEE DIRECTOR EQUITY AWARDS, (IV)
SEEKS STOCKHOLDER APPROVAL FOR
PERFORMANCE-BASED AWARDS UNDER SECTION
162(M) OF IRS CODE, AND (V) REDUCES NUMBER
OF OPTIONS/RSUS THAT MAY BE GRANTED TO AN
INDIVIDUAL IN A GIVEN FISCAL YEAR.
5 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN WHICH EXTENDS
THE TERM OF THE PLAN AND PROVIDES FOR
PARTICIPATION BY NON-U.S. EMPLOYEES.
--------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. Agenda Number: 933739508
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: CYT
ISIN: US2328201007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRIS A. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: SHANE D. FLEMING Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS L. HOYNES JR. Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM P. POWELL Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 933779158
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAJ AGRAWAL Mgmt For For
WARREN F. BRYANT Mgmt For For
MICHAEL M. CALBERT Mgmt For For
SANDRA B. COCHRAN Mgmt For For
RICHARD W. DREILING Mgmt For For
P.D. FILI-KRUSHEL Mgmt For For
ADRIAN JONES Mgmt For For
WILLIAM C. RHODES, III Mgmt For For
DAVID B. RICKARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO DOLLAR GENERAL Mgmt For For
CORPORATION'S AMENDED AND RESTATED CHARTER
TO IMPLEMENT A MAJORITY VOTING STANDARD IN
UNCONTESTED ELECTIONS OF DIRECTORS.
3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933814368
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT HOLDERS OF RECORD OF AT LEAST
TWENTY-FIVE PERCENT (25%) OF THE VOTING
POWER OF OUR OUTSTANDING CAPITAL STOCK TO
TAKE ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 933768218
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. HERBERT, II Mgmt For For
K. AUGUST-DEWILDE Mgmt For For
THOMAS J. BARRACK, JR. Mgmt For For
F.J. FAHRENKOPF, JR. Mgmt For For
WILLIAM E. FORD Mgmt Withheld Against
L. MARTIN GIBBS Mgmt For For
SANDRA R. HERNANDEZ Mgmt For For
PAMELA J. JOYNER Mgmt For For
REYNOLD LEVY Mgmt For For
JODY S. LINDELL Mgmt For For
GEORGE G.C. PARKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933742997
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: RICHARD A. Mgmt For For
GOLDSTEIN
1B. ELECTION OF CLASS II DIRECTOR: CHRISTOPHER Mgmt For For
J. KLEIN
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. 2013 LONG-TERM INCENTIVE
PLAN.
5 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 933802616
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID C. PAUL Mgmt Against Against
1B. ELECTION OF DIRECTOR: DANIEL T. LEMAITRE Mgmt For For
1C. ELECTION OF DIRECTOR: ANN D. RHOADS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY-ON-PAY VOTE).
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION (THE FREQUENCY VOTE).
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr For Against
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INFOBLOX INC. Agenda Number: 933704517
--------------------------------------------------------------------------------------------------------------------------
Security: 45672H104
Meeting Type: Annual
Meeting Date: 19-Dec-2012
Ticker: BLOX
ISIN: US45672H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURA C. CONIGLIARO Mgmt For For
FRED M. GERSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 933744701
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt For For
1B ELECTION OF DIRECTOR: FRANCESCA M. Mgmt For For
EDWARDSON
1C ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt For For
1D ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt For For
1E ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: BRYAN HUNT Mgmt For For
1G ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt For For
1H ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt For For
1I ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1J ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR CALENDAR YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933761416
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE P. DUNN Mgmt For For
ANTONIO O. GARZA, JR. Mgmt For For
DAVID L. STARLING Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE KANSAS CITY
SOUTHERN 2008 STOCK OPTION AND PERFORMANCE
AWARD PLAN FOR PURPOSES OF SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
4. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2012 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL Shr For Against
TO ELECT EACH DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 933814065
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. GEORGE "SKIP" BATTLE Mgmt For For
MICHAEL J. MORITZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933752621
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
GUHAN SUBRAMANIAN Mgmt For For
ROBERT L. WAGMAN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LKQ CORPORATION
1998 EQUITY INCENTIVE PLAN TO PERMIT
CERTAIN PAYMENTS UNDER THE PLAN TO QUALIFY
AS TAX-DEDUCTIBLE PERFORMANCE BASED
COMPENSATION, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
4. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 500,000,000 TO
1,000,000,000, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LKQ CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 933751922
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CESAR L. ALVAREZ Mgmt For For
WALDEMAR A. CARLO, M.D. Mgmt For For
MICHAEL B. FERNANDEZ Mgmt For For
ROGER K. FREEMAN, M.D. Mgmt For For
PAUL G. GABOS Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
MANUEL KADRE Mgmt For For
ROGER J. MEDEL, M.D. Mgmt For For
DONNA E. SHALALA PH.D. Mgmt For For
ENRIQUE J. SOSA PH.D. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Abstain Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 933812251
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HERBERT CHANG Mgmt For For
EUGEN ELMIGER Mgmt For For
MICHAEL R. HSING Mgmt For For
2 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4 PROPOSAL TO ADOPT THE 2014 EQUITY INCENTIVE Mgmt For For
PLAN.
5 PROPOSAL TO ADOPT THE MASTER CASH Mgmt For For
PERFORMANCE BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933695174
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY M. COHEN Mgmt For For
DAVID T. GIBBONS Mgmt Withheld Against
RAN GOTTFRIED Mgmt For For
ELLEN R. HOFFING Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
POLARIS INDUSTRIES INC. Agenda Number: 933742290
--------------------------------------------------------------------------------------------------------------------------
Security: 731068102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PII
ISIN: US7310681025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN C. CORNELL Mgmt For For
BERND F. KESSLER Mgmt For For
SCOTT W. WINE Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933743088
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For
1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933759308
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
TAMARA HUGHES GUSTAVSON Mgmt For For
URI P. HARKHAM Mgmt For For
B. WAYNE HUGHES, JR. Mgmt For For
AVEDICK B. POLADIAN Mgmt Withheld Against
GARY E. PRUITT Mgmt Withheld Against
RONALD P. SPOGLI Mgmt For For
DANIEL C. STATON Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933775403
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. LANHAM NAPIER Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE J. STILL, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL SAM GILLILAND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933779588
--------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: RRC
ISIN: US75281A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1B. ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1C. ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1E. ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1F. ELECTION OF DIRECTOR: MARY RALPH LOWE Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
2. A PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
PHILOSOPHY, POLICIES AND PROCEDURES
DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL - A PROPOSAL Shr Against For
REQUESTING A REPORT REGARDING FUGITIVE
METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
REACHLOCAL INC Agenda Number: 933780149
--------------------------------------------------------------------------------------------------------------------------
Security: 75525F104
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: RLOC
ISIN: US75525F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZORIK GORDON Mgmt For For
ROBERT DYKES Mgmt For For
ALAN SALZMAN Mgmt For For
2. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
2008 STOCK INCENTIVE PLAN
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933781747
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MICHAEL Mgmt For For
BALMUTH
1B. ELECTION OF CLASS II DIRECTOR: K. GUNNAR Mgmt For For
BJORKLUND
1C. ELECTION OF CLASS II DIRECTOR: SHARON D. Mgmt For For
GARRETT
1D. ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
BUSH
1E. ELECTION OF CLASS III DIRECTOR: NORMAN A. Mgmt For For
FERBER
1F. ELECTION OF CLASS III DIRECTOR: GREGORY L. Mgmt For For
QUESNEL
2. APPROVAL OF CERTAIN PROVISIONS OF 2008 Mgmt For For
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933746565
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL MEETING IN 2014.
O2 AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL MEETING IN 2014.
O3 AN ORDINARY RESOLUTION TO ELECT H.E. LENTZ Mgmt For For
AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE
AT THE ANNUAL MEETING IN 2014.
O4 AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
O5 AN ORDINARY RESOLUTION TO REAPPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITORS
UNDER THE U.K. COMPANIES ACT 2006, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
O6 AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
O7 AN ORDINARY RESOLUTION TO APPROVE OUR 2013 Mgmt For For
ROWAN COMPANIES PLC INCENTIVE PLAN.
O8 AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY NATURE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
DECEMBER 31, 2012.
9 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
ROWAN COMPANIES PLC'S EXECUTIVE
COMPENSATION AS REPORTED IN THIS PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933734851
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO INCREASE
THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
FROM 405,000,000 TO 1,605,000,000.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933825979
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STRATTON SCLAVOS Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.3 ELECTION OF DIRECTOR: SHIRLEY YOUNG Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2014.
5. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933717944
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTIAN A. BRICKMAN Mgmt For For
MARSHALL E. EISENBERG Mgmt For For
JOHN A. MILLER Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. STOCKHOLDER PROPOSAL BY THE PENSION Shr For Against
RESERVES INVESTMENT MANAGEMENT BOARD TO
REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERFLY, INC. Agenda Number: 933782321
--------------------------------------------------------------------------------------------------------------------------
Security: 82568P304
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SFLY
ISIN: US82568P3047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERIC J. KELLER Mgmt For For
1B. ELECTION OF DIRECTOR: NANCY J. SCHOENDORF Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL P. ZEISSER Mgmt For For
2. TO APPROVE THE AMENDMENT OF SHUTTERFLY'S Mgmt Against Against
2006 EQUITY INCENTIVE PLAN SUCH THAT THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER WILL INCREASE BY 1,200,000
SHARES ON JANUARY 1, 2014 AND JANUARY 1,
2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF SHUTTERFLY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SHUTTERFLY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933747442
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD P. BOYKIN Mgmt For For
1B. ELECTION OF DIRECTOR: CARY T. FU Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR L. LUND Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVAL OF A STOCKHOLDER PROPOSAL Shr For For
RECOMMENDING DECLASSIFICATION OF OUR BOARD
--------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION Agenda Number: 933752532
--------------------------------------------------------------------------------------------------------------------------
Security: 881609101
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: TSO
ISIN: US8816091016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY J. GOFF Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MARY PAT MCCARTHY Mgmt For For
1G. ELECTION OF DIRECTOR: J.W. NOKES Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. WILEY Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICK Y. YANG Mgmt For For
2. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE TESORO CORPORATION AMENDED Mgmt For For
AND RESTATED 2011 LONG-TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933746236
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933734647
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 04-Apr-2013
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt For For
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
HENRY H. KETCHAM Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
KAREN E. MAIDMENT Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE Mgmt For For
MANAGEMENY PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
COMPENSATION SECTIONS OF THE MANAGEMENT
PROXY CIRCULAR *ADVISORY VOTE*
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For
F SHAREHOLDER PROPOSAL C Shr Against For
G SHAREHOLDER PROPOSAL D Shr Against For
H SHAREHOLDER PROPOSAL E Shr Against For
I SHAREHOLDER PROPOSAL F Shr Against For
J SHAREHOLDER PROPOSAL G Shr Against For
K SHAREHOLDER PROPOSAL H Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933747745
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933787535
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933784779
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA BOGER Mgmt For For
TERRENCE C. KEARNEY Mgmt For For
YUCHUN LEE Mgmt For For
ELAINE S. ULLIAN Mgmt For For
2. APPROVAL OF OUR 2013 STOCK AND OPTION PLAN. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP INC Agenda Number: 933787446
--------------------------------------------------------------------------------------------------------------------------
Security: 92672A101
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: VPFG
ISIN: US92672A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE W. HUNT Mgmt For For
2. SHAREHOLDER ADVISORY VOTE AS TO THE Mgmt For For
COMPENSATION OF VIEWPOINT FINANCIAL GROUP,
INC.'S EXECUTIVES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933793273
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF VMWARE NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY AND INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT TO THE 2007 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933809797
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD E. NED GUILLET Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD J. Mgmt For For
MITTELSTAEDT
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
4. PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE
SUPERMAJORITY VOTING REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Greater China Growth Fund, a series
of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place,
Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Greater China Growth Fund (the "Fund") was a feeder fund that invested exclusively in shares
of Greater China Growth Portfolio (the "Portfolio"), a master fund registered under the Investment
Company Act of 1940 until July 31, 2012. The proxy voting record
of the Fund for record dates after July 31, 2012 is included in this filing. The proxy voting record of the
Portfolio filed on August 15, 2013 can be found on the Securities and Exchange Commission's
website (www.sec.gov).The Portfolio's CIK number is 892885 and its file number is 811-7264.
Eaton Vance Greater China Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN Agenda Number: 704414539
--------------------------------------------------------------------------------------------------------------------------
Security: G2953R114
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG2953R1149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412491.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412477.pdf
1 To receive and consider the audited Mgmt For For
consolidated Financial Statements, the
Report of the Directors and the Independent
Auditor's Report for the year ended 31st
December, 2012
2 To declare a final dividend of HK50.8 cents Mgmt For For
per share for the year ended 31st December,
2012
3a To re-elect Ms. Ingrid Chunyuan Wu as Mgmt For For
Non-Executive Director
3b To re-elect Mr. Koh Boon Hwee as Mgmt For For
Independent Non-Executive Director
3c To re-elect Ms. Chang Carmen I-Hua as Mgmt For For
Independent Non-Executive Director
3d To authorize the Board of Directors to fix Mgmt For For
the Directors remuneration
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as auditors of the Company and
authorise the Board of Directors to fix
their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue shares (ordinary resolution set
out in item 5 of the notice of annual
general meeting)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (ordinary resolution
set out in item 6 of the notice of annual
general meeting)
7 To extend the general mandate to issue new Mgmt Against Against
shares by addition thereto the shares
repurchased by the Company (ordinary
resolution set out in item 7 of the notice
of annual general meeting)
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt Abstain Against
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt Abstain Against
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 704488522
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179853 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0507/LTN20130507797.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0507/LTN20130507791.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021928.pdf
1 To consider and approve the report of the Mgmt For For
board of directors (the "Board") of the
Company for the year 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year 2012
3 To consider and approve the audited Mgmt For For
consolidated financial statements of the
Company for the year 2012 prepared under
the PRC Accounting Standards and the
International Financial Reporting Standards
4 To consider and approve the profit Mgmt For For
distribution proposal and the dividends
distribution proposal for the year 2012 as
recommended by the Board and to authorise
the Board to implement such proposals
5 To consider and approve the appointment of Mgmt For For
KPMG as the Company's international auditor
and KPMG Huazhen (Special General
Partnership) as the Company's domestic
auditor and internal control auditor
respectively for the year ending 31
December 2013 and to authorise the
management of the Company to determine
their remunerations for the year 2013
6 To authorise the Board of the Company to Mgmt Against Against
exercise the powers to allot, issue and
deal with additional shares of the Company
and to make or grant offers, agreements and
option which might require the exercise of
such powers in connection with not
exceeding 20% of each of the existing A
Shares and H Share (as the case may be) in
issue at the date of passing this
resolution, and to authorise the Board of
the Company to increase the registered
capital and amend the Articles of
Association of the Company to reflect such
increase in the registered capital of the
Company under the general mandate
7 To consider and approve the resolution in Mgmt For For
relation to the grant of a general mandate
to the Board of the Company to issue debt
financing instruments
8 To consider and approve the revised Mgmt For For
Measures on Management of the Stock
Appreciation Rights and the Proposal for
the Second Grant of the Stock Appreciation
Rights
9 To consider and approve the resolution in Mgmt For For
relation to the provision of guarantee by
the Company for the financing to be
obtained by Air China Cargo Co., Ltd., a
subsidiary of the Company, for its purchase
of 8 B777-200F freighters
--------------------------------------------------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD Agenda Number: 704446916
--------------------------------------------------------------------------------------------------------------------------
Security: G09702104
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: KYG097021045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419897.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419859.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and
reports of the directors and auditor of the
Company for the year ended 31 December 2012
2 To declare final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's auditor and to authorise the
board of directors of the Company to fix
the auditor's remuneration
4.ai To re-elect Mr. Tang King Loy as an Mgmt For For
executive director of the Company
4.aii To re-elect Mr. Gao Yu as a non-executive Mgmt For For
director of the Company
4aiii To re-elect Mr. Chan Yu Ling, Abraham as an Mgmt For For
independent non-executive director of the
Company
4b To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors
5 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with new shares not exceeding 10% of the
issued share capital of the Company as at
the date of passing this resolution
6 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares not
exceeding 10% of the issued share capital
of the Company as at the date of passing
this resolution
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to allot,
issue and deal with additional shares in
the share capital of the Company by an
amount not exceeding the amount of the
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
BIOSTIME INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN Agenda Number: 704355785
--------------------------------------------------------------------------------------------------------------------------
Security: G11259101
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: KYG112591014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327704.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0327/LTN20130327945.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive, consider and adopt the Mgmt For For
consolidated audited financial statements
of the Company and its subsidiaries and the
reports of the Directors and auditors of
the Company for the year ended 31 December
2012
2a To declare a final dividend equivalent to Mgmt For For
HKD 0.39 per ordinary share for the year
ended 31 December 2012 to the shareholders
of the Company which shall be paid out of
the share premium of the Company
2b To declare a special dividend equivalent to Mgmt For For
HKD 0.46 per ordinary share for the year
ended 31 December 2012 to the shareholders
of the Company which shall be paid out of
the share premium of the Company
3ai To re-elect Mr. Luo Fei as an executive Mgmt For For
Director of the Company
3aii To re-elect Ms. Kong Qingjuan as an Mgmt For For
executive Director of the Company
3aiii To re-elect Dr. Zhang Wenhui as a Mgmt For For
non-executive Director of the Company
3aiv To re-appoint Mr. Wu Xiong as a Mgmt For For
non-executive Director of the Company
3av To re-appoint Mr. Luo Yun as a Mgmt For For
non-executive Director of the Company
3avi To re-appoint Mr. Chen Fufang as a Mgmt For For
non-executive Director of the Company
3b To authorise the Board of Directors of the Mgmt For For
Company to fix the remuneration of the
Directors of the Company
4 To re-appoint Ernst & Young as auditors of Mgmt For For
the Company and to authorise the Board of
Directors of the Company to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with shares of the
Company not exceeding 20% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing
this resolution
6 To grant a general mandate to the Directors Mgmt For For
to purchase shares of the Company not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing this
resolution
7 To extend the general mandate granted under Mgmt Against Against
resolution no. 5 by adding the shares
purchased pursuant to the general mandate
granted by resolution no. 6
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD Agenda Number: 704456082
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0412/LTN20130412297.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0412/LTN20130412283.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Statement of Accounts and the Reports of
Directors and of the Auditor of the Company
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.693 Mgmt For For
per share for the year ended 31 December
2012
3a To re-elect Mr. LI Lihui as a Director of Mgmt For For
the Company
3b To re-elect Mr. Gao Yingxin as a Director Mgmt For For
of the Company
3c To re-elect Mr. Shan Weijian as a Director Mgmt For For
of the Company
3d To re-elect Mr. Ning Gaoning as a Director Mgmt For For
of the Company
4 To appoint Messrs. Ernst & Young as Auditor Mgmt For For
of the Company and authorise the Board of
Directors or a duly authorised Committee of
the Board to determine the remuneration of
the Auditor
5 To grant a general mandate to the Board of Mgmt Against Against
Directors to allot, issue and deal with
additional shares in the Company, not
exceeding 20% or, in the case of issue of
shares solely for cash and unrelated to any
asset acquisition, not exceeding 5% of the
aggregate nominal amount of the issued
share capital of the Company as at the date
of passing this Resolution
6 To grant a general mandate to the Board of Mgmt For For
Directors to repurchase shares in the
Company, not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing
this Resolution
7 Conditional on the passing of Resolutions 5 Mgmt Against Against
and 6, to extend the general mandate
granted by Resolution 5 by adding thereto
of an amount representing the aggregate
nominal amount of the issued share capital
of the Company purchased under the general
mandate granted pursuant to Resolution 6
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD Agenda Number: 704393696
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN201304081050.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN20130408962.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31st December, 2012
2 To declare a final dividend Mgmt For For
3.1 To elect Mr. Li Tzar Kuoi, Victor as Mgmt For For
Director
3.2 To elect Mr. Ip Tak Chuen, Edmond as Mgmt For For
Director
3.3 To elect Mr. Chiu Kwok Hung, Justin as Mgmt For For
Director
3.4 To elect Mr. Leung Siu Hon as Director Mgmt For For
3.5 To elect Mr. Chow Kun Chee, Roland as Mgmt For For
Director
3.6 To elect Mr. Lee Yeh Kwong, Charles as Mgmt For For
Director
3.7 To elect Mr. Yeh Yuan Chang, Anthony as Mgmt For For
Director
3.8 To elect Dr. Wong Yick-ming, Rosanna as Mgmt For For
Director
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
as Auditor and authorise the Directors to
fix their remuneration
5.1 Ordinary Resolution No. 5(1) of the Notice Mgmt Against Against
of Annual General Meeting (To give a
general mandate to the Directors to issue
additional shares of the Company)
5.2 Ordinary Resolution No. 5(2) of the Notice Mgmt For For
of Annual General Meeting (To give a
general mandate to the Directors to
repurchase shares of the Company)
5.3 Ordinary Resolution No. 5(3) of the Notice Mgmt Against Against
of Annual General Meeting (To extend the
general mandate granted to the Directors
pursuant to Ordinary Resolution No. 5(1) to
issue additional shares of the Company)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704502788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175851 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421083.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421073.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510720.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510694.pdf
1 The 2012 report of Board of Directors Mgmt For For
2 The 2012 report of Board of Supervisors Mgmt For For
3 The 2012 final financial accounts Mgmt For For
4 The 2012 profit distribution plan Mgmt For For
5 Budget of 2013 fixed assets investment Mgmt For For
6 The appointment of external auditors for Mgmt For For
2013
7.1 Re-appointment of Mr. Zhang Jianguo as an Mgmt For For
Executive Director of the Bank
7.2 Re-appointment of Mr. Zhao Xijun as an Mgmt For For
Independent Non-executive Director of the
Bank
7.3 Re-appointment of Ms. Chen Yuanling as a Mgmt For For
Non-executive Director of the Bank
7.4 Appointment of Mr. Zhu Hongbo as an Mgmt For For
Executive Director of the Bank
7.5 Appointment of Mr. Hu Zheyi as an Executive Mgmt For For
Director of the Bank
7.6 Appointment of Mr. Chung Shui Ming Timpson Mgmt For For
as an Independent Non-executive Director of
the Bank
7.7 Appointment of Ms. Margaret Leung Ko May Mgmt For For
Yee as an Independent Non-executive
Director of the Bank
7.8 Appointment of Mr. Wim Kok as an Mgmt For For
Independent Non-executive Director of the
Bank
7.9 Appointment of Mr. Murray Horn as an Mgmt For For
Independent Non-executive Director of the
Bank
7.10 Appointment of Mr. Xu Tie as a Mgmt For For
Non-executive Director of the Bank
7.11 Appointment of Mr. Qi Shouyin as a Mgmt For For
Non-executive Director of the Bank
7.12 Terms of office of proposed Directors Mgmt For For
8.1 Re-appointment of Mr. Zhang Furong as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.2 Re-appointment of Ms. Liu Jin as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.3 Appointment of Ms. Li Xiaoling as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.4 Appointment of Mr. Bai Jianjun as an Mgmt For For
external Supervisor of the Bank
8.5 Appointment of Mr. Wang Xinmin as an Mgmt For For
External Supervisor of the Bank
9 Issuance of write-down type eligible Mgmt For For
capital instruments in the amount of up to
RMB60 billion by the end of 2015
10 Revisions to the Articles of Association Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 704508526
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179630 DUE TO ADDITION AND
DELETION OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0414/LTN20130414041.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514260.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514253.pdf
1 Consider and approve the Work Report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 Consider and approve the Work Report of the Mgmt For For
Board of Supervisors of the Company for the
year 2012
3 Consider and approve the Annual Report of Mgmt For For
the Company for the year 2012 (including
the Audited Financial Report)
4 Consider and approve the Audited Financial Mgmt For For
Statements of the Company for the year 2012
5 Consider and approve the Proposal regarding Mgmt For For
the Profit Appropriation Plan for the year
2012 (including the distribution of final
dividends)
6 Consider and approve the Resolution Mgmt For For
regarding the Appointment of Accountant and
its Remuneration for the year 2013
7.1 Consider and approve the re-appointment of Mgmt For For
Mr. Fu Yuning as non-executive director of
the Company
7.2 Consider and approve the re-appointment of Mgmt For For
Mr. Li Yinquan as non-executive director of
the Company
7.3 Consider and approve the re-appointment of Mgmt For For
Mr. Fu Gangfeng as non-executive director
of the Company
7.4 Consider and approve the re-appointment of Mgmt For For
Mr. Hong Xiaoyuan as non-executive director
of the Company
7.5 Consider and approve the re-appointment of Mgmt For For
Mr. Xiong Xianliang as non-executive
director of the Company
7.6 Consider and approve the re-appointment of Mgmt For For
Mr. Wei Jiafu as non-executive director of
the Company
7.7 Consider and approve the re-appointment of Mgmt For For
Ms. Sun Yueying as non-executive director
of the Company
7.8 Consider and approve the re-appointment of Mgmt For For
Mr. Wang Daxiong as non-executive director
of the Company
7.9 Consider and approve the re-appointment of Mgmt For For
Mr. Fu Junyuan as non-executive director of
the Company
7.10 Consider and approve the appointment of Ms. Mgmt For For
Zhu Yi as non-executive director of the
Company
7.11 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the re-appointment of Mr. Ma Weihua as
executive director of the Company
7.12 Consider and approve the re-appointment of Mgmt For For
Mr. Zhang Guanghua as executive director of
the Company
7.13 Consider and approve the re-appointment of Mgmt For For
Mr. Li Hao as executive director of the
Company
7.14 Consider and approve the re-appointment of Mgmt For For
Mr. Wong Kwai Lam as independent
non-executive Director of the Company
7.15 Consider and approve the appointment of Mr. Mgmt For For
Shan Weijian as independent non-executive
Director of the Company
7.16 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the appointment of Mr. Yi Jun as
independent non-executive director of the
Company
7.17 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Chengwei as independent
non-executive Director of the Company
7.18 Consider and approve the re-appointment of Mgmt For For
Ms. Pan Yingli as independent non-executive
Director of the Company
7.19 Consider and approve the re-appointment of Mgmt For For
Ms. Guo Xuemeng as independent
non-executive Director of the Company
8.1 Consider and approve the re-appointment of Mgmt For For
Mr. Zhu Genlin as shareholder
representative Supervisor of the Company
8.2 Consider and approve the re-appointment of Mgmt For For
Mr. An Luming as shareholder representative
Supervisor of the Company
8.3 Consider and approve the re-appointment of Mgmt For For
Mr. Liu Zhengxi as shareholder
representative Supervisor of the Company
8.4 Consider and approve the re-appointment of Mgmt For For
Mr. Peng Zhijian as external Supervisor of
the Company
8.5 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Ji as external Supervisor of the
Company
8.6 Consider and approve the appointment of Mr. Mgmt For For
Shi Rongyao as external Supervisor of the
Company
9 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Directors for
the year 2012
10 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Supervisors for
the year 2012
11 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of Independent
Non-executive Directors for the year 2012
12 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of external Supervisors
for the year 2012
13 Consider and approve the Related Party Mgmt For For
Transaction Report for the year 2012
14 Consider and approve the Resolution Mgmt For For
regarding extension of the effective period
for the issue of new Tier 2 Capital
Instruments pursuant to the resolution on
the issuance to substitute RMB23 Billion
Maturing Tier 2 Capital Instruments
15 Consider and approve the Resolution Mgmt Against Against
regarding the general mandate to issue new
shares and/or share options of China
Merchants Bank Co., Ltd.
16 Consider and approve the Resolution Mgmt For For
regarding the Articles of Association of
China Merchants Bank Co., Ltd. (2013
Revision) (including the Rules of
Procedures for Shareholders' General
Meetings, the Rules of Procedures for
Meetings of the Board of Directors and the
Rules of Procedures for Meetings of the
Board of Supervisors of the Company
17.1 Consider and approve the appointment of Mr. Mgmt For For
Tian Huiyu as an executive director of the
Ninth Session of the Board of Directors of
the Company
17.2 Consider and approve the appointment of Mr. Mgmt For For
Xu Shanda as an independent non-executive
director of the Ninth Session of the Board
of Directors of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN URL. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt For For
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704431155
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0415/LTN20130415633.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0415/LTN20130415593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415659.pdf
1 To consider and approve the audited Mgmt For For
financial statements and the report of the
auditor for the year ended 31 December 2012
2 To consider and approve the proposed profit Mgmt For For
distribution and annual dividend for the
year ended 31 December 2012
3 To consider and approve the report of the Mgmt For For
directors of the Company for the year ended
31 December 2012
4 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
5 To appoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the domestic
and international auditors of the Company
for the year 2013 and to authorise the
board of directors to fix the remuneration
thereof
6 To re-elect Mr. Fong Wo, Felix as an Mgmt For For
independent non-executive director of the
Company with immediate effect
7 To re-elect Mr. Chen Quansheng as an Mgmt For For
independent non-executive director of the
Company with immediate effect
8 To appoint Mr. Zeng Quan as a non-executive Mgmt For For
director of the Company with immediate
effect
9 To appoint Mr. Zhang Zhaoshan as a Mgmt For For
supervisor of the Company with immediate
effect
10 That the articles of association of the Mgmt For For
Company be and are hereby amended as
follows: (a) Article 166 be deleted in its
entirety and substituting therefor by the
following new Article 166: "Article 166
When distributing the after-tax profits of
the current year, the Company shall
allocate 10 percent of its profits to the
statutory reserve fund. In the event that
the accumulated statutory reserve fund of
the Company has reached more than 50
percent of the registered capital of the
Company, no allocation is needed. In the
event that the statutory reserve fund of
the Company is insufficient to make up the
losses of the Company of the previous year,
before allocating the statutory reserve
fund in accordance with the stipulations of
the previous paragraph, the Company shall
first make up the losses by using the
profits of the CONTD
CONT CONTD current year. After allocating the Non-Voting
statutory reserve fund from the after-tax
profits of the Company, the Company can
allocate the other reserve fund according
to the resolution of the shareholders'
general meeting. The remaining profits
shall, after making up the losses and
allocating the reserve funds, be
distributed in accordance with the
proportion of shares held by the
shareholders, priority should be given to
the distribution of profits in cash. The
Company should keep its policy of
distribution of profits consecutive and
stable. The Company should give adequate
consideration to shareholders' return.
Except for the circumstances set out in
paragraph 6 of this Article, in ensuring
the normal operation of the Company and
continuous development, and as long as the
profit for the relevant year and
accumulated CONTD
CONT CONTD retained earnings remain positive, Non-Voting
the annual dividend level shall not be
lower than 20% of the total net profit for
the year. The specific payout amount shall
be finally approved by the shareholders in
a general meeting. When the operating
conditions of the Company are good, and the
Board is of the view that the price of the
Share does not match the Company's capital
structure and it is in the interest of the
shareholders for the Company to pay
dividend, the Company may make a
preliminary distribution of share dividend
as long as the conditions about cash
dividend above can be met. In case of war,
natural disasters and other force majeure
event, or there exist changes to the
external operating environment that have a
material impact on the Company's operation,
or the Company's own operating conditions
changed CONTD
CONT CONTD significantly, the Company may adjust Non-Voting
its profit distribution policy. The
adjustment of the profit distribution
policy shall be subject to the opinion of
the independent directors and shall be
discussed in detail by the Board on the
reasons for the adjustment. The resolution
of the Board shall be submitted to the
shareholders for approval by way of a
special resolution. Internet voting for
shareholders shall be arranged by the
Company for the general meeting to approve
changes to the profit distribution policy
(b) Article 170 be deleted in its entirety
and substituting therefor by the following
new Article 170: "Article 170 The Company
may distribute dividends in the following
forms: (1) cash; (2) shares; (3) a mix of
cash and shares." (c) Article 171 be
deleted in its entirety and substituting
therefor by the CONTD
CONT CONTD following new Article 171: "Article Non-Voting
171 The Company's profit distribution plan
shall be prepared by the CEO and submitted
to the Board of Directors to review, the
independent directors shall provide their
independent opinions, and the Board
resolution shall be submitted to the
shareholders at a general meeting to
approve. The convening of the shareholders'
general meeting should be consistent with
the regulatory requirements of the place of
listing of the Company. After the
shareholders at a general meeting have
resolved for a profit distribution, the
Board of Directors of the Company shall
complete the distribution of dividends (or
shares) within two months of the
shareholders' general meeting. If the
Company elects not to make a cash dividend
in accordance with the special
circumstances set forth in Article 166,
CONTD
CONT CONTD the Board of Directors shall provide Non-Voting
the specific reasons for not paying a cash
dividend, the exact purpose of the retained
earnings of the Company and the expected
investment income and other related
matters, present to the independent
directors for their opinion and submitted
to the shareholders' general meeting for
approval. The reasons shall also be
disclosed in designated media
11 To consider and if, thought fit, pass the Mgmt Against Against
following resolution as a special
resolution of the Company subject to the
following conditions: (a) subject to
paragraphs (b) and (c) below and subject to
all applicable laws, rules and regulations
and/or requirements of the governmental or
regulatory body of securities in the
People's Republic of China (the "PRC"), The
Stock Exchange of Hong Kong Limited (the
"Stock Exchange") or of any other
governmental or regulatory body, the
directors of the Company be and are hereby
authorised to exercise, whether by a single
exercise or otherwise, all the powers of
the Company to allot, issue and deal with
the overseas listed foreign shares ("H
Shares") during the Relevant Period (as
defined in paragraph (d) below); (b) the
aggregate nominal amount of the H Shares
which are authorised to CONTD
CONT CONTD be allotted by the directors of the Non-Voting
Company pursuant to the approval under
paragraph (a) above shall not exceed 20% of
the aggregate nominal amount of the H
Shares of the Company in issued as at the
date of passing this resolution, and the
said approval shall be limited accordingly;
and (c) the authority granted under
paragraph (a) above shall be conditional
upon the approvals of any regulatory
authorities as required by the laws, rules
and regulations of the PRC being obtained
by the Company; (d) for the purposes of
this resolution: "Relevant Period" means
the period from the passing of this
resolution until whichever is the earliest
of: (i) the conclusion of the next annual
general meeting of the Company; (ii) the
expiration of the period within which the
next annual general meeting of the Company
is required by CONTD
CONT CONTD law or the Company's articles of Non-Voting
association to be held; or (iii) the date
upon which the authority set out in this
resolution is revoked or varied by way of
special resolution of the Company in
general meeting. (e) subject to the
approval of all relevant governmental
authorities in the PRC for the issue and
allotment of and dealing in such H Shares
being granted, the directors of the Company
be and is hereby authorised to (i) make
such corresponding amendments to the
Articles of Association (the "Articles") of
the Company as it thinks fit so as to
change the registered capital of the
Company and to reflect the new capital
structure of the Company upon the exercise
of the authority to allot, issue and deal
in H Shares as conferred under paragraph
(a) above; and (ii) file the amended
Articles with the relevant CONTD
CONT CONTD governmental authorities of the PRC Non-Voting
of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD Agenda Number: 704412395
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411275.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411259.pdf
1 To receive and adopt the Audited Financial Mgmt For For
Statements and the Reports of the Directors
and the Independent Auditor's Report for
the year ended 31 December 2012
2 To approve the declaration of a final Mgmt For For
dividend for the year ended 31 December
2012 of HK24 cents per share
3a To re-elect Mr. Hao Jian Min as Director Mgmt For For
3b To re-elect Mr. Xiao Xiao as Director Mgmt For For
3c To re-elect Mr. Guo Yong as Director Mgmt For For
3d To re-elect Mr. Kan Hongbo as Director Mgmt For For
3e To re-elect Dr. Wong Ying Ho, Kennedy as Mgmt For For
Director
3f To re-elect Dr. Fan Hsu Lai Tai, Rita as Mgmt For For
Director
3g To re-elect Mr. Li Man Bun, Brian David as Mgmt For For
Director
4 To authorise the Board to fix the Mgmt For For
remuneration of the Directors
5 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
as Auditor of the Company to hold office
until the conclusion of the next Annual
General Meeting and to authorise the Board
to fix their remuneration
6 To approve the granting to the Directors Mgmt For For
the general and unconditional mandate to
repurchase shares in the capital of the
Company up to 10% of the issued share
capital of the Company
7 To approve the granting to the Directors Mgmt Against Against
the general and unconditional mandate to
allot, issue and deal with new shares not
exceeding 20% of the issued share capital
of the Company
8 To approve the extension of the authority Mgmt Against Against
granted to the Directors by Resolution 7
above by adding the number of shares
repurchased pursuant to the authority
granted to the Directors by Resolution 6
above
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD Agenda Number: 704481249
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: EGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503545.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503533.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the New Mgmt For For
Master CSCECL Group Engagement Agreement
(as defined in the circular of the Company
dated 6 May 2013 (the "Circular")) and the
transactions contemplated thereunder and
the implementation thereof, and to approve
the Cap (as defined in the Circular)
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 704049899
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505R101
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0910/LTN20120910114.pdf
1 To consider and approve the resolution on Mgmt For For
the amendments to the Articles of
Association of China Pacific Insurance
(Group) Co., Ltd.: Article 209
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 704511446
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505R101
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175355 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0414/LTN20130414051.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516013.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516023.pdf
1 To consider and approve the report of Board Mgmt For For
of Directors of the Company for the year
2012
2 To consider and approve the report of Board Mgmt For For
of Supervisors of the Company for the year
2012
3 To consider and approve the full text and Mgmt For For
the summary of the annual report of A
shares of the Company for the year 2012
4 To consider and approve the annual report Mgmt For For
of H shares of the Company for the year
2012
5 To consider and approve the financial Mgmt For For
statements and report of the Company for
the year 2012
6 To consider and approve the profit Mgmt For For
distribution plan of the Company for the
year 2012
7 To consider and approve the proposal on the Mgmt For For
appointment of auditors for the year 2013
8 To consider and approve the due diligence Mgmt For For
report of the Directors for the year 2012
9 To consider and approve the report on Mgmt For For
performance of Independent Directors for
the year 2012
10 To consider and approve the proposal on the Mgmt Against Against
grant of general mandate to issue new
shares of the Company
11 Related Party transactions regarding the Non-Voting
trading of debt securities pursuant to the
Shanghai Listing Rules
12 To review the report on the status of Non-Voting
related party transactions and the
implementation of management system for
related party transactions for the year
2012
13.1 To consider and approve Mr. Wang Chengran Mgmt For For
as a non-executive Director for the 7th
session of the Board of the Company
13.2 To consider and approve Mr. Bai Wei as an Mgmt For For
independent non-executive Director for the
7th session of the Board of the Company
13.3 To consider and approve Ms. Sun Xiaoning as Mgmt For For
a non-executive Director for the 7th
session of the Board of the Company
13.4 To consider and approve Mr. Yang Xianghai Mgmt For For
as a non-executive Director for the 7th
session of the Board of the Company
13.5 To consider and approve Mr. Wu Jumin as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.6 To consider and approve Mr. Wu Junhao as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.7 To consider and approve Mr. Zhang Yansheng Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.8 To consider and approve Mr. Lam Chi Kuen as Mgmt For For
an independent non-executive Director for
the 7th session of the Board of the Company
13.9 To consider and approve Mr. Zhou Zhonghui Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.10 To consider and approve Mr. Zheng Anguo as Mgmt For For
a non-executive Director for the 7th
session of the Board of the Company
13.11 To consider and approve Mr. Gao Guofu as an Mgmt For For
executive Director for the 7th session of
the Board of the Company
13.12 To consider and approve Mr. Cheng Feng as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.13 To consider and approve Mr. Fok Kwong Man Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.14 To consider and approve Mr. Huo Lianhong as Mgmt For For
an executive Director for the 7th session
of the Board of the Company
14.1 To consider and approve Mr. Zhang Jianwei Mgmt For For
as a shareholder representative Supervisor
for the 7th session of the Board of
Supervisors of the Company
14.2 To consider and approve Ms. Lin Lichun as a Mgmt For For
shareholder representative Supervisor for
the 7th session of the Board of Supervisors
of the Company
14.3 To consider and approve Mr. Dai Zhihao as a Mgmt For For
shareholder representative Supervisor for
the 7th session of the Board of Supervisors
of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING Agenda Number: 703987151
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0729/LTN20120729006.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0729/LTN20120729008.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the following mandate and authorise the
board of directors of the Company to carry
out the following:-(1) To determine the
proposed issue of debt financing
instruments of the Company within the limit
of issuance, including but not limited to
short-term debentures, medium-term notes,
super short-term commercial papers,
corporate bonds and enterprise bonds in
domestic market as well as Renminbi
denominated bonds and foreign currency
denominated bonds, etc. in overseas market
(excluding convertible bonds that may be
converted into equity securities). (2) To
determine and finalise, based on the
Company's needs and market conditions, the
specific terms and conditions of and CONTD
CONT CONTD all relevant matters in connection Non-Voting
with the proposed issue of debt financing
instruments, including but not limited to
type, principal, interest rate, term,
issuance timing, targets and use of
proceeds of such debt financing instruments
to be issued within the aforesaid limit and
the production, execution and disclosure of
all necessary documents. (3) To ensure the
gearing ratio (total liabilities/total
assets) based on the Company's consolidated
financial statements upon completion of
each issuance not exceeding 50%, in
addition to the compliance with the
restrictions by the government and relevant
regulatory authorities on the issuance size
of the debt financing instruments to be
issued by the Company under CONTD
CONT CONTD these authorisations. The gearing Non-Voting
ratio is calculated based on the latest
published (quarterly, interim or annual)
financial statements of the Company prior
to the proposed issue, taking into
consideration the amount of debt financing
instruments issued or repaid at the end of
the reporting period up to the date of the
proposed issue as well as the size of the
proposed issuance. (4) To satisfy the
following criteria for any corporate bonds
to be issued through a domestic exchange:
the principal shall not exceed RMB50
billion; the term shall not exceed 10
years; and such corporate bonds may be
issued to the Company's shareholders by way
of placing, arrangement details of which
(availability of placing, CONTD
CONT CONTD placing ratio, etc.) shall be Non-Voting
determined by the board of directors
according to market conditions and the
terms and conditions of the proposed issue.
(5) To delegate the mandate to Dr. Ling
Wen, the executive director and president
of the Company, and Ms. Zhang Kehui, the
chief financial officer, within the scope
of this mandate for determining other
matters related to such issuance and
implementing specific measures upon
determining the type, principal, term and
use of proceeds of each issuance of the
debt financing instruments by the board of
directors of the Company. (6) The mandate
and the authorisations set out in this
resolution shall remain effective within 24
months commencing from the date on which
this resolution is approved by shareholders
at the general meeting
--------------------------------------------------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG Agenda Number: 704452907
--------------------------------------------------------------------------------------------------------------------------
Security: Y15207106
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE100000TW9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422485.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0422/LTN20130422535.pdf
1 To consider and approve the Report of the Mgmt For For
Board of Directors (the "Board") of the
Company for the Year 2012
2 To consider and approve the Report of the Mgmt For For
Board of Supervisors of the Company for the
Year 2012
3 To consider and approve the Final Accounts Mgmt For For
of the Company for the Year Ended 31
December 2012
4 To consider and approve the Audited Mgmt For For
Financial Statements of the Company and the
Independent Auditors' Report for the Year
ended 31 December 2012
5 To consider and approve the Profit Mgmt For For
Distribution Plan of the Company for the
Year 2012
6 To consider and approve the Budget Mgmt For For
Arrangement Report of the Company for the
Year Ended 31 December 2013
7 To consider and approve the re-appointment Mgmt For For
of Zhong Lei Certified Public Accountants
Co., Ltd. As specified and Ernst & Young as
the Company's PRC auditors and overseas
auditors, respectively, for the year 2013
for a term until the conclusion of the next
annual general meeting of the Company, and
to authorise the Board to determine their
respective remunerations
8.a To consider and elect Mr. Zhao Hui Ning as Mgmt For For
a non-executive director of the second
session of the Board
8.b To consider and elect Mr. Xiao Gang as a Mgmt For For
non-executive director of the second
session of the Board
8.c To consider and elect Mr. Ma Guo Qing as a Mgmt For For
non-executive director of the second
session of the Board
8.d To consider and elect Dr. Cao Xin as an Mgmt For For
executive director of the second session of
the Board
8.e To consider and elect Mr. Gao Qing Yu as an Mgmt For For
executive director of the second session of
the Board
8.f To consider and elect Mr. Wang Hong Jun as Mgmt For For
an executive director of the second session
of the Board
8.g To consider and elect Mr. Zhao Hui as an Mgmt For For
executive director of the second session of
the Board
8.h To consider and elect Mr. Qin Hai Yan as an Mgmt For For
independent non-executive director of the
second session of the Board
8.i To consider and elect Mr. Ding Jun as an Mgmt For For
independent non-executive director of the
second session of the Board
8.j To consider and elect Mr. Wang Xiang Jun as Mgmt For For
an independent non-executive director of
the second session of the Board; and
8.k To consider and elect Mr. Yue Man Yiu Mgmt For For
Matthew as an independent nonexecutive
director of the second session of the Board
9.a To consider and elect Mr. Yang Hong Chi as Mgmt For For
a non-employee representative supervisor of
the second session of the Board of
Supervisors; and
9.b To consider and elect Mr. Liu Jin Hai as a Mgmt For For
non-employee representative supervisor of
the second session of the Board of
Supervisors
10 To consider and approve the Directors and Mgmt For For
Supervisors remuneration package of the
second session of the Board of Directors
and the Board of Supervisors
11 To consider and approve the granting of a Mgmt Against Against
general mandate to the Board to issue,
allot and deal with additional domestic
shares and H shares not exceeding 20% of
each of the aggregate nominal values of the
domestic shares and H shares of the Company
respectively in issue, and to authorise the
Board to make amendments to the Articles of
Association as it thinks fit so as to
reflect the new share capital structure
upon the allotment or issue of additional
shares pursuant to such mandate: "That: (A)
(a) subject to paragraph (c) and in
accordance with the relevant requirements
of the Rules Governing the Listing of
Securities on The Stock Exchange of Hong
Kong Limited (the "Listing Rules"), the
Articles of Association of the Company and
relevant laws and regulations of the
People's Republic of China (the "PRC"), the
CONTD
CONT CONTD exercise by the Board during the Non-Voting
Relevant Period (as hereinafter defined) of
all the powers of the Company to allot,
issue or deal with, either separately or
concurrently, additional domestic shares
and H shares of the Company and to make or
grant offers, agreements, options and
rights of exchange or conversion which
might require the exercise of such powers
be hereby generally and unconditionally
approved; (b) the approval in paragraph (a)
shall authorise the Board during the
Relevant Period (as hereinafter defined) to
make or grant offers, agreements, options
and rights of exchange or conversion which
might require the exercise of such powers
after the expiration of the Relevant
Period; (c) each of the aggregate nominal
values of domestic shares and H shares
allotted, issued or dealt with or agreed
conditionally CONTD
CONT CONTD or unconditionally to be allotted, Non-Voting
issued or dealt with (whether pursuant to
an option or otherwise) by the Board
pursuant to the approval granted in
paragraph (a) shall not exceed 20% of each
of the aggregate nominal values of domestic
shares and H shares of the Company
respectively in issue at the date of
passing this resolution; (d) the Board will
only exercise the above powers in
accordance with the Company Law of the PRC
and the Listing Rules (as amended from time
to time) and only if all necessary
approvals from the China Securities
Regulatory Commission and/or other relevant
PRC government authorities are obtained;
and (e) for the purpose of this resolution:
"Relevant Period" means the period from the
passing of this resolution until the
earliest of: (i) the conclusion of the next
annual general meeting of CONTD
CONT CONTD the Company; or (ii) the expiration Non-Voting
of the period within which the next annual
general meeting of the Company is required
by the Articles of Association or other
applicable laws to be held; or (iii) the
date of revocation or variation of the
authority given under this resolution by a
special resolution of the Company in
general meeting. (B) the Board be
authorised to make amendments to the
Articles of Association as necessary so as
to reflect the new share capital structure
of the Company upon the allotment or
issue of shares pursuant to the
sub-paragraph (A)(a) of this resolution
12 To consider and approve the amendment of Mgmt For For
Article 101 of the Articles of Association
to read as: "The Company shall have a Board
of Directors. The Board of Directors shall
consist of 11 Directors, of which four
shall be independent non-executive
directors. The Board of Directors shall
have one Chairman and two Vice Chairmen
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 11.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 703994752
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0803/LTN201208031072.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0803/LTN201208031098.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Agreement and the Mgmt For For
transactions contemplated thereunder, as
described in the Notice of Extraordinary
General Meeting dated 3 August 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704471945
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408011.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408005.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
A1 To receive and consider the audited Mgmt For For
Statement of Accounts together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2012
A2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
A3 To re-elect Mr. Yang Hua as a Non-executive Mgmt For For
Director of the Company
A4 To re-elect Mr. Zhou Shouwei as a Mgmt For For
Non-executive Director of the Company
A5 To re-elect Mr. Chiu Sung Hong as an Mgmt For For
Independent Non-executive Director of the
Company
A6 To authorise the Board of Directors to fix Mgmt For For
the remuneration of each of the Directors
A7 To appoint Deloitte Touche Tohmatsu as the Mgmt For For
Company and its subsidiaries' independent
auditors and to authorise the Board of
Directors to fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the capital of the Company not
exceeding 20% of the share capital of the
Company in issue as at the date of passing
of this resolution
B3 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
--------------------------------------------------------------------------------------------------------------------------
CPMC HOLDINGS LTD Agenda Number: 704462136
--------------------------------------------------------------------------------------------------------------------------
Security: Y17739106
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: HK0000057171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426735.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426713.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive, consider and approve the Mgmt For For
audited consolidated financial statements
of the Company and its subsidiaries and the
reports of the directors of the Company and
auditors for the year ended 31 December
2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012 of RMB0.029
(equivalent to HK3.5 cents) per share
3ai To re-elect the following individual as a Mgmt For For
director: Mr. Wang Jinchang
3aii To re-elect the following individual as a Mgmt For For
director: Mr. Zhou Zheng
3aiii To re-elect the following individual as a Mgmt For For
director: Mr. Cheng Yuk Wo
3b To authorise the board of directors of the Mgmt For For
Company to fix the directors' remuneration
for the ensuing year
4 To re-appoint Ernst & Young as auditors and Mgmt For For
to authorise the directors of the Company
to fix their remuneration for the ensuing
year
5 To grant a general mandate to the directors Mgmt Against Against
to allot, issue and deal with additional
shares of the Company
6 To grant a general mandate to the directors Mgmt For For
to repurchase shares in the capital of the
Company
7 Subject to the passing of Resolutions 5 and Mgmt Against Against
6, to authorise the directors to issue and
allot the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
CTCI CORPORATION Agenda Number: 704592167
--------------------------------------------------------------------------------------------------------------------------
Security: Y18229107
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: TW0009933002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of endorsement and guarantee Non-Voting
A.4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 business reports, financial Mgmt For For
statements and consolidated financial
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 2.85 per share
B.3 The revision to the articles of Mgmt For For
incorporation
B.4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.5 The revision to the procedures of monetary Mgmt For For
loans
B.6 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B.7 Extraordinary motions Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 704504491
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 financial statements Non-Voting
A.3 The 2012 audited reports Non-Voting
A.4 The adjustment of profit distribution and Non-Voting
special reserve
A.5 The revision to the rules of the board Non-Voting
meeting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD5.3 per share
B.3 The revision to the articles of Mgmt Abstain Against
incorporation
B.4 The revision to the rules of the Mgmt For For
shareholder meeting
B.5 The revision to the procedures of monetary Mgmt For For
loans
B.6 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.7 The proposal to release non-competition Mgmt Abstain Against
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LTD Agenda Number: 703959734
--------------------------------------------------------------------------------------------------------------------------
Security: G2759B107
Meeting Type: AGM
Meeting Date: 27-Aug-2012
Ticker:
ISIN: BMG2759B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0709/LTN20120709261.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and auditors for
the year ended 31 March 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 March 2012
3.i To re-elect Mr. Lin Yang as a director Mgmt For For
3.ii To re-elect Mr. Wong Man Chung, Francis as Mgmt For For
a director
3.iii To re-elect Mr. Ong Ka Lueng, Peter as a Mgmt For For
director
3.iv To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Ernst & Young as auditors of Mgmt For For
the Company and to authorise the board of
directors to fix their remuneration
5.(1) To grant a general and unconditional Mgmt Against Against
mandate to the board of directors to issue
shares of the Company
5.(2) To grant a general and unconditional Mgmt For For
mandate to the board of directors to
repurchase shares of the Company
5.(3) To the extension of the general mandate Mgmt Against Against
granted to the board of directors pursuant
to resolution 5(1) to cover the shares
repurchased by the Company pursuant to
resolution 5(2)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE 21 AUG 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FORMOSA INTERNATIONAL HOTELS CORP Agenda Number: 704587572
--------------------------------------------------------------------------------------------------------------------------
Security: Y2603W109
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: TW0002707007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of 2013 unsecured convertible Non-Voting
bonds
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD8.79 per share
B.3 The issuance of new shares from capital Mgmt For For
reserves. Proposed bonus issue: 100 SHS for
1,000 SHS held
B.4 The revision to the procedures of monetary Mgmt For For
loans, endorsement and guarantee
B.5 The revision to the rules of shareholder Mgmt For For
meeting
B.6 Extraordinary motions Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
FUTURE BRIGHT HOLDINGS LTD Agenda Number: 704355696
--------------------------------------------------------------------------------------------------------------------------
Security: G3698L107
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: BMG3698L1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325200.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325190.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the audited financial statements Mgmt For For
and the reports of the directors and
auditors of the company for the year ended
31 December 2012
2 To approve and declare a final dividend for Mgmt For For
the year ended 31 December 2012
3 To approve and declare a special dividend Mgmt For For
for the year ended 31 December 2012
4.ai To re-elect Ms. Leong In Ian as an Mgmt For For
executive director of the company
4.aii To re-elect Mr. Cheung Hon Kit as an Mgmt For For
independent non-executive director of the
company
4aiii To re-elect Mr. Chan Pak Cheong Afonso as Mgmt For For
an independent non-executive director of
the company
4.b To authorise the board of directors to fix Mgmt For For
the directors' remuneration
5 To re-appoint BDO Limited as the auditor of Mgmt For For
the company and authorise the board of
directors to fix their remuneration
6 To give general mandate to the directors of Mgmt Against Against
the company to issue new shares of the
company up to 20% of the issued share
capital of the company as at the date of
the meeting (the "General Mandate")
7 To give general authority to the directors Mgmt For For
of the company to make on-market purchase
of shares of the company up to 10% of the
issued share capital of the company as at
the date of the meeting (the "Repurchase
Mandate")
8 To extend the General Mandate to issue Mgmt Against Against
shares of the company by adding to it the
aggregate nominal amount of any shares of
the company repurchased under the
Repurchase Mandate
--------------------------------------------------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN Agenda Number: 704471654
--------------------------------------------------------------------------------------------------------------------------
Security: G39814101
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: KYG398141013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422835.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422772.pdf
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
directors and auditors for the year ended
31 December 2012
2 To declare a final dividend of HKD 0.05 per Mgmt For For
ordinary share for the year ended 31
December 2012
3.a To re-elect Mr. Song Zhenghuan as executive Mgmt For For
director
3.b To re-elect Mr. Ho Kwok Yin, Eric as Mgmt For For
non-executive director
3.c To re-elect Mr. Shi Xiaoguang as Mgmt For For
independent non-executive director
3.d To authorize the board of directors to fix Mgmt For For
the respective directors' remuneration
4 To re-appoint Ernst & Young as auditors and Mgmt For For
to authorize the board of directors to fix
their remuneration
5 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing this
resolution
6 To give a general mandate to the directors Mgmt Against Against
to issue, allot and deal with additional
shares of the Company not exceeding 20% of
the aggregate nominal amount of the issued
share capital of the Company as at the date
of passing this resolution
7 To extend the general mandate granted to Mgmt Against Against
the directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate nominal amount of
the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 704501255
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510418.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510425.pdf
1 To consider and approve the absorption and Mgmt For For
merger of Baoding Xinchang Auto Parts
Company Limited, Baoding Great Wall Botai
Electrical Appliance Manufacturing Co., Ltd
and Baoding Xincheng Automotive Development
Company Limited in accordance with the
proposal set out in Appendix I to the
circular of the Company dated 10 May 2013,
and to authorize the Board to implement
and/or give effect to the absorption and
merger, to execute all necessary documents
and agreements and to do all such things
deemed by them to be incidental to,
ancillary to or in connection with the
absorption and merger, and to approve,
ratify and confirm all such actions of the
Board in relation to the absorption and
merger
2 To consider and approve the adjustment on Mgmt For For
use of proceeds and the reallocation of
remaining proceeds from certain projects to
other projects of the Company in accordance
with the proposal set out in Appendix II to
the circular of the Company dated 10 May
2013
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 704459088
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425902.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425880.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
directors (the ''Directors'') and auditors
(the ''Auditors'') of the Company for the
year ended 31 December 2012
2Ai To re-elect Mr. Liang Hai Shan as a Mgmt For For
non-executive Director
2Aii To re-elect Mr. Li Hua Gang as an executive Mgmt For For
Director
2B To authorise the board (the ''Board'') of Mgmt For For
the Directors to fix the remuneration of
the Directors
3 To re-appoint the Auditors and to authorise Mgmt For For
the Board to fix the remuneration of the
Auditors
4 To approve the declaration of a final Mgmt For For
dividend of the Company for the year ended
31 December 2012
5 To grant the general mandate to the Mgmt For For
Directors to repurchase Shares up to 10% of
the issued share capital of the Company
6 To grant the general mandate to the Mgmt Against Against
Directors to issue additional Shares of up
to 20% of the issued share capital of the
Company
7 To extend the general mandate to issue Mgmt Against Against
additional Shares up to the number of
Shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 704501356
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: SGM
Meeting Date: 28-May-2013
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510263.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510269.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To appoint Dr. Wang Han Hua as a Mgmt For For
non-executive director of the Company with
effect from 1 June 2013
2 To appoint Mrs. Eva Cheng Li Kam Fun as an Mgmt For For
independent non-executive director of the
Company with effect from 1 June 2013
3 Each of Dr. Wang Han Hua and Mrs. Eva Cheng Mgmt For For
Li Kam Fun be and is hereby approved to
receive emolument for acting as a
non-executive director of the Company and
an independent non-executive director of
the Company respectively each in such sum
as determined by the board of directors of
the Company with reference to their
respective qualifications, experience, and
duties and responsibilities towards the
Company and its subsidiaries and prevailing
market conditions
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 704468378
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the financial Mgmt For For
statements and the independent auditors
report for the year ended 31st December
2012, and to declare a final dividend
2 To re-elect Lord Leach of Fairford as a Mgmt For For
director
3 To re-elect Dr Richard Lee as a director Mgmt For For
4 To re-elect Y.K. Pang as a director Mgmt For For
5 To re-elect Lord Sassoon as a director Mgmt For For
6 To re-elect John R. Witt as a director Mgmt For For
7 To re-elect Michael Wu as a director Mgmt For For
8 To fix the directors fees Mgmt For For
9 To re-appoint the auditors and to authorise Mgmt For For
the directors to fix their remuneration
10 That, A. the exercise by the directors Mgmt Against Against
during the relevant period of all powers of
the company to allot or issue shares and to
make and grant offers, agreements and
options which would or might require shares
to be allotted, issued or dispose d of
during or after the end of the relevant
period up to an aggregate nominal amount of
USD78.4 million, be and is hereby generally
and unconditionally approved, and, B. the
aggregate nominal amount of share capital
allotted or agreed conditionally or
unconditionally to be allotted wholly for
cash by the directors pursuant to the
approval in paragraph A., otherwise than
pursuant to a rights issue, shall not
exceed USD11.8 million, and the said
approval shall be limited accordingly
11 That, A. the exercise by the directors of Mgmt For For
all powers of the company to purchase its
own shares, subject to and in accordance
with all applicable laws and regulations,
during the relevant period be and is hereby
generally and unconditionally approved, B.
the aggregate nominal amount of shares of
the company which the company may purchase
pursuant to the approval in paragraph A. of
this resolution shall be less than 15per
cent of the aggregate nominal amount of the
existing issued share capital of the
company at the date of this meeting, and
such approval shall be limited accordingly,
and, C. the approval in paragraph A. of
this resolution shall, where permitted by
applicable laws and regulations and subject
to the limitation in paragraph B. of this
resolution, extend to permit the purchase
of shares of the company, I. by CONTD
CONT CONTD subsidiaries of the company and, II. Non-Voting
pursuant to the terms of put warrants or
financial instruments having similar effect
whereby the company can be required to
purchase its own shares, provided that
where put warrants are issued or offered
pursuant to a rights issue the price which
the company may pay for shares purchased on
exercise of put warrants shall not exceed
15 per cent more than the average of the
market quotations for the shares for a
period of not more than 30 nor less than
the five dealing days falling one day prior
to the date of any public announcement by
the company of the proposed issue of put
warrants
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 704438224
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408956.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408936.pdf
1 To receive and adopt the Statement of Mgmt For For
Audited Accounts and Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3(a) To re-elect Mr Li Tzar Kuoi, Victor as a Mgmt For For
Director
3(b) To re-elect Mr Frank John Sixt as a Mgmt For For
Director
3(c) To re-elect Mr Holger Kluge as a Director Mgmt For For
3(d) To re-elect Mr George Colin Magnus as a Mgmt For For
Director
3(e) To elect Ms Lee Wai Mun, Rose as a Director Mgmt For For
3(f) To elect Mr Lee Yeh Kwong, Charles as a Mgmt For For
Director
4 To appoint Auditor and authorise the Mgmt For For
Directors to fix the Auditor's remuneration
5 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares
6 To approve the purchase by the Company of Mgmt For For
its own shares
7 To extend the general mandate in Ordinary Mgmt Against Against
Resolution No. 5
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt Abstain Against
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt For For
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt For For
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt For For
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt For For
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt For For
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 704459038
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements for Mgmt For For
2012 and to declare a final dividend
2 To re-elect Jenkin Hui as a Director Mgmt For For
3 To re-elect Lord Leach of Fairford as a Mgmt For For
Director
4 To re-elect Lord Sassoon as a Director Mgmt For For
5 To re-elect Giles White as a Director Mgmt For For
6 To fix the Directors' fees Mgmt For For
7 To re-appoint the Auditors and to authorize Mgmt For For
the Directors to fix their remuneration
8 To renew the general mandate to the Mgmt Against Against
Directors to issue new shares
9 To renew the general mandate to the Mgmt For For
Directors to purchase the Company's shares
--------------------------------------------------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD Agenda Number: 704455965
--------------------------------------------------------------------------------------------------------------------------
Security: G5320C108
Meeting Type: AGM
Meeting Date: 20-May-2013
Ticker:
ISIN: BMG5320C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409284.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409243.pdf
1 To receive, consider and adopt the audited Mgmt For For
Financial Statement and the Reports of the
Directors and Auditors for the year ended
31 December 2012
2 To declare a final dividend of HK23 cents Mgmt For For
per ordinary share of the Company
3.A To re-elect Mr. Zhang Bowen as an executive Mgmt For For
director of the Company
3.B To re-elect Dr. Liu Xiao Feng (who has Mgmt For For
served the Company for nine years) as an
independent non-executive director of the
Company
3.C To authorise the directors of the Company Mgmt For For
to fix the remuneration of the directors of
the Company for the year ending 31 December
2013
4 To appoint KPMG as the auditor of the Mgmt For For
Company for the ensuing year and to
authorise the directors of the Company to
fix their remuneration
5 To approve the share issue mandate Mgmt Against Against
(ordinary resolution no. 5 of the notice
convening the Meeting)
6 To approve the share repurchase mandate Mgmt For For
(ordinary resolution no. 6 of the notice
convening the Meeting)
7 To approve extension of the share issue Mgmt Against Against
mandate under ordinary resolution no. 5 by
the number of shares repurchased under
ordinary resolution no. 6 (ordinary
resolution no. 7 of the notice convening
the Meeting)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 17 MAY 2013 TO
14 MAY 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
L'OCCITANE INTERNATIONAL SA, LUXEMBOURG Agenda Number: 704027499
--------------------------------------------------------------------------------------------------------------------------
Security: L6071D109
Meeting Type: AGM
Meeting Date: 26-Sep-2012
Ticker:
ISIN: LU0501835309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0824/LTN20120824032.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0924/LTN20120924405.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and adopt the statutory accounts Mgmt For For
and audited consolidated financial
statements of the Company for the year
ended 31 March 2012 and to acknowledge the
content of the reports of the board of
directors and the auditors of the Company
2 To declare a final dividend of a total Mgmt For For
amount of EUR 36.3 million for the year
ended 31 March 2012
3.I Re-elect the retiring director of the Mgmt For For
Company for a term of 3 years: Mr. Reinold
Geiger
3.II Re-elect the retiring director of the Mgmt For For
Company for a term of 3 years: Mr. Emmanuel
Laurent Jacques Osti
3.III Re-elect the retiring director of the Mgmt For For
Company for a term of 3 years: Mr. Andre
Joseph Hoffmann
3.IV Re-elect the retiring director of the Mgmt For For
Company for a term of 3 years: Mr. Karl
Guenard
3.V Re-elect the retiring director of the Mgmt For For
Company for a term of 3 years: Mr. Martial
Thierry Lopez
4.A To give a general mandate to the directors Mgmt Against Against
to allot, issue and deal with additional
shares not exceeding 20% of the issued
share capital of the Company
4.B To give a general mandate to the directors Mgmt For For
to repurchase shares not exceeding 10% of
the issued share capital of the Company
within a price range between HKD 10 and HKD
30
4.C To ratify and approve the repurchase of Mgmt For For
6,655,500 shares by the Company during the
year ended 31 March 2012
4.D To extend the authority given to the Mgmt Against Against
directors pursuant to ordinary resolution
no. 4(A) to issue shares by adding to the
issued share capital of the Company the
number of shares repurchased under ordinary
resolution no. 4(B)
5 To renew the mandate granted to Mgmt For For
PricewaterhouseCoopers to act as approved
statutory auditor of the Company for the
financial year ending 31 March 2013
6 To re-appoint PricewaterhouseCoopers as the Mgmt For For
external auditor of the Company to hold the
office from the conclusion of the Annual
General Meeting until the next annual
general meeting of the Company
7 To approve the remuneration to be granted Mgmt For For
to certain directors of the Company and to
authorize the board of directors to
implement any subsequent actions which may
be required, including, for the avoidance
of doubt, the payment modalities
8 To grant discharge to the directors for the Mgmt For For
exercise of their mandate during the
financial year ended 31 March 2012
9 To grant discharge to the statutory Mgmt For For
auditors PricewaterhouseCoopers for the
exercise of their mandate during the
financial year ended 31 March 2012
10 To approve the remuneration to be granted Mgmt For For
to PricewaterhouseCoopers as the approved
statutory auditor of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONGFOR PROPERTIES CO LTD Agenda Number: 704424287
--------------------------------------------------------------------------------------------------------------------------
Security: G5635P109
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: KYG5635P1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0416/LTN20130416381.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0416/LTN20130416349.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
report of the directors and the independent
auditors' report for the year ended 31
December 2012
2 To declare a final dividend of RMB0.2 per Mgmt For For
share for the year ended 31 December 2012
3.1 To re-elect Madam Wu Yajun as director Mgmt For For
3.2 To re-elect Mr. QIN Lihong as director Mgmt For For
3.3 To re-elect Mr. Zeng Ming as director Mgmt For For
3.4 To re-elect Mr. Frederick Peter Churchouse Mgmt For For
as director
3.5 To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditors and to authorise the board of
directors to fix the auditors' remuneration
5 To give a general mandate to the directors Mgmt Against Against
to issue new shares of the Company
6 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the directors to issue shares
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 704020015
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: EGM
Meeting Date: 12-Oct-2012
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 115477 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT The meeting scheduled to be held on 12 Oct Non-Voting
2012, is for Merger and Acquisition of
Mediatek Incorporation, ISIN: TW0002454006
and MStar Semiconductor, Inc., ISIN:
KYG6320A1004. If you wish to dissent on the
merger please submit this in writing before
the meeting to waive your voting rights.
Please contact your Global Custodian
directly if you wish to dissent on the
merger.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 Proposal for issuance of new shares for the Mgmt For For
merger of MStar Semiconductor, Inc
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 704538694
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 0. 5 per share
B3 The revision to the procedures of monetary Mgmt For For
loans endorsement and guarantee
B4 The proposed cash distribution from capital Mgmt For For
account: TWD 8. 5 Per share
--------------------------------------------------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD Agenda Number: 704133355
--------------------------------------------------------------------------------------------------------------------------
Security: G65318100
Meeting Type: AGM
Meeting Date: 06-Dec-2012
Ticker:
ISIN: BMG653181005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1029/LTN20121029226.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1029/LTN20121029216.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the Audited Mgmt For For
Financial Statements and the Reports of the
Directors and Independent Auditor for the
year ended 30th June, 2012
2 To declare the final dividend for the year Mgmt For For
ended 30th June, 2012
3.a.i To re-elect Mr. Zhang Cheng Fei as a Mgmt For For
Director
3.aii To re-elect Mr. Lau Chun Shun as a Director Mgmt For For
3aiii To re-elect Mr. Chung Shui Ming, Timpson as Mgmt For For
a Director
3a.iv To re-elect Dr. Cheng Chi Pang as a Mgmt For For
Director
3.b To fix Directors' remuneration Mgmt For For
4 To re-appoint Auditor and to authorise the Mgmt For For
Board of Directors to fix the Auditor's
remuneration
5.a To grant an unconditional mandate to the Mgmt Against Against
Directors to allot ordinary shares
5.b To grant an unconditional mandate to the Mgmt For For
Directors to purchase the Company's own
shares
5.c To extend the ordinary share issue mandate Mgmt Against Against
granted to the Directors
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA CO LTD, BEIJING Agenda Number: 704451094
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883Q104
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: CNE1000003W8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 174630 DUE TO RECEIPT OF PAST
RECORD DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021116.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021152.pdf
1 To consider and approve the Report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 To consider and approve the Report of the Mgmt For For
Supervisory Committee of the Company for
the year 2012
3 To consider and approve the Audited Mgmt For For
Financial Statements of the Company for the
year 2012
4 To consider and approve the declaration and Mgmt For For
payment of the final dividend for the year
ended 31 December 2012 in the amount and in
the manner recommended by the Board of
Directors
5 To consider and approve the authorisation Mgmt For For
of the Board of Directors to determine the
distribution of interim dividends for the
year 2013
6 To consider and approve the appointment of Mgmt For For
KPMG Huazhen and KPMG as the domestic and
international auditors of the Company,
respectively, for the year 2013 and to
authorise the Board of Directors to
determine their remuneration
7(a) To consider and approve the election of Mr. Mgmt For For
Li Qingyi as the Supervisor of the Company
7(b) To consider and approve the election of Mr. Mgmt For For
Fan Fuchun as the independent Supervisor of
the Company
8 To consider and approve, by way of special Mgmt Abstain Against
resolution, certain amendments to the
articles of association of the Company:
article 10, 162
9 To consider and approve, by way of special Mgmt For For
resolution, to unconditionally grant a
general mandate to determine and handle the
issue of debt financing instruments of the
Company with the outstanding balance amount
of up to RMB100 billion, upon such terms
and conditions to be determined by the
Board of Directors
10 To consider and approve, by way of special Mgmt Against Against
resolution, to grant a general mandate to
the Board of Directors to separately or
concurrently issue, allot and deal with
additional domestic shares and overseas
listed foreign shares in the Company not
exceeding 20% of each of its existing
domestic shares and overseas listed foreign
shares of the Company in issue
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704215638
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 05-Feb-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1220/LTN20121220512.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1220/LTN20121220522.pdf
1 To consider and approve "the resolution in Mgmt Against Against
relation to renewal of the grant of the
general mandate on issuance of new shares
to the Board
2 To consider and approve "the resolution Mgmt For For
regarding the extension of the validity
period of the resolution in relation to the
public issuance of A Share convertible
corporate bonds (including subordinated
terms)
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704338436
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321761.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321759.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board of Directors") for the year ended
December 31, 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2012
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2012
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2012
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2012 and the proposed
distribution of final dividends
6 To consider and approve the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the PRC auditor and
PricewaterhouseCoopers as the international
auditor of the Company to hold office until
the conclusion of the next annual general
meeting and to fix their remuneration
7.1 To consider and approve the appointment of Mgmt For For
Mr. Lee Yuansiong as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board of Directors
7.2 To consider and approve the appointment of Mgmt For For
Mr. Soopakij Chearavanont as a
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.3 To consider and approve the appointment of Mgmt For For
Mr. Yang Xiaoping as a Non-executive
Director of the Company to hold office
until the expiry of the term of the 9th
Session of the Board of Directors
7.4 To consider and approve the appointment of Mgmt For For
Mr. Lu Hua as a Non-executive Director of
the Company to hold office until the expiry
of the term of the 9th Session of the Board
of Directors
7.5 To consider and approve the appointment of Mgmt For For
Mr. Yip Dicky Peter as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.6 To consider and approve the appointment of Mgmt For For
Mr. Wong Oscar Sai Hung as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.7 To consider and approve the appointment of Mgmt For For
Mr. Sun Dongdong as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
8 To consider and approve the appointment of Mgmt For For
Ms. Zhang Wangjin as a Supervisor
representing the shareholders of the
Company to hold office until the expiry of
the term of the 7th Session of the
Supervisory Committee
9 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Non-executive Directors of the Company
10 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Supervisors of the Company
11 To consider and approve "the Resolution in Mgmt For For
relation to the Utilization Report on the
Proceeds from the Previous Fund Raising
Activity"
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE Agenda Number: 703989725
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 20-Sep-2012
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0801/LTN20120801697.pdf
1 To consider and approve "the resolution in Mgmt For For
relation to the amendment to the Articles
of Association of the Company" : Article
213
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
RUENTEX DEVELOPMENT CO LTD Agenda Number: 704541603
--------------------------------------------------------------------------------------------------------------------------
Security: Y73659107
Meeting Type: AGM
Meeting Date: 10-Jun-2013
Ticker:
ISIN: TW0009945006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 Other presentations Non-Voting
B1 The 2012 financial statements Mgmt For For
B2 The 2012 profit distribution: proposed cash Mgmt For For
dividend: TWD 2.91 per share
B3 The revision to the articles of Mgmt For For
incorporation
B4 The revision to the procedures of monetary Mgmt For For
loans, endorsement and guarantee
B5 The revision to the rules of the election Mgmt For For
of the directors and supervisors
B6 The revision to the rules of the Mgmt For For
shareholder meeting
B7 The election of the supervisors Mgmt For For
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING Non-Voting
GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE
TO BE NOMINATED AS A CANDIDATE AND BE
ELECTED AS A DIRECTOR OR A SUPERVISOR,
REGARDLESS OF BEING RECOMMENDED BY THE
COMPANY AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED CANDIDATE, YOU
WILL NEED TO CONTACT THE CANDIDATE AND/OR
THE ISSUING COMPANY TO OBTAIN THE
CANDIDATE'S NAME AND ID NUMBER. WITHOUT
SUCH SPECIFIC INFORMATION, AN ELECTION
WOULD BE DEEMED AS A 'NO VOTE'.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG Agenda Number: 704461968
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429013.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429015.pdf
1 To receive and adopt the audited statutory Mgmt For For
accounts and audited consolidated financial
statements of the Company and the reports
of the directors (the "Directors") and
auditors for the year ended December 31,
2012
2 To approve the allocation of the results of Mgmt For For
the Company for the year ended December 31,
2012
3 To declare a cash distribution to the Mgmt For For
shareholders of the Company in an amount of
thirty-seven million five hundred thousand
two hundred and one United States dollars
and sixteen cents (USD 37,500,201.16) out
of the Company's distributable ad hoc
reserve
4.a To re-elect Timothy Charles Parker as an Mgmt For For
executive director for a period of three
years
4.b To re-elect Kyle Francis Gendreau as an Mgmt For For
executive director for a period of one year
4.c To re-elect Bruce Hardy McLain as a Mgmt For For
non-executive director for a period of
three years
4.d To re-elect Paul Kenneth Etchells as an Mgmt For For
independent non-executive director for a
period of three years
4.e To re-elect Ying Yeh as an independent Mgmt For For
non-executive director for a period of one
year
5 To renew the mandate granted to KPMG Mgmt For For
Luxembourg S.a r.l. to act as approved
statutory auditor (reviseur d'entreprises
agree) of the Company for the year ending
December 31, 2013
6 To re-appoint KPMG LLP as the external Mgmt For For
auditor of the Company to hold office from
the conclusion of the AGM until the next
annual general meeting of the Company
7 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not exceeding 10 per cent. of the issued
share capital of the Company as at the date
of this resolution (in accordance with the
terms and conditions described in the AGM
circular)
8 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10 per cent. of the issued share
capital of the Company as at the date of
this resolution (in accordance with the
terms and conditions described in the AGM
circular)
9 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
(in accordance with the terms and
conditions described in the AGM circular)
10 To approve the discharge granted to the Mgmt For For
Directors and the approved statutory
auditor (reviseur d'entreprises agree) of
the Company for the exercise of their
respective mandates during the year ended
December 31, 2012
11 To approve the remuneration to be granted Mgmt For For
to certain Directors of the Company
12 To approve the remuneration to be granted Mgmt For For
to KPMG Luxembourg S.a r.l. as the approved
statutory auditor (reviseur d'entreprises
agree) of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 4.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 704474179
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321425.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321369.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited consolidated Mgmt For For
financial statements of the Company and the
reports of the directors and auditors for
the year ended December 31, 2012
2 To declare a final dividend of HKD 0.66 per Mgmt For For
share for the year ended December 31, 2012
3.a To re-elect Mr. Toh Hup Hock as executive Mgmt For For
director
3.b To re-elect Mr. Michael Alan Leven as Mgmt For For
non-executive director
3.c To re-elect Mr. Jeffrey Howard Schwartz as Mgmt For For
non-executive director
3.d To re-elect Mr. David Muir Turnbull as Mgmt For For
independent non-executive director
3.e To re-elect Mr. Victor Patrick Hoog Antink Mgmt For For
as independent non-executive director
3.f To elect Mr. Steven Zygmunt Strasser as Mgmt For For
independent non-executive director
3.g To authorize the board of directors to fix Mgmt For For
the respective directors' remuneration
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditors and to authorize the board of
directors to fix their remuneration
5 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the issued share capital
of the Company as at the date of passing of
this resolution
6 To give a general mandate to the directors Mgmt Against Against
to issue additional shares of the Company
not exceeding 20% of the issued share
capital of the Company as at the date of
passing of this resolution
7 To extend the general mandate granted to Mgmt Against Against
the directors to issue additional shares of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
8 To approve the adoption of as specified as Mgmt For For
the formal Chinese name of the Company,
that the name of the Company be changed
from "Sands China Ltd." to "Sands China
Ltd." as specified and that the existing
memorandum and articles of association of
the Company be amended to reflect the
amended name of the Company as necessary
9 To approve the amendments to the memorandum Mgmt Abstain Against
and articles of association of the Company:
Clause 2 Article 63,69,68,
68a,76,77,80,81,82,83,95,101(1),101(2),101(
3),115(1)(v),115(1)(vi),115(2),115(3),115(4)
,137,138,139
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 4 AND 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP LTD Agenda Number: 704455991
--------------------------------------------------------------------------------------------------------------------------
Security: G8087W101
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: KYG8087W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0424/LTN20130424308.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0424/LTN20130424288.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the consolidated Mgmt For For
audited financial statements and the
reports of the directors and the
independent auditors of the Company for the
year ended 31 December 2012
2 To approve and declare the payment of a Mgmt For For
final dividend (including a special
dividend) for the year ended 31 December
2012
3 To re-elect Mr. Ma Jianrong as director of Mgmt For For
the Company
4 To re-elect Mr. Ma Renhe as director of the Mgmt For For
Company
5 To re-elect Ms. Zheng Miaohui as director Mgmt For For
of the Company
6 To re-elect Mr. Qiu Weiguo as director of Mgmt For For
the Company
7 To authorise the board of directors of the Mgmt For For
Company (the "Board") to fix the
remuneration of the directors
8 To appoint Ernst & Young as the Company's Mgmt For For
auditors and to authorise the Board to fix
their Remuneration
9 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with the Company's shares
10 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase the Company's
shares
11 To add the nominal value of the shares Mgmt Against Against
repurchased by the Company to the mandate
granted to the directors under resolution
no. 9
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 5.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 704456056
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423205.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423199.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the Directors and independent
auditors for the year ended 31st December,
2012
2 To approve the payment of a final dividend Mgmt For For
for the year ended 31st December, 2012
3ai To re-elect Mr. Tse Hsin as a Director Mgmt For For
3aii To re-elect Ms. Cheng Cheung Ling as a Mgmt For For
Director
3aiii To re-elect Mr. Lu Zhengfei as a Director Mgmt For For
3aiv To re-elect Ms. Li Jun as a Director Mgmt For For
3b To authorise the Board of Directors to fix Mgmt For For
their remuneration
4 To re-appoint the Company's auditors and to Mgmt For For
authorise the Board of Directors to fix
their remuneration
5a To grant to the Directors a general mandate Mgmt Against Against
to allot, issue and otherwise deal with
additional shares not exceeding 20 per
cent. of the issued share capital of the
Company
5b To grant to the Directors a general mandate Mgmt For For
to repurchase not exceeding 10 per cent. of
the issued share capital of the Company
5c To extend the share allotment mandate by Mgmt Against Against
the addition thereto of the Company
repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 704454709
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: EGM
Meeting Date: 28-May-2013
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423309.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423299.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To pass the ordinary resolution regarding Mgmt For For
the adoption of the new share option scheme
of the Company set out in the Notice of
Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
SJM HOLDINGS LTD Agenda Number: 704414375
--------------------------------------------------------------------------------------------------------------------------
Security: Y8076V106
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: HK0880043028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411265.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411257.pdf
1 To receive and adopt the audited financial Mgmt For For
statements and the reports of the directors
and the auditors of the Company and its
subsidiaries for the year ended 31 December
2012
2 To declare a final dividend of HK50 cents Mgmt For For
per ordinary share and a special dividend
of HK30 cents per ordinary share for the
year ended 31 December 2012 to the
shareholders of the Company
3i To re-elect the following director of the Mgmt For For
Company: Mr. Ng Chi Sing as an executive
director
3ii To re-elect the following director of the Mgmt For For
Company: Mr. Chau Tak Hay as an independent
non-executive director
3iii To re-elect the following director of the Mgmt For For
Company: Mr. Lan Hong Tsung, David as an
independent non-executive director
4 To elect Dr. Cheng Kar Shun, Henry as a Mgmt For For
non-executive director
5 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration for each of
the directors of the Company
6 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu, Certified Public Accountants, as
the auditor of the Company and authorise
the board of directors of the Company to
fix their remuneration
7 To grant an unconditional mandate to the Mgmt For For
directors of the Company to purchase the
shares of the Company in the manner as
described in the circular of the Company
dated 12 April 2013
--------------------------------------------------------------------------------------------------------------------------
SPT ENERGY GROUP INC, GRAND CAYMAN Agenda Number: 704450105
--------------------------------------------------------------------------------------------------------------------------
Security: G8405W106
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: KYG8405W1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422363.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422345.pdf
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and auditor for the year ended 31 December
2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a.i To re-elect the following person as Mgmt For For
director of the Company: Ms. Chen Chunhua
as non-executive director
3.aii To re-elect the following person as Mgmt For For
director of the Company: Mr. Wu Kwok Keung
Andrew as independent non-executive
director
3aiii To re-elect the following person as Mgmt For For
director of the Company: Mr. Wan Kah Ming
as independent non-executive director
3.aiv To re-elect the following person as Mgmt For For
director of the Company: Mr. Lin Yang as
non-executive director
3.a.v To re-elect the following person as Mgmt For For
director of the Company: Mr. Jin Shumao as
executive director
3.avi To re-elect the following person as Mgmt For For
director of the Company: Ms. Zhang Yujuan
as independent non-executive director
3.b To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company and authorise the
board of directors of the Company to fix
their remuneration
5.A To give a general mandate to the directors Mgmt Against Against
to allot, issue and deal with additional
shares not exceeding 20% of the issued
share capital of the Company
5.B To give a general mandate to the directors Mgmt For For
to repurchase shares not exceeding 10% of
the issued share capital of the Company
5.C Conditional upon passing of ordinary Mgmt Against Against
resolutions number 5(A) and 5(B), to extend
the authority given to the directors
pursuant to ordinary resolution no. 5(A) to
issue shares by adding to the aggregate
nominal amount of the issued share capital
of the Company which may be allotted by the
directors of the Company pursuant to such
general mandate of an amount representing
the number of shares repurchased under
ordinary resolution No. 5(B)
--------------------------------------------------------------------------------------------------------------------------
ST.SHINE OPTICAL CO LTD Agenda Number: 704506990
--------------------------------------------------------------------------------------------------------------------------
Security: Y8176Z106
Meeting Type: AGM
Meeting Date: 10-Jun-2013
Ticker:
ISIN: TW0001565000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 financial statements Mgmt For For
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD17.5 per share
B.3 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD Agenda Number: 704367932
--------------------------------------------------------------------------------------------------------------------------
Security: G8586D109
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: KYG8586D1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0328/LTN20130328507.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0328/LTN20130328429.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN20130328437.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
consolidated accounts and the reports of
directors and auditor of the Company for
the year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3a To re-elect Mr. Sun Yang as an executive Mgmt For For
director of the Company
3b To re-elect Mr. Chu Peng Fei Richard as an Mgmt For For
independent non-executive director of the
Company
3c To re-elect Dr. Liu Xu as an independent Mgmt For For
non-executive director of the Company; and
3d To authorise the board ("Board") of Mgmt For For
directors ("Directors") of the Company to
fix the remuneration of the Directors
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
the Company's external auditor and to
authorise the Board to fix their
remuneration
5 That a general and unconditional mandate be Mgmt Against Against
granted to the Directors to exercise all
the power to allot, issue and otherwise
dealt with new shares of the Company not
exceeding 20% of the aggregate nominal
amount of the share capital of the Company
in issue as at the date of the passing of
the relevant resolution
6 That a general and unconditional mandate be Mgmt For For
granted to the Directors to repurchase
shares of the Company on The Stock Exchange
of Hong Kong Limited of up to 10% of the
aggregate nominal amount of the share
capital of the Company in issue as at the
date of the passing of the relevant
resolution
7 That subject to the passing of resolutions Mgmt Against Against
numbered 5 and 6, the number of shares to
be allotted, issued and otherwise dealt
with by the Directors pursuant to
resolution numbered 5 be increased by the
aggregate amount of share capital of the
Company which are to be repurchased by the
Company pursuant to the authority granted
to the Directors under resolution numbered
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWIRE PROPERTIES LTD, HONG KONG Agenda Number: 704382681
--------------------------------------------------------------------------------------------------------------------------
Security: Y83191109
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: HK0000063609
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403863.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0403/LTN20130403648.pdf
1a To re-elect Christopher Dale PRATT as a Mgmt For For
Director
1b To re-elect Martin CUBBON as a Director Mgmt For For
1c To re-elect Guy Martin Coutts BRADLEY as a Mgmt For For
Director
1d To re-elect Stephen Edward BRADLEY as a Mgmt For For
Director
1e To re-elect CHAN Cho Chak John as a Mgmt For For
Director
1f To re-elect Paul Kenneth ETCHELLS as a Mgmt For For
Director
1g To re-elect HO Cho Ying Davy as a Director Mgmt For For
1h To re-elect James Wyndham John Mgmt For For
HUGHES-HALLETT as a Director
1i To re-elect Peter Alan KILGOUR as a Mgmt For For
Director
1j To re-elect LIU Sing Cheong as a Director Mgmt For For
1k To re-elect Gordon James ONGLEY as a Mgmt For For
Director
1l To re-elect Merlin Bingham SWIRE as a Mgmt For For
Director
1m To elect Spencer Theodore FUNG as a Mgmt For For
Director
2 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
3 To grant a general mandate for share Mgmt For For
repurchase
4 To grant a general mandate to issue and Mgmt Against Against
dispose of additional shares in the Company
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 704561251
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159010 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of the local corporate bonds Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD3 per share
B.3 The revision to the procedures of asset Mgmt For For
acquisition or disposal, monetary loans,
endorsement and guarantee
--------------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD Agenda Number: 704414503
--------------------------------------------------------------------------------------------------------------------------
Security: Y8563B159
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0669013440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411460.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411418.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Statement of Accounts and the Reports of
the Directors and the Auditors of the
Company for the year ended December 31,
2012
2 To declare a final dividend of HK10.75 Mgmt For For
cents per share for the year ended December
31, 2012
3a To re-elect Mr. Patrick Kin Wah Chan as Mgmt For For
Group Executive Director
3b To re-elect Prof. Roy Chi Ping Chung BBS JP Mgmt For For
as Non-executive Director
3c To re-elect Mr. Joel Arthur Schleicher as Mgmt For For
Independent Non-executive Director
3d To re-elect Mr. Christopher Patrick Langley Mgmt For For
OBE as Independent Non-executive Director
3e To authorise the Directors to fix their Mgmt For For
remuneration for the year ending December
31, 2013
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
Auditors of the Company and authorise the
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares not exceeding (i) in the case of an
allotment and issue of shares for cash, 10%
of the aggregate nominal amount of the
share capital of the Company in issue at
the date of the resolution and (ii) in the
case of an allotment and issue of shares
for a consideration other than cash, 20% of
the aggregate nominal amount of the share
capital of the Company in issue at the date
of the resolution (less any shares allotted
and issued pursuant to (i) above)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares not exceeding 10% of
the share capital of the Company in issue
at the date of the resolution
7 Conditional on the passing of Resolution Mgmt Against Against
Nos. 5 and 6, to grant a general mandate to
the Directors to add the shares repurchased
pursuant to Resolution No. 6 to the amount
of issued share capital of the Company
which may be allotted pursuant to
Resolution No. 5
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 704355797
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281202.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281196.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3.i.a To re-elect Mr Zhang Zhidong as director Mgmt For For
3.i.b To re-elect Mr Ian Charles Stone as Mgmt For For
director
3.i.c To re-elect Mr Jacobus Petrus Bekker as Mgmt For For
director
3.ii To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Auditor and to authorise the Mgmt For For
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution 5
as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution 6
as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution 7 as set
out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda Number: 704462186
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429544.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429582.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To adopt the Financial Statements and the Mgmt For For
Reports of the Directors and Auditors for
the financial year ended 31 December 2012
2.A To re-elect Mr. T. Y. Ng, a retiring Mgmt For For
Director, as a Director
2.B To re-elect Mr. Alexander S. K. Au, a Mgmt For For
retiring Director, as a Director
2.C To re-elect Prof. Edward K. Y. Chen, a Mgmt For For
retiring Director, as a Director
2.D To re-elect Dr. Raymond K. F. Ch'ien, a Mgmt For For
retiring Director, as a Director
2.E To re-elect Ms. Y. T. Leng, a retiring Mgmt For For
Director, as a Director
2.F To re-elect Prof. the Hon. Arthur K. C. Li, Mgmt For For
a retiring Director, as a Director
3 To re-appoint KPMG as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
4.A To approve an increase in the rate of fee Mgmt For For
payable to the Chairman of the Company
4.B To approve an increase in the rate of fee Mgmt For For
payable to the Directors (other than the
Chairman of the Company)
4.C To approve an increase in the rate of fee Mgmt For For
payable to the Audit Committee Members
5 To give a general mandate to the Directors Mgmt For For
for share repurchases by the Company
6 To give a general mandate to the Directors Mgmt Against Against
for issue of shares
7 To approve the addition of repurchased Mgmt Against Against
securities to the share issue general
mandate stated under Resolution No. 6
--------------------------------------------------------------------------------------------------------------------------
TOWNGAS CHINA CO LTD, GEORGE TOWN Agenda Number: 704414438
--------------------------------------------------------------------------------------------------------------------------
Security: G8972T106
Meeting Type: AGM
Meeting Date: 03-Jun-2013
Ticker:
ISIN: KYG8972T1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412413.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412397.pdf
1 To receive and adopt the audited Mgmt For For
consolidated financial statements and the
reports of the directors and auditor of the
Company for the year ended 31 December 2012
2.a To re-elect Mr. Kwan Yuk Choi, James as Mgmt For For
director of the Company
2.b To re-elect Mr. Ho Hon Ming, John as Mgmt For For
director of the Company
2.c To re-elect Dr. Cheng Mo Chi, Moses as Mgmt For For
director of the Company
2.d To re-elect Mr. Li Man Bun, Brian David as Mgmt For For
director of the Company
2.e To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of
directors of the Company
3 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the board of
directors of the Company to fix the
remuneration of auditor
4 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares of the
Company not exceeding 10% of the issued
share capital of the Company (Ordinary
Resolution No. 4 set out in the notice of
Annual General Meeting)
5 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares of the Company not
exceeding 20% of the issued share capital
of the Company (Ordinary Resolution No. 5
set out in the notice of Annual General
Meeting)
6 To extend the general mandate to the Mgmt Against Against
directors of the Company to allot, issue
and deal with additional shares of the
Company by addition thereto of an amount
representing the aggregate nominal amount
of shares repurchased by the Company
(Ordinary Resolution No. 6 set out in the
notice of Annual General Meeting)
7 To approve payment of a final dividend of Mgmt For For
six HK cents per share from the share
premium account of the Company in respect
of the year ended 31 December 2012
(Ordinary Resolution No. 7 set out in the
notice of Annual General Meeting)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TPK HOLDING CO LTD Agenda Number: 704480881
--------------------------------------------------------------------------------------------------------------------------
Security: G89843109
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: KYG898431096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 183808 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution
A.4 The status of the local unsecured Non-Voting
convertible corporate bonds
A.5 The revision to the rules of the board Non-Voting
meeting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution Mgmt For For
B.3 The revision to the articles of Mgmt Abstain Against
incorporation
B.4 The revision to the procedures of monetary Mgmt For For
loans
B.5 The revision to the procedures of Mgmt For For
endorsement and guarantee
B61.1 The election of the director: Name: Mgmt For For
Chao-Juei Chiang/Shareholder No.:5
B61.2 The election of the director: Name: Max Mgmt For For
Gain management Limited/Shareholder No.: 1
Representative: Heng-Yao Chang
B61.3 The election of the director: Name: Capable Mgmt For For
Way Investments Limited / Shareholder No.:
2 Representative: Kuan-Chao Lin
B61.4 The election of the director: Name: High Mgmt For For
Focus Holdings Limited/Shareholder No.: 3
Representative: Ta-Min Sun
B61.5 The election of the director: Name: Panshi Mgmt For For
Company limited/Shareholder No.: 32618
Representative: Shih-Ming Liu
B61.6 The election of the director: Name: Foster Mgmt For For
Chiang / Id No.: AC03470XXX
B62.1 The election of the independent director: Mgmt For For
Name: Horng-Yan Chang / Id No.: K101243XXX
B62.2 The election of the independent director: Mgmt For For
Name: Ming-Jeng Weng / Shareholder No.:
12333
B62.3 The election of the independent director: Mgmt For For
Name: Fong-Nien Chiang / Id No.: Q120123XXX
7 The proposal to release non-competition Mgmt Abstain Against
restriction on the directors
8 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD Agenda Number: 704338323
--------------------------------------------------------------------------------------------------------------------------
Security: G9431R103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: KYG9431R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321144.pdf
1 To consider and approve the financial Mgmt For For
statements and the reports of the directors
and the auditor for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Tsai Eng-Meng as a director Mgmt For For
of the Company
3.b To re-elect Mr. Chu Chi-Wen as a director Mgmt For For
of the Company
3.c To re-elect Mr. Cheng Wen-Hsien as a Mgmt For For
director of the Company
3.d To re-elect Mr. Toh David Ka Hock as a Mgmt For For
director of the Company
3.e To re-elect Mr. Lee Kwang-Chou as a Mgmt For For
director of the Company
3.f To authorize the board of directors of the Mgmt For For
Company to fix the remuneration of all the
directors of the Company
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's auditor and authorize the board
of directors of the Company to fix their
remuneration for the period ending 31
December 2013
5 To grant a general mandate to the directors Mgmt For For
of the Company to exercise the powers of
the Company to repurchase the shares of the
Company in accordance with ordinary
resolution number 5 as set out in the
notice of Annual General Meeting
6 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares of the Company in
accordance with ordinary resolution number
6 as set out in the notice of Annual
General Meeting
7 Conditional upon ordinary resolutions Mgmt Against Against
number 5 and 6 being passed, to extend the
general mandate granted to the directors of
the Company to allot, issue and deal with
additional shares of the Company in
accordance with ordinary resolution number
7 as set out in the notice of Annual
General Meeting
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Worldwide Health Sciences Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Worldwide Health Sciences Fund (the "Fund") is a feeder fund that invests exclusively in
shares of Worldwide Health Sciences Portfolio (the "Portfolio"), a master fund registered
under the Investment Company Act of 1940. The proxy voting record of the Portfolio filed on
August 15, 2013 can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Portfolio's CIK number is 1017967 and its file number is 811-07723.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Focused Growth Opportunities Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone
number, including area code: (617) 482-8260
Date of fiscal year end: 2/28
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Focused Growth Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr For Against
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr For Against
OF AWARDS UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr Against For
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933782612
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr Against For
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr For Against
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 933657340
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
SUSAN WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 30, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933716954
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN S. CARSON, SR. Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
W. CRAIG JELINEK Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933725270
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt For For
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933811538
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt Withheld Against
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS.
3. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
WHETHER A NON-BINDING ADVISORY VOTE ON THE
COMPENSATION PROGRAM FOR FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933742997
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: RICHARD A. Mgmt For For
GOLDSTEIN
1B. ELECTION OF CLASS II DIRECTOR: CHRISTOPHER Mgmt For For
J. KLEIN
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. 2013 LONG-TERM INCENTIVE
PLAN.
5 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 933810598
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AARON JAGDFELD Mgmt For For
JOHN D. BOWLIN Mgmt For For
TIMOTHY WALSH Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr For Against
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Abstain Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933717677
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 25-Jan-2013
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I. ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2000 STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933717944
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTIAN A. BRICKMAN Mgmt For For
MARSHALL E. EISENBERG Mgmt For For
JOHN A. MILLER Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. STOCKHOLDER PROPOSAL BY THE PENSION Shr For Against
RESERVES INVESTMENT MANAGEMENT BOARD TO
REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933747442
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD P. BOYKIN Mgmt For For
1B. ELECTION OF DIRECTOR: CARY T. FU Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR L. LUND Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVAL OF A STOCKHOLDER PROPOSAL Shr For For
RECOMMENDING DECLASSIFICATION OF OUR BOARD
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 933791281
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BELAIR Mgmt Withheld Against
ROBERT H. STROUSE Mgmt For For
MARGARET HAYNE Mgmt Withheld Against
2. RE-APPROVAL OF THE PERFORMANCE GOALS Mgmt Against Against
INCLUDED IN THE URBAN OUTFITTERS 2008 STOCK
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 5 AND 6
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIR.
6. SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
NOMINEE REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933793273
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF VMWARE NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY AND INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT TO THE 2007 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Richard Bernstein Equity Strategy Fund, a series of Eaton Vance
Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone
number, including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Richard Bernstein Equity Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933754966
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT.
5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For
POLITICAL SPENDING FROM CORPORATE TREASURY
FUNDS.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt Against Against
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr For Against
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC. Agenda Number: 933763434
--------------------------------------------------------------------------------------------------------------------------
Security: 00507K103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: ACT
ISIN: US00507K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK MICHELSON Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1C. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1F. ELECTION OF DIRECTOR: MICHEL J. FELDMAN Mgmt For For
1G. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A PROPOSAL SUBMITTED BY A Shr For Against
STOCKHOLDER TO REQUEST THAT THE COMPANY
ADOPT A POLICY REQUIRING ITS SENIOR
EXECUTIVES TO RETAIN A SIGNIFICANT
PERCENTAGE OF THE COMPANY SHARES THEY
ACQUIRE THROUGH THE COMPANY'S EQUITY
COMPENSATION PROGRAMS UNTIL REACHING
RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 933708072
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 04-Jan-2013
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC J. PILEGGI Mgmt For For
GEORGE C. GUYNN Mgmt For For
VERNON J. NAGEL Mgmt For For
JULIA B. NORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. APPROVAL OF 2012 OMNIBUS STOCK INCENTIVE Mgmt For For
COMPENSATION PLAN
5. APPROVAL OF 2012 MANAGEMENT CASH INCENTIVE Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt No vote
MDs
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Approval of a) the amendments to the Mgmt No vote
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt No vote
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt No vote
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933795051
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt For For
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
ANN M. VENEMAN Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2012 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDED AND RESTATED 2004 Mgmt For For
INCENTIVE PLAN, AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT, INCLUDING TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE BY 12 MILLION
SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT
OF STOCK SPLITS AND OTHER SIMILAR EVENTS).
4. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr For Against
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 704355076
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information. Please also note the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2012, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to Section 289(4), 315(4) and
Section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2012
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of actions of the members of the Mgmt No vote
Supervisory Board
5. By-election to the Supervisory Board Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933764979
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933745107
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD, Mgmt For For
III
1L. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL FOR LOBBYING Shr Against For
DISCLOSURE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RAILCAR INDUSTRIES, INC. Agenda Number: 933829383
--------------------------------------------------------------------------------------------------------------------------
Security: 02916P103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: ARII
ISIN: US02916P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CARL C. ICAHN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JAMES J. UNGER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JAMES C. PONTIOUS Mgmt For For
1.4 ELECTION OF DIRECTOR: J. MIKE LAISURE Mgmt For For
1.5 ELECTION OF DIRECTOR: HAROLD FIRST Mgmt For For
1.6 ELECTION OF DIRECTOR: BRETT ICAHN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: HUNTER GARY Mgmt Against Against
1.8 ELECTION OF DIRECTOR: SUNGHWAN CHO Mgmt Against Against
1.9 ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Mgmt Against Against
2. TO APPROVE THE ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933725890
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 28-Feb-2013
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For
1.8 ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 933811487
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW E. LIETZ Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL FOR SPECIAL Shr For Against
SHAREOWNER MEETING RIGHT.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933764715
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933775833
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: T. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE SIX-MONTH
PERIOD ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 933818417
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAINER H. BOSSELMANN Mgmt For For
HENRY A. CRUMPTON Mgmt Withheld Against
CYNTHIA A. FLANDERS Mgmt For For
WILLIAM F. GRIFFIN, JR. Mgmt For For
WILLIAM F. LEIMKUHLER Mgmt For For
W.G. CHAMPION MITCHELL Mgmt For For
JAMES W. QUINN Mgmt For For
BRIAN R. SHERRAS Mgmt For For
2. THE APPROVAL OF THE AMENDMENT OF OUR 2011 Mgmt For For
STOCK PLAN IN ORDER TO INCREASE THE TOTAL
NUMBER OF SHARES OF OUR COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER FROM
500,000 TO 1,250,000 SHARES.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2014.
4. THE NON-BINDING ADVISORY APPROVAL OF OUR Mgmt For For
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
VOTE).
5. THE NON-BINDING PROPOSAL TO APPROVE THE Mgmt 1 Year Against
FREQUENCY OF A STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION (THE
"SAY-ON-FREQUENCY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704294913
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA, TRIESTE Agenda Number: 704382148
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 27-Apr-2013
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171153 DUE TO RECEIPT OF SLATES
FOR DIRECTORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158167.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL OF EGM WILL BE HELD ON 29 APR 2013 AT
9:00 HRS, SECOND CALL OF OGM WILL BE HELD
ON 30 APR 2013 AT 9:00 HRS AND THIRD CALL
OF EGM WILL BE HELD ON 30 APR 2013 AT 9:00
HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
O.1 Financial statements as at 31 December Mgmt For For
2012, use of profit for year and
distribution of dividend: related and
ensuing resolutions; delegation of powers
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU.
O.2.1 Appointment of Board of Directors for the Shr No vote
financial years ending on 31 December 2013,
2014 and 2015, after determination of the
number of Directors to be appointed;
related and ensuing resolutions: List
submitted by Mediobanca S.p.A. 1. Gabriele
Galateri di Genola 2. Vincent Bollore 3.
Francesco Gaetano Caltagirone 4. Mario
Greco 5. Ornella Barra 6. Alberta Figari 7.
Lorenzo Pellicioli 8. Sabrina Pucci 9.
Clemente Rebecchini 10. Paolo Scaroni 11.
Francesco Coatti
O.2.2 Appointment of Board of Directors for the Shr For Against
financial years ending on 31 December 2013,
2014 and 2015, after determination of the
number of Directors to be appointed;
related and ensuing resolutions: List
Submitted by Assogestioni 1. Sapienza Paola
2. Carraro Carlo 3. Calari Cesare
O.3 Determination of fees payable to members of Mgmt For For
the Board of Directors for the financial
years ending on 31 December 2013, 2014 and
2015: related and ensuing resolutions
O.4 Remuneration report pursuant to s. 123-ter Mgmt Against Against
of Legislative Decree no. 58/1998 (CFBA)
and art. 24 of ISVAP Regulation no.
39/2011: related and ensuing resolutions
O.5 Allocation of financial instruments to the Mgmt Against Against
Group CEO and senior executives of the
Company, with related authorisation for the
purchase and disposal of the Companys own
shares for the purpose of the said
allocation: related and ensuing
resolutions; delegation of powers
O.6 Approval of a new Long-Term Incentive Plan Mgmt Against Against
pursuant to s. 114-bis of the CFBA: related
and ensuing resolutions; delegation of
powers
O.7 Authorisation to purchase and dispose of Mgmt Against Against
the Company's own shares for the purposes
of the Long Term Incentive Plan: related
and ensuing resolutions; delegation of
powers
E.8 Proposed delegation to the Board of Mgmt Against Against
Directors pursuant to s. 2443 of the Civil
Code, for the period of 5 years from the
date of the resolution, of power to
increase the share capital by means of a
free issue in tranches, pursuant to s. 2439
of the Civil Code, for the purposes of the
new Long-Term Incentive Plan: related and
ensuing resolutions; delegation of powers
E.9 Amendment of articles 3 (Company's Mgmt For For
registered office), 4 (Implementation of
IVASS supervisory provisions), 32 (Sole
responsibilities of the Board of
Directors), 39 (Representation of the
Company) and 40 (Company Signature);
deletion of art. 38 (Management) of the
Articles of Association; consequent
renumbering of the amended Articles of
Association; related and ensuing
resolutions; delegation of powers
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933743040
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
J. DOUGLAS QUICK Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2. THE APPROVAL OF THE ASSOCIATED BANC-CORP Mgmt For For
2013 INCENTIVE COMPENSATION PLAN.
3. ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 704538101
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Mgmt For For
Stock Option Scheme as Stock-Linked
Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LEAD BATTERIES REPORT. Shr For Against
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933787080
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF AMENDMENT,
AS AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY'S COMMON
STOCK, PAR VALUE $.01 PER SHARE, BY 140
MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704278945
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 30-Apr-2013
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0222/201302221300388.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0322/201303221300871.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
2012and setting the dividend at Euros 0.72
per share
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Ramon de Oliveira as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Dominique Reiniche Mgmt For For
as Board member
O.7 Ratification of the cooptation of Mr. Mgmt For For
Jean-Pierre Clamadieu as Board member
O.8 Appointment of Mrs. Deanna Oppenheimer as Mgmt For For
Board member
O.9 Appointment of Mr. Paul Hermelin as Board Mgmt For For
member
O.10 Setting the annual amount of attendance Mgmt For For
allowances to be allocated to the Board of
Directors
O.11 Authorization granted to the Board of Mgmt For For
Directors to purchase ordinary shares of
the Company
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits or premiums
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries while maintaining
shareholders' preferential subscription
rights
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries without shareholders'
preferential subscription rights through
public offers
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries without shareholders'
preferential subscription rights through
private placement pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.16 Authorization granted to the Board of Mgmt For For
Directors to set the issue price according
to the terms established by the General
Meeting within the limit of 10% of capital,
in the event if issuance without
shareholders' preferential subscription
rights through public offers or private
placements
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company, in case of public exchange
offer initiated by the Company
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company, in consideration for
in-kind contribution within the limit of
10% of share capital outside of a public
exchange offer initiated by the Company
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to issue ordinary shares
without shareholders' preferential
subscription rights, as a result of issue
by its subsidiaries of securities giving
access to ordinary shares of the Company
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
entitling to the allotment of debt
securities without giving rise to a capital
increase of the Company
E.21 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing ordinary shares or securities
giving access to ordinary shares of the
Company reserved for members of a Company
Savings Plan without shareholders'
preferential subscription rights
E.22 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing ordinary shares without
shareholders' preferential subscription
rights in favor of a specific class of
beneficiaries
E.23 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of ordinary shares
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BABCOCK & WILCOX CO Agenda Number: 933754120
--------------------------------------------------------------------------------------------------------------------------
Security: 05615F102
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: BWC
ISIN: US05615F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. FEES Mgmt For For
RICHARD W. MIES Mgmt For For
LARRY L. WEYERS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704267322
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: OGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of financial Mgmt For For
statements (balance sheet, income
statement, statement of changes in equity,
cash flow statement and notes) and
Management Reports of Banco Bilbao Vizcaya
Argentaria, SA and its consolidated group.
Implementation of the outcome. Approval of
corporate management. All for the year
ended December 31, 2011
2.1 Reappointment of D. Francisco Gonzalez Mgmt Against Against
Rodriguez as a Board of Director
2.2 Reappointment of D. Angel Cano Fernandez as Mgmt For For
a Board of Director
2.3 Reappointment of D. Ramon Bustamante y de Mgmt For For
la Mora as a Board of Director
2.4 Reappointment of D. Ignacio Ferrero Jordi Mgmt For For
as a Board of Director
3 Adoption of Common Merger of societies Mgmt For For
Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company). Approval
as the merger balance sheet balance Banco
Bilbao Vizcaya Argentaria, SA ended
December 31, 2012, verified by the auditor
of the Company. Approval of the merger
between Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company) in
accordance with the provisions of the said
common merger project approved and signed
by the boards of the companies involved.
Foster fusion of special tax regime under
Chapter VIII of Title VII of the
Consolidated Corporation Tax Law, approved
by Legislative Royal Decree 4/2004, of
March 5
4.1 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
4.2 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
5 Approve a system of variable remuneration Mgmt For For
in shares for the year 2013, for the
members of its management team, including
executive directors and members of senior
management
6 Reappointment of Banco Bilbao Vizcaya Mgmt For For
Argentaria, SA auditors and its
consolidated group for the year 2013
7 Approval of the corporate website Mgmt For For
(www.bbva.com)
8 Delegation of powers to the Board of Mgmt For For
Directors, with power of substitution, to
execute, correct, interpret and implement
the resolutions adopted by the General
Meeting
9 Report advisory vote on the remuneration Mgmt For For
policy of the Board of Directors of BBVA
CMMT THE SHAREHOLDERS HOLDING LESS THAN 500 Non-Voting
SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
MODIFICATION IN TEXT OF RES. 2.1 TO 2.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704293909
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G117
Meeting Type: AGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRBBDCACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159503 DUE TO SPLITTING OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 AND 4 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take cognizance of the report from Non-Voting
management, of the opinion of the finance
committee, of the report from the
independent auditors and of the summary of
the report from the audit committee and to
examine, discuss and vote on the financial
statements for the fiscal year that ended
on December 31, 2012
2 To resolve regarding a proposal from the Non-Voting
board of directors for the allocation of
the net profit from the 2012 fiscal year
and ratification of the distribution of
interest on shareholders equity and
dividends paid and to be paid
3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the members of the board of directors:
Sr. Lazaro de Mello Brandao, Sr. Antonio
Bornia, Sr. Mario da Silveira Teixeira
Junior, Sr. Joao Aguiar Alvarez, Sra.
Denise Aguiar Alvarez, Sr. Luiz Carlos
Trabuco Cappi, Sr. Carlos Alberto Rodrigues
Guilherme, Sr. Milton Matsumoto, Todos os
indicados acima
4.1 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Nelson
Lopes de Oliveira
4.2 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Joao
Carlos de Oliveira
4.3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Jorge
Tadeu Pinto de Figueiredo
4.4 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Renaud
Roberto Teixeira
4.5 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Todos os
indicados acima
5 To vote regarding the proposals from the Non-Voting
board of directors for remuneration of the
managers and funds to pay the cost of the
private pension plan of the managers
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF COMMENT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 933743165
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: BMO
ISIN: CA0636711016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. ASTLEY Mgmt For For
JANICE M. BABIAK Mgmt For For
SOPHIE BROCHU Mgmt For For
GEORGE A. COPE Mgmt For For
WILLIAM A. DOWNE Mgmt For For
CHRISTINE A. EDWARDS Mgmt For For
RONALD H. FARMER Mgmt For For
ERIC R. LA FLECHE Mgmt For For
BRUCE H. MITCHELL Mgmt For For
PHILIP S. ORSINO Mgmt For For
MARTHA C. PIPER Mgmt For For
ROBERT S. PRICHARD Mgmt For For
DON M. WILSON III Mgmt For For
02 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933737578
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
JEAN AREHART Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
DAN THOMAS Mgmt For For
S. WEST-SCANTLEBURY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE BANK OF THE Mgmt For For
OZARKS, INC. 2009 RESTRICTED STOCK PLAN
WHICH WOULD INCREASE THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 400,000 TO
800,000 SHARES.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF THE OZARKS, INC. NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWATH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
5. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933754916
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF THE
BOARD OF DIRECTORS
5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
HOLDERS OF AT LEAST 25% OF OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A SPECIAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 704353414
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2012, as approved by the
Supervisory Board, together with the
Combined Group and Company Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. nat. Dr. h.c. Reinhard Huettl,
Potsdam, Chairman of the Management Board
and Scientific Board of
GeoForschungsZentrum Potsdam (GFZ) Stiftung
des offentlichen Rechts and holder of the
Chair for Soil Protection and Recultivation
at the Brandenburg Technical University of
Cottbus, for a term of office up to the
close of the Annual General Meeting at
which ratification of the acts of the
Supervisory Board is resolved for the
financial year 2017
6.2 Election to the Supervisory Board: Dr. jur. Mgmt For For
Karl-Ludwig Kley, Cologne, Chairman of the
Executive Management and personally liable
shareholder of Merck KGaA, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.3 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. pol. Renate Koecher, Constance,
Director of Institut fur Demoskopie
Allensbach Gesellschaft zum Studium der
offentlichen Meinung mbH, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.4 Election to the Supervisory Board: Prof. Mgmt For For
Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim
Milberg, Baldham, Chairman of the
Supervisory Board of BMW AG, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2015
7. Resolution regarding the amendment to Mgmt For For
section 15 of the Articles of Incorporation
(Remuneration of the Supervisory Board)
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933718756
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For
1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933747529
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2013
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr For Against
GAS AND OTHER AIR EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933779920
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROL B. EINIGER Mgmt For For
1C. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS T. LINDE Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1H. ELECTION OF DIRECTOR: OWEN D. THOMAS Mgmt For For
1I. ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. TWARDOCK Mgmt For For
1K. ELECTION OF DIRECTOR: MORTIMER B. ZUCKERMAN Mgmt For For
2. TO APPROVE, BY NON-BINDING RESOLUTION, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704294937
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Presentation of Remuneration by Stock Mgmt For For
Options to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt For For
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt For For
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt For For
Director
10 Re-election of Ann Godbehere as a Director Mgmt For For
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt For For
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt For For
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt For For
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BROOKLINE BANCORP, INC. Agenda Number: 933773079
--------------------------------------------------------------------------------------------------------------------------
Security: 11373M107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BRKL
ISIN: US11373M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CHAPIN Mgmt For For
JOHN A. HACKETT Mgmt For For
JOHN L. HALL II Mgmt For For
ROSAMOND B. VAULE Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 933745602
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LYNN B. MCKEE Mgmt For For
WENDELL F. HOLLAND Mgmt Withheld Against
DAVID E. LEES Mgmt Withheld Against
FREDERICK C. PETERS II Mgmt Withheld Against
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933787509
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD DE LA TOUR Mgmt For For
D'AUVERGNE LAURAGUAIS
1B. ELECTION OF DIRECTOR: WILLIAM ENGELS Mgmt For For
1C. ELECTION OF DIRECTOR: L. PATRICK LUPO Mgmt For For
1D. ELECTION OF DIRECTOR: SOREN SCHRODER Mgmt For For
2. TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE Mgmt For For
LIMITED'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013 AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE THE INDEPENDENT
AUDITORS' FEES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933659914
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 01-Aug-2012
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1E. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1G. ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE CA, INC. 2012 COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE Agenda Number: 933741414
--------------------------------------------------------------------------------------------------------------------------
Security: 136069101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CM
ISIN: CA1360691010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF AUDITORS. Mgmt For For
02 DIRECTOR
B.S. BELZBERG Mgmt For For
G.F. COLTER Mgmt For For
D. D'ALESSANDRO Mgmt For For
P.D. DANIEL Mgmt For For
L. DESJARDINS Mgmt For For
G.D. GIFFIN Mgmt For For
L.S. HASENFRATZ Mgmt For For
K.J. KELLY Mgmt For For
N.D. LE PAN Mgmt For For
J.P. MANLEY Mgmt For For
G.T. MCCAUGHEY Mgmt For For
J.L. PEVERETT Mgmt For For
L. RAHL Mgmt For For
C. SIROIS Mgmt For For
K.B. STEVENSON Mgmt For For
R.W. TYSOE Mgmt For For
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH.
4A SHAREHOLDER PROPOSAL NUMBER 1 Shr Against For
4B SHAREHOLDER PROPOSAL NUMBER 2 Shr Against For
4C SHAREHOLDER PROPOSAL NUMBER 3 Shr Against For
4D SHAREHOLDER PROPOSAL NUMBER 4 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933688511
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1L ELECTION OF DIRECTOR: JEAN G. SPAULDING, MD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, REGARDING EXECUTIVES RETAINING
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933785757
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. BRUCE HANKS Mgmt For For
C. G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2013.
3 ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
4A SHAREHOLDER PROPOSAL REGARDING EQUITY Shr For Against
COMPENSATION.
4B SHAREHOLDER PROPOSAL REGARDING BONUS Shr For Against
DEFERRALS.
4C SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
4D SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933772724
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER Mgmt For For
2B. ELECTION OF DIRECTOR: STEPHEN J. HAGGE Mgmt For For
2C. ELECTION OF DIRECTOR: EDWARD A. SCHMITT Mgmt For For
1. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
3. APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF CF INDUSTRIES HOLDINGS,
INC.'S NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING STANDARD, IF PROPERLY
PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL REGARDING BOARD Shr For Against
DIVERSITY, IF PROPERLY PRESENTED AT THE
MEETING.
7. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
USE OF CORPORATE ASSETS, IF PROPERLY
PRESENTED AT THE MEETING.
8. STOCKHOLDER PROPOSAL REGARDING A Shr For Against
SUSTAINABILITY REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 933739469
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
J. DANIEL BERNSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt For For
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933746022
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID M. CORDANI Mgmt For For
1.2 ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: DONNA F. ZARCONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CIGNA Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. CONSIDERATION OF A SHAREHOLDER PROPOSAL ON Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933765250
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES W. FAIRCHILDS Mgmt For For
WILLIAM H. FILE III Mgmt For For
TRACY W. HYLTON II Mgmt For For
C. DALLAS KAYSER Mgmt For For
SHARON H. ROWE Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. PROPOSAL TO APPROVE CITY HOLDING COMPANY'S Mgmt For For
2013 INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933733594
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Special
Meeting Date: 18-Mar-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COLUMBIA COMMON STOCK IN THE MERGER OF A
TO-BE-FORMED WHOLLY OWNED SUBSIDIARY OF
COLUMBIA WITH AND INTO WEST COAST BANCORP,
AN OREGON CORPORATION, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER DATED
SEPTEMBER 25, 2012, WHICH WILL RESULT IN
WEST COAST BANCORP BECOMING A WHOLLY OWNED
SUBSIDIARY OF COLUMBIA.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
COLUMBIA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ISSUANCE OF COLUMBIA COMMON STOCK IN THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933766480
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Mgmt For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. Mgmt For For
WEYERHAEUSER
1J. ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
COLUMBIA'S EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2013.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 933774146
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. MURDY Mgmt For For
DARCY G. ANDERSON Mgmt For For
HERMAN E. BULLS Mgmt For For
A.J. GIARDINELLI, JR. Mgmt For For
ALAN P. KRUSI Mgmt For For
BRIAN E. LANE Mgmt For For
FRANKLIN MYERS Mgmt For For
JAMES H. SCHULTZ Mgmt For For
CONSTANCE E. SKIDMORE Mgmt For For
VANCE W. TANG Mgmt For For
ROBERT D. WAGNER, JR. Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. Agenda Number: 933767444
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CBU
ISIN: US2036071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK J. BOLUS Mgmt For For
NICHOLAS A. DICERBO Mgmt For For
JAMES A. GABRIEL Mgmt For For
EDWARD S. MUCENSKI Mgmt For For
BRIAN R. WRIGHT Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE THE PROPOSED AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 75,000,000.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Agenda Number: 704294367
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300519.pdf
E.1 Amendments to the bylaws of the Company Mgmt For For
regarding the term of office of Supervisory
Board members
E.2 Authorization to be granted to the Chairman Mgmt For For
of the Executive Board to reduce capital by
cancellation of shares
O.3 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.4 Allocation of income for the 2012 financial Mgmt For For
year and setting the dividend with option
for payment in shares
O.5 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.6 Regulated agreements Mgmt For For
O.7 Authorization to be granted to the Chairman Mgmt For For
of the Executive Board to allow the Company
to trade in its own shares under a share
repurchase program with a maximum purchase
price of EUR 100 per share, except during
periods of public offer
O.8 Renewal of term of Mrs. Barbara Dalibard as Mgmt For For
Supervisory Board member
O.9 Renewal of term of Mr. Louis Gallois as Mgmt For For
Supervisory Board member
O.10 Appointment of Mrs. Anne-Sophie de La Bigne Mgmt For For
as Supervisory Board member
O.11 Appointment of Mr. Jean-Pierre Duprieu as Mgmt For For
Supervisory Board member
O.12 Appointment of Mr. Olivier Bazil as Mgmt For For
Supervisory Board member
O.13 Appointment of Mr. Michel Rollier as Mgmt For For
Supervisory Board member
O.14 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704216515
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 07-Feb-2013
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon
2 Receive and adopt the Directors' Mgmt For For
Remuneration Report
3 Declare a final dividend on the ordinary Mgmt For For
shares
4 Re-elect Sir Roy Gardner as a Director Mgmt For For
5 Elect Dominic Blakemore as a Director Mgmt For For
6 Re-elect Richard Cousins as a Director Mgmt For For
7 Re-elect Gary Green as a Director Mgmt For For
8 Re-elect Andrew Martin as a Director Mgmt For For
9 Re-elect John Bason as a Director Mgmt For For
10 Re-elect Sir James Crosby as a Director Mgmt For For
11 Re-elect Susan Murray as a Director Mgmt For For
12 Re-elect Don Robert as a Director Mgmt For For
13 Re-elect Sir Ian Robinson as a Director Mgmt For For
14 Re-appoint Deloitte LLP as Auditor Mgmt For For
15 Authorise the Directors to agree the Mgmt For For
Auditor's remuneration
16 Donations to EU political organisations Mgmt For For
17 Approve changes to the Compass Group PLC Mgmt For For
Long Term Incentive Plan 2010
18 Authority to allot shares (s.551) Mgmt For For
19 Authority to allot shares for cash (s.561) Mgmt For For
20 Authority to purchase shares Mgmt For For
21 Reduce general meeting notice periods Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr For Against
5. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933770732
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
3. APPROVAL OF THE COMPANY'S LONG TERM Mgmt For For
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. END PRACTICE OF BENCHMARKING THE CEOS TOTAL Shr Against For
COMPENSATION TO THAT OF CEOS OF PEER
COMPANIES.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933716954
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN S. CARSON, SR. Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
W. CRAIG JELINEK Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Agenda Number: 933759423
--------------------------------------------------------------------------------------------------------------------------
Security: 22282E102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CVA
ISIN: US22282E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. BARSE Mgmt For For
RONALD J. BROGLIO Mgmt For For
PETER C.B. BYNOE Mgmt Withheld Against
LINDA J. FISHER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
ANTHONY J. ORLANDO Mgmt For For
WILLIAM C. PATE Mgmt For For
ROBERT S. SILBERMAN Mgmt For For
JEAN SMITH Mgmt For For
SAMUEL ZELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COVANTA HOLDING CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 704340366
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150256,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR HOLDINGS MUST BE
NOTIFIED TO THE COMPANY REGISTRAR IN EITHER
THE NOMINEE NAME OR THE BENEFICIAL OWNER
NAME BEFORE THE REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT
ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158581.PDF AND
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158582.PDF
1.1 Presentation of the 2012 annual report, the Non-Voting
parent company's 2012 financial statements,
the Group's 2012 consolidated financial
statements and the 2012 remuneration report
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
1.3 Approval of the 2012 annual report, the Mgmt For For
parent company's 2012 financial statements
and the Group's 2012 consolidated financial
statements
2 Discharge of the acts of the Members of the Mgmt For For
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt For For
earnings
3.2 Resolution on the distribution against Mgmt For For
reserves from capital contributions in
shares and in cash
4.1 Changes in share capital: Increase in, Mgmt For For
amendment to and extension of authorized
capital
4.2 Changes in share capital: Increase in Mgmt Against Against
conditional capital for employee shares
5 Other amendments to the Articles of Mgmt For For
Association (quorum of the Board of
Directors)
6.1.1 Re-election of Noreen Doyle to the Board of Mgmt For For
Directors
6.1.2 Re-election of Jassim Bin Hamad J.J. Al Mgmt For For
Thani to the Board of Directors
6.1.3 Election of Kai S. Nargolwala to the Board Mgmt For For
of Directors
6.2 Election of the independent auditors: KPMG Mgmt For For
AG, Zurich
6.3 Election of the special auditors: BDO AG, Mgmt For For
Zurich
7 If voting or elections take place on Mgmt Abstain Against
proposals submitted during the Annual
General Meeting itself as defined in art.
700 paras. 3 and 4 of the Swiss Code of
Obligations, I hereby instruct the
independent proxy to vote in favor of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 704561465
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 933811730
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2013
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt For For
2011 INCENTIVE AWARD PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING EXECUTIVE PAY.
6. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704392997
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
Report and Audited Accounts for the year
ended 31 December 2012 and the Auditors'
Report thereon
2 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 28 cents per ordinary share,
for the year ended 31 December 2012 2011:
Final Dividend of 28 cents per ordinary
share, one-tier tax exempt
3 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 2 cents per Non-Voting
Redeemable Convertible Preference Share,
for the year ended 31 December 2012. 2011:
2 cents per Non-Voting Redeemable
Convertible Preference Share, one-tier tax
exempt
4 To sanction the amount of SGD 2,923,438 Mgmt For For
proposed as Directors' Remuneration for
2012. 2011: SGD 2,709,326
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as Auditors of the Company and to
authorise the Directors to fix their
remuneration
6 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer himself
for re-election: Mr Danny Teoh Leong Kay
7 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer herself
for re-election: Ms Euleen Goh Yiu Kiang
8 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
himself for re-election: Mr Andre
Sekulic
9 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
herself for re-election: Ms Woo Foong
Pheng (Mrs Ow)
10 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) allot
and issue from time to time such number of
ordinary shares in the capital of the
Company ("DBSH Ordinary Shares") as may be
required to be issued pursuant to the
exercise of options under the DBSH
Share Option Plan; and (b) offer and grant
awards in accordance with the
provisions of the DBSH Share Plan and to
allot and issue from time to time such
number of DBSH Ordinary Shares as may be
required to be issued pursuant to the
vesting of awards under the DBSH Share
Plan, provided always that: (1) the
aggregate number of new DBSH Ordinary
Shares to be issued pursuant to the
exercise of options granted under the DBSH
Share Option Plan and the vesting of
awards granted or to be granted under the
DBSH Share Plan shall not exceed 7.CONTD
CONT CONTD 5 per cent of the total number of Non-Voting
issued shares (excluding treasury shares)
in the capital of the Company from time to
time; and (2) the aggregate number of new
DBSH Ordinary Shares under awards to be
granted pursuant to the DBSH Share Plan
during the period commencing from the date
of this Annual General Meeting of the
Company and ending on the date of the next
Annual General Meeting of the Company or
the date by which the next Annual General
Meeting of the Company is required by law
to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
11 That authority be and is hereby given to Mgmt For For
the Directors of the Company to: (a) (i)
issue shares in the capital of the Company
("shares") whether by way of rights,
bonus or otherwise; and/or (ii) make or
grant offers, agreements or options
(collectively, "Instruments") that might or
would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other
instruments convertible into shares, at any
time and upon such terms and
conditions and for such purposes and to
such persons as the Directors may in their
absolute discretion deem fit; and (b)
(notwithstanding the authority conferred
by this Resolution may have ceased to be in
force) issue shares in pursuance of any
Instrument made or granted by the Directors
while this Resolution was CONTD
CONT CONTD in force, provided that: (1) the Non-Voting
aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 50 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall be less than 10 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below); (2) (subject to
such manner of CONTD
CONT CONTD calculation and adjustments as may be Non-Voting
prescribed by the Singapore Exchange
Securities Trading Limited ("SGX-ST")), for
the purpose of determining the aggregate
number of shares that may be issued under
paragraph (1) above, the percentage of
issued shares shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new shares arising from
the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the CONTD
CONT CONTD Listing Manual of the SGX-ST for the Non-Voting
time being in force (unless such compliance
has been waived by the SGX-ST) and the
Articles of Association for the time being
of the Company; and (4) (unless revoked or
varied by the Company in general meeting)
the authority conferred by this Resolution
shall continue in force until the
conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
12 That authority be and is hereby given to Mgmt For For
the Directors of the Company to allot and
issue such number of new ordinary shares
and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be
required to be allotted and issued pursuant
to the application of the DBSH
Scrip Dividend Scheme to the final
dividends of 28 cents per ordinary share
and 2 cents per Non-Voting Redeemable
Convertible Preference Share, for the
year ended 31 December 2012
13 That authority be and is hereby given to Mgmt For For
the Directors of the Company to apply the
DBSH Scrip Dividend Scheme to any
dividend(s) which may be declared for the
year ending 31 December 2013 and to allot
and issue such number of new ordinary
shares and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be required
to be allotted and issued pursuant
thereto
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 6 TO 13. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704389798
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933725270
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933744852
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM & AUTHORIZE
DIRECTORS TO DETERMINE FEES PAID TO
AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933752289
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt Against Against
1G. ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR 2013
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF AMENDMENT TO BYLAWS TO ALLOW Mgmt For For
SHAREHOLDERS TO CALL SPECIAL MEETINGS
5. REPORT ON FUTURE POLICY TO END USE OF Shr Against For
MOUNTAINTOP REMOVAL COAL
6. SUSTAINABILITY AS A PERFORMANCE MEASURE FOR Shr Against For
EXECUTIVE COMPENSATION
7. POLICY RELATED TO MINIMIZING STORAGE OF Shr Against For
NUCLEAR WASTE IN SPENT FUEL POOLS
8. REPORT ON THE FINANCIAL RISKS TO DOMINION Shr For Against
POSED BY CLIMATE CHANGE
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933747303
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt For For
DAVID A. BRANDON Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JAMES B. NICHOLSON Mgmt For For
CHARLES W. PRYOR, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 933696479
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 20-Nov-2012
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. COLEY Mgmt For For
PATRICIA L. HIGGINS Mgmt For For
STEVEN E. NIELSEN Mgmt For For
2. TO APPROVE THE COMPANY'S 2012 LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR FISCAL 2013.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr For Against
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt For For
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933744725
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933808175
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE ADOPTION OF THE KEY Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933717261
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG* Mgmt For For
J.B. BOLTEN* Mgmt For For
M.S. LEVATICH* Mgmt For For
R.L. STEPHENSON* Mgmt For For
A.A. BUSCH III# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 933771568
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD E. COURTNEY Mgmt For For
GREGORY J. FISHER Mgmt For For
DANIEL L. JONES Mgmt For For
WILLIAM R. THOMAS, III Mgmt For For
SCOTT D. WEAVER Mgmt For For
JOHN H. WILSON Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933768371
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
JAMES D. CHIAFULLO Mgmt For For
VINCENT J. DELIE, JR. Mgmt For For
LAURA E. ELLSWORTH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
ROBERT J. MCCARTHY, JR. Mgmt For For
ARTHUR J. ROONEY, II Mgmt For For
JOHN W. ROSE Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
EARL K. WAHL, JR. Mgmt For For
2 ADOPTION OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933738037
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. KIERLIN Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN M. SLAGGIE Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI Mgmt For For
1D ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1F ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For
1G ELECTION OF DIRECTOR: HUGH L. MILLER Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt For For
1J ELECTION OF DIRECTOR: RITA J. HEISE Mgmt For For
1K ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933784565
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK R. MARTIRE Mgmt For For
1C. ELECTION OF DIRECTOR: GARY A. NORCROSS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIS 2008 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 933759271
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES G. BARONE Mgmt For For
JULIE A. CAPONI Mgmt For For
RAY T. CHARLEY Mgmt For For
GARY R. CLAUS Mgmt For For
DAVID S. DAHLMANN Mgmt For For
JOHNSTON A. GLASS Mgmt For For
JON L. GORNEY Mgmt For For
DAVID W. GREENFIELD Mgmt For For
LUKE A. LATIMER Mgmt For For
JAMES W. NEWILL Mgmt For For
T. MICHAEL PRICE Mgmt For For
LAURIE STERN SINGER Mgmt For For
ROBERT J. VENTURA Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 933789337
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt Withheld Against
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
DONALD M. CISLE, SR. Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt Withheld Against
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC. Agenda Number: 933742428
--------------------------------------------------------------------------------------------------------------------------
Security: 32020R109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FFIN
ISIN: US32020R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN L. BEAL Mgmt For For
TUCKER S. BRIDWELL Mgmt For For
JOSEPH E. CANON Mgmt For For
DAVID COPELAND Mgmt For For
F. SCOTT DUESER Mgmt For For
MURRAY EDWARDS Mgmt For For
RON GIDDIENS Mgmt For For
TIM LANCASTER Mgmt For For
KADE L. MATTHEWS Mgmt For For
JOHNNY E. TROTTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY (NON-BINDING) VOTE ON COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION Agenda Number: 933757215
--------------------------------------------------------------------------------------------------------------------------
Security: 320218100
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: THFF
ISIN: US3202181000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. CURTIS BRIGHTON Mgmt For For
WILLIAM R. KRIEBLE Mgmt For For
RONALD K. RICH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt Against Against
PAID TO THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933755019
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. BECHER Mgmt For For
MICHAEL C. RECHIN Mgmt For For
CHARLES E. SCHALLIOL Mgmt For For
TERRY L. WALKER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY, Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
FIRST MERCHANTS CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC. Agenda Number: 933785505
--------------------------------------------------------------------------------------------------------------------------
Security: 320867104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: FMBI
ISIN: US3208671046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BROTHER JAMES Mgmt For For
GAFFNEY, FSC
1B. ELECTION OF DIRECTOR: PATRICK J. MCDONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. SCUDDER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN L. STERLING Mgmt For For
1E. ELECTION OF DIRECTOR: J. STEPHEN Mgmt For For
VANDERWOUDE
2. ADVISORY VOTE RATIFYING THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FIRST MIDWEST
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
TO NAMED EXECUTIVE OFFICERS OF FIRST
MIDWEST BANCORP, INC.
4. APPROVAL OF AMENDMENTS TO THE FIRST MIDWEST Mgmt For For
BANCORP, INC. OMNIBUS STOCK AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933740397
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 05-Apr-2013
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
SEPTEMBER 12, 2012, BY AND BETWEEN
FIRSTMERIT AND CITIZENS REPUBLIC BANCORP,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME.
2. APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
FIRSTMERIT COMMON STOCK TO CITIZENS
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
3. APPROVE, ON AN ADVISORY BASIS ONLY, THE Mgmt For For
MERGER-RELATED COMPENSATION AND POTENTIAL
PAYMENTS FOR THE NAMED EXECUTIVE OFFICERS
OF FIRSTMERIT.
4. APPROVE THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, ON ONE OR MORE OCCASIONS, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO ADOPT THE MERGER
AGREEMENT.
5. DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
6. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
7. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
8. APPROVE THE FIRSTMERIT CORPORATION 2013 Mgmt For For
ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933789589
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED FISERV, Mgmt For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FISERV, INC. FOR 2013.
5. TO APPROVE A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO EXECUTIVE RETENTION OF STOCK.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
FREIGHTCAR AMERICA INC Agenda Number: 933788018
--------------------------------------------------------------------------------------------------------------------------
Security: 357023100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: RAIL
ISIN: US3570231007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM D. GEHL Mgmt For For
ANDREW B. SCHMITT Mgmt For For
EDWARD J. WHALEN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FREIGHTCAR AMERICA, INC. 2005 LONG TERM
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION Agenda Number: 933763319
--------------------------------------------------------------------------------------------------------------------------
Security: 360271100
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: FULT
ISIN: US3602711000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOE N. BALLARD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN M. BOND, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG A. DALLY Mgmt For For
1D. ELECTION OF DIRECTOR: DENISE L. DEVINE Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK J. FREER Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE W. HODGES Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERT MORRISON III Mgmt For For
1H. ELECTION OF DIRECTOR: R. SCOTT SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. STEWART Mgmt For For
1J. ELECTION OF DIRECTOR: ERNEST J. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: E. PHILIP WENGER Mgmt For For
2. NON-BINDING "SAY-ON-PAY" RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. A RESOLUTION TO APPROVE THE AMENDED AND Mgmt For For
RESTATED EQUITY AND CASH INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
FULTON FINANCIAL CORPORATION'S INDEPENDENT
AUDITOR FOR FISCAL YEAR ENDING 12/31/13.
--------------------------------------------------------------------------------------------------------------------------
GDR SES S.A. BR FDR Agenda Number: 704307328
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutinizers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2012 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2012 and perspectives
5 Presentation of the 2012 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2012
8 Decision on allocation of 2012 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2013 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Romain Bausch
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Jacques Espinasse
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Tsega Gebreyes
14.4 Election of Director for a three-year term: Mgmt Against Against
Mr. Francois Tesch
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Marc Colas
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Claude Finck
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156670.PDF,
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156671.PDF
CMMT PLEASE NOTE THE FOLLOWING ADDITIONAL Non-Voting
REQUIREMENTS FOR THIS MEETING. A VOTING
CERTIFICATE IS REQUIRED TO BE COMPLETED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 933810598
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AARON JAGDFELD Mgmt For For
JOHN D. BOWLIN Mgmt For For
TIMOTHY WALSH Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr For Against
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933676201
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2012
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E. ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G. ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I. ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1M. ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2. CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 933773055
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. BAWEL Mgmt For For
MARC D. FINE Mgmt For For
J. DAVID LETT Mgmt For For
THOMAS W. SEGER Mgmt For For
2. CONSIDERING APPROVING THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933763105
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC. Agenda Number: 933767242
--------------------------------------------------------------------------------------------------------------------------
Security: 37941P306
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GLPW
ISIN: US37941P3064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LUIS MANUEL RAMIREZ Mgmt For For
CHARLES MACALUSO Mgmt For For
CARL BARTOLI Mgmt For For
TERENCE J. CRYAN Mgmt For For
EUGENE I. DAVIS Mgmt For For
MICHAEL E. SALVATI Mgmt For For
FRANK E. WILLIAMS, JR. Mgmt For For
2. RATIFICATION OF BDO USA, LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED Agenda Number: 933795152
--------------------------------------------------------------------------------------------------------------------------
Security: 387328107
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GVA
ISIN: US3873281071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM G. DOREY Mgmt For For
1B. ELECTION OF DIRECTOR: REBECCA A. MCDONALD Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM H. POWELL Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES G. BJORK Mgmt For For
1E. TO RATIFY THE DIRECTORSHIP OF GADDI H. Mgmt For For
VASQUEZ APPOINTED BY THE BOARD ON OCTOBER
1, 2012.
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT/COMPLIANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS GRANITE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933666010
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Annual
Meeting Date: 28-Aug-2012
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: C. KENDLE Mgmt For For
1G. ELECTION OF DIRECTOR: D.R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: N. PELTZ Mgmt For For
1I. ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For
1J. ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For
1K. ELECTION OF DIRECTOR: T.J. USHER Mgmt For For
1L. ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF THE H.J. HEINZ COMPANY FY2013 Mgmt For For
STOCK INCENTIVE PLAN
4. RE-APPROVAL OF THE PERFORMANCE MEASURES Mgmt For For
INCLUDED IN THE H.J. HEINZ COMPANY FY03
STOCK INCENTIVE PLAN
5. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 933742327
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. FLAHERTY III Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH B. ROATH Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HCP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC. Agenda Number: 933784793
--------------------------------------------------------------------------------------------------------------------------
Security: 42726M106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: HCCI
ISIN: US42726M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES E. SCHALLIOL Mgmt For For
BRIAN RECATTO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION FOR FISCAL
2012, AS DISCLOSED IN THIS PROXY STATEMENT
PURSUANT TO ITEM 402 OF REGULATION S-K.
4. TO CONSIDER AND TRANSACT SUCH OTHER Mgmt Against Against
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933754978
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
TIMOTHY H. POWERS Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933738861
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUSKY ENERGY INC. Agenda Number: 933774007
--------------------------------------------------------------------------------------------------------------------------
Security: 448055103
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUSKF
ISIN: CA4480551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR T.K. LI Mgmt For For
CANNING K.N. FOK Mgmt For For
STEPHEN E. BRADLEY Mgmt For For
ASIM GHOSH Mgmt For For
MARTIN J.G. GLYNN Mgmt For For
POH CHAN KOH Mgmt For For
EVA LEE KWOK Mgmt For For
STANLEY T.L. KWOK Mgmt For For
FREDERICK S.H. MA Mgmt For For
GEORGE C. MAGNUS Mgmt For For
NEIL D. MCGEE Mgmt For For
COLIN S. RUSSEL Mgmt For For
WAYNE E. SHAW Mgmt For For
WILLIAM SHURNIAK Mgmt For For
FRANK J. SIXT Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt For For
THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr I J G Napier Mgmt For For
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt For For
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt For For
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt For For
20 Long Term Incentive Plan renewal Mgmt For For
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt For For
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704355191
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2012 Non-Voting
2.B Report of the Supervisory Board for 2012 Non-Voting
2.C Annual Accounts for 2012 Mgmt For For
2.D Discontinuation of the Dutch translation of Non-Voting
the Annual Report with effect from the 2013
Annual Report
3 Profit retention and distribution policy Non-Voting
4 Remuneration report Non-Voting
5 Corporate governance Non-Voting
6 Sustainability Non-Voting
7.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2012
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2012
8 Appointment of the auditor: Ernst & Young Mgmt For For
9.A Composition of the Executive Board: Mgmt For For
Re-appointment of Jan Hommen
9.B Composition of the Executive Board: Mgmt For For
Re-appointment of Patrick Flynn
9.C Composition of the Executive Board: Mgmt For For
Appointment of Ralph Hamers
10.A Composition of the Supervisory Board: Mgmt For For
Re-appointment of Jeroen van der Veer
10.B Composition of the Supervisory Board: Mgmt For For
Re-appointment of Tineke Bahlmann
10.C Composition of the Supervisory Board: Mgmt For For
Appointment of Carin Gorter
10.D Composition of the Supervisory Board: Mgmt For For
Appointment of Hermann-Josef Lamberti
10.E Composition of the Supervisory Board: Mgmt For For
Appointment of Isabel Martin Castella
11.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
11.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
12.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
12.B Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
13 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 933803339
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN BRUTON Mgmt For For
1C. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1D. ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: THEODORE E. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt Against Against
1K. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
4. APPROVAL OF THE COMPANY'S INCENTIVE STOCK Mgmt For For
PLAN OF 2013.
5. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO GIVE THE BOARD OF DIRECTORS
AUTHORITY TO DECLARE NON-CASH DIVIDENDS.
6. APPROVAL OF A CAPITAL REDUCTION AND Mgmt For For
CREATION OF DISTRIBUTABLE RESERVES.
7. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO EXPAND THE AUTHORITY TO
EXECUTE INSTRUMENTS OF TRANSFER.
8. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR ESCHEATMENT IN
ACCORDANCE WITH U.S. LAWS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933779362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1F. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1J. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING
SHAREOWNER ACTION BY WRITTEN CONSENT
4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933765236
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH R. CANION Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD P. LAWRENCE Mgmt For For
1C ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2 ADVISORY VOTE TO APPROVE 2012 EXECUTIVE Mgmt For For
COMPENSATION
3 APPROVAL OF THE INVESCO LTD. AMENDED AND Mgmt For For
RESTATED EXECUTIVE INCENTIVE BONUS PLAN
4 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704289998
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933745157
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON GUND Mgmt For For
MARY LASCHINGER Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
CYNTHIA MILLIGAN Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE KELLOGG COMPANY 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933742214
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt Withheld Against
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704306489
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company's Mgmt For For
Location to Nakano-ku
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933755499
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1B. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE KRAFT
FOODS GROUP, INC. 2012 PERFORMANCE
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY Shr Against For
ENGINEERED PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY Agenda Number: 933783171
--------------------------------------------------------------------------------------------------------------------------
Security: 350060109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: FSTR
ISIN: US3500601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BAUER Mgmt For For
LEE B. FOSTER II Mgmt For For
PETER MCILROY II Mgmt For For
G. THOMAS MCKANE Mgmt For For
DIANE B. OWEN Mgmt For For
WILLIAM H. RACKOFF Mgmt For For
SUZANNE B. ROWLAND Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVING THE L.B. FOSTER COMPANY EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933740234
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE W. AUGSBURGER Mgmt For For
CHARLES E. NIEMIER Mgmt For For
BRIAN J. SMITH Mgmt For For
BRADLEY J. TOOTHAKER Mgmt For For
RONALD D. TRUEX Mgmt For For
2. APPROVAL OF THE LAKELAND FINANCIAL Mgmt For For
CORPORATION 2013 EQUITY INCENTIVE PLAN.
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO PROVIDE FOR A MAJORITY
VOTING STANDARD FOR THE ELECTION OF OUR
DIRECTORS IN UNCONTESTED ELECTIONS.
4. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPANY'S COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS.
5. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY Agenda Number: 933822959
--------------------------------------------------------------------------------------------------------------------------
Security: 521050104
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: LAYN
ISIN: US5210501046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A.B. BROWN Mgmt For For
J. SAMUEL BUTLER Mgmt For For
ROBERT R. GILMORE Mgmt For For
ANTHONY B. HELFET Mgmt For For
NELSON OBUS Mgmt For For
RENE J. ROBICHAUD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. PROPOSAL TO RATIFY THE SELECTION OF THE Mgmt For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS
LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 933802286
--------------------------------------------------------------------------------------------------------------------------
Security: 531229102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: LMCA
ISIN: US5312291025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. MALONE Mgmt For For
ROBERT R. BENNETT Mgmt For For
M. IAN G. GILCHRIST Mgmt Withheld Against
2. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt Against Against
CORPORATION 2013 INCENTIVE PLAN.
3. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt Against Against
CORPORATION 2013 NONEMPLOYEE DIRECTOR
INCENTIVE PLAN.
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 933760755
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAWRENCE S. BACOW Mgmt For For
1B. ELECTION OF DIRECTOR: ANN E. BERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH L. BOWER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES M. DIKER Mgmt For For
1E. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL J. FRIBOURG Mgmt For For
1G. ELECTION OF DIRECTOR: WALTER L. HARRIS Mgmt Against Against
1H. ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt For For
1I. ELECTION OF DIRECTOR: KEN MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA R. SCOTT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
1M. ELECTION OF DIRECTOR: JONATHAN M. TISCH Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LUXOTTICA GROUP SPA, BELLUNO Agenda Number: 704386261
--------------------------------------------------------------------------------------------------------------------------
Security: T6444Z110
Meeting Type: OGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: IT0001479374
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_159718.PDF
1 The approval of the Statutory Financial Mgmt For For
Statements for the year ended December 31,
2012
2 The allocation of net income and the Mgmt For For
distribution of dividends
3 The approval of the incentive compensation Mgmt Against Against
plan 'Performance Shares Plan 2013-2017' in
accordance with article 114-bis of
Legislative Decree no. 58/1998
4 An advisory vote on the first section of Mgmt For For
the Company's Remuneration Report in
accordance with article 123-ter, paragraph
6 of Legislative Decree no. 58/1998
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt For For
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt For For
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt For For
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt For For
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt For For
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt Against Against
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION Agenda Number: 933757354
--------------------------------------------------------------------------------------------------------------------------
Security: 56501R106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MFC
ISIN: CA56501R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. CARON Mgmt For For
JOHN M. CASSADAY Mgmt For For
SUSAN F. DABARNO Mgmt For For
RICHARD B. DEWOLFE Mgmt For For
SHEILA S. FRASER Mgmt For For
DONALD A. GULOIEN Mgmt For For
SCOTT M. HAND Mgmt For For
ROBERT J. HARDING Mgmt For For
LUTHER S. HELMS Mgmt For For
TSUN-YAN HSIEH Mgmt For For
DONALD R. LINDSAY Mgmt For For
LORNA R. MARSDEN Mgmt For For
JOHN R.V. PALMER Mgmt For For
C. JAMES PRIEUR Mgmt For For
ANDREA S. ROSEN Mgmt For For
LESLEY D. WEBSTER Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
03 ADVISORY RESOLUTION ACCEPTING APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933743103
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr For Against
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933782244
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK A. Mgmt Against Against
HENDERSON
1E. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: W. MITT ROMNEY Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1L. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933779374
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. DWYER Mgmt For For
FRANK E. JAUMOT Mgmt For For
JOSE S. SORZANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MASTEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL OF THE MASTEC, INC. BARGAINING Mgmt For For
UNITS ESPP.
4. APPROVAL OF THE MASTEC, INC. 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933753635
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933791560
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT S. ENGELMAN, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1H. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933661399
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2012
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT OF STOCKHOLDERS.
5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr For Against
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE.
7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 704578600
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933767228
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Against Against
COMPENSATION PLAN TO INCREASE SHARES
AVAILABLE FOR GRANT
5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN TO PROVIDE FOR QUALIFYING
PERFORMANCE-BASED LONG-TERM INCENTIVE
AWARDS UNDER SECTION 162(M)
6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt For For
FORMULA GOVERNING ANNUAL INCENTIVE
COMPENSATION FOR CERTAIN OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 704442324
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1O1.1 Re-election of AT Mikati as a director Mgmt For For
2O1.2 Re-election of RS Dabengwa as a director Mgmt For For
3O1.3 Re-election of NI Patel as a director Mgmt For For
4O1.4 Re-election of AF van Biljon as a director Mgmt For For
5O1.5 Re-election of JHN Strydom as a director Mgmt For For
6O1.6 Election of F Titi as a director Mgmt For For
7O2.1 To elect AF van Biljon as a member of the Mgmt For For
audit committee
8O2.2 To elect NP Mageza as a member of the audit Mgmt For For
committee
9O2.3 To elect J van Rooyen as a member of the Mgmt For For
audit committee
10O24 To elect MJN Njeke as a member of the audit Mgmt For For
committee
11O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt For For
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
12O.4 General authority for directors to allot Mgmt For For
and issue ordinary shares
13 Endorsement of the remuneration philosophy Mgmt For For
14S.1 To approve the remuneration increase Mgmt For For
payable to non executive directors
15S.2 To adopt the new memorandum of Mgmt For For
incorporation of the Company
16S.3 To approve an authority for the Company and Mgmt For For
or any of its subsidiaries to repurchase or
purchase as the case may be shares in the
Company
17S.4 To approve the granting of financial Mgmt For For
assistance by the Company to its
subsidiaries and other related and inter
related companies and corporations and to
directors prescribed officers and other
persons participating in share or other
employee incentive schemes
18S.5 To approve the granting of financial Mgmt For For
assistance in relation to MTN Zakhele RF
Limited transaction
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 933773170
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY L. CHRISTOPHER Mgmt For For
PAUL J. FLAHERTY Mgmt For For
GENNARO J. FULVIO Mgmt For For
GARY S. GLADSTEIN Mgmt For For
SCOTT J. GOLDMAN Mgmt For For
TERRY HERMANSON Mgmt For For
2. APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY.
3. TO APPROVE, ON AN ADVISORY BASIS BY Mgmt For For
NON-BINDING VOTE, EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 704323384
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1.a Submission of the report of the Supervisory Non-Voting
Board and the corporate governance report
including the remuneration report for the
financial year 2012
1.b Submission of the adopted Company financial Non-Voting
statements and management report for the
financial year 2012, the approved
consolidated financial statements and
management report for the Group for the
financial year 2012, and the explanatory
report on the information in accordance
with Sections 289 PARA. 4 and 315 PARA. 4
of the German Commercial Code
2. Resolution on the appropriation of the net Mgmt No vote
retained profits from the financial year
2012
3. Resolution to approve the actions of the Mgmt No vote
Board of Management
4. Resolution to approve the actions of the Mgmt No vote
Supervisory Board
5. Resolution to approve the remuneration Mgmt No vote
system for the Board of Management
6. Resolution to appoint a member of the Mgmt No vote
Supervisory Board: Prof. Dr. Dr.
Ann-Kristin Achleitner
7. Resolution to amend Article 15 of the Mgmt No vote
Articles of Association (remuneration of
the Supervisory Board)
8. Resolution to cancel the existing Mgmt No vote
authorisation for increasing the share
capital under "Authorised Capital Increase
2009", to replace this with a new
authorisation "Authorised Capital Increase
2013", and to amend Article 4 of the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933793968
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. CINDRICH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1F. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1H. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1L. ELECTION OF DIRECTOR: C.B. TODD Mgmt For For
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH., C.P.A.
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4. CONSIDER A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE ADOPTION OF A MANDATORY POLICY
REQUIRING THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933745082
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY F. ALTENBAUMER Mgmt For For
WILLIAM A. KOERTNER Mgmt For For
WILLIAM D. PATTERSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
AND YOUNG LLP AS THE CORPORATION'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda Number: 933757138
--------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NTIOF
ISIN: CA6330671034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARYSE BERTRAND Mgmt For For
LAWRENCE S. BLOOMBERG Mgmt For For
PIERRE BOIVIN Mgmt For For
ANDRE CAILLE Mgmt For For
GERARD COULOMBE Mgmt For For
BERNARD CYR Mgmt For For
GILLIAN H. DENHAM Mgmt For For
JEAN DOUVILLE Mgmt For For
PAUL GOBEIL Mgmt For For
JEAN HOUDE Mgmt For For
LOUISE LAFLAMME Mgmt For For
ROSEANN RUNTE Mgmt For For
LINO A. SAPUTO, JR. Mgmt For For
PIERRE THABET Mgmt For For
LOUIS VACHON Mgmt For For
02 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TAKEN BY THE BANK'S BOARD OF DIRECTORS WITH
RESPECT TO EXECUTIVE COMPENSATION
03 APPOINTMENT OF DELOITTE S.E.N.C.R.L. AS Mgmt For For
INDEPENDENT AUDITOR
04 APPROVAL OF THE BY-LAW RELATING TO THE Mgmt For For
AGGREGATE COMPENSATION OF DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC. Agenda Number: 933763458
--------------------------------------------------------------------------------------------------------------------------
Security: 637138108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NPBC
ISIN: US6371381087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTIAN F. MARTIN IV Mgmt For For
R. CHADWICK PAUL JR. Mgmt For For
C. ROBERT ROTH Mgmt For For
WAYNE R. WEIDNER Mgmt For For
2. RATIFICATION OF NATIONAL PENN'S INDEPENDENT Mgmt For For
AUDITORS FOR 2013.
3. AN ADVISORY (NON-BINDING) PROPOSAL TO Mgmt For For
APPROVE THE COMPENSATION OF NATIONAL PENN'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933777205
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL, AS REQUIRED BY INTERNAL REVENUE Mgmt For For
CODE SECTION 162(M), OF THE MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED ANNUAL
INCENTIVE COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. SHAREHOLDER PROPOSAL-POLICY REGARDING Shr Against For
STORAGE OF NUCLEAR WASTE.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704261178
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the company's Mgmt For For
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.34 euro per share,
and further, that the record date for
dividend should be 19 March 2013. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 26
March 2013
9 Decision regarding discharge from liability Mgmt For For
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt For For
members
11 Determination of the number of auditors Mgmt For For
12 Determination of fees for board members and Mgmt For For
auditors
13 Election of board members and chairman of Mgmt For For
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Peter F Braunwalder, Marie
Ehrling, Svein Jacobsen, Tom Knutzen, Lars
G Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Elisabeth Grieg shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt For For
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt For For
committee
16 Resolution on authorization for the board Mgmt For For
of directors to decide on issue of
convertible instruments in the Company
17.A Resolution on authorization for the board Mgmt For For
of directors to decide on acquisition of
shares in the Company
17.B Resolution on authorization for the board Mgmt For For
of directors to decide on conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt For For
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt For For
to the executive officers
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933764955
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE NORDSTROM, Mgmt For For
INC. 2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933752443
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt For For
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
CHARLES W. SHIVERY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND ANY RELATED MATERIAL IS HEREBY
APPROVED"
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933739558
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt Withheld Against
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt For For
MARTIN P. SLARK Mgmt For For
DAVID H.B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC. Agenda Number: 933741147
--------------------------------------------------------------------------------------------------------------------------
Security: 667340103
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: NWBI
ISIN: US6673401039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD E. MCDOWELL Mgmt For For
JOSEPH F. LONG Mgmt For For
JOHN P. MEEGAN Mgmt For For
TIMOTHY B. FANNIN Mgmt For For
WILLIAM F. MCKNIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 933809951
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT J. MONTROSS* Mgmt For For
HARRY L. DEMOREST# Mgmt For For
JAMES E. DECLUSIN# Mgmt For For
MICHAEL C. FRANSON# Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2007 STOCK INCENTIVE PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt For For
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933746464
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN W. BRAUN Mgmt For For
LARRY E. DUNIGAN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
JAMES T. MORRIS Mgmt For For
RANDALL T. SHEPARD Mgmt For For
KELLY N. STANLEY Mgmt For For
LINDA E. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933785531
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2013
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt For For
GROUP INC. 2013 INCENTIVE AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA.
6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
ORION MARINE GROUP, INC. Agenda Number: 933776013
--------------------------------------------------------------------------------------------------------------------------
Security: 68628V308
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ORN
ISIN: US68628V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: AUSTIN J. Mgmt For For
SHANFELTER
1B. RE-ELECTION OF DIRECTOR: GENE G. STOEVER Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON OUR EXECUTIVE COMPENSATION AS DISCLOSED
IN THE ATTACHED PROXY STATEMENT (THE
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ORITANI FINANCIAL CORP Agenda Number: 933696900
--------------------------------------------------------------------------------------------------------------------------
Security: 68633D103
Meeting Type: Annual
Meeting Date: 20-Nov-2012
Ticker: ORIT
ISIN: US68633D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL A. DEBERNARDI Mgmt Withheld Against
ROBERT S. HEKEMIAN JR. Mgmt Withheld Against
2 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013.
3 AN ADVISORY, NON-BINDING PROPOSAL WITH Mgmt For For
RESPECT TO THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 933719645
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. DONNELLY Mgmt For For
MICHAEL W. GREBE Mgmt For For
PETER B. HAMILTON Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
LESLIE F. KENNE Mgmt For For
J. PETER MOSLING, JR. Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
DUNCAN J. PALMER Mgmt For For
JOHN S. SHIELY Mgmt For For
RICHARD G. SIM Mgmt For For
CHARLES L. SZEWS Mgmt For For
WILLIAM S. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 704393127
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 Adoption of audited Financial Statements Mgmt For For
and Directors' and Auditors' Reports
2(a) Re-appointment of Dr Cheong Choong Kong Mgmt For For
2(b) Re-appointment of Mr Lee Seng Wee Mgmt For For
3(a) Re-election of Mr David Conner Mgmt For For
3(b) Re-election of Dr Lee Tih Shih Mgmt For For
3(c) Re-election of Mr Pramukti Surjaudaja Mgmt For For
3(d) Re-election of Professor Neo Boon Siong Mgmt For For
4 Approval of final one-tier tax exempt Mgmt For For
dividend
5(a) Approval of amount proposed as Directors' Mgmt For For
Fees in cash
5(b) Approval of allotment and issue of ordinary Mgmt For For
shares to the non-executive Directors
6 Appointment of Auditors and fixing their Mgmt For For
remuneration
7(a) Authority to allot and issue ordinary Mgmt For For
shares on a pro rata basis
7(b) Authority to make or grant instruments that Mgmt For For
might or would require ordinary shares to
be issued on a non pro rata basis
8 Authority to grant options and/or rights to Mgmt For For
subscribe for ordinary shares and allot and
issue ordinary shares (OCBC Share Option
Scheme 2001 and OCBC Employee Share
Purchase Plan)
9 Authority to allot and issue ordinary Mgmt For For
shares pursuant to OCBC Scrip Dividend
Scheme
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 704384584
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: EGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933735942
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PACWEST MERGER PROPOSAL. TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, WHICH WE
REFER TO AS THE MERGER AGREEMENT, DATED AS
OF NOVEMBER 6, 2012, BY AND BETWEEN PACWEST
AND FIRST CALIFORNIA, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE ISSUANCE OF PACWEST COMMON
STOCK TO FIRST CALIFORNIA STOCKHOLDERS
PURSUANT TO THE MERGER AGREEMENT.
2. PACWEST ADJOURNMENT PROPOSAL. TO APPROVE Mgmt For For
ONE OR MORE ADJOURNMENTS OF THE PACWEST
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE PACWEST MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933779968
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK N. BAKER Mgmt For For
CRAIG A. CARLSON Mgmt For For
STEPHEN M. DUNN Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
GEORGE E. LANGLEY Mgmt For For
SUSAN E. LESTER Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ARNOLD W. MESSER Mgmt For For
DANIEL B. PLATT Mgmt For For
JOHN W. ROSE Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933742959
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. FIX THE NUMBER OF DIRECTORS OF THE COMPANY Mgmt For For
AT FIFTEEN.
2A. ELECTION OF DIRECTOR: MAUREEN BUCHWALD Mgmt For For
2B. ELECTION OF DIRECTOR: TIMOTHY S. MCLAIN Mgmt For For
2C. ELECTION OF DIRECTOR: RICK R. TAYLOR Mgmt For For
2D. ELECTION OF DIRECTOR: SARAH REESE WALLACE Mgmt For For
3A. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2014 ANNUAL MEETING OF SHAREHOLDERS: DR.
CHARLES W. NOBLE, SR. (IF THE PROPOSAL IN
ITEM 1 IS APPROVED BY THE SHAREHOLDERS OF
THE COMPANY).
3B. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING OF SHAREHOLDERS: ROBERT
E. O'NEILL (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
3C. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2016 ANNUAL MEETING OF SHAREHOLDERS: DONNA
M. ALVARADO (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
7. APPROVE THE PARK NATIONAL CORPORATION 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 704341661
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the accounts of the Mgmt For For
company and reports of the directors of the
company (directors) and the auditors of the
company (auditors) for the year ended 31
December 2012
2 To declare a final dividend on the ordinary Mgmt For For
shares, as recommended by the directors
3 To re-elect David Arculus as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Will Ethridge as a director Mgmt For For
6 To re-elect Robin Freestone as a director Mgmt For For
7 To re-elect Susan Fuhrman as a director Mgmt For For
8 To re-elect Ken Hydon as a director Mgmt For For
9 To re-elect Josh Lewis as a director Mgmt For For
10 To re-elect John Makinson as a director Mgmt For For
11 To re-elect Glen Moreno as a director Mgmt For For
12 To reappoint John Fallon as a director Mgmt For For
13 To receive and approve the report on Mgmt For For
directors' remuneration for the year ended
31 December 2012
14 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 That, pursuant to section 551 of the Mgmt For For
Companies Act 2006 (the Act), the board be
authorised to allot shares in the company
and to grant rights to subscribe for or to
convert any security into shares in the
company: (A) up to an aggregate nominal
amount of GBP 68,122,339.42; and (B)
comprising equity securities, as defined in
the Act, up to an aggregate nominal amount
of GBP 136,244,678.83 (including within
such limit any shares or rights issued or
granted under (A) above) in connection with
an offer by way of a rights issue; (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those CONTD
CONT CONTD securities; and so that the board may Non-Voting
impose any limits or restrictions and make
any arrangements which it considers
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; such
authorities to expire (unless previously
reviewed, varied or revoked by the company
in general meeting)at the close of the AGM
in 2014 provided that, in each case, the
company may make offers and enter in to
agreements during the relevant period which
would, or might, require shares in the
company to be allotted or rights to
subscribe for, or convert any security
into, shares to be granted, after the
authority expires and the board may allot
shares in the company and grant rights
under any such offer or CONTD
CONT CONTD agreement as if the authority had not Non-Voting
expired
17 That, subject to resolution 16 being Mgmt For For
passed, the board be given authority to
allot equity securities for cash under the
authority given by that resolution, free of
the restriction in section 561 (I) of the
Act, such authority to be limited: (A) to
the allotment of equity securities in
connection with an offer of equity
securities (but in the case of the
authority granted under resolution 16(B),
by way of a rights issue only): (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities, if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those securities; and so that the board may
impose any limits or restrictions and make
any arrangements which CONTD
CONT CONTD it considers necessary or appropriate Non-Voting
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (B) in the case of the
authority granted under resolution 16(A),
to the allotment (otherwise than under
17(A) above) of equity securities with an
aggregate nominal value of up to GBP
10,218,350.91; such authority to expire
(unless previously reviewed, varied or
revoked by the company in general meeting)
at the close of the AGM in 2014 provided
that during the relevant period the company
may make offers, and enter into agreements,
which would, or might, require equity
securities to be allotted after the
authority expires and the board may allot
equity securities under any such offer or
agreement as if the CONTD
CONT CONTD authority had not expired Non-Voting
18 That, the company is hereby generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the Act) of ordinary shares of
25p each in the capital of the company
provided that: (i) the maximum number of
ordinary shares hereby authorised to be
purchased is 81,746,807; (ii) the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 25p per
share; (iii) the maximum price (exclusive
of expenses) which may be paid for an
ordinary share is, in respect of an
ordinary share contracted to be purchased
on any day, the higher of (a) an amount
equal to 105% of the average of the middle
market quotations of an ordinary share of
the company derived from the CONTD
CONT CONTD London Stock Exchange Daily Official Non-Voting
List for the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchased and (b)
an amount equal to the higher of the price
of the last independent trade of an
ordinary share and the highest current
independent bid for an ordinary share as
derived from the London Stock Exchange
Trading System; (iv) the authority hereby
conferred shall expire at the close of the
AGM in 2014; and (v) during the relevant
period the company may make a contract to
purchase ordinary shares under this
authority prior to the expiry of such
authority which will or may be executed
wholly or partly after the expiry of such
authority and may make a purchase of
ordinary shares In pursuance of any such
contract as if the authority had not
expired
19 That, in accordance with the company's Mgmt For For
Articles of Association, the company be and
is hereby authorized until the close of the
AGM in 2014, to call general meetings
(other than an annual general meeting) on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 18. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 933753825
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. MEAD Mgmt For For
SUSAN D. RECTOR Mgmt For For
THOMAS J. WOLF Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
SHAREHOLDERS.
3. APPROVAL OF THE PEOPLES BANCORP INC. SECOND Mgmt For For
AMENDED AND RESTATED 2006 EQUITY PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION Agenda Number: 933780098
--------------------------------------------------------------------------------------------------------------------------
Security: 73927C100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: POFNF
ISIN: CA73927C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
ANDRE DESMARAIS Mgmt Withheld Against
THE HON. PAUL DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
GERALD FRERE Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
ROBERT GRATTON Mgmt Withheld Against
V. PETER HARDER Mgmt For For
R. JEFFREY ORR Mgmt For For
J. DAVID A. JACKSON Mgmt For For
LOUISE ROY Mgmt For For
RAYMOND ROYER Mgmt For For
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 933788311
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. COOK Mgmt For For
PETER J. MOERBEEK Mgmt For For
2. APPROVAL OF THE ADOPTION OF THE COMPANY'S Mgmt For For
2013 EQUITY INCENTIVE PLAN.
3. RATIFICATION OF APPOINTMENT OF MOSS ADAMS, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 933786901
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
2. DIRECTOR
ROBERT F. COLEMAN Mgmt For For
JAMES M. GUYETTE Mgmt For For
COLLIN E. ROCHE Mgmt For For
WILLIAM R. RYBAK Mgmt For For
3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
4. ADVISORY (NON-BINDING) VOTE TO APPROVE 2012 Mgmt For For
EXECUTIVE COMPENSATION.
5. ADVISORY (NON-BINDING) VOTE TO DETERMINE Mgmt 1 Year For
THE FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 933743937
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS W. BERRY Mgmt For For
FRANK L. FEKETE Mgmt For For
MATTHEW K. HARDING Mgmt For For
THOMAS B. HOGAN JR. Mgmt For For
2. THE APPROVAL (NON-BINDING) OF EXECUTIVE Mgmt For For
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 704408978
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Mgmt For For
Financial Statements
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend of 20.79 pence Mgmt For For
per ordinary share of the Company
4 To elect Mr Philip Remnant as a director Mgmt For For
5 To re-elect Sir Howard Davies as a director Mgmt For For
6 To re-elect Mr Robert Devey as a director Mgmt For For
7 To re-elect Mr John Foley as a director Mgmt For For
8 To re-elect Mr Michael Garrett as a Mgmt For For
director
9 To re-elect Ms Ann Godbehere as a director Mgmt For For
10 To re-elect Mr Alexander Johnston as a Mgmt For For
director
11 To re-elect Mr Paul Manduca as a director Mgmt For For
12 To re-elect Mr Michael McLintock as a Mgmt For For
director
13 To re-elect Mr Kaikhushru Nargolwala as a Mgmt For For
director
14 To re-elect Mr Nicolaos Nicandrou as a Mgmt For For
director
15 To re-elect Mr Barry Stowe as a director Mgmt For For
16 To re-elect Mr Tidjane Thiam as a director Mgmt For For
17 To re-elect Lord Turnbull as a director Mgmt For For
18 To re-elect Mr Michael Wells as a director Mgmt For For
19 To re-appoint KPMG Audit Plc as auditor Mgmt For For
20 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
21 Renewal of authority to make political Mgmt For For
donations
22 Renewal of authority to allot ordinary Mgmt For For
shares
23 Extension of authority to allot ordinary Mgmt For For
shares to include repurchased shares
24 Adoption of the rules of the Prudential Mgmt For For
2013 Savings-Related Share Option Scheme
25 Adoption of the Prudential Long Term Mgmt For For
Incentive Plan
26 Renewal of authority for disapplication of Mgmt For For
pre-emption rights
27 Renewal of authority for purchase of own Mgmt For For
shares
28 Renewal of authority in respect of notice Mgmt For For
for general meetings
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933759308
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
TAMARA HUGHES GUSTAVSON Mgmt For For
URI P. HARKHAM Mgmt For For
B. WAYNE HUGHES, JR. Mgmt For For
AVEDICK B. POLADIAN Mgmt Withheld Against
GARY E. PRUITT Mgmt Withheld Against
RONALD P. SPOGLI Mgmt For For
DANIEL C. STATON Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933789046
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER PLC, LONDON Agenda Number: 704322887
--------------------------------------------------------------------------------------------------------------------------
Security: G74570121
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re appointment of auditors: Deloitte LLP Mgmt For For
5 Auditors remuneration Mgmt For For
6 Elect Dr Wolfhart Hauser as a director Mgmt For For
7 Elect Duncan Palmer as a director Mgmt For For
8 Elect Linda Sanford as a director Mgmt For For
9 Re-elect Erik Engstrom as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt For For
of the Company
11 Re-elect Adrian Hennah as a director Mgmt For For
12 Re-elect Lisa Hook as a director Mgmt For For
13 Re-elect Robert Polet as a director Mgmt For For
14 Re-elect Ben van der Veer as a director Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own shares Mgmt For For
18 Notice period for general meetings Mgmt For For
19 Long Term Incentive Plan 2013 Mgmt For For
20 Executive Share Option Scheme 2013 Mgmt For For
21 SAYE Share Option Scheme 2013 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933750932
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL M. DELEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1D. ELECTION OF DIRECTOR: NEIL R. WITHINGTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
4. SHAREHOLDER PROPOSAL ON ELIMINATION OF Shr For Against
CLASSIFIED BOARD
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933805559
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. DEVONSHIRE Mgmt For For
JOHN F. FORT III Mgmt For For
BRIAN D. JELLISON Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO CONSIDER A PROPOSAL TO AMEND THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS.
4. TO RATIFY OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CANADA Agenda Number: 933729090
--------------------------------------------------------------------------------------------------------------------------
Security: 780087102
Meeting Type: Annual and Special
Meeting Date: 28-Feb-2013
Ticker: RY
ISIN: CA7800871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W.G. BEATTIE Mgmt For For
D.F. DENISON Mgmt For For
P. GAUTHIER Mgmt For For
R.L. GEORGE Mgmt For For
T.J. HEARN Mgmt For For
A.D. LABERGE Mgmt For For
J. LAMARRE Mgmt For For
B.C. LOUIE Mgmt For For
M.H. MCCAIN Mgmt For For
H. MUNROE-BLUM Mgmt For For
G.M. NIXON Mgmt For For
D.P. O'BRIEN Mgmt For For
J.P. REINHARD Mgmt For For
E. SONSHINE Mgmt For For
K.P. TAYLOR Mgmt For For
B.A. VAN KRALINGEN Mgmt For For
V.L. YOUNG Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
09 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
10 SHAREHOLDER PROPOSAL NO. 7 Shr Against For
11 SHAREHOLDER PROPOSAL NO. 8 Shr Against For
12 SHAREHOLDER PROPOSAL NO. 9 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 933779918
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD D. BRICE Mgmt For For
JOHN J. DELANEY Mgmt For For
MICHAEL J. DONNELLY Mgmt For For
WILLIAM J. GATTI Mgmt For For
JEFFREY D. GRUBE Mgmt For For
FRANK W. JONES Mgmt For For
JOSEPH A. KIRK Mgmt For For
DAVID L. KRIEGER Mgmt For For
JAMES C. MILLER Mgmt For For
FRED J. MORELLI, JR. Mgmt For For
FRANK J. PALERMO, JR. Mgmt For For
CHARLES A. SPADAFORA Mgmt For For
CHRISTINE J. TORETTI Mgmt For For
CHARLES G. URTIN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2013.
3. TO APPROVE A NON-BINDING PROPOSAL ON THE Mgmt For For
COMPENSATION OF S&T'S EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC. Agenda Number: 933763408
--------------------------------------------------------------------------------------------------------------------------
Security: 785060104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SYBT
ISIN: US7850601045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE ACTION OF THE Mgmt For For
BOARD OF DIRECTORS FIXING THE NUMBER OF
DIRECTORS AT TWELVE.
2. DIRECTOR
CHARLES R. EDINGER, III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
RICHARD NORTHERN Mgmt For For
STEPHEN M. PRIEBE Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
KATHY C. THOMPSON Mgmt For For
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR S.Y. BANCORP, INC. FOR THE YEAR
ENDING DECEMBER 31, 2013.
4. THE APPROVAL OF THE ACTION OF THE BOARD OF Mgmt For For
DIRECTORS TO ADOPT THE ANNUAL CASH
INCENTIVE PLAN, INCLUDING THE PERFORMANCE
CRITERIA THAT WILL BE USED UNDER THAT PLAN
TO ESTABLISH GOALS FOR COVERED EXECUTIVES.
5. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt Against Against
OF BANCORP'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933734851
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO INCREASE
THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
FROM 405,000,000 TO 1,605,000,000.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933825979
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STRATTON SCLAVOS Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.3 ELECTION OF DIRECTOR: SHIRLEY YOUNG Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2014.
5. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt For For
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933753332
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1H. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1I. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2013 LONG-TERM INCENTIVE PLAN. Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STARZ Agenda Number: 933815473
--------------------------------------------------------------------------------------------------------------------------
Security: 85571Q102
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: STRZA
ISIN: US85571Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY B. MAFFEI Mgmt Withheld Against
IRVING L. AZOFF Mgmt For For
SUSAN M. LYNE Mgmt For For
2. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt Against Against
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, Mgmt 1 Year Against
ON AN ADVISORY BASIS, THE FREQUENCY AT
WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY
VOTE ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECAPITALIZE THE COMPANY BY
DELETING THE PROVISIONS RELATING TO OUR
COMPANY'S CAPITAL AND STARZ TRACKING STOCK
GROUPS.
5. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECAPITALIZE OUR COMPANY BY
CREATING A NEW CLASS OF OUR COMPANY'S
COMMON STOCK, WHICH IS DIVIDED INTO THREE
SERIES.
6. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECLASSIFY EACH SHARE OF EACH
SERIES OF OUR COMPANY'S EXISTING LIBERTY
CAPITAL COMMON STOCK INTO ONE SHARE OF THE
CORRESPONDING SERIES OF OUR COMPANY'S
COMMON STOCK.
7. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO MAKE CERTAIN CONFORMING CHANGES
AS A RESULT OF THE CHARTER PROPOSALS.
8. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933752467
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
SUSQUEHANNA BANCSHARES, INC. Agenda Number: 933746414
--------------------------------------------------------------------------------------------------------------------------
Security: 869099101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: SUSQ
ISIN: US8690991018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. AGNONE, SR. Mgmt For For
WAYNE E. ALTER, JR. Mgmt For For
HENRY R. GIBBEL Mgmt For For
BRUCE A. HEPBURN Mgmt For For
DONALD L. HOFFMAN Mgmt For For
SARA G. KIRKLAND Mgmt For For
JEFFREY F. LEHMAN Mgmt For For
MICHAEL A. MORELLO Mgmt For For
SCOTT J. NEWKAM Mgmt For For
ROBERT E. POOLE, JR. Mgmt For For
WILLIAM J. REUTER Mgmt For For
ANDREW S. SAMUEL Mgmt For For
CHRISTINE SEARS Mgmt For For
JAMES A. ULSH Mgmt For For
2. APPROVAL AND ADOPTION OF THE SUSQUEHANNA Mgmt For For
BANCSHARES, INC. 2013 OMNIBUS EQUITY
COMPENSATION PLAN.
3. APPROVAL, IN AN ADVISORY VOTE, OF Mgmt For For
SUSQUEHANNA'S EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SUSQUEHANNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704275785
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.1 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.2 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.3 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
audit work during 2012
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 10.75 per share, and that Monday, 25
March 2013 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the proposal,
Euroclear expects to distribute the
dividend on Thursday, 28 March 2013
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting
14 Determining the number of auditors to be Mgmt For For
appointed by the meeting
15 Deciding fees for Board members and Mgmt Against Against
auditors
16 Election of the Board members and the Mgmt Against Against
Chairman of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Mr Hans Larsson who has
declined re-election. The nomination
committee also proposes that Mr Anders
Nyren be elected as Chairman of the Board
17 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2014. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2012: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, while Mr
Erik Astrom (authorised public accountant)
will be appointed as auditor in charge for
Ernst & Young AB
18 The Board's proposal concerning guidelines Mgmt For For
for compensation to senior management
19 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Shareholder's
proposal regarding a change to the articles
of association in respect of the
composition of the Board
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWISS RE AG, ZUERICH Agenda Number: 704336381
--------------------------------------------------------------------------------------------------------------------------
Security: H8431B109
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: CH0126881561
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153200,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Consultative vote on the compensation Mgmt For For
report
1.2 Approval of the Annual Report, annual and Mgmt For For
consolidated financial statements for the
2012 financial year
2 Allocation of disposable profit Mgmt For For
3.1 Ordinary dividend by way of a withholding Mgmt For For
tax exempt repayment of legal reserves from
capital contributions of CHF 3.50 per share
and a prior reclassification into other
reserves
3.2 Special dividend by way of a withholding Mgmt For For
tax exempt repayment of legal reserves from
capital contributions of CHF 4.00 per share
and a prior reclassification into other
reserves
4 Discharge of the members of the Board of Mgmt For For
Directors
5.1.1 Re-election of Walter B. Kielholz Mgmt For For
5.1.2 Re-election of Malcolm D. Knight Mgmt For For
5.1.3 Re-election of Carlos E. Represas Mgmt For For
5.1.4 Re-election of Jean-Pierre Roth Mgmt For For
5.1.5 Election of Mary Francis Mgmt For For
5.2 Re-election of the auditor: Mgmt For For
PricewaterhouseCoopers Ag (PwC), Zurich
6.1 Amendment of Art. 3a of the Articles of Mgmt For For
Association (conditional capital for
Equity-Linked Financing Instruments)
6.2 Renewal and amendment of the authorised Mgmt For For
capital as per Art. 3b of the Articles of
Association
6.3 Cancellation of the authorised capital as Mgmt For For
per Art. 3c of the Articles of Association
7 Ad-hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR CAPITAL GROUP, INC. Agenda Number: 933814178
--------------------------------------------------------------------------------------------------------------------------
Security: 876851106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: TAYC
ISIN: US8768511060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE W. TAYLOR Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. HOPPE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD L. BLIWAS Mgmt For For
1D. ELECTION OF DIRECTOR: C. BRYAN DANIELS Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD EMANUEL Mgmt Against Against
1F. ELECTION OF DIRECTOR: M. HILL HAMMOCK Mgmt Against Against
1G. ELECTION OF DIRECTOR: ELZIE L. HIGGINBOTTOM Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: LOUISE O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHEPHERD G. PRYOR, IV Mgmt Against Against
1K. ELECTION OF DIRECTOR: HARRISON I. STEANS Mgmt For For
1L. ELECTION OF DIRECTOR: JENNIFER W. STEANS Mgmt For For
1M. ELECTION OF DIRECTOR: JEFFREY W. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD W. TINBERG Mgmt For For
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT (A
"SAY-ON-PAY" PROPOSAL).
3. RECOMMENDATION, IN A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE, OF THE FREQUENCY OF FUTURE SAY-ON-PAY
PROPOSALS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
6. APPROVAL OF THE COMPANY'S 2013 SUCCESS PLAN Mgmt For For
AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 933772142
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M996
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker:
ISIN: CA87971M9969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.H. (DICK) AUCHINLECK Mgmt For For
A. CHARLES BAILLIE Mgmt For For
MICHELINE BOUCHARD Mgmt For For
R. JOHN BUTLER Mgmt For For
BRIAN A. CANFIELD Mgmt For For
STOCKWELL DAY Mgmt For For
DARREN ENTWISTLE Mgmt For For
RUSTON E.T. GOEPEL Mgmt For For
JOHN S. LACEY Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
JOHN MANLEY Mgmt For For
DONALD WOODLEY Mgmt For For
02 APPOINT DELOITTE LLP AS AUDITORS FOR THE Mgmt For For
ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX
THEIR REMUNERATION.
03 ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION.
4A APPROVE ALTERATION OF AUTHORIZED SHARE Mgmt For For
STRUCTURE TO ELIMINATE NON-VOTING SHARES
AND INCREASE MAXIMUM NUMBER OF COMMON
SHARES TO 2,000,000,000.
4B APPROVE, BY SPECIAL RESOLUTION, THE Mgmt For For
AMENDMENT AND RESTATEMENT OF THE ARTICLES.
05 APPROVE AMENDMENT TO, AND RECONFIRMATON OF Mgmt For For
THE SHAREHOLDER RIGHTS PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 933725725
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 26-Feb-2013
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAN L. BATRACK Mgmt For For
HUGH M. GRANT Mgmt For For
PATRICK C. HADEN Mgmt For For
J. CHRISTOPHER LEWIS Mgmt For For
ALBERT E. SMITH Mgmt For For
J. KENNETH THOMPSON Mgmt For For
RICHARD H. TRULY Mgmt For For
2 TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD, PETAH TIKVA Agenda Number: 704012753
--------------------------------------------------------------------------------------------------------------------------
Security: M8769Q102
Meeting Type: AGM
Meeting Date: 12-Sep-2012
Ticker:
ISIN: IL0006290147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Declaration that the interim dividend on Mgmt For For
account of 2011 paid in 4 installments and
totaling NIS 3.40 (approx 0.77 USD) a share
be final for 2011
2.A Appointment of the following person as Mgmt For For
director for a period of 3 years: Phillip
Frost
2.B Appointment of the following person as Mgmt For For
director for a period of 3 years: Roger
Abravanel
2.C Appointment of the following person as Mgmt For For
director for a period of 3 years: Prof.
Richard Lerner
2.D Appointment of the following person as Mgmt For For
director for a period of 3 years: Galia
Maor
2.E Appointment of the following person as Mgmt For For
director for a period of 3 years: Erez
Vigodman
3.1 Approval of directors remuneration as Mgmt For For
follows: all directors other than the
chairman and vice chairman, annual
remuneration 190,000 USD and meeting
attendance fee 2,000 USD, payable in Israel
currency linked to the consumer prices
index
3.2 Approval of directors remuneration as Mgmt For For
follows: chairman Dr. Phillip Frost, re
imbursement of expenses in an amount of
298,000 USD (in excess of 700,000 USD) in
respect of travel expenses incurred by him
on behalf of the company in 2011, annual
remuneration 900,000 USD payable in Israel
currency linked as above, reimbursement of
an annual amount of 700,000 USD for out of
pocket air travel in connection with
participation at board meetings
3.3 Approval of directors remuneration as Mgmt For For
follows: vice chairman Prof. Moshe Many,
annual remuneration in the amount of
400,000 USD payable in Israel currency
linked as above
4 Update of the articles, including inter Mgmt For For
alia amendment in accordance with recent
changes to Israel law including the
provisions relating to d and o liability
exemption, insurance and indemnity
5 Subject to resolution 4 above, issue to the Mgmt For For
directors of indemnity and liability
release agreements up to an amount of 200
million USD
6 Appointment of accountant auditors and Mgmt For For
authorization of the board to fix their
fees
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 3.3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933766896
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933729432
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS COLLIGAN Mgmt For For
TIMOTHY DONAHUE Mgmt For For
ROBERT DUTKOWSKY Mgmt For For
BRUCE GORDON Mgmt For For
NAREN GURSAHANEY Mgmt For For
BRIDGETTE HELLER Mgmt For For
KATHLEEN HYLE Mgmt For For
KEITH MEISTER Mgmt For For
DINESH PALIWAL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933779540
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2013.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr For Against
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA Agenda Number: 933737085
--------------------------------------------------------------------------------------------------------------------------
Security: 064149107
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BNS
ISIN: CA0641491075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD A. BRENNEMAN Mgmt For For
C.J. CHEN Mgmt For For
DAVID A. DODGE Mgmt For For
N. ASHLEIGH EVERETT Mgmt For For
JOHN C. KERR Mgmt For For
JOHN T. MAYBERRY Mgmt For For
THOMAS C. O'NEILL Mgmt For For
BRIAN J. PORTER Mgmt For For
AARON W. REGENT Mgmt For For
INDIRA V. SAMARASEKERA Mgmt For For
SUSAN L. SEGAL Mgmt For For
PAUL D. SOBEY Mgmt For For
BARBARA S. THOMAS Mgmt For For
RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
03 ADVISORY VOTE ON NON-BINDING RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION APPROACH.
04 SHAREHOLDER PROPOSAL 1. Shr Against For
05 SHAREHOLDER PROPOSAL 2. Shr Against For
06 SHAREHOLDER PROPOSAL 3. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933747430
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B) ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1E) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F) ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1H) ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1I) ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1J) ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1L) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR.
3. ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt For For
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND RELATED EXPENDITURES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr For Against
OF AN ANNUAL SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933691277
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2012
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSE MARIE BRAVO Mgmt For For
PAUL J. FRIBOURG Mgmt For For
MELLODY HOBSON Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
BARRY S. STERNLICHT Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. AMENDMENT TO THE CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 933713011
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUANE C. MCDOUGALL Mgmt For For
A. DANIEL O'NEAL, JR. Mgmt For For
DONALD A. WASHBURN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933746236
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933745020
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A.F. ANTON Mgmt For For
C.M. CONNOR Mgmt For For
D.F. HODNIK Mgmt For For
T.G. KADIEN Mgmt For For
R.J. KRAMER Mgmt For For
S.J. KROPF Mgmt For For
R.K. SMUCKER Mgmt For For
J.M. STROPKI Mgmt For For
2. ADVISORY APPROVAL OF COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVES.
3. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933789490
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. RATIFICATION OF BY-LAW AMENDMENT Mgmt For For
5. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE TWO-THIRDS
SUPERMAJORITY REQUIREMENTS IN ARTICLE
ELEVENTH TO A MAJORITY VOTE
6. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE 75% SUPERMAJORITY
REQUIREMENTS IN ARTICLE THIRTEENTH TO A
TWO-THIRDS VOTE
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704444897
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Annual report 2012. 2012 annual report of Mgmt For For
the board of directors. 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements. Statutory auditor's report
.Approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt For For
3 Resolution for the appropriation of the net Mgmt Against Against
income
4 Re-election to the board of directors Mgmt Against Against
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt For For
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933734306
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 04-Apr-2013
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt For For
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
HENRY H. KETCHAM Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
KAREN E. MAIDMENT Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
COMPENSATION SECTIONS OF THE MANAGEMENT
PROXY CIRCULAR *ADVISORY VOTE*
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For
F SHAREHOLDER PROPOSAL C Shr Against For
G SHAREHOLDER PROPOSAL D Shr Against For
H SHAREHOLDER PROPOSAL E Shr Against For
I SHAREHOLDER PROPOSAL F Shr Against For
J SHAREHOLDER PROPOSAL G Shr Against For
K SHAREHOLDER PROPOSAL H Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 STOCK INCENTIVE PLAN.
4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 933772116
--------------------------------------------------------------------------------------------------------------------------
Security: 884903105
Meeting Type: Annual and Special
Meeting Date: 08-May-2013
Ticker: TRI
ISIN: CA8849031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID THOMSON Mgmt For For
JAMES C. SMITH Mgmt For For
MANVINDER S. BANGA Mgmt For For
DAVID W. BINET Mgmt For For
MARY CIRILLO Mgmt For For
STEVEN A. DENNING Mgmt For For
LAWTON W. FITT Mgmt For For
SIR DERYCK MAUGHAN Mgmt For For
KEN OLISA, OBE Mgmt For For
VANCE K. OPPERMAN Mgmt For For
JOHN M. THOMPSON Mgmt For For
PETER J. THOMSON Mgmt For For
WULF VON SCHIMMELMANN Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION.
03 TO APPROVE AN AMENDMENT TO THE THOMSON Mgmt For For
REUTERS U.S. EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE MAXIMUM NUMBER OF COMMON
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY SEVEN MILLION COMMON SHARES.
04 TO ACCEPT, ON AN ADVISORY BASIS, THE Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933770643
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933771114
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAURICE TAYLOR, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. TO APPROVE TITAN INTERNATIONAL, INC. Mgmt For For
SHORT-TERM INCENTIVE PLAN
4. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 933777546
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL A. COHEN Mgmt For For
DAVID M. WATHEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE INCREASE IN THE NUMBER OF SHARES Mgmt For For
RESERVED FOR ISSUANCE UNDER THE 2011 TRIMAS
CORPORATION OMNIBUS INCENTIVE COMPENSATION
PLAN BY 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933768321
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
ADRIAN LAJOUS Mgmt For For
MELENDY E. LOVETT Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DOUGLAS L. ROCK Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
TRINITY INDUSTRIES, INC. 2004 STOCK OPTION
AND INCENTIVE PLAN.
4. APPROVAL OF THE TRINITY INDUSTRIES, INC. Mgmt For For
ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933791192
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RONALD N. TUTOR Mgmt For For
MARILYN A. ALEXANDER Mgmt Withheld Against
PETER ARKLEY Mgmt Withheld Against
ROBERT BAND Mgmt For For
MICHAEL R. KLEIN Mgmt Withheld Against
MARTIN R. MELONE Mgmt Withheld Against
ROBERT L. MILLER Mgmt For For
RAYMOND R. ONEGLIA Mgmt Withheld Against
DONALD D. SNYDER Mgmt Withheld Against
DICKRAN M. TEVRIZIAN JR Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE, LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS
OF TUTOR PERINI CORP. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933676580
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Special
Meeting Date: 17-Sep-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE DISTRIBUTION OF SHARES Mgmt For For
OF ADT COMMON STOCK TO BE MADE IN THE FORM
OF A SPECIAL DIVIDEND IN KIND OUT OF
QUALIFYING CONTRIBUTED SURPLUS.
2. THE APPROVAL OF THE DISTRIBUTION OF TYCO Mgmt For For
FLOW CONTROL COMMON SHARES TO BE MADE IN
THE FORM OF A SPECIAL DIVIDEND IN KIND OUT
OF QUALIFYING CONTRIBUTED SURPLUS.
3. DIRECTOR
GEORGE R. OLIVER Mgmt For For
FRANK M. DRENDEL Mgmt For For
4. THE APPROVAL OF THE PAYMENT OF AN ORDINARY Mgmt For For
CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED
SURPLUS IN THE AGGREGATE AMOUNT OF UP TO
$0.30 PER SHARE.
5. THE APPROVAL OF THE TYCO INTERNATIONAL LTD. Mgmt For For
2012 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933743975
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WARNER L. BAXTER Mgmt For For
DAVID R. BRADLEY, JR. Mgmt For For
NANCY K. BUESE Mgmt For For
PETER J. DESILVA Mgmt For For
TERRENCE P. DUNN Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
J. MARINER KEMPER Mgmt For For
KRIS A. ROBBINS Mgmt For For
THOMAS D. SANDERS Mgmt For For
L. JOSHUA SOSLAND Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S RETENTION Mgmt For For
OF DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY'S AUDITORS AND TO EXAMINE AND AUDIT
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FOR THE FISCAL YEAR
2013.
3 TO AMEND THE COMPANY'S LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A POLICY TO REQUIRE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 933738099
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: PEGGY Y. FOWLER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. LANSING Mgmt Against Against
1F. ELECTION OF DIRECTOR: LUIS F. MACHUCA Mgmt For For
1G. ELECTION OF DIRECTOR: LAUREEN E. SEEGER Mgmt For For
1H. ELECTION OF DIRECTOR: DUDLEY R. SLATER Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN F. STEVENS Mgmt For For
1J. ELECTION OF DIRECTOR: HILLIARD C. TERRY, Mgmt For For
III
1K. ELECTION OF DIRECTOR: BRYAN L. TIMM Mgmt For For
1L. ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Mgmt For For
2. TO RATIFY THE AUDIT AND COMPLIANCE Mgmt For For
COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO CONSIDER AND APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL REGARDING
COMPENSATION OF COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. ADOPTION OF THE NEW UMPQUA HOLDINGS Mgmt For For
CORPORATION 2013 INCENTIVE PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 704327786
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0315/201303151300665.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031300888.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions for the financial year 2012.
Approval of the annual corporate financial
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Option to pay a part of the dividend in new Mgmt For For
shares
O.5 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.6 Renewal of term of Mr. Francois Jaclot as Mgmt For For
Supervisory Board member
O.7 Renewal of term of Mr. Frans Cremers as Mgmt For For
Supervisory Board member
O.8 Authorization to be granted to the Mgmt For For
Executive Board to trade in Company's
shares
E.9 Delegation to be granted to the Executive Mgmt For For
Board to reduce share capital by
cancellation of treasury shares
E.10 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.11 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide with
cancellation of preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.12 Delegation of authority to be granted the Mgmt For For
Executive Board to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights pursuant to the 10th
and 11th resolutions
E.13 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out with
cancellation of preferential subscription
rights share capital increase by issuing
shares and/or securities giving access to
capital, in consideration for in-kind
contributions granted to the Company
E.14 Delegation of authority to the Executive Mgmt For For
Board to carry out capital increase by
issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
O.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933781723
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
W. GASTON CAPERTON, III Mgmt For For
LAWRENCE K. DOLL Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
F.T. GRAFF, JR. Mgmt For For
DOUGLAS J. LEECH Mgmt For For
JOHN M. MCMAHON Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
WILLIAM C. PITT, III Mgmt For For
DONALD L. UNGER Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD, SINGAPORE Agenda Number: 704370321
--------------------------------------------------------------------------------------------------------------------------
Security: V96194127
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements, the Mgmt For For
Directors' Report and the Auditors' Report
for the year ended 31 December 2012
2 To declare a final one-tier tax-exempt Mgmt For For
dividend of 40 cents and a special one-tier
tax-exempt dividend of ten cents per
ordinary share for the year ended 31
December 2012
3 To approve Directors' fees of SGD1,815,000 Mgmt For For
for 2012 (2011: SGD1,670,000)
4 To approve a fee of SGD2,250,000 (2011: Mgmt Against Against
SGD2,250,000) to the Chairman of the Bank,
Dr Wee Cho Yaw, for the period from January
2012 to December 2012
5 To re-appoint Ernst & Young LLP as Auditors Mgmt For For
of the Company and authorise the Directors
to fix their remuneration
6 To re-elect Mr Wee Ee Cheong as a director Mgmt For For
7 To re-elect Mr Franklin Leo Lavin as a Mgmt For For
director
8 To re-elect Mr James Koh Cher Siang as a Mgmt For For
director
9 To re-elect Mr Ong Yew Huat as a director Mgmt For For
10 That pursuant to Section 153(6) of the Mgmt Against Against
Companies Act, Chapter 50 of Singapore, Dr
Wee Cho Yaw be and is hereby re-appointed
as a Director of the Company to hold such
office until the next Annual General
Meeting (AGM) of the Company
11 That pursuant to Section 153(6) of the Mgmt For For
Companies Act, Chapter 50 of Singapore,
Professor Cham Tao Soon be and is hereby
re-appointed as a Director of the Company
to hold such office until the next Annual
General Meeting (AGM) of the Company
12 That authority be and is hereby given to Mgmt For For
the Directors to: (a) (i) issue ordinary
shares in the capital of the Company
(Shares) whether by way of rights, bonus or
otherwise; and/or (ii) make or grant
offers, agreements or options
(collectively, Instruments) that might or
would require Shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into Shares, at any time and
upon such terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute discretion
deem fit; and (b) (notwithstanding the
authority conferred by this Resolution may
have ceased to be in force) issue Shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: CONTD
CONT CONTD : (1) the aggregate number of Non-Voting
ordinary shares to be issued pursuant to
this Resolution (including Shares to be
issued in pursuance of Instruments made or
granted pursuant to this Resolution) does
not exceed 50 per cent of the total number
of issued Shares, excluding treasury
shares, in the capital of the Company (as
calculated in accordance with paragraph (2)
below), of which the aggregate number of
Shares to be issued other than on a
pro-rata basis to shareholders of the
Company (including Shares to be issued in
pursuance of Instruments made or granted
pursuant to this Resolution) does not
exceed 20 per cent of the total number of
issued shares, excluding treasury shares,
in the capital of the Company (as
calculated in accordance with paragraph (2)
below); (2) (subject to such manner of
calculation as may be CONTD
CONT CONTD prescribed by the Singapore Exchange Non-Voting
Securities Trading Limited (SGX-ST)) for
the purpose of determining the aggregate
number of Shares that may be issued under
paragraph (1) above, the percentage of
issued Shares shall be based on the total
number of issued shares, excluding treasury
shares, in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new ordinary Shares
arising from the conversion or exercise of
any convertible securities or share options
or vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of Shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the Listing Manual of the
SGX-ST for the CONTD
CONT CONTD time being in force (unless such Non-Voting
compliance has been waived by the SGX-ST)
and the Articles of Association for the
time being of the Company; and (4) (unless
revoked or varied by the Company in a
general meeting) the authority conferred by
this Resolution shall continue in force
until the conclusion of the next AGM of the
Company or the date by which the next AGM
of the Company is required by law to be
held, whichever is earlier
13 That authority be and is hereby given to Mgmt For For
the Directors to allot and issue from time
to time such number of ordinary Shares as
may be required to be allotted and issued
pursuant to the UOB Scrip Dividend Scheme
14 That (a) authority be and is hereby given Mgmt For For
to the Directors to: (i) allot and issue
any of the preference shares referred to in
Articles 7A, 7B, 7C, 7D, 7E and/or 7F of
the Articles of Association of the Company;
and/or (ii) make or grant offers,
agreements or options that might or would
require the preference shares referred to
in sub-paragraph (i) above to be issued, at
any time and upon such terms and conditions
and for such purposes and to such persons
as the Directors may in their absolute
discretion deem fit and (notwithstanding
that the authority conferred by this
Resolution may have ceased to be in force)
to issue the preference shares referred to
in subparagraph (i) above in connection
with any offers, agreements or options made
or granted by the Directors while this
Resolution is in force; (b) the Directors
be CONTD
CONT CONTD authorised to do all such things and Non-Voting
execute all such documents as they may
consider necessary or appropriate to give
effect to this Resolution as they may deem
fit; and (c) (unless revoked or varied by
the Company in a general meeting) the
authority conferred by this Resolution
shall continue in force until the
conclusion of the next AGM of the Company
or the date by which the next AGM of the
Company is required by law to be held,
whichever is earlier
15 That (a) for the purposes of Sections 76C Mgmt For For
and 76E of the Companies Act, the exercise
by the Directors of the Company of all the
powers of the Company to purchase or
otherwise acquire issued ordinary shares in
the capital of the Company not exceeding in
aggregate the Maximum Limit (as hereafter
defined) at such price or prices as may be
determined by the Directors from time to
time up to the Maximum Price (as hereafter
defined), whether by way of: (i) market
purchase(s) (Market Purchase) on the
SGX-ST; and/or (ii) off-market purchase(s)
(Off-Market Purchase) (if effected
otherwise than on the SGX-ST) in
accordance with any equal access scheme(s)
as may be determined or formulated by the
Directors as they consider fit, which
scheme(s) shall satisfy all the conditions
prescribed by the Companies Act, and
otherwise in CONTD
CONT CONTD accordance with all other laws, Non-Voting
regulations and rules of the SGX-ST as may
for the time being be applicable, be and is
hereby authorised and approved generally
and unconditionally (the Share Purchase
Mandate); (b) the authority conferred on
the Directors pursuant to the Share
Purchase Mandate may be exercised by the
Directors at any time and from time to time
during the period commencing from the date
of the passing of this Resolution and
expiring on the earliest of: (i) the date
on which the next AGM of the Company is
held or required by law to be held; (ii)
the date on which the purchases or
acquisitions of Shares pursuant to the
Share Purchase Mandate are carried out to
the full extent mandated; or (iii) the date
on which the authority conferred by the
Share Purchase Mandate is revoked or varied
by the Company CONTD
CONT CONTD in a general meeting; (c) in this Non-Voting
Resolution 15: "Relevant Period" means the
period commencing from the date on which
the last AGM of the Company was held and
expiring on the date the next AGM of the
Company is held or is required by law to be
held, whichever is the earlier, after the
date of this Resolution; "Maximum Limit"
means that number of Shares representing
five per cent of the total number of issued
Shares (excluding any Shares which are held
as treasury shares) as at the date of the
passing of this Resolution unless the
Company has effected a reduction of the
share capital of the Company in accordance
with the applicable provisions of the
Companies Act, at any time during the
Relevant Period, in which event the issued
Shares shall be taken to be the total
number of the issued Shares as altered by
such CONTD
CONT CONTD capital reduction (excluding any Non-Voting
Shares which are held as treasury shares as
at that date); and "Maximum Price" in
relation to a Share to be purchased or
acquired, means the purchase price
(excluding brokerage, commission,
applicable goods and services tax and other
related expenses) which shall not exceed:
(i) in the case of a Market Purchase, 105
per cent of the Average Closing Price of
the Shares; and (ii) in the case of an
Off-Market Purchase, 110 per cent of the
Average Closing Price of the Shares, where:
"Average Closing Price" means the average
of the last dealt prices of the Shares over
the five consecutive market days on which
the Shares were transacted on the SGX-ST
immediately preceding the date of the
Market Purchase by the Company or, as the
case may be, the date of the making of the
offer pursuant to CONTD
CONT CONTD the Off-Market Purchase, and deemed Non-Voting
to be adjusted in accordance with the
listing rules of the SGX-ST for any
corporate action which occurs after the
relevant five-day period; and "date of the
making of the offer" means the date on
which the Company announces its intention
to make an offer for an Off-Market
Purchase, stating therein the purchase
price (which shall not be more than the
Maximum Price calculated on the foregoing
basis) for each Share and the relevant
terms of the equal access scheme for
effecting the Off-Market Purchase; and (d)
the Directors and/or any of them be and are
hereby authorised to complete and do all
such acts and things (including executing
such documents as may be required) as they
and/or he may consider expedient or
necessary to give effect to the
transactions contemplated and/or CONTD
CONT CONTD authorised by this Resolution Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933754548
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
URS CORPORATION Agenda Number: 933793970
--------------------------------------------------------------------------------------------------------------------------
Security: 903236107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: URS
ISIN: US9032361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1B. ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH Mgmt For For
1G. ELECTION OF DIRECTOR: GEN. JOSEPH W. Mgmt For For
RALSTON
1H. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE PLAN.
3. TO RATIFY THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
US ECOLOGY, INC. Agenda Number: 933786608
--------------------------------------------------------------------------------------------------------------------------
Security: 91732J102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: ECOL
ISIN: US91732J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VICTOR J. BARNHART Mgmt For For
1.2 ELECTION OF DIRECTOR: JOE F. COLVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL FOX Mgmt For For
1.4 ELECTION OF DIRECTOR: JEFFREY S. MERRIFIELD Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN A. ROMANO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933749129
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1L. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"DISCLOSURE OF POLITICAL CONTRIBUTIONS."
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933768496
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING AN EQUITY Shr For Against
RETENTION POLICY.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATION Shr For Against
OF EQUITY AWARD VESTING.
7. STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UP Shr For Against
PAYMENTS.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
05 NETWORK NEUTRALITY Shr For Against
06 LOBBYING ACTIVITIES Shr For Against
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr For Against
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr For Against
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933784755
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CANDACE K. BEINECKE Mgmt Withheld Against
ROBERT P. KOGOD Mgmt Withheld Against
DAVID MANDELBAUM Mgmt Withheld Against
RICHARD R. WEST Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING.
5 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.
6 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
ESTABLISHING ONE CLASS OF TRUSTEES TO BE
ELECTED ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933786634
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr For Against
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933809797
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD E. NED GUILLET Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD J. Mgmt For For
MITTELSTAEDT
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
4. PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE
SUPERMAJORITY VOTING REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933767038
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JOSEPH R. SWEDISH Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4 IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 704460423
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL ("2"), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Mr Frank Lowy AC is re-elected as a Mgmt For For
Director of the Company
4 That Mr Brian Schwartz AM is re-elected as Mgmt For For
a Director of the Company
5 That Mr Roy Furman is re-elected as a Mgmt For For
Director of the Company
6 That Mr Peter Allen is re-elected as a Mgmt For For
Director of the Company
7 That Mr Mark G. Johnson is elected as a Mgmt For For
Director of the Company
8 That an extension to the on-market buy-back Mgmt For For
be approved
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 933788032
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PETER D. CRIST Mgmt For For
BRUCE K. CROWTHER Mgmt For For
JOSEPH F. DAMICO Mgmt For For
BERT A. GETZ, JR. Mgmt For For
H. PATRICK HACKETT, JR. Mgmt For For
SCOTT K. HEITMANN Mgmt For For
CHARLES H. JAMES III Mgmt For For
ALBIN F. MOSCHNER Mgmt For For
THOMAS J. NEIS Mgmt For For
CHRISTOPHER J. PERRY Mgmt For For
INGRID S. STAFFORD Mgmt For For
SHEILA G. TALTON Mgmt For For
EDWARD J. WEHMER Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S 2012 Mgmt For For
EXECUTIVE COMPENSATION
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933774970
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN G.S. FOWKE Mgmt For For
III
1E. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1H. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1K. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1L. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933658974
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 12-Jul-2012
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED J. AMOROSO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1E. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. AMENDMENT TO THE COMPANY'S 1995 STOCK PLAN. Mgmt For For
4. AMENDMENT TO THE COMPANY'S 1996 DIRECTORS' Mgmt For For
STOCK PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr For Against
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933751679
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
EXECUTIVE PERFORMANCE INCENTIVE PLAN
5. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
2009 STOCK INCENTIVE PLAN
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Focused Value Opportunities Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone
number, including area code: (617) 482-8260
Date of fiscal year end: 2/28
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Focused Value Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933745107
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD, Mgmt For For
III
1L. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL FOR LOBBYING Shr Against For
DISCLOSURE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933746008
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt For For
1D. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1G. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SUPERMAJORITY VOTING RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933789591
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933743103
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933753154
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2012
1B ACCEPTANCE OF THE COMPENSATION REPORT 2012 Mgmt For For
(ADVISORY VOTE)
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2012
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
PETER BRABECK-LETMATHE
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
STEVEN G. HOCH
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS Mgmt For For
TITIA DE LANGE
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
JEAN-PIERRE ROTH
4B ELECTION TO THE BOARD OF DIRECTORS: MS EVA Mgmt For For
CHENG
4C RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
5 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS
"ABSTAIN" = ABSTAIN
6 MARK THE BOX AT THE RIGHT IF YOU WISH TO Mgmt Against Against
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN
(AS FURTHER DISCUSSED IN THE COMPANY'S
INVITATION)
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt Against Against
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt Against Against
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt Against Against
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933753332
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1H. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1I. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2013 LONG-TERM INCENTIVE PLAN. Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr For Against
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 STOCK INCENTIVE PLAN.
4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933774956
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE TIME WARNER INC. 2013 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Global Natural Resources Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 2/28
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Global Natural Resources Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANTAGE OIL & GAS LTD. Agenda Number: 933833104
--------------------------------------------------------------------------------------------------------------------------
Security: 00765F101
Meeting Type: Annual and Special
Meeting Date: 20-Jun-2013
Ticker: AAV
ISIN: CA00765F1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS OF ADVANTAGE Mgmt For For
OIL & GAS LTD. (THE "CORPORATION") TO BE
ELECTED AT THE MEETING AT SEVEN (7)
DIRECTORS.
02 DIRECTOR
STEPHEN E. BALOG Mgmt For For
KELLY I. DRADER Mgmt For For
PAUL G. HAGGIS Mgmt For For
ANDY J. MAH Mgmt For For
RONALD A. MCINTOSH Mgmt For For
SHEILA H. O'BRIEN Mgmt For For
STEVEN SHARPE Mgmt For For
03 TO CONSIDER AND APPROVE THE ADVANCE NOTICE Mgmt For For
BY-LAW OF THE CORPORATION RELATING TO THE
ADVANCE NOTICE OF NOMINATIONS OF DIRECTORS,
AS MORE PARTICULARLY DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR OF THE
CORPORATION DATED MAY 14, 2013.
04 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS THE AUDITORS OF
THE CORPORATION AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
--------------------------------------------------------------------------------------------------------------------------
AGNICO-EAGLE MINES LIMITED Agenda Number: 933774386
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2013
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEANNE M. BAKER Mgmt For For
DOUGLAS R. BEAUMONT Mgmt For For
SEAN BOYD Mgmt For For
MARTINE A. CELEJ Mgmt For For
CLIFFORD J. DAVIS Mgmt For For
ROBERT J. GEMMELL Mgmt For For
BERNARD KRAFT Mgmt For For
MEL LEIDERMAN Mgmt For For
JAMES D. NASSO Mgmt For For
SEAN RILEY Mgmt For For
J. MERFYN ROBERTS Mgmt For For
HOWARD R. STOCKFORD Mgmt For For
PERTTI VOUTILAINEN Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN Mgmt For For
AMENDMENT TO THE COMPANY'S STOCK OPTION
PLAN.
04 A SPECIAL RESOLUTION APPROVING AN AMENDMENT Mgmt For For
TO THE COMPANY'S ARTICLES TO CHANGE THE
COMPANY'S NAME.
05 AN ORDINARY RESOLUTION CONFIRMING AN Mgmt For For
AMENDMENT TO THE COMPANY'S BY-LAWS.
06 A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933764715
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933774944
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For
2. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S 2011 Mgmt For For
OMNIBUS EQUITY COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES ISSUABLE
UNDER THE PLAN
7. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ARC RESOURCES LTD. Agenda Number: 933783967
--------------------------------------------------------------------------------------------------------------------------
Security: 00208D408
Meeting Type: Annual and Special
Meeting Date: 15-May-2013
Ticker: AETUF
ISIN: CA00208D4084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. DIELWART Mgmt For For
FRED J. DYMENT Mgmt For For
TIMOTHY J. HEARN Mgmt For For
JAMES C. HOUCK Mgmt For For
HAROLD N. KVISLE Mgmt For For
KATHLEEN M. O'NEILL Mgmt For For
HERBERT C. PINDER, JR. Mgmt For For
MYRON M. STADNYK Mgmt For For
MAC H. VAN WIELINGEN Mgmt For For
02 TO APPOINT DELOITTE LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS TO HOLD OFFICE
UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING
OF THE CORPORATION, AT SUCH REMUNERATION AS
MAY BE DETERMINED BY THE BOARD OF DIRECTORS
OF THE CORPORATION.
03 A RESOLUTION TO APPROVE THE CORPORATION'S Mgmt For For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 A SPECIAL RESOLUTION TO AMEND THE ARTICLES Mgmt For For
OF THE CORPORATION TO CHANGE THE RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS IN
RESPECT OF THE COMMON SHARES, INCLUDING
CHANGES TO SET FORTH THE TERMS AND
CONDITIONS PURSUANT TO WHICH THE
CORPORATION MAY ISSUE COMMON SHARES AS
PAYMENT OF STOCK DIVIDENDS DECLARED ON ITS
COMMON SHARES.
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP. Agenda Number: 933713338
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: Special
Meeting Date: 20-Dec-2012
Ticker: BGLPF
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, THE
RESOLUTIONS SET FORTH IN SCHEDULE A TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR APPROVING THE ISSUANCE OF SHARES
OF B2GOLD CORP. IN CONNECTION WITH THE
ACQUISITION OF ALL OF THE ISSUED AND
OUTSTANDING SECURITIES OF CGA MINING
LIMITED UNDER AN AUSTRALIAN SCHEME OF
ARRANGEMENT, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP. Agenda Number: 933832304
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: BGLPF
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 8. Mgmt For For
02 DIRECTOR
CLIVE JOHNSON Mgmt For For
ROBERT CROSS Mgmt For For
ROBERT GAYTON Mgmt For For
BARRY RAYMENT Mgmt For For
JERRY KORPAN Mgmt For For
JOHN IVANY Mgmt For For
BONGANI MTSHISI Mgmt For For
MICHAEL CARRICK Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933745032
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt For For
MARTIN S. CRAIGHEAD Mgmt For For
LYNN L. ELSENHANS Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. AN AMENDMENT TO THE BAKER HUGHES Mgmt For For
INCORPORATED EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR AWARDS UNDER THE
2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt Withheld Against
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt Withheld Against
R.M. FRANKLIN Mgmt Withheld Against
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt Withheld Against
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt Withheld Against
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933743216
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY Mgmt For Against
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED ON THE FORM. IF THE
SHARES ARE HELD IN THE NAMES OF TWO OR MORE
PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
IAN BRUCE Mgmt For For
DANIEL CAMUS Mgmt For For
JOHN CLAPPISON Mgmt For For
JOE COLVIN Mgmt For For
JAMES CURTISS Mgmt For For
DONALD DERANGER Mgmt For For
TIM GITZEL Mgmt For For
JAMES GOWANS Mgmt For For
NANCY HOPKINS Mgmt For For
ANNE MCLELLAN Mgmt For For
NEIL MCMILLAN Mgmt For For
VICTOR ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933757431
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING ALL Mgmt For For
UNALLOCATED STOCK OPTIONS PURSUANT TO THE
AMENDED, COMPILED AND RESTATED EMPLOYEE
STOCK OPTION PLAN OF THE CORPORATION AS SET
FORTH IN THE ACCOMPANYING INFORMATION
CIRCULAR.
04 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANFOR CORPORATION Agenda Number: 933757417
--------------------------------------------------------------------------------------------------------------------------
Security: 137576104
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: CFPZF
ISIN: CA1375761048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER J. G. BENTLEY Mgmt Withheld Against
GLEN D. CLARK Mgmt For For
RONALD L. CLIFF Mgmt For For
MICHAEL J. KORENBERG Mgmt For For
JAMES A. PATTISON Mgmt For For
CONRAD A. PINETTE Mgmt For For
J. M. (MACK) SINGLETON Mgmt For For
ROSS S. SMITH Mgmt For For
WILLIAM W. STINSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CELTIC EXPLORATION LTD. Agenda Number: 933712158
--------------------------------------------------------------------------------------------------------------------------
Security: 15118Q109
Meeting Type: Special
Meeting Date: 14-Dec-2012
Ticker: CEXJF
ISIN: CA15118Q1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX A TO THE
ACCOMPANYING INFORMATION CIRCULAR AND PROXY
STATEMENT DATED NOVEMBER 16, 2012 (THE
"INFORMATION CIRCULAR"), TO APPROVE A PLAN
OF ARRANGEMENT UNDER SECTION 193 OF THE
BUSINESS CORPORATIONS ACT (ALBERTA), ALL AS
MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR;
02 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH UNDER THE HEADING "OTHER
MATTERS OF SPECIAL BUSINESS RELATING TO
KELT - KELT OPTION PLAN" IN THE INFORMATION
CIRCULAR, TO APPROVE A STOCK OPTION PLAN
FOR KELT EXPLORATION LTD. ("KELT"), ALL AS
MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR;
03 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH UNDER THE HEADING "OTHER
MATTERS OF SPECIAL BUSINESS RELATING TO
KELT - KELT RSU PLAN" IN THE INFORMATION
CIRCULAR, TO APPROVE A RESTRICTED SHARE
UNIT PLAN FOR KELT, ALL AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR;
04 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH UNDER THE HEADING "OTHER
MATTERS OF SPECIAL BUSINESS RELATING TO
KELT - PRIVATE PLACEMENT" IN THE
INFORMATION CIRCULAR, TO APPROVE A PRIVATE
PLACEMENT OF UP TO 6,000,000 COMMON SHARES
OF KELT FOR GROSS PROCEEDS OF APPROXIMATELY
$13.9 MILLION AT A PRICE OF $2.32 PER
SHARE, ALL AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933741375
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 933667478
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Special
Meeting Date: 10-Aug-2012
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE ISSUANCE OF SHARES OF COMMON STOCK Mgmt For For
PURSUANT TO THE TERMS AND CONDITIONS OF A
REORGANIZATION AND PURCHASE AND SALE
AGREEMENT, DATED AS OF MARCH 27, 2012 (THE
AGREEMENT ), IN ACCORDANCE WITH SECTION
312.03(B) OF THE NEW YORK STOCK EXCHANGE
LISTED COMPANY MANUAL AND THE REQUIREMENTS
OF THE AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 933782864
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD G. HAMM Mgmt For For
JOHN T. MCNABB, II Mgmt For For
DAVID L. BOREN Mgmt For For
2. APPROVAL OF THE COMPANY'S 2013 LONG-TERM Mgmt For For
INCENTIVE PLAN.
3. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CREW ENERGY INC. Agenda Number: 933807591
--------------------------------------------------------------------------------------------------------------------------
Security: 226533107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: CWEGF
ISIN: CA2265331074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF DIRECTORS OF CREW TO Mgmt For For
BE ELECTED AT THE MEETING AT FIVE;
02 DIRECTOR
JOHN A. BRUSSA Mgmt For For
JEFFERY E. ERRICO Mgmt For For
DENNIS L. NERLAND Mgmt For For
DALE O. SHWED Mgmt For For
DAVID G. SMITH Mgmt For For
03 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF CREW FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933803086
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
4. REPORT DISCLOSING LOBBYING POLICIES AND Shr For Against
PRACTICES.
5. MAJORITY VOTE STANDARD FOR DIRECTOR Shr For Against
ELECTIONS.
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr For Against
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr For Against
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda Number: 933776049
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: FQVLF
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 9. Mgmt For For
02 DIRECTOR
PHILIP K.R. PASCALL Mgmt For For
G. CLIVE NEWALL Mgmt For For
MARTIN ROWLEY Mgmt For For
PETER ST. GEORGE Mgmt For For
ANDREW ADAMS Mgmt For For
MICHAEL MARTINEAU Mgmt For For
PAUL BRUNNER Mgmt For For
MICHAEL HANLEY Mgmt For For
ROBERT HARDING Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR, AS MORE
PARTICULARLY DESCRIBED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
27, 2013.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 933783854
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 08-May-2013
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PIERRE LASSONDE Mgmt For For
DAVID HARQUAIL Mgmt For For
DEREK W. EVANS Mgmt For For
GRAHAM FARQUHARSON Mgmt For For
LOUIS GIGNAC Mgmt For For
RANDALL OLIPHANT Mgmt For For
DAVID R. PETERSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC, ST HELIER Agenda Number: 704452642
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and auditors for
the year ended 31 December 2012 (the "2012
Annual Report")
2 To declare a final dividend of USD0.1035 Mgmt For For
per ordinary share for the year ended 31
December 2012 which the Directors propose,
and the shareholders resolve, is to be paid
only from the capital contribution reserves
of the Company
3 To re-elect Ivan Glasenberg (Chief Mgmt For For
Executive Officer) as a Director
4 To re-elect Anthony Hayward (Senior Mgmt For For
Independent Non-Executive Director) as a
Director
5 To re-elect Leonhard Fischer (Independent Mgmt For For
Non-Executive Director) as a Director
6 To re-elect William Macaulay (Independent Mgmt Against Against
Non-Executive Director) as a Director
7 Subject to the Company's merger with Mgmt Abstain Against
Xstrata plc (the "Merger") becoming
effective and Sir John Bond being appointed
as a Director, to elect Sir John Bond
(Independent Non-Executive Chairman) as a
Director
8 Subject to the Merger becoming effective Mgmt Against Against
and Sir Steve Robson being appointed as a
Director, to elect Sir Steve Robson
(Independent Non-Executive Director) as a
Director
9 Subject to the Merger becoming effective Mgmt For For
and Ian Strachan being appointed as a
Director, to elect Ian Strachan
(Independent Non-Executive Director) as a
Director
10 Subject to the Merger becoming effective Mgmt Abstain Against
and Con Fauconnier being appointed as a
Director, to elect Con Fauconnier
(Independent Non-Executive Director) as a
Director
11 Subject to the Merger becoming effective Mgmt For For
and Peter Hooley being appointed as a
Director, to elect Peter Hooley
(Independent Non-Executive Director) as a
Director
12 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Simon Murray
(Independent Non-Executive Chairman) as a
Director
13 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Steven Kalmin (Chief
Financial Officer) as a Director
14 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Peter Coates
(Director) as a Director
15 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Li Ning (Independent
Non-Executive Director) as a Director
16 To approve the Directors' Remuneration Mgmt Against Against
Report on pages 93 to 100 of the 2012
Annual Report
17 To reappoint Deloitte LLP as the Company's Mgmt For For
auditors to hold office until the
conclusion of the next general meeting at
which accounts are laid
18 To authorise the audit committee to fix the Mgmt For For
remuneration of the auditors
19 To renew the authority conferred on the Mgmt For For
Directors to allot shares or grant rights
to subscribe for or to convert any security
into shares
20 Subject to and conditionally upon the Mgmt For For
passing of resolution 19, to empower the
Directors to allot equity securities
21 The Company be and is hereby generally and Mgmt For For
unconditionally authorised pursuant to
Article 57 of the Companies (Jersey) Law
1991 (the "Companies Law") to make market
purchases of ordinary shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423183.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770073
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUDBAY MINERALS INC. Agenda Number: 933788587
--------------------------------------------------------------------------------------------------------------------------
Security: 443628102
Meeting Type: Annual and Special
Meeting Date: 10-May-2013
Ticker: HBM
ISIN: CA4436281022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ORDINARY RESOLUTION TO AMEND THE Mgmt For For
COMPANY'S LONG TERM EQUITY PLAN TO, AMONG
OTHER THINGS, INCREASE THE AGGREGATE
MAXIMUM NUMBER OF COMMON SHARES ISSUABLE
THEREUNDER.
02 DIRECTOR
DAVID GAROFALO Mgmt For For
TOM A. GOODMAN Mgmt For For
ALAN R. HIBBEN Mgmt For For
W. WARREN HOLMES Mgmt For For
JOHN L. KNOWLES Mgmt For For
ALAN J. LENCZNER Mgmt For For
KENNETH G. STOWE Mgmt For For
G. WESLEY VOORHEIS Mgmt For For
03 THE APPOINTMENT OF DELOITTE LLP AS THE Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND THE AUTHORIZATION TO THE BOARD OF
DIRECTORS, UPON THE RECOMMENDATION OF THE
AUDIT COMMITTEE, TO FIX THE AUDITOR'S
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ILUKA RESOURCES LTD Agenda Number: 704414565
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875J104
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: AU000000ILU1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 5 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (5), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Re-election of Director - Mr Stephen John Mgmt For For
Turner
2 Re-election of Director - Mr Wayne Osborn Mgmt For For
3 Election of Director - Mr Gregory John Mgmt For For
Walton Martin
4 Election of Director - Mr James Hutchison Mgmt For For
Ranck
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda Number: 933743177
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: IMO
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED Mgmt For For
AS AUDITORS OF THE COMPANY UNTIL THE NEXT
ANNUAL MEETING.
02 DIRECTOR
K.T. HOEG Mgmt For For
R.M. KRUGER Mgmt For For
J.M. MINTZ Mgmt For For
D.S. SUTHERLAND Mgmt For For
S.D. WHITTAKER Mgmt For For
D.W. WOODS Mgmt For For
V.L. YOUNG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORPORATION Agenda Number: 933792524
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: Annual and Special
Meeting Date: 10-May-2013
Ticker: LUNMF
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLIN K. BENNER Mgmt For For
DONALD K. CHARTER Mgmt For For
PAUL K. CONIBEAR Mgmt For For
JOHN H. CRAIG Mgmt For For
BRIAN D. EDGAR Mgmt For For
LUKAS H. LUNDIN Mgmt For For
DALE C. PENIUK Mgmt For For
WILLIAM A. RAND Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 TO CONFIRM, WITH OR WITHOUT VARIATION, AN Mgmt For For
AMENDMENT TO THE CORPORATION'S BY-LAW NO. 1
TO ADD AN ADVANCED NOTICE REQUIREMENT FOR
NOMINATIONS OF DIRECTORS BY SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
MOLYCORP, INC. Agenda Number: 933824535
--------------------------------------------------------------------------------------------------------------------------
Security: 608753109
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: MCP
ISIN: US6087531090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROSS R. BHAPPU Mgmt For For
C. KARAYANNOPOULOS Mgmt For For
MARK S. KRISTOFF Mgmt Withheld Against
ALEC MACHIELS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXEN INC. Agenda Number: 933680945
--------------------------------------------------------------------------------------------------------------------------
Security: 65334H102
Meeting Type: Special
Meeting Date: 20-Sep-2012
Ticker: NXY
ISIN: CA65334H1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX A TO THE
ACCOMPANYING INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE COMPANY DATED AUGUST 16,
2012 (THE "INFORMATION CIRCULAR"), TO
APPROVE A PLAN OF ARRANGEMENT UNDER SECTION
192 OF THE CANADA BUSINESS CORPORATIONS
ACT, ALL AS MORE PARTICULARLY DESCRIBED IN
THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933789250
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. CAWLEY Mgmt For For
GORDON T. HALL Mgmt For For
ASHLEY ALMANZA Mgmt For For
2. APPROVAL OF THE 2012 ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2012 AND THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2012
3. APPROVAL OF DIVIDEND PAYMENT FUNDED FROM Mgmt For For
CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT
OF USD $1.00 PER SHARE
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS STATUTORY
AUDITOR FOR A ONE-YEAR TERM
5. APPROVAL OF THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
OFFICERS OF THE COMPANY UNDER SWISS LAW FOR
FISCAL YEAR 2012
6. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
7. APPROVAL OF AN EXTENSION OF BOARD AUTHORITY Mgmt For For
TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL
APRIL 25, 2015
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt Against Against
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PAINTED PONY PETROLEUM LTD. Agenda Number: 933821452
--------------------------------------------------------------------------------------------------------------------------
Security: 695781104
Meeting Type: Annual and Special
Meeting Date: 05-Jun-2013
Ticker: PDPYF
ISIN: CA6957811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS FOR THE Mgmt For For
ENSUING YEAR AT SEVEN (7)
02 DIRECTOR
PATRICK R. WARD Mgmt For For
GLENN R. CARLEY Mgmt For For
ALLAN K. ASHTON Mgmt For For
KEVIN D. ANGUS Mgmt For For
KELLY I. DRADER Mgmt For For
ARTHUR J.G. MADDEN Mgmt For For
NEREUS L. JOUBERT Mgmt For For
03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS OF THE CORPORATION UNTIL THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
04 TO PASS AN ORDINARY RESOLUTION IN THE FORM Mgmt For For
SET OUT IN THE CORPORATION'S INFORMATION
CIRCULAR DATED APRIL 24, 2013 (THE
"INFORMATION CIRCULAR"), TO APPROVE AND
RATIFY AN AMENDED VERSION OF THE
CORPORATION'S INCENTIVE STOCK OPTION PLAN
05 TO PASS AN ORDINARY RESOLUTION IN THE FORM Mgmt For For
SET OUT IN THE INFORMATION CIRCULAR, TO
APPROVE AND ADOPT AN ADVANCE NOTICE BY-LAW
FOR THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933748800
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2008 MANAGEMENT
ANNUAL INCENTIVE COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES.
6. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
PERSEUS MINING LIMITED Agenda Number: 933701876
--------------------------------------------------------------------------------------------------------------------------
Security: Q74174105
Meeting Type: Annual
Meeting Date: 23-Nov-2012
Ticker: PMNXF
ISIN: AU000000PRU3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF REMUNERATION REPORT Mgmt For
02 RE-ELECTION OF DIRECTOR, RHETT BRANS Mgmt Against Against
03 RE-ELECTION OF DIRECTOR, SEAN HARVEY Mgmt For For
04 APPROVAL OF PERFORMANCE RIGHTS PLAN Mgmt For
05 ISSUE OF PERFORMANCE RIGHTS TO MARK Mgmt For
CALDERWOOD
06 ISSUE OF PERFORMANCE RIGHTS TO COLIN CARSON Mgmt For
07 ISSUE OF PERFORMANCE RIGHTS TO RHETT BRANS. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
PEYTO EXPLORATION & DEVELOPMENT CORP. Agenda Number: 933825816
--------------------------------------------------------------------------------------------------------------------------
Security: 717046106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: PEYUF
ISIN: CA7170461064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION FIXING THE NUMBER OF Mgmt For For
DIRECTORS OF PEYTO TO BE ELECTED AT THE
MEETING AT EIGHT (8) MEMBERS;
02 DIRECTOR
RICK BRAUND Mgmt For For
DONALD GRAY Mgmt For For
MICHAEL MACBEAN Mgmt For For
BRIAN DAVIS Mgmt For For
DARREN GEE Mgmt For For
GREGORY FLETCHER Mgmt For For
STEPHEN CHETNER Mgmt For For
SCOTT ROBINSON Mgmt For For
03 THE APPOINTMENT OF DELOITTE LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS OUR AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION AS SUCH.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933756201
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 16-May-2013
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
D. CLAUW Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED Agenda Number: 933762951
--------------------------------------------------------------------------------------------------------------------------
Security: 752344309
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: GOLD
ISIN: US7523443098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2012 TOGETHER WITH
THE DIRECTORS' REPORTS AND THE AUDITORS'
REPORT ON THE FINANCIAL STATEMENTS.
O2 TO DECLARE A FINAL DIVIDEND OF US$0.50 PER Mgmt For For
ORDINARY SHARE RECOMMENDED BY THE DIRECTORS
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2012.
O3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2012.
O4 TO RE-ELECT PHILIPPE LIETARD AS A DIRECTOR Mgmt For For
OF THE COMPANY.
O5 TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O6 TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR Mgmt For For
OF THE COMPANY.
O7 TO RE-ELECT CHRISTOPHER COLEMAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O8 TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O9 TO RE-ELECT JEANINE MABUNDA LIOKO AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O10 TO RE-ELECT GRAHAM SHUTTLEWORTH AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O11 TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O12 TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O13 TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY.
O14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS.
O15 AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS Mgmt For For
TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO SHARES.
O16 AWARDS OF ORDINARY SHARES TO NON-EXECUTIVE Mgmt For For
DIRECTORS.
O17 TO AUTHORISE THE BOARD TO GRANT TO THE CEO Mgmt Against Against
A ONE-OFF 'CAREER SHARES' AWARD OF ORDINARY
SHARES IN THE COMPANY.
O18 TO INCREASE THE AGGREGATE AMOUNTS OF FEES Mgmt For For
THAT MAY BE PAID TO THE DIRECTORS PURSUANT
TO ARTICLE 40 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY FROM US$750,000
TO US$1,000,000.
S19 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. Mgmt For For
S20 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES.
--------------------------------------------------------------------------------------------------------------------------
REGIS RESOURCES LTD, PERTH Agenda Number: 704084867
--------------------------------------------------------------------------------------------------------------------------
Security: Q8059N120
Meeting Type: AGM
Meeting Date: 09-Nov-2012
Ticker:
ISIN: AU000000RRL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of remuneration report Mgmt For For
2 Re-election of Ross Kestel as a Director Mgmt For For
3 Re-election of Morgan Cain Hart as a Mgmt For For
Director
4 Approval of the acquisition of the Mgmt For For
McPhillamys Project
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SILVER WHEATON CORP. Agenda Number: 933781521
--------------------------------------------------------------------------------------------------------------------------
Security: 828336107
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: SLW
ISIN: CA8283361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
LAWRENCE I. BELL Mgmt For For
GEORGE L. BRACK Mgmt For For
JOHN A. BROUGH Mgmt For For
R. PETER GILLIN Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
EDUARDO LUNA Mgmt For For
WADE D. NESMITH Mgmt For For
RANDY V.J. SMALLWOOD Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933752467
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
SURGE ENERGY INC. Agenda Number: 933798108
--------------------------------------------------------------------------------------------------------------------------
Security: 86880Y109
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: ZPTAF
ISIN: CA86880Y1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT EIGHT (8).
02 DIRECTOR
PAUL COLBORNE Mgmt For For
P. DANIEL O'NEIL Mgmt For For
ROBERT LEACH Mgmt For For
JAMES PASIEKA Mgmt For For
KEITH MACDONALD Mgmt For For
PETER BANNISTER Mgmt For For
MURRAY SMITH Mgmt For For
COLIN DAVIES Mgmt For For
03 THE APPOINTMENT OF KPMG CHARTERED Mgmt For For
ACCOUNTANTS LLP AS AUDITORS OF THE
CORPORATION AND THE GRANTING OF THE
AUTHORITY TO THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
TALISMAN ENERGY INC. Agenda Number: 933757544
--------------------------------------------------------------------------------------------------------------------------
Security: 87425E103
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: TLM
ISIN: CA87425E1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTIANE BERGEVIN Mgmt For For
DONALD J. CARTY Mgmt For For
WILLIAM R.P. DALTON Mgmt For For
KEVIN S. DUNNE Mgmt For For
HAROLD N. KVISLE Mgmt For For
BRIAN M. LEVITT Mgmt For For
LISA A. STEWART Mgmt For For
PETER W. TOMSETT Mgmt For For
MICHAEL T. WAITES Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
CHARLES M. WINOGRAD Mgmt For For
02 REAPPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR.
03 A RESOLUTION ACCEPTING THE COMPANY'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 933752380
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: TCK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.M. ASHAR Mgmt For For
J.H. BENNETT Mgmt For For
H.J. BOLTON Mgmt For For
F.P. CHEE Mgmt For For
J.L. COCKWELL Mgmt For For
E.C. DOWLING Mgmt For For
N.B. KEEVIL Mgmt For For
N.B. KEEVIL III Mgmt For For
T. KUBOTA Mgmt For For
T. KURIYAMA Mgmt For For
D.R. LINDSAY Mgmt For For
J.G. RENNIE Mgmt For For
W.S.R. SEYFFERT Mgmt For For
C.M. THOMPSON Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
03 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOURMALINE OIL CORP. Agenda Number: 933824991
--------------------------------------------------------------------------------------------------------------------------
Security: 89156V106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: TRMLF
ISIN: CA89156V1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING AT ELEVEN (11);
02 DIRECTOR
MICHAEL L. ROSE Mgmt For For
PHILLIP A. LAMOREAUX Mgmt For For
WILLIAM D. ARMSTRONG Mgmt For For
ANDREW B. MACDONALD Mgmt For For
LEE A. BAKER Mgmt For For
CLAYTON H. RIDDELL Mgmt For For
ROBERT W. BLAKELY Mgmt For For
BRIAN G. ROBINSON Mgmt For For
JOHN W. ELICK Mgmt For For
ROBERT N. YURKOVICH Mgmt For For
KEVIN J. KEENAN Mgmt For For
03 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON Agenda Number: 704352195
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's annual Mgmt For For
accounts and associated Reports
2 To declare a final dividend of 8.0p per Mgmt For For
ordinary share
3 To receive and approve the Directors' Mgmt For For
Remuneration Report
4 To elect Anne Drinkwater as a Director Mgmt For For
5 To re-elect Tutu Agyare as a Director Mgmt For For
6 To re-elect David Bamford as a Director Mgmt For For
7 To re-elect Ann Grant as a Director Mgmt For For
8 To re-elect Aidan Heavey as a Director Mgmt For For
9 To re-elect Steve Lucas as a Director Mgmt For For
10 To re-elect Graham Martin as a Director Mgmt For For
11 To re-elect Angus McCoss as a Director Mgmt For For
12 To re-elect Paul McDade as a Director Mgmt For For
13 To re-elect Ian Springett as a Director Mgmt For For
14 To re-elect Simon Thompson as a Director Mgmt For For
15 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company
16 To authorise the Audit Committee to Mgmt For For
determine the remuneration of Deloitte LLP
17 To renew Directors authority to allot Mgmt For For
shares
18 To dis-apply statutory pre-emption rights Mgmt For For
19 To authorise the company to hold general Mgmt For For
meetings on no less than 14 clear days'
notice
20 To approve the Tullow Incentive Plan Mgmt For For
21 To approve the Tullow employee share Award Mgmt For For
plan
22 To amend the Tullow Oil Share Incentive Mgmt For For
plan
--------------------------------------------------------------------------------------------------------------------------
WHITECAP RESOURCES INC. Agenda Number: 933778790
--------------------------------------------------------------------------------------------------------------------------
Security: 96467A200
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2013
Ticker: SPGYF
ISIN: CA96467A2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF DIRECTORS OF WHITECAP Mgmt For For
RESOURCES INC. TO BE ELECTED AT THE MEETING
AT SEVEN MEMBERS;
02 DIRECTOR
GRANT B. FAGERHEIM Mgmt For For
DONALD G. COWIE Mgmt For For
GREGORY S. FLETCHER Mgmt For For
GLENN A. MCNAMARA Mgmt For For
MURRAY K. MULLEN Mgmt For For
STEPHEN C. NIKIFORUK Mgmt For For
GRANT A. ZAWALSKY Mgmt For For
03 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS
OF WHITECAP RESOURCES INC. AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH;
04 AN ORDINARY RESOLUTION TO APPROVE WHITECAP Mgmt For For
RESOURCES INC'S 2013 AWARD INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933758142
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. ALLER Mgmt For For
MICHAEL B. WALEN Mgmt For For
2. APPROVAL OF THE WHITING PETROLEUM Mgmt For For
CORPORATION 2013 EQUITY INCENTIVE PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703958972
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 12-Jul-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THE DECISION OF Non-Voting
ADJOURNMENT WILL BE MADE AT THE MEETING.
THANK YOU
1 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704015468
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, subject to and conditional upon the Mgmt Against Against
passing of resolution 2 set out in the
notice of the New Xstrata General Meeting,
for the purposes of giving effect to the
Scheme: (a) the directors of the Company be
authorised to take all such actions as they
may consider necessary or appropriate for
carrying the Scheme into full effect; (b)
the re-classification of the ordinary
shares of the Company and the Reduction of
Capital (including any reversals or
contingencies associated therewith) be
approved; (c) the capitalisation of the
reserve arising from the Reduction of
Capital in paying up the New Xstrata Shares
to be allotted to Glencore International
plc (or its nominee(s)) be approved; (d)
the directors of the Company be authorised
to allot the New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That, subject to and conditional upon the Mgmt Against Against
passing of resolution 1 set out in the
notice of the New Xstrata General Meeting
and the passing of the resolution set out
in the notice of the Court Meeting: 2.1 the
Amended Management Incentive Arrangements,
as defined in the Supplementary Circular,
be approved and the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to such arrangements; and 2.2 the
New Xstrata 2012 Plan, as defined in the
Supplementary Circular, be adopted and that
the directors of the Company be authorised
to do or procure to be done all such acts
and things on behalf of the Company as they
consider necessary or expedient for the
purpose of giving effect to the New Xstrata
2012 Plan
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703964432
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN ""FOR"" AND ""AGAINST""
ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR
THIS MEETING THEN YOUR VOTE WILL BE
DISREGARDED BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt Against Against
thought fit, approving, with or without
modification, the Scheme referred to in the
notice convening the Court Meeting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt For For
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt Against Against
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933777837
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt For For
JUVENAL MESQUITA FILHO Mgmt For For
CARL RENZONI Mgmt For For
ANTENOR F. SILVA, JR. Mgmt For For
DINO TITARO Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP AS AUDITORS.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Richard Bernstein All Asset Strategy Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 8/31
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Richard Bernstein All Asset Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933754966
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT.
5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For
POLITICAL SPENDING FROM CORPORATE TREASURY
FUNDS.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt Against Against
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr For Against
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC. Agenda Number: 933763434
--------------------------------------------------------------------------------------------------------------------------
Security: 00507K103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: ACT
ISIN: US00507K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK MICHELSON Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1C. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1F. ELECTION OF DIRECTOR: MICHEL J. FELDMAN Mgmt For For
1G. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A PROPOSAL SUBMITTED BY A Shr For Against
STOCKHOLDER TO REQUEST THAT THE COMPANY
ADOPT A POLICY REQUIRING ITS SENIOR
EXECUTIVES TO RETAIN A SIGNIFICANT
PERCENTAGE OF THE COMPANY SHARES THEY
ACQUIRE THROUGH THE COMPANY'S EQUITY
COMPENSATION PROGRAMS UNTIL REACHING
RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 933708072
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 04-Jan-2013
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC J. PILEGGI Mgmt For For
GEORGE C. GUYNN Mgmt For For
VERNON J. NAGEL Mgmt For For
JULIA B. NORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. APPROVAL OF 2012 OMNIBUS STOCK INCENTIVE Mgmt For For
COMPENSATION PLAN
5. APPROVAL OF 2012 MANAGEMENT CASH INCENTIVE Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt No vote
MDs
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Approval of a) the amendments to the Mgmt No vote
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt No vote
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt No vote
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933795051
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt For For
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
ANN M. VENEMAN Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2012 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDED AND RESTATED 2004 Mgmt For For
INCENTIVE PLAN, AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT, INCLUDING TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE BY 12 MILLION
SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT
OF STOCK SPLITS AND OTHER SIMILAR EVENTS).
4. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933747618
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1E ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1F ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1H ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
4 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
5.1 STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
5.2 STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF Shr For Against
LOBBYING PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 704355076
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information. Please also note the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2012, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to Section 289(4), 315(4) and
Section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2012
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of actions of the members of the Mgmt No vote
Supervisory Board
5. By-election to the Supervisory Board Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933764979
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933745107
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD, Mgmt For For
III
1L. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL FOR LOBBYING Shr Against For
DISCLOSURE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RAILCAR INDUSTRIES, INC. Agenda Number: 933829383
--------------------------------------------------------------------------------------------------------------------------
Security: 02916P103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: ARII
ISIN: US02916P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CARL C. ICAHN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JAMES J. UNGER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JAMES C. PONTIOUS Mgmt For For
1.4 ELECTION OF DIRECTOR: J. MIKE LAISURE Mgmt For For
1.5 ELECTION OF DIRECTOR: HAROLD FIRST Mgmt For For
1.6 ELECTION OF DIRECTOR: BRETT ICAHN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: HUNTER GARY Mgmt Against Against
1.8 ELECTION OF DIRECTOR: SUNGHWAN CHO Mgmt Against Against
1.9 ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Mgmt Against Against
2. TO APPROVE THE ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933725890
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 28-Feb-2013
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For
1.8 ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 933811487
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW E. LIETZ Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL FOR SPECIAL Shr For Against
SHAREOWNER MEETING RIGHT.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933764715
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933775833
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: T. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE SIX-MONTH
PERIOD ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 933818417
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAINER H. BOSSELMANN Mgmt For For
HENRY A. CRUMPTON Mgmt Withheld Against
CYNTHIA A. FLANDERS Mgmt For For
WILLIAM F. GRIFFIN, JR. Mgmt For For
WILLIAM F. LEIMKUHLER Mgmt For For
W.G. CHAMPION MITCHELL Mgmt For For
JAMES W. QUINN Mgmt For For
BRIAN R. SHERRAS Mgmt For For
2. THE APPROVAL OF THE AMENDMENT OF OUR 2011 Mgmt For For
STOCK PLAN IN ORDER TO INCREASE THE TOTAL
NUMBER OF SHARES OF OUR COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER FROM
500,000 TO 1,250,000 SHARES.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2014.
4. THE NON-BINDING ADVISORY APPROVAL OF OUR Mgmt For For
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
VOTE).
5. THE NON-BINDING PROPOSAL TO APPROVE THE Mgmt 1 Year Against
FREQUENCY OF A STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION (THE
"SAY-ON-FREQUENCY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704294913
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA, TRIESTE Agenda Number: 704382148
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 27-Apr-2013
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171153 DUE TO RECEIPT OF SLATES
FOR DIRECTORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158167.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL OF EGM WILL BE HELD ON 29 APR 2013 AT
9:00 HRS, SECOND CALL OF OGM WILL BE HELD
ON 30 APR 2013 AT 9:00 HRS AND THIRD CALL
OF EGM WILL BE HELD ON 30 APR 2013 AT 9:00
HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
O.1 Financial statements as at 31 December Mgmt For For
2012, use of profit for year and
distribution of dividend: related and
ensuing resolutions; delegation of powers
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU.
O.2.1 Appointment of Board of Directors for the Shr No vote
financial years ending on 31 December 2013,
2014 and 2015, after determination of the
number of Directors to be appointed;
related and ensuing resolutions: List
submitted by Mediobanca S.p.A. 1. Gabriele
Galateri di Genola 2. Vincent Bollore 3.
Francesco Gaetano Caltagirone 4. Mario
Greco 5. Ornella Barra 6. Alberta Figari 7.
Lorenzo Pellicioli 8. Sabrina Pucci 9.
Clemente Rebecchini 10. Paolo Scaroni 11.
Francesco Coatti
O.2.2 Appointment of Board of Directors for the Shr For Against
financial years ending on 31 December 2013,
2014 and 2015, after determination of the
number of Directors to be appointed;
related and ensuing resolutions: List
Submitted by Assogestioni 1. Sapienza Paola
2. Carraro Carlo 3. Calari Cesare
O.3 Determination of fees payable to members of Mgmt For For
the Board of Directors for the financial
years ending on 31 December 2013, 2014 and
2015: related and ensuing resolutions
O.4 Remuneration report pursuant to s. 123-ter Mgmt Against Against
of Legislative Decree no. 58/1998 (CFBA)
and art. 24 of ISVAP Regulation no.
39/2011: related and ensuing resolutions
O.5 Allocation of financial instruments to the Mgmt Against Against
Group CEO and senior executives of the
Company, with related authorisation for the
purchase and disposal of the Companys own
shares for the purpose of the said
allocation: related and ensuing
resolutions; delegation of powers
O.6 Approval of a new Long-Term Incentive Plan Mgmt Against Against
pursuant to s. 114-bis of the CFBA: related
and ensuing resolutions; delegation of
powers
O.7 Authorisation to purchase and dispose of Mgmt Against Against
the Company's own shares for the purposes
of the Long Term Incentive Plan: related
and ensuing resolutions; delegation of
powers
E.8 Proposed delegation to the Board of Mgmt Against Against
Directors pursuant to s. 2443 of the Civil
Code, for the period of 5 years from the
date of the resolution, of power to
increase the share capital by means of a
free issue in tranches, pursuant to s. 2439
of the Civil Code, for the purposes of the
new Long-Term Incentive Plan: related and
ensuing resolutions; delegation of powers
E.9 Amendment of articles 3 (Company's Mgmt For For
registered office), 4 (Implementation of
IVASS supervisory provisions), 32 (Sole
responsibilities of the Board of
Directors), 39 (Representation of the
Company) and 40 (Company Signature);
deletion of art. 38 (Management) of the
Articles of Association; consequent
renumbering of the amended Articles of
Association; related and ensuing
resolutions; delegation of powers
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933743040
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
J. DOUGLAS QUICK Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2. THE APPROVAL OF THE ASSOCIATED BANC-CORP Mgmt For For
2013 INCENTIVE COMPENSATION PLAN.
3. ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 704538101
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Mgmt For For
Stock Option Scheme as Stock-Linked
Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LEAD BATTERIES REPORT. Shr For Against
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933787080
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF AMENDMENT,
AS AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY'S COMMON
STOCK, PAR VALUE $.01 PER SHARE, BY 140
MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704278945
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 30-Apr-2013
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0222/201302221300388.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0322/201303221300871.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
2012and setting the dividend at Euros 0.72
per share
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Ramon de Oliveira as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Dominique Reiniche Mgmt For For
as Board member
O.7 Ratification of the cooptation of Mr. Mgmt For For
Jean-Pierre Clamadieu as Board member
O.8 Appointment of Mrs. Deanna Oppenheimer as Mgmt For For
Board member
O.9 Appointment of Mr. Paul Hermelin as Board Mgmt For For
member
O.10 Setting the annual amount of attendance Mgmt For For
allowances to be allocated to the Board of
Directors
O.11 Authorization granted to the Board of Mgmt For For
Directors to purchase ordinary shares of
the Company
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits or premiums
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries while maintaining
shareholders' preferential subscription
rights
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries without shareholders'
preferential subscription rights through
public offers
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company or of one of its
subsidiaries without shareholders'
preferential subscription rights through
private placement pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.16 Authorization granted to the Board of Mgmt For For
Directors to set the issue price according
to the terms established by the General
Meeting within the limit of 10% of capital,
in the event if issuance without
shareholders' preferential subscription
rights through public offers or private
placements
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company, in case of public exchange
offer initiated by the Company
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by issuing ordinary shares or
securities giving access to ordinary shares
of the Company, in consideration for
in-kind contribution within the limit of
10% of share capital outside of a public
exchange offer initiated by the Company
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to issue ordinary shares
without shareholders' preferential
subscription rights, as a result of issue
by its subsidiaries of securities giving
access to ordinary shares of the Company
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
entitling to the allotment of debt
securities without giving rise to a capital
increase of the Company
E.21 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing ordinary shares or securities
giving access to ordinary shares of the
Company reserved for members of a Company
Savings Plan without shareholders'
preferential subscription rights
E.22 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing ordinary shares without
shareholders' preferential subscription
rights in favor of a specific class of
beneficiaries
E.23 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of ordinary shares
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BABCOCK & WILCOX CO Agenda Number: 933754120
--------------------------------------------------------------------------------------------------------------------------
Security: 05615F102
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: BWC
ISIN: US05615F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. FEES Mgmt For For
RICHARD W. MIES Mgmt For For
LARRY L. WEYERS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704267322
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: OGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of financial Mgmt For For
statements (balance sheet, income
statement, statement of changes in equity,
cash flow statement and notes) and
Management Reports of Banco Bilbao Vizcaya
Argentaria, SA and its consolidated group.
Implementation of the outcome. Approval of
corporate management. All for the year
ended December 31, 2011
2.1 Reappointment of D. Francisco Gonzalez Mgmt Against Against
Rodriguez as a Board of Director
2.2 Reappointment of D. Angel Cano Fernandez as Mgmt For For
a Board of Director
2.3 Reappointment of D. Ramon Bustamante y de Mgmt For For
la Mora as a Board of Director
2.4 Reappointment of D. Ignacio Ferrero Jordi Mgmt For For
as a Board of Director
3 Adoption of Common Merger of societies Mgmt For For
Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company). Approval
as the merger balance sheet balance Banco
Bilbao Vizcaya Argentaria, SA ended
December 31, 2012, verified by the auditor
of the Company. Approval of the merger
between Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company) in
accordance with the provisions of the said
common merger project approved and signed
by the boards of the companies involved.
Foster fusion of special tax regime under
Chapter VIII of Title VII of the
Consolidated Corporation Tax Law, approved
by Legislative Royal Decree 4/2004, of
March 5
4.1 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
4.2 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
5 Approve a system of variable remuneration Mgmt For For
in shares for the year 2013, for the
members of its management team, including
executive directors and members of senior
management
6 Reappointment of Banco Bilbao Vizcaya Mgmt For For
Argentaria, SA auditors and its
consolidated group for the year 2013
7 Approval of the corporate website Mgmt For For
(www.bbva.com)
8 Delegation of powers to the Board of Mgmt For For
Directors, with power of substitution, to
execute, correct, interpret and implement
the resolutions adopted by the General
Meeting
9 Report advisory vote on the remuneration Mgmt For For
policy of the Board of Directors of BBVA
CMMT THE SHAREHOLDERS HOLDING LESS THAN 500 Non-Voting
SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
MODIFICATION IN TEXT OF RES. 2.1 TO 2.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704293909
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G117
Meeting Type: AGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRBBDCACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159503 DUE TO SPLITTING OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 AND 4 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take cognizance of the report from Non-Voting
management, of the opinion of the finance
committee, of the report from the
independent auditors and of the summary of
the report from the audit committee and to
examine, discuss and vote on the financial
statements for the fiscal year that ended
on December 31, 2012
2 To resolve regarding a proposal from the Non-Voting
board of directors for the allocation of
the net profit from the 2012 fiscal year
and ratification of the distribution of
interest on shareholders equity and
dividends paid and to be paid
3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the members of the board of directors:
Sr. Lazaro de Mello Brandao, Sr. Antonio
Bornia, Sr. Mario da Silveira Teixeira
Junior, Sr. Joao Aguiar Alvarez, Sra.
Denise Aguiar Alvarez, Sr. Luiz Carlos
Trabuco Cappi, Sr. Carlos Alberto Rodrigues
Guilherme, Sr. Milton Matsumoto, Todos os
indicados acima
4.1 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Nelson
Lopes de Oliveira
4.2 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Joao
Carlos de Oliveira
4.3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Jorge
Tadeu Pinto de Figueiredo
4.4 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Renaud
Roberto Teixeira
4.5 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Todos os
indicados acima
5 To vote regarding the proposals from the Non-Voting
board of directors for remuneration of the
managers and funds to pay the cost of the
private pension plan of the managers
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF COMMENT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 933743165
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: BMO
ISIN: CA0636711016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. ASTLEY Mgmt For For
JANICE M. BABIAK Mgmt For For
SOPHIE BROCHU Mgmt For For
GEORGE A. COPE Mgmt For For
WILLIAM A. DOWNE Mgmt For For
CHRISTINE A. EDWARDS Mgmt For For
RONALD H. FARMER Mgmt For For
ERIC R. LA FLECHE Mgmt For For
BRUCE H. MITCHELL Mgmt For For
PHILIP S. ORSINO Mgmt For For
MARTHA C. PIPER Mgmt For For
ROBERT S. PRICHARD Mgmt For For
DON M. WILSON III Mgmt For For
02 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933737578
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
JEAN AREHART Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
DAN THOMAS Mgmt For For
S. WEST-SCANTLEBURY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE BANK OF THE Mgmt For For
OZARKS, INC. 2009 RESTRICTED STOCK PLAN
WHICH WOULD INCREASE THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 400,000 TO
800,000 SHARES.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF THE OZARKS, INC. NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWATH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
5. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933754916
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF THE
BOARD OF DIRECTORS
5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
HOLDERS OF AT LEAST 25% OF OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A SPECIAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 704353414
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2012, as approved by the
Supervisory Board, together with the
Combined Group and Company Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. nat. Dr. h.c. Reinhard Huettl,
Potsdam, Chairman of the Management Board
and Scientific Board of
GeoForschungsZentrum Potsdam (GFZ) Stiftung
des offentlichen Rechts and holder of the
Chair for Soil Protection and Recultivation
at the Brandenburg Technical University of
Cottbus, for a term of office up to the
close of the Annual General Meeting at
which ratification of the acts of the
Supervisory Board is resolved for the
financial year 2017
6.2 Election to the Supervisory Board: Dr. jur. Mgmt For For
Karl-Ludwig Kley, Cologne, Chairman of the
Executive Management and personally liable
shareholder of Merck KGaA, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.3 Election to the Supervisory Board: Prof. Mgmt For For
Dr. rer. pol. Renate Koecher, Constance,
Director of Institut fur Demoskopie
Allensbach Gesellschaft zum Studium der
offentlichen Meinung mbH, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.4 Election to the Supervisory Board: Prof. Mgmt For For
Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim
Milberg, Baldham, Chairman of the
Supervisory Board of BMW AG, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2015
7. Resolution regarding the amendment to Mgmt For For
section 15 of the Articles of Incorporation
(Remuneration of the Supervisory Board)
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933718756
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For
1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933747529
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2013
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr For Against
GAS AND OTHER AIR EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933779920
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROL B. EINIGER Mgmt For For
1C. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS T. LINDE Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1H. ELECTION OF DIRECTOR: OWEN D. THOMAS Mgmt For For
1I. ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. TWARDOCK Mgmt For For
1K. ELECTION OF DIRECTOR: MORTIMER B. ZUCKERMAN Mgmt For For
2. TO APPROVE, BY NON-BINDING RESOLUTION, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704294937
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Presentation of Remuneration by Stock Mgmt For For
Options to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt For For
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt For For
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt For For
Director
10 Re-election of Ann Godbehere as a Director Mgmt For For
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt For For
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt For For
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt For For
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BROOKLINE BANCORP, INC. Agenda Number: 933773079
--------------------------------------------------------------------------------------------------------------------------
Security: 11373M107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BRKL
ISIN: US11373M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CHAPIN Mgmt For For
JOHN A. HACKETT Mgmt For For
JOHN L. HALL II Mgmt For For
ROSAMOND B. VAULE Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 933745602
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LYNN B. MCKEE Mgmt For For
WENDELL F. HOLLAND Mgmt Withheld Against
DAVID E. LEES Mgmt Withheld Against
FREDERICK C. PETERS II Mgmt Withheld Against
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933787509
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD DE LA TOUR Mgmt For For
D'AUVERGNE LAURAGUAIS
1B. ELECTION OF DIRECTOR: WILLIAM ENGELS Mgmt For For
1C. ELECTION OF DIRECTOR: L. PATRICK LUPO Mgmt For For
1D. ELECTION OF DIRECTOR: SOREN SCHRODER Mgmt For For
2. TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE Mgmt For For
LIMITED'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013 AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE THE INDEPENDENT
AUDITORS' FEES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933659914
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 01-Aug-2012
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1E. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1G. ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE CA, INC. 2012 COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE Agenda Number: 933741414
--------------------------------------------------------------------------------------------------------------------------
Security: 136069101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CM
ISIN: CA1360691010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF AUDITORS. Mgmt For For
02 DIRECTOR
B.S. BELZBERG Mgmt For For
G.F. COLTER Mgmt For For
D. D'ALESSANDRO Mgmt For For
P.D. DANIEL Mgmt For For
L. DESJARDINS Mgmt For For
G.D. GIFFIN Mgmt For For
L.S. HASENFRATZ Mgmt For For
K.J. KELLY Mgmt For For
N.D. LE PAN Mgmt For For
J.P. MANLEY Mgmt For For
G.T. MCCAUGHEY Mgmt For For
J.L. PEVERETT Mgmt For For
L. RAHL Mgmt For For
C. SIROIS Mgmt For For
K.B. STEVENSON Mgmt For For
R.W. TYSOE Mgmt For For
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH.
4A SHAREHOLDER PROPOSAL NUMBER 1 Shr Against For
4B SHAREHOLDER PROPOSAL NUMBER 2 Shr Against For
4C SHAREHOLDER PROPOSAL NUMBER 3 Shr Against For
4D SHAREHOLDER PROPOSAL NUMBER 4 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933688511
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1L ELECTION OF DIRECTOR: JEAN G. SPAULDING, MD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, REGARDING EXECUTIVES RETAINING
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933785757
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. BRUCE HANKS Mgmt For For
C. G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2013.
3 ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
4A SHAREHOLDER PROPOSAL REGARDING EQUITY Shr For Against
COMPENSATION.
4B SHAREHOLDER PROPOSAL REGARDING BONUS Shr For Against
DEFERRALS.
4C SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
4D SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933772724
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER Mgmt For For
2B. ELECTION OF DIRECTOR: STEPHEN J. HAGGE Mgmt For For
2C. ELECTION OF DIRECTOR: EDWARD A. SCHMITT Mgmt For For
1. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
3. APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF CF INDUSTRIES HOLDINGS,
INC.'S NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING STANDARD, IF PROPERLY
PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL REGARDING BOARD Shr For Against
DIVERSITY, IF PROPERLY PRESENTED AT THE
MEETING.
7. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
USE OF CORPORATE ASSETS, IF PROPERLY
PRESENTED AT THE MEETING.
8. STOCKHOLDER PROPOSAL REGARDING A Shr For Against
SUSTAINABILITY REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 933739469
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
J. DANIEL BERNSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt For For
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933746022
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID M. CORDANI Mgmt For For
1.2 ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: DONNA F. ZARCONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CIGNA Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. CONSIDERATION OF A SHAREHOLDER PROPOSAL ON Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933765250
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES W. FAIRCHILDS Mgmt For For
WILLIAM H. FILE III Mgmt For For
TRACY W. HYLTON II Mgmt For For
C. DALLAS KAYSER Mgmt For For
SHARON H. ROWE Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. PROPOSAL TO APPROVE CITY HOLDING COMPANY'S Mgmt For For
2013 INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933733594
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Special
Meeting Date: 18-Mar-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COLUMBIA COMMON STOCK IN THE MERGER OF A
TO-BE-FORMED WHOLLY OWNED SUBSIDIARY OF
COLUMBIA WITH AND INTO WEST COAST BANCORP,
AN OREGON CORPORATION, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER DATED
SEPTEMBER 25, 2012, WHICH WILL RESULT IN
WEST COAST BANCORP BECOMING A WHOLLY OWNED
SUBSIDIARY OF COLUMBIA.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
COLUMBIA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ISSUANCE OF COLUMBIA COMMON STOCK IN THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933766480
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Mgmt For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. Mgmt For For
WEYERHAEUSER
1J. ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
COLUMBIA'S EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2013.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 933774146
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. MURDY Mgmt For For
DARCY G. ANDERSON Mgmt For For
HERMAN E. BULLS Mgmt For For
A.J. GIARDINELLI, JR. Mgmt For For
ALAN P. KRUSI Mgmt For For
BRIAN E. LANE Mgmt For For
FRANKLIN MYERS Mgmt For For
JAMES H. SCHULTZ Mgmt For For
CONSTANCE E. SKIDMORE Mgmt For For
VANCE W. TANG Mgmt For For
ROBERT D. WAGNER, JR. Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. Agenda Number: 933767444
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CBU
ISIN: US2036071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK J. BOLUS Mgmt For For
NICHOLAS A. DICERBO Mgmt For For
JAMES A. GABRIEL Mgmt For For
EDWARD S. MUCENSKI Mgmt For For
BRIAN R. WRIGHT Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE THE PROPOSED AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 75,000,000.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Agenda Number: 704294367
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300519.pdf
E.1 Amendments to the bylaws of the Company Mgmt For For
regarding the term of office of Supervisory
Board members
E.2 Authorization to be granted to the Chairman Mgmt For For
of the Executive Board to reduce capital by
cancellation of shares
O.3 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.4 Allocation of income for the 2012 financial Mgmt For For
year and setting the dividend with option
for payment in shares
O.5 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.6 Regulated agreements Mgmt For For
O.7 Authorization to be granted to the Chairman Mgmt For For
of the Executive Board to allow the Company
to trade in its own shares under a share
repurchase program with a maximum purchase
price of EUR 100 per share, except during
periods of public offer
O.8 Renewal of term of Mrs. Barbara Dalibard as Mgmt For For
Supervisory Board member
O.9 Renewal of term of Mr. Louis Gallois as Mgmt For For
Supervisory Board member
O.10 Appointment of Mrs. Anne-Sophie de La Bigne Mgmt For For
as Supervisory Board member
O.11 Appointment of Mr. Jean-Pierre Duprieu as Mgmt For For
Supervisory Board member
O.12 Appointment of Mr. Olivier Bazil as Mgmt For For
Supervisory Board member
O.13 Appointment of Mr. Michel Rollier as Mgmt For For
Supervisory Board member
O.14 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704216515
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 07-Feb-2013
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon
2 Receive and adopt the Directors' Mgmt For For
Remuneration Report
3 Declare a final dividend on the ordinary Mgmt For For
shares
4 Re-elect Sir Roy Gardner as a Director Mgmt For For
5 Elect Dominic Blakemore as a Director Mgmt For For
6 Re-elect Richard Cousins as a Director Mgmt For For
7 Re-elect Gary Green as a Director Mgmt For For
8 Re-elect Andrew Martin as a Director Mgmt For For
9 Re-elect John Bason as a Director Mgmt For For
10 Re-elect Sir James Crosby as a Director Mgmt For For
11 Re-elect Susan Murray as a Director Mgmt For For
12 Re-elect Don Robert as a Director Mgmt For For
13 Re-elect Sir Ian Robinson as a Director Mgmt For For
14 Re-appoint Deloitte LLP as Auditor Mgmt For For
15 Authorise the Directors to agree the Mgmt For For
Auditor's remuneration
16 Donations to EU political organisations Mgmt For For
17 Approve changes to the Compass Group PLC Mgmt For For
Long Term Incentive Plan 2010
18 Authority to allot shares (s.551) Mgmt For For
19 Authority to allot shares for cash (s.561) Mgmt For For
20 Authority to purchase shares Mgmt For For
21 Reduce general meeting notice periods Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr For Against
5. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933770732
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
3. APPROVAL OF THE COMPANY'S LONG TERM Mgmt For For
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. END PRACTICE OF BENCHMARKING THE CEOS TOTAL Shr Against For
COMPENSATION TO THAT OF CEOS OF PEER
COMPANIES.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933716954
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN S. CARSON, SR. Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
W. CRAIG JELINEK Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Agenda Number: 933759423
--------------------------------------------------------------------------------------------------------------------------
Security: 22282E102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CVA
ISIN: US22282E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. BARSE Mgmt For For
RONALD J. BROGLIO Mgmt For For
PETER C.B. BYNOE Mgmt Withheld Against
LINDA J. FISHER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
ANTHONY J. ORLANDO Mgmt For For
WILLIAM C. PATE Mgmt For For
ROBERT S. SILBERMAN Mgmt For For
JEAN SMITH Mgmt For For
SAMUEL ZELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COVANTA HOLDING CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 704340366
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150256,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR HOLDINGS MUST BE
NOTIFIED TO THE COMPANY REGISTRAR IN EITHER
THE NOMINEE NAME OR THE BENEFICIAL OWNER
NAME BEFORE THE REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT
ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158581.PDF AND
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158582.PDF
1.1 Presentation of the 2012 annual report, the Non-Voting
parent company's 2012 financial statements,
the Group's 2012 consolidated financial
statements and the 2012 remuneration report
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
1.3 Approval of the 2012 annual report, the Mgmt For For
parent company's 2012 financial statements
and the Group's 2012 consolidated financial
statements
2 Discharge of the acts of the Members of the Mgmt For For
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt For For
earnings
3.2 Resolution on the distribution against Mgmt For For
reserves from capital contributions in
shares and in cash
4.1 Changes in share capital: Increase in, Mgmt For For
amendment to and extension of authorized
capital
4.2 Changes in share capital: Increase in Mgmt Against Against
conditional capital for employee shares
5 Other amendments to the Articles of Mgmt For For
Association (quorum of the Board of
Directors)
6.1.1 Re-election of Noreen Doyle to the Board of Mgmt For For
Directors
6.1.2 Re-election of Jassim Bin Hamad J.J. Al Mgmt For For
Thani to the Board of Directors
6.1.3 Election of Kai S. Nargolwala to the Board Mgmt For For
of Directors
6.2 Election of the independent auditors: KPMG Mgmt For For
AG, Zurich
6.3 Election of the special auditors: BDO AG, Mgmt For For
Zurich
7 If voting or elections take place on Mgmt Abstain Against
proposals submitted during the Annual
General Meeting itself as defined in art.
700 paras. 3 and 4 of the Swiss Code of
Obligations, I hereby instruct the
independent proxy to vote in favor of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 704561465
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 933811730
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2013
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt For For
2011 INCENTIVE AWARD PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING EXECUTIVE PAY.
6. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704392997
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
Report and Audited Accounts for the year
ended 31 December 2012 and the Auditors'
Report thereon
2 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 28 cents per ordinary share,
for the year ended 31 December 2012 2011:
Final Dividend of 28 cents per ordinary
share, one-tier tax exempt
3 To declare a one-tier tax exempt Final Mgmt For For
Dividend of 2 cents per Non-Voting
Redeemable Convertible Preference Share,
for the year ended 31 December 2012. 2011:
2 cents per Non-Voting Redeemable
Convertible Preference Share, one-tier tax
exempt
4 To sanction the amount of SGD 2,923,438 Mgmt For For
proposed as Directors' Remuneration for
2012. 2011: SGD 2,709,326
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as Auditors of the Company and to
authorise the Directors to fix their
remuneration
6 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer himself
for re-election: Mr Danny Teoh Leong Kay
7 To re-elect the following Director, who are Mgmt For For
retiring under Article 95 of the Company's
Articles of Association ("the Articles")
and who, being eligible, offer herself
for re-election: Ms Euleen Goh Yiu Kiang
8 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
himself for re-election: Mr Andre
Sekulic
9 To re-elect the following Directors, who Mgmt For For
are retiring under Article 101 of the
Articles and who, being eligible, offer
herself for re-election: Ms Woo Foong
Pheng (Mrs Ow)
10 That authority be and is hereby given to Mgmt Against Against
the Directors of the Company to: (a) allot
and issue from time to time such number of
ordinary shares in the capital of the
Company ("DBSH Ordinary Shares") as may be
required to be issued pursuant to the
exercise of options under the DBSH
Share Option Plan; and (b) offer and grant
awards in accordance with the
provisions of the DBSH Share Plan and to
allot and issue from time to time such
number of DBSH Ordinary Shares as may be
required to be issued pursuant to the
vesting of awards under the DBSH Share
Plan, provided always that: (1) the
aggregate number of new DBSH Ordinary
Shares to be issued pursuant to the
exercise of options granted under the DBSH
Share Option Plan and the vesting of
awards granted or to be granted under the
DBSH Share Plan shall not exceed 7.CONTD
CONT CONTD 5 per cent of the total number of Non-Voting
issued shares (excluding treasury shares)
in the capital of the Company from time to
time; and (2) the aggregate number of new
DBSH Ordinary Shares under awards to be
granted pursuant to the DBSH Share Plan
during the period commencing from the date
of this Annual General Meeting of the
Company and ending on the date of the next
Annual General Meeting of the Company or
the date by which the next Annual General
Meeting of the Company is required by law
to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
11 That authority be and is hereby given to Mgmt For For
the Directors of the Company to: (a) (i)
issue shares in the capital of the Company
("shares") whether by way of rights,
bonus or otherwise; and/or (ii) make or
grant offers, agreements or options
(collectively, "Instruments") that might or
would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other
instruments convertible into shares, at any
time and upon such terms and
conditions and for such purposes and to
such persons as the Directors may in their
absolute discretion deem fit; and (b)
(notwithstanding the authority conferred
by this Resolution may have ceased to be in
force) issue shares in pursuance of any
Instrument made or granted by the Directors
while this Resolution was CONTD
CONT CONTD in force, provided that: (1) the Non-Voting
aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 50 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall be less than 10 per
cent of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with paragraph (2) below); (2) (subject to
such manner of CONTD
CONT CONTD calculation and adjustments as may be Non-Voting
prescribed by the Singapore Exchange
Securities Trading Limited ("SGX-ST")), for
the purpose of determining the aggregate
number of shares that may be issued under
paragraph (1) above, the percentage of
issued shares shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new shares arising from
the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the CONTD
CONT CONTD Listing Manual of the SGX-ST for the Non-Voting
time being in force (unless such compliance
has been waived by the SGX-ST) and the
Articles of Association for the time being
of the Company; and (4) (unless revoked or
varied by the Company in general meeting)
the authority conferred by this Resolution
shall continue in force until the
conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
12 That authority be and is hereby given to Mgmt For For
the Directors of the Company to allot and
issue such number of new ordinary shares
and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be
required to be allotted and issued pursuant
to the application of the DBSH
Scrip Dividend Scheme to the final
dividends of 28 cents per ordinary share
and 2 cents per Non-Voting Redeemable
Convertible Preference Share, for the
year ended 31 December 2012
13 That authority be and is hereby given to Mgmt For For
the Directors of the Company to apply the
DBSH Scrip Dividend Scheme to any
dividend(s) which may be declared for the
year ending 31 December 2013 and to allot
and issue such number of new ordinary
shares and new Non-Voting Redeemable
Convertible Preference Shares in the
capital of the Company as may be required
to be allotted and issued pursuant
thereto
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 6 TO 13. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 704389798
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933725270
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933744852
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM & AUTHORIZE
DIRECTORS TO DETERMINE FEES PAID TO
AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933752289
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt Against Against
1G. ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR 2013
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF AMENDMENT TO BYLAWS TO ALLOW Mgmt For For
SHAREHOLDERS TO CALL SPECIAL MEETINGS
5. REPORT ON FUTURE POLICY TO END USE OF Shr Against For
MOUNTAINTOP REMOVAL COAL
6. SUSTAINABILITY AS A PERFORMANCE MEASURE FOR Shr Against For
EXECUTIVE COMPENSATION
7. POLICY RELATED TO MINIMIZING STORAGE OF Shr Against For
NUCLEAR WASTE IN SPENT FUEL POOLS
8. REPORT ON THE FINANCIAL RISKS TO DOMINION Shr For Against
POSED BY CLIMATE CHANGE
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933747303
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt For For
DAVID A. BRANDON Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JAMES B. NICHOLSON Mgmt For For
CHARLES W. PRYOR, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 933696479
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 20-Nov-2012
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. COLEY Mgmt For For
PATRICIA L. HIGGINS Mgmt For For
STEVEN E. NIELSEN Mgmt For For
2. TO APPROVE THE COMPANY'S 2012 LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR FISCAL 2013.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr For Against
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt For For
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933744725
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933808175
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE ADOPTION OF THE KEY Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933717261
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG* Mgmt For For
J.B. BOLTEN* Mgmt For For
M.S. LEVATICH* Mgmt For For
R.L. STEPHENSON* Mgmt For For
A.A. BUSCH III# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 933771568
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD E. COURTNEY Mgmt For For
GREGORY J. FISHER Mgmt For For
DANIEL L. JONES Mgmt For For
WILLIAM R. THOMAS, III Mgmt For For
SCOTT D. WEAVER Mgmt For For
JOHN H. WILSON Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933768371
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
JAMES D. CHIAFULLO Mgmt For For
VINCENT J. DELIE, JR. Mgmt For For
LAURA E. ELLSWORTH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
ROBERT J. MCCARTHY, JR. Mgmt For For
ARTHUR J. ROONEY, II Mgmt For For
JOHN W. ROSE Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
EARL K. WAHL, JR. Mgmt For For
2 ADOPTION OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933738037
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. KIERLIN Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN M. SLAGGIE Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI Mgmt For For
1D ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1F ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For
1G ELECTION OF DIRECTOR: HUGH L. MILLER Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt For For
1J ELECTION OF DIRECTOR: RITA J. HEISE Mgmt For For
1K ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933784565
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK R. MARTIRE Mgmt For For
1C. ELECTION OF DIRECTOR: GARY A. NORCROSS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIS 2008 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 933759271
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES G. BARONE Mgmt For For
JULIE A. CAPONI Mgmt For For
RAY T. CHARLEY Mgmt For For
GARY R. CLAUS Mgmt For For
DAVID S. DAHLMANN Mgmt For For
JOHNSTON A. GLASS Mgmt For For
JON L. GORNEY Mgmt For For
DAVID W. GREENFIELD Mgmt For For
LUKE A. LATIMER Mgmt For For
JAMES W. NEWILL Mgmt For For
T. MICHAEL PRICE Mgmt For For
LAURIE STERN SINGER Mgmt For For
ROBERT J. VENTURA Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 933789337
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt Withheld Against
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
DONALD M. CISLE, SR. Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt Withheld Against
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC. Agenda Number: 933742428
--------------------------------------------------------------------------------------------------------------------------
Security: 32020R109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FFIN
ISIN: US32020R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN L. BEAL Mgmt For For
TUCKER S. BRIDWELL Mgmt For For
JOSEPH E. CANON Mgmt For For
DAVID COPELAND Mgmt For For
F. SCOTT DUESER Mgmt For For
MURRAY EDWARDS Mgmt For For
RON GIDDIENS Mgmt For For
TIM LANCASTER Mgmt For For
KADE L. MATTHEWS Mgmt For For
JOHNNY E. TROTTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY (NON-BINDING) VOTE ON COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION Agenda Number: 933757215
--------------------------------------------------------------------------------------------------------------------------
Security: 320218100
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: THFF
ISIN: US3202181000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. CURTIS BRIGHTON Mgmt For For
WILLIAM R. KRIEBLE Mgmt For For
RONALD K. RICH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt Against Against
PAID TO THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933755019
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. BECHER Mgmt For For
MICHAEL C. RECHIN Mgmt For For
CHARLES E. SCHALLIOL Mgmt For For
TERRY L. WALKER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY, Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
FIRST MERCHANTS CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC. Agenda Number: 933785505
--------------------------------------------------------------------------------------------------------------------------
Security: 320867104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: FMBI
ISIN: US3208671046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BROTHER JAMES Mgmt For For
GAFFNEY, FSC
1B. ELECTION OF DIRECTOR: PATRICK J. MCDONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. SCUDDER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN L. STERLING Mgmt For For
1E. ELECTION OF DIRECTOR: J. STEPHEN Mgmt For For
VANDERWOUDE
2. ADVISORY VOTE RATIFYING THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FIRST MIDWEST
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
TO NAMED EXECUTIVE OFFICERS OF FIRST
MIDWEST BANCORP, INC.
4. APPROVAL OF AMENDMENTS TO THE FIRST MIDWEST Mgmt For For
BANCORP, INC. OMNIBUS STOCK AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933740397
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 05-Apr-2013
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
SEPTEMBER 12, 2012, BY AND BETWEEN
FIRSTMERIT AND CITIZENS REPUBLIC BANCORP,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME.
2. APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
FIRSTMERIT COMMON STOCK TO CITIZENS
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
3. APPROVE, ON AN ADVISORY BASIS ONLY, THE Mgmt For For
MERGER-RELATED COMPENSATION AND POTENTIAL
PAYMENTS FOR THE NAMED EXECUTIVE OFFICERS
OF FIRSTMERIT.
4. APPROVE THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, ON ONE OR MORE OCCASIONS, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO ADOPT THE MERGER
AGREEMENT.
5. DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
6. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
7. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
8. APPROVE THE FIRSTMERIT CORPORATION 2013 Mgmt For For
ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933789589
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED FISERV, Mgmt For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FISERV, INC. FOR 2013.
5. TO APPROVE A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO EXECUTIVE RETENTION OF STOCK.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
FREIGHTCAR AMERICA INC Agenda Number: 933788018
--------------------------------------------------------------------------------------------------------------------------
Security: 357023100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: RAIL
ISIN: US3570231007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM D. GEHL Mgmt For For
ANDREW B. SCHMITT Mgmt For For
EDWARD J. WHALEN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FREIGHTCAR AMERICA, INC. 2005 LONG TERM
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION Agenda Number: 933763319
--------------------------------------------------------------------------------------------------------------------------
Security: 360271100
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: FULT
ISIN: US3602711000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOE N. BALLARD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN M. BOND, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG A. DALLY Mgmt For For
1D. ELECTION OF DIRECTOR: DENISE L. DEVINE Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK J. FREER Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE W. HODGES Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERT MORRISON III Mgmt For For
1H. ELECTION OF DIRECTOR: R. SCOTT SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. STEWART Mgmt For For
1J. ELECTION OF DIRECTOR: ERNEST J. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: E. PHILIP WENGER Mgmt For For
2. NON-BINDING "SAY-ON-PAY" RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. A RESOLUTION TO APPROVE THE AMENDED AND Mgmt For For
RESTATED EQUITY AND CASH INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
FULTON FINANCIAL CORPORATION'S INDEPENDENT
AUDITOR FOR FISCAL YEAR ENDING 12/31/13.
--------------------------------------------------------------------------------------------------------------------------
GDR SES S.A. BR FDR Agenda Number: 704307328
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutinizers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2012 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2012 and perspectives
5 Presentation of the 2012 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2012
8 Decision on allocation of 2012 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2013 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Romain Bausch
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Jacques Espinasse
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Tsega Gebreyes
14.4 Election of Director for a three-year term: Mgmt Against Against
Mr. Francois Tesch
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Marc Colas
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Claude Finck
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156670.PDF,
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156671.PDF
CMMT PLEASE NOTE THE FOLLOWING ADDITIONAL Non-Voting
REQUIREMENTS FOR THIS MEETING. A VOTING
CERTIFICATE IS REQUIRED TO BE COMPLETED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 933810598
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AARON JAGDFELD Mgmt For For
JOHN D. BOWLIN Mgmt For For
TIMOTHY WALSH Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr For Against
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933676201
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2012
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E. ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G. ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I. ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1M. ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2. CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 933773055
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. BAWEL Mgmt For For
MARC D. FINE Mgmt For For
J. DAVID LETT Mgmt For For
THOMAS W. SEGER Mgmt For For
2. CONSIDERING APPROVING THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933763105
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC. Agenda Number: 933767242
--------------------------------------------------------------------------------------------------------------------------
Security: 37941P306
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GLPW
ISIN: US37941P3064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LUIS MANUEL RAMIREZ Mgmt For For
CHARLES MACALUSO Mgmt For For
CARL BARTOLI Mgmt For For
TERENCE J. CRYAN Mgmt For For
EUGENE I. DAVIS Mgmt For For
MICHAEL E. SALVATI Mgmt For For
FRANK E. WILLIAMS, JR. Mgmt For For
2. RATIFICATION OF BDO USA, LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED Agenda Number: 933795152
--------------------------------------------------------------------------------------------------------------------------
Security: 387328107
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GVA
ISIN: US3873281071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM G. DOREY Mgmt For For
1B. ELECTION OF DIRECTOR: REBECCA A. MCDONALD Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM H. POWELL Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES G. BJORK Mgmt For For
1E. TO RATIFY THE DIRECTORSHIP OF GADDI H. Mgmt For For
VASQUEZ APPOINTED BY THE BOARD ON OCTOBER
1, 2012.
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT/COMPLIANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS GRANITE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933666010
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Annual
Meeting Date: 28-Aug-2012
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: C. KENDLE Mgmt For For
1G. ELECTION OF DIRECTOR: D.R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: N. PELTZ Mgmt For For
1I. ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For
1J. ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For
1K. ELECTION OF DIRECTOR: T.J. USHER Mgmt For For
1L. ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF THE H.J. HEINZ COMPANY FY2013 Mgmt For For
STOCK INCENTIVE PLAN
4. RE-APPROVAL OF THE PERFORMANCE MEASURES Mgmt For For
INCLUDED IN THE H.J. HEINZ COMPANY FY03
STOCK INCENTIVE PLAN
5. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 933742327
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. FLAHERTY III Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH B. ROATH Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HCP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC. Agenda Number: 933784793
--------------------------------------------------------------------------------------------------------------------------
Security: 42726M106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: HCCI
ISIN: US42726M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES E. SCHALLIOL Mgmt For For
BRIAN RECATTO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION FOR FISCAL
2012, AS DISCLOSED IN THIS PROXY STATEMENT
PURSUANT TO ITEM 402 OF REGULATION S-K.
4. TO CONSIDER AND TRANSACT SUCH OTHER Mgmt Against Against
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933754978
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
TIMOTHY H. POWERS Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933738861
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUSKY ENERGY INC. Agenda Number: 933774007
--------------------------------------------------------------------------------------------------------------------------
Security: 448055103
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUSKF
ISIN: CA4480551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR T.K. LI Mgmt For For
CANNING K.N. FOK Mgmt For For
STEPHEN E. BRADLEY Mgmt For For
ASIM GHOSH Mgmt For For
MARTIN J.G. GLYNN Mgmt For For
POH CHAN KOH Mgmt For For
EVA LEE KWOK Mgmt For For
STANLEY T.L. KWOK Mgmt For For
FREDERICK S.H. MA Mgmt For For
GEORGE C. MAGNUS Mgmt For For
NEIL D. MCGEE Mgmt For For
COLIN S. RUSSEL Mgmt For For
WAYNE E. SHAW Mgmt For For
WILLIAM SHURNIAK Mgmt For For
FRANK J. SIXT Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt For For
THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr I J G Napier Mgmt For For
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt For For
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt For For
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt For For
20 Long Term Incentive Plan renewal Mgmt For For
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt For For
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704355191
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2012 Non-Voting
2.B Report of the Supervisory Board for 2012 Non-Voting
2.C Annual Accounts for 2012 Mgmt For For
2.D Discontinuation of the Dutch translation of Non-Voting
the Annual Report with effect from the 2013
Annual Report
3 Profit retention and distribution policy Non-Voting
4 Remuneration report Non-Voting
5 Corporate governance Non-Voting
6 Sustainability Non-Voting
7.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2012
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2012
8 Appointment of the auditor: Ernst & Young Mgmt For For
9.A Composition of the Executive Board: Mgmt For For
Re-appointment of Jan Hommen
9.B Composition of the Executive Board: Mgmt For For
Re-appointment of Patrick Flynn
9.C Composition of the Executive Board: Mgmt For For
Appointment of Ralph Hamers
10.A Composition of the Supervisory Board: Mgmt For For
Re-appointment of Jeroen van der Veer
10.B Composition of the Supervisory Board: Mgmt For For
Re-appointment of Tineke Bahlmann
10.C Composition of the Supervisory Board: Mgmt For For
Appointment of Carin Gorter
10.D Composition of the Supervisory Board: Mgmt For For
Appointment of Hermann-Josef Lamberti
10.E Composition of the Supervisory Board: Mgmt For For
Appointment of Isabel Martin Castella
11.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
11.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
12.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
12.B Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
13 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 933803339
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN BRUTON Mgmt For For
1C. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1D. ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: THEODORE E. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt Against Against
1K. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
4. APPROVAL OF THE COMPANY'S INCENTIVE STOCK Mgmt For For
PLAN OF 2013.
5. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO GIVE THE BOARD OF DIRECTORS
AUTHORITY TO DECLARE NON-CASH DIVIDENDS.
6. APPROVAL OF A CAPITAL REDUCTION AND Mgmt For For
CREATION OF DISTRIBUTABLE RESERVES.
7. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO EXPAND THE AUTHORITY TO
EXECUTE INSTRUMENTS OF TRANSFER.
8. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR ESCHEATMENT IN
ACCORDANCE WITH U.S. LAWS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933779362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1F. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1J. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING
SHAREOWNER ACTION BY WRITTEN CONSENT
4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933765236
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH R. CANION Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD P. LAWRENCE Mgmt For For
1C ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2 ADVISORY VOTE TO APPROVE 2012 EXECUTIVE Mgmt For For
COMPENSATION
3 APPROVAL OF THE INVESCO LTD. AMENDED AND Mgmt For For
RESTATED EXECUTIVE INCENTIVE BONUS PLAN
4 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704289998
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933745157
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON GUND Mgmt For For
MARY LASCHINGER Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
CYNTHIA MILLIGAN Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE KELLOGG COMPANY 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933742214
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt Withheld Against
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704306489
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company's Mgmt For For
Location to Nakano-ku
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933755499
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1B. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE KRAFT
FOODS GROUP, INC. 2012 PERFORMANCE
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY Shr Against For
ENGINEERED PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY Agenda Number: 933783171
--------------------------------------------------------------------------------------------------------------------------
Security: 350060109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: FSTR
ISIN: US3500601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BAUER Mgmt For For
LEE B. FOSTER II Mgmt For For
PETER MCILROY II Mgmt For For
G. THOMAS MCKANE Mgmt For For
DIANE B. OWEN Mgmt For For
WILLIAM H. RACKOFF Mgmt For For
SUZANNE B. ROWLAND Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVING THE L.B. FOSTER COMPANY EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933740234
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE W. AUGSBURGER Mgmt For For
CHARLES E. NIEMIER Mgmt For For
BRIAN J. SMITH Mgmt For For
BRADLEY J. TOOTHAKER Mgmt For For
RONALD D. TRUEX Mgmt For For
2. APPROVAL OF THE LAKELAND FINANCIAL Mgmt For For
CORPORATION 2013 EQUITY INCENTIVE PLAN.
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO PROVIDE FOR A MAJORITY
VOTING STANDARD FOR THE ELECTION OF OUR
DIRECTORS IN UNCONTESTED ELECTIONS.
4. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPANY'S COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS.
5. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY Agenda Number: 933822959
--------------------------------------------------------------------------------------------------------------------------
Security: 521050104
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: LAYN
ISIN: US5210501046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A.B. BROWN Mgmt For For
J. SAMUEL BUTLER Mgmt For For
ROBERT R. GILMORE Mgmt For For
ANTHONY B. HELFET Mgmt For For
NELSON OBUS Mgmt For For
RENE J. ROBICHAUD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. PROPOSAL TO RATIFY THE SELECTION OF THE Mgmt For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS
LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 933802286
--------------------------------------------------------------------------------------------------------------------------
Security: 531229102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: LMCA
ISIN: US5312291025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. MALONE Mgmt For For
ROBERT R. BENNETT Mgmt For For
M. IAN G. GILCHRIST Mgmt Withheld Against
2. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt Against Against
CORPORATION 2013 INCENTIVE PLAN.
3. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt Against Against
CORPORATION 2013 NONEMPLOYEE DIRECTOR
INCENTIVE PLAN.
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 933760755
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAWRENCE S. BACOW Mgmt For For
1B. ELECTION OF DIRECTOR: ANN E. BERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH L. BOWER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES M. DIKER Mgmt For For
1E. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL J. FRIBOURG Mgmt For For
1G. ELECTION OF DIRECTOR: WALTER L. HARRIS Mgmt Against Against
1H. ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt For For
1I. ELECTION OF DIRECTOR: KEN MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA R. SCOTT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
1M. ELECTION OF DIRECTOR: JONATHAN M. TISCH Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LUXOTTICA GROUP SPA, BELLUNO Agenda Number: 704386261
--------------------------------------------------------------------------------------------------------------------------
Security: T6444Z110
Meeting Type: OGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: IT0001479374
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_159718.PDF
1 The approval of the Statutory Financial Mgmt For For
Statements for the year ended December 31,
2012
2 The allocation of net income and the Mgmt For For
distribution of dividends
3 The approval of the incentive compensation Mgmt Against Against
plan 'Performance Shares Plan 2013-2017' in
accordance with article 114-bis of
Legislative Decree no. 58/1998
4 An advisory vote on the first section of Mgmt For For
the Company's Remuneration Report in
accordance with article 123-ter, paragraph
6 of Legislative Decree no. 58/1998
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt For For
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt For For
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt For For
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt For For
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt For For
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt Against Against
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION Agenda Number: 933757354
--------------------------------------------------------------------------------------------------------------------------
Security: 56501R106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MFC
ISIN: CA56501R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. CARON Mgmt For For
JOHN M. CASSADAY Mgmt For For
SUSAN F. DABARNO Mgmt For For
RICHARD B. DEWOLFE Mgmt For For
SHEILA S. FRASER Mgmt For For
DONALD A. GULOIEN Mgmt For For
SCOTT M. HAND Mgmt For For
ROBERT J. HARDING Mgmt For For
LUTHER S. HELMS Mgmt For For
TSUN-YAN HSIEH Mgmt For For
DONALD R. LINDSAY Mgmt For For
LORNA R. MARSDEN Mgmt For For
JOHN R.V. PALMER Mgmt For For
C. JAMES PRIEUR Mgmt For For
ANDREA S. ROSEN Mgmt For For
LESLEY D. WEBSTER Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
03 ADVISORY RESOLUTION ACCEPTING APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933743103
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr For Against
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933782244
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK A. Mgmt Against Against
HENDERSON
1E. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: W. MITT ROMNEY Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1L. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933779374
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. DWYER Mgmt For For
FRANK E. JAUMOT Mgmt For For
JOSE S. SORZANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MASTEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL OF THE MASTEC, INC. BARGAINING Mgmt For For
UNITS ESPP.
4. APPROVAL OF THE MASTEC, INC. 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933753635
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933791560
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT S. ENGELMAN, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1H. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933661399
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2012
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT OF STOCKHOLDERS.
5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr For Against
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE.
7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 704578600
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933767228
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Against Against
COMPENSATION PLAN TO INCREASE SHARES
AVAILABLE FOR GRANT
5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN TO PROVIDE FOR QUALIFYING
PERFORMANCE-BASED LONG-TERM INCENTIVE
AWARDS UNDER SECTION 162(M)
6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt For For
FORMULA GOVERNING ANNUAL INCENTIVE
COMPENSATION FOR CERTAIN OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 704442324
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1O1.1 Re-election of AT Mikati as a director Mgmt For For
2O1.2 Re-election of RS Dabengwa as a director Mgmt For For
3O1.3 Re-election of NI Patel as a director Mgmt For For
4O1.4 Re-election of AF van Biljon as a director Mgmt For For
5O1.5 Re-election of JHN Strydom as a director Mgmt For For
6O1.6 Election of F Titi as a director Mgmt For For
7O2.1 To elect AF van Biljon as a member of the Mgmt For For
audit committee
8O2.2 To elect NP Mageza as a member of the audit Mgmt For For
committee
9O2.3 To elect J van Rooyen as a member of the Mgmt For For
audit committee
10O24 To elect MJN Njeke as a member of the audit Mgmt For For
committee
11O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt For For
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
12O.4 General authority for directors to allot Mgmt For For
and issue ordinary shares
13 Endorsement of the remuneration philosophy Mgmt For For
14S.1 To approve the remuneration increase Mgmt For For
payable to non executive directors
15S.2 To adopt the new memorandum of Mgmt For For
incorporation of the Company
16S.3 To approve an authority for the Company and Mgmt For For
or any of its subsidiaries to repurchase or
purchase as the case may be shares in the
Company
17S.4 To approve the granting of financial Mgmt For For
assistance by the Company to its
subsidiaries and other related and inter
related companies and corporations and to
directors prescribed officers and other
persons participating in share or other
employee incentive schemes
18S.5 To approve the granting of financial Mgmt For For
assistance in relation to MTN Zakhele RF
Limited transaction
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 933773170
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY L. CHRISTOPHER Mgmt For For
PAUL J. FLAHERTY Mgmt For For
GENNARO J. FULVIO Mgmt For For
GARY S. GLADSTEIN Mgmt For For
SCOTT J. GOLDMAN Mgmt For For
TERRY HERMANSON Mgmt For For
2. APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY.
3. TO APPROVE, ON AN ADVISORY BASIS BY Mgmt For For
NON-BINDING VOTE, EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 704323384
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1.a Submission of the report of the Supervisory Non-Voting
Board and the corporate governance report
including the remuneration report for the
financial year 2012
1.b Submission of the adopted Company financial Non-Voting
statements and management report for the
financial year 2012, the approved
consolidated financial statements and
management report for the Group for the
financial year 2012, and the explanatory
report on the information in accordance
with Sections 289 PARA. 4 and 315 PARA. 4
of the German Commercial Code
2. Resolution on the appropriation of the net Mgmt No vote
retained profits from the financial year
2012
3. Resolution to approve the actions of the Mgmt No vote
Board of Management
4. Resolution to approve the actions of the Mgmt No vote
Supervisory Board
5. Resolution to approve the remuneration Mgmt No vote
system for the Board of Management
6. Resolution to appoint a member of the Mgmt No vote
Supervisory Board: Prof. Dr. Dr.
Ann-Kristin Achleitner
7. Resolution to amend Article 15 of the Mgmt No vote
Articles of Association (remuneration of
the Supervisory Board)
8. Resolution to cancel the existing Mgmt No vote
authorisation for increasing the share
capital under "Authorised Capital Increase
2009", to replace this with a new
authorisation "Authorised Capital Increase
2013", and to amend Article 4 of the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933793968
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. CINDRICH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1F. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1H. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1L. ELECTION OF DIRECTOR: C.B. TODD Mgmt For For
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH., C.P.A.
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4. CONSIDER A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE ADOPTION OF A MANDATORY POLICY
REQUIRING THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933745082
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY F. ALTENBAUMER Mgmt For For
WILLIAM A. KOERTNER Mgmt For For
WILLIAM D. PATTERSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
AND YOUNG LLP AS THE CORPORATION'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda Number: 933757138
--------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NTIOF
ISIN: CA6330671034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARYSE BERTRAND Mgmt For For
LAWRENCE S. BLOOMBERG Mgmt For For
PIERRE BOIVIN Mgmt For For
ANDRE CAILLE Mgmt For For
GERARD COULOMBE Mgmt For For
BERNARD CYR Mgmt For For
GILLIAN H. DENHAM Mgmt For For
JEAN DOUVILLE Mgmt For For
PAUL GOBEIL Mgmt For For
JEAN HOUDE Mgmt For For
LOUISE LAFLAMME Mgmt For For
ROSEANN RUNTE Mgmt For For
LINO A. SAPUTO, JR. Mgmt For For
PIERRE THABET Mgmt For For
LOUIS VACHON Mgmt For For
02 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TAKEN BY THE BANK'S BOARD OF DIRECTORS WITH
RESPECT TO EXECUTIVE COMPENSATION
03 APPOINTMENT OF DELOITTE S.E.N.C.R.L. AS Mgmt For For
INDEPENDENT AUDITOR
04 APPROVAL OF THE BY-LAW RELATING TO THE Mgmt For For
AGGREGATE COMPENSATION OF DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC. Agenda Number: 933763458
--------------------------------------------------------------------------------------------------------------------------
Security: 637138108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NPBC
ISIN: US6371381087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTIAN F. MARTIN IV Mgmt For For
R. CHADWICK PAUL JR. Mgmt For For
C. ROBERT ROTH Mgmt For For
WAYNE R. WEIDNER Mgmt For For
2. RATIFICATION OF NATIONAL PENN'S INDEPENDENT Mgmt For For
AUDITORS FOR 2013.
3. AN ADVISORY (NON-BINDING) PROPOSAL TO Mgmt For For
APPROVE THE COMPENSATION OF NATIONAL PENN'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933777205
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL, AS REQUIRED BY INTERNAL REVENUE Mgmt For For
CODE SECTION 162(M), OF THE MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED ANNUAL
INCENTIVE COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. SHAREHOLDER PROPOSAL-POLICY REGARDING Shr Against For
STORAGE OF NUCLEAR WASTE.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704261178
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the company's Mgmt For For
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.34 euro per share,
and further, that the record date for
dividend should be 19 March 2013. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 26
March 2013
9 Decision regarding discharge from liability Mgmt For For
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt For For
members
11 Determination of the number of auditors Mgmt For For
12 Determination of fees for board members and Mgmt For For
auditors
13 Election of board members and chairman of Mgmt For For
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Peter F Braunwalder, Marie
Ehrling, Svein Jacobsen, Tom Knutzen, Lars
G Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Elisabeth Grieg shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt For For
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt For For
committee
16 Resolution on authorization for the board Mgmt For For
of directors to decide on issue of
convertible instruments in the Company
17.A Resolution on authorization for the board Mgmt For For
of directors to decide on acquisition of
shares in the Company
17.B Resolution on authorization for the board Mgmt For For
of directors to decide on conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt For For
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt For For
to the executive officers
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933764955
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE NORDSTROM, Mgmt For For
INC. 2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933752443
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt For For
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
CHARLES W. SHIVERY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND ANY RELATED MATERIAL IS HEREBY
APPROVED"
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933739558
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt Withheld Against
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt For For
MARTIN P. SLARK Mgmt For For
DAVID H.B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC. Agenda Number: 933741147
--------------------------------------------------------------------------------------------------------------------------
Security: 667340103
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: NWBI
ISIN: US6673401039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD E. MCDOWELL Mgmt For For
JOSEPH F. LONG Mgmt For For
JOHN P. MEEGAN Mgmt For For
TIMOTHY B. FANNIN Mgmt For For
WILLIAM F. MCKNIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 933809951
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT J. MONTROSS* Mgmt For For
HARRY L. DEMOREST# Mgmt For For
JAMES E. DECLUSIN# Mgmt For For
MICHAEL C. FRANSON# Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2007 STOCK INCENTIVE PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt For For
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933746464
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN W. BRAUN Mgmt For For
LARRY E. DUNIGAN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
JAMES T. MORRIS Mgmt For For
RANDALL T. SHEPARD Mgmt For For
KELLY N. STANLEY Mgmt For For
LINDA E. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933785531
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2013
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt For For
GROUP INC. 2013 INCENTIVE AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA.
6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
ORION MARINE GROUP, INC. Agenda Number: 933776013
--------------------------------------------------------------------------------------------------------------------------
Security: 68628V308
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ORN
ISIN: US68628V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: AUSTIN J. Mgmt For For
SHANFELTER
1B. RE-ELECTION OF DIRECTOR: GENE G. STOEVER Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON OUR EXECUTIVE COMPENSATION AS DISCLOSED
IN THE ATTACHED PROXY STATEMENT (THE
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ORITANI FINANCIAL CORP Agenda Number: 933696900
--------------------------------------------------------------------------------------------------------------------------
Security: 68633D103
Meeting Type: Annual
Meeting Date: 20-Nov-2012
Ticker: ORIT
ISIN: US68633D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL A. DEBERNARDI Mgmt Withheld Against
ROBERT S. HEKEMIAN JR. Mgmt Withheld Against
2 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013.
3 AN ADVISORY, NON-BINDING PROPOSAL WITH Mgmt For For
RESPECT TO THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 933719645
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. DONNELLY Mgmt For For
MICHAEL W. GREBE Mgmt For For
PETER B. HAMILTON Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
LESLIE F. KENNE Mgmt For For
J. PETER MOSLING, JR. Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
DUNCAN J. PALMER Mgmt For For
JOHN S. SHIELY Mgmt For For
RICHARD G. SIM Mgmt For For
CHARLES L. SZEWS Mgmt For For
WILLIAM S. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 704393127
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 Adoption of audited Financial Statements Mgmt For For
and Directors' and Auditors' Reports
2(a) Re-appointment of Dr Cheong Choong Kong Mgmt For For
2(b) Re-appointment of Mr Lee Seng Wee Mgmt For For
3(a) Re-election of Mr David Conner Mgmt For For
3(b) Re-election of Dr Lee Tih Shih Mgmt For For
3(c) Re-election of Mr Pramukti Surjaudaja Mgmt For For
3(d) Re-election of Professor Neo Boon Siong Mgmt For For
4 Approval of final one-tier tax exempt Mgmt For For
dividend
5(a) Approval of amount proposed as Directors' Mgmt For For
Fees in cash
5(b) Approval of allotment and issue of ordinary Mgmt For For
shares to the non-executive Directors
6 Appointment of Auditors and fixing their Mgmt For For
remuneration
7(a) Authority to allot and issue ordinary Mgmt For For
shares on a pro rata basis
7(b) Authority to make or grant instruments that Mgmt For For
might or would require ordinary shares to
be issued on a non pro rata basis
8 Authority to grant options and/or rights to Mgmt For For
subscribe for ordinary shares and allot and
issue ordinary shares (OCBC Share Option
Scheme 2001 and OCBC Employee Share
Purchase Plan)
9 Authority to allot and issue ordinary Mgmt For For
shares pursuant to OCBC Scrip Dividend
Scheme
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 704384584
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: EGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933735942
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PACWEST MERGER PROPOSAL. TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, WHICH WE
REFER TO AS THE MERGER AGREEMENT, DATED AS
OF NOVEMBER 6, 2012, BY AND BETWEEN PACWEST
AND FIRST CALIFORNIA, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE ISSUANCE OF PACWEST COMMON
STOCK TO FIRST CALIFORNIA STOCKHOLDERS
PURSUANT TO THE MERGER AGREEMENT.
2. PACWEST ADJOURNMENT PROPOSAL. TO APPROVE Mgmt For For
ONE OR MORE ADJOURNMENTS OF THE PACWEST
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE PACWEST MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933779968
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK N. BAKER Mgmt For For
CRAIG A. CARLSON Mgmt For For
STEPHEN M. DUNN Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
GEORGE E. LANGLEY Mgmt For For
SUSAN E. LESTER Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ARNOLD W. MESSER Mgmt For For
DANIEL B. PLATT Mgmt For For
JOHN W. ROSE Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933742959
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. FIX THE NUMBER OF DIRECTORS OF THE COMPANY Mgmt For For
AT FIFTEEN.
2A. ELECTION OF DIRECTOR: MAUREEN BUCHWALD Mgmt For For
2B. ELECTION OF DIRECTOR: TIMOTHY S. MCLAIN Mgmt For For
2C. ELECTION OF DIRECTOR: RICK R. TAYLOR Mgmt For For
2D. ELECTION OF DIRECTOR: SARAH REESE WALLACE Mgmt For For
3A. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2014 ANNUAL MEETING OF SHAREHOLDERS: DR.
CHARLES W. NOBLE, SR. (IF THE PROPOSAL IN
ITEM 1 IS APPROVED BY THE SHAREHOLDERS OF
THE COMPANY).
3B. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING OF SHAREHOLDERS: ROBERT
E. O'NEILL (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
3C. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2016 ANNUAL MEETING OF SHAREHOLDERS: DONNA
M. ALVARADO (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
7. APPROVE THE PARK NATIONAL CORPORATION 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 704341661
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the accounts of the Mgmt For For
company and reports of the directors of the
company (directors) and the auditors of the
company (auditors) for the year ended 31
December 2012
2 To declare a final dividend on the ordinary Mgmt For For
shares, as recommended by the directors
3 To re-elect David Arculus as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Will Ethridge as a director Mgmt For For
6 To re-elect Robin Freestone as a director Mgmt For For
7 To re-elect Susan Fuhrman as a director Mgmt For For
8 To re-elect Ken Hydon as a director Mgmt For For
9 To re-elect Josh Lewis as a director Mgmt For For
10 To re-elect John Makinson as a director Mgmt For For
11 To re-elect Glen Moreno as a director Mgmt For For
12 To reappoint John Fallon as a director Mgmt For For
13 To receive and approve the report on Mgmt For For
directors' remuneration for the year ended
31 December 2012
14 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 That, pursuant to section 551 of the Mgmt For For
Companies Act 2006 (the Act), the board be
authorised to allot shares in the company
and to grant rights to subscribe for or to
convert any security into shares in the
company: (A) up to an aggregate nominal
amount of GBP 68,122,339.42; and (B)
comprising equity securities, as defined in
the Act, up to an aggregate nominal amount
of GBP 136,244,678.83 (including within
such limit any shares or rights issued or
granted under (A) above) in connection with
an offer by way of a rights issue; (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those CONTD
CONT CONTD securities; and so that the board may Non-Voting
impose any limits or restrictions and make
any arrangements which it considers
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; such
authorities to expire (unless previously
reviewed, varied or revoked by the company
in general meeting)at the close of the AGM
in 2014 provided that, in each case, the
company may make offers and enter in to
agreements during the relevant period which
would, or might, require shares in the
company to be allotted or rights to
subscribe for, or convert any security
into, shares to be granted, after the
authority expires and the board may allot
shares in the company and grant rights
under any such offer or CONTD
CONT CONTD agreement as if the authority had not Non-Voting
expired
17 That, subject to resolution 16 being Mgmt For For
passed, the board be given authority to
allot equity securities for cash under the
authority given by that resolution, free of
the restriction in section 561 (I) of the
Act, such authority to be limited: (A) to
the allotment of equity securities in
connection with an offer of equity
securities (but in the case of the
authority granted under resolution 16(B),
by way of a rights issue only): (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities, if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those securities; and so that the board may
impose any limits or restrictions and make
any arrangements which CONTD
CONT CONTD it considers necessary or appropriate Non-Voting
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (B) in the case of the
authority granted under resolution 16(A),
to the allotment (otherwise than under
17(A) above) of equity securities with an
aggregate nominal value of up to GBP
10,218,350.91; such authority to expire
(unless previously reviewed, varied or
revoked by the company in general meeting)
at the close of the AGM in 2014 provided
that during the relevant period the company
may make offers, and enter into agreements,
which would, or might, require equity
securities to be allotted after the
authority expires and the board may allot
equity securities under any such offer or
agreement as if the CONTD
CONT CONTD authority had not expired Non-Voting
18 That, the company is hereby generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the Act) of ordinary shares of
25p each in the capital of the company
provided that: (i) the maximum number of
ordinary shares hereby authorised to be
purchased is 81,746,807; (ii) the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 25p per
share; (iii) the maximum price (exclusive
of expenses) which may be paid for an
ordinary share is, in respect of an
ordinary share contracted to be purchased
on any day, the higher of (a) an amount
equal to 105% of the average of the middle
market quotations of an ordinary share of
the company derived from the CONTD
CONT CONTD London Stock Exchange Daily Official Non-Voting
List for the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchased and (b)
an amount equal to the higher of the price
of the last independent trade of an
ordinary share and the highest current
independent bid for an ordinary share as
derived from the London Stock Exchange
Trading System; (iv) the authority hereby
conferred shall expire at the close of the
AGM in 2014; and (v) during the relevant
period the company may make a contract to
purchase ordinary shares under this
authority prior to the expiry of such
authority which will or may be executed
wholly or partly after the expiry of such
authority and may make a purchase of
ordinary shares In pursuance of any such
contract as if the authority had not
expired
19 That, in accordance with the company's Mgmt For For
Articles of Association, the company be and
is hereby authorized until the close of the
AGM in 2014, to call general meetings
(other than an annual general meeting) on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 18. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 933753825
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. MEAD Mgmt For For
SUSAN D. RECTOR Mgmt For For
THOMAS J. WOLF Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
SHAREHOLDERS.
3. APPROVAL OF THE PEOPLES BANCORP INC. SECOND Mgmt For For
AMENDED AND RESTATED 2006 EQUITY PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION Agenda Number: 933780098
--------------------------------------------------------------------------------------------------------------------------
Security: 73927C100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: POFNF
ISIN: CA73927C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
ANDRE DESMARAIS Mgmt Withheld Against
THE HON. PAUL DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
GERALD FRERE Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
ROBERT GRATTON Mgmt Withheld Against
V. PETER HARDER Mgmt For For
R. JEFFREY ORR Mgmt For For
J. DAVID A. JACKSON Mgmt For For
LOUISE ROY Mgmt For For
RAYMOND ROYER Mgmt For For
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 933788311
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. COOK Mgmt For For
PETER J. MOERBEEK Mgmt For For
2. APPROVAL OF THE ADOPTION OF THE COMPANY'S Mgmt For For
2013 EQUITY INCENTIVE PLAN.
3. RATIFICATION OF APPOINTMENT OF MOSS ADAMS, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 933786901
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
2. DIRECTOR
ROBERT F. COLEMAN Mgmt For For
JAMES M. GUYETTE Mgmt For For
COLLIN E. ROCHE Mgmt For For
WILLIAM R. RYBAK Mgmt For For
3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
4. ADVISORY (NON-BINDING) VOTE TO APPROVE 2012 Mgmt For For
EXECUTIVE COMPENSATION.
5. ADVISORY (NON-BINDING) VOTE TO DETERMINE Mgmt 1 Year For
THE FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 933743937
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS W. BERRY Mgmt For For
FRANK L. FEKETE Mgmt For For
MATTHEW K. HARDING Mgmt For For
THOMAS B. HOGAN JR. Mgmt For For
2. THE APPROVAL (NON-BINDING) OF EXECUTIVE Mgmt For For
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 704408978
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Mgmt For For
Financial Statements
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend of 20.79 pence Mgmt For For
per ordinary share of the Company
4 To elect Mr Philip Remnant as a director Mgmt For For
5 To re-elect Sir Howard Davies as a director Mgmt For For
6 To re-elect Mr Robert Devey as a director Mgmt For For
7 To re-elect Mr John Foley as a director Mgmt For For
8 To re-elect Mr Michael Garrett as a Mgmt For For
director
9 To re-elect Ms Ann Godbehere as a director Mgmt For For
10 To re-elect Mr Alexander Johnston as a Mgmt For For
director
11 To re-elect Mr Paul Manduca as a director Mgmt For For
12 To re-elect Mr Michael McLintock as a Mgmt For For
director
13 To re-elect Mr Kaikhushru Nargolwala as a Mgmt For For
director
14 To re-elect Mr Nicolaos Nicandrou as a Mgmt For For
director
15 To re-elect Mr Barry Stowe as a director Mgmt For For
16 To re-elect Mr Tidjane Thiam as a director Mgmt For For
17 To re-elect Lord Turnbull as a director Mgmt For For
18 To re-elect Mr Michael Wells as a director Mgmt For For
19 To re-appoint KPMG Audit Plc as auditor Mgmt For For
20 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
21 Renewal of authority to make political Mgmt For For
donations
22 Renewal of authority to allot ordinary Mgmt For For
shares
23 Extension of authority to allot ordinary Mgmt For For
shares to include repurchased shares
24 Adoption of the rules of the Prudential Mgmt For For
2013 Savings-Related Share Option Scheme
25 Adoption of the Prudential Long Term Mgmt For For
Incentive Plan
26 Renewal of authority for disapplication of Mgmt For For
pre-emption rights
27 Renewal of authority for purchase of own Mgmt For For
shares
28 Renewal of authority in respect of notice Mgmt For For
for general meetings
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933759308
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
TAMARA HUGHES GUSTAVSON Mgmt For For
URI P. HARKHAM Mgmt For For
B. WAYNE HUGHES, JR. Mgmt For For
AVEDICK B. POLADIAN Mgmt Withheld Against
GARY E. PRUITT Mgmt Withheld Against
RONALD P. SPOGLI Mgmt For For
DANIEL C. STATON Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933789046
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER PLC, LONDON Agenda Number: 704322887
--------------------------------------------------------------------------------------------------------------------------
Security: G74570121
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re appointment of auditors: Deloitte LLP Mgmt For For
5 Auditors remuneration Mgmt For For
6 Elect Dr Wolfhart Hauser as a director Mgmt For For
7 Elect Duncan Palmer as a director Mgmt For For
8 Elect Linda Sanford as a director Mgmt For For
9 Re-elect Erik Engstrom as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt For For
of the Company
11 Re-elect Adrian Hennah as a director Mgmt For For
12 Re-elect Lisa Hook as a director Mgmt For For
13 Re-elect Robert Polet as a director Mgmt For For
14 Re-elect Ben van der Veer as a director Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own shares Mgmt For For
18 Notice period for general meetings Mgmt For For
19 Long Term Incentive Plan 2013 Mgmt For For
20 Executive Share Option Scheme 2013 Mgmt For For
21 SAYE Share Option Scheme 2013 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933750932
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL M. DELEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1D. ELECTION OF DIRECTOR: NEIL R. WITHINGTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
4. SHAREHOLDER PROPOSAL ON ELIMINATION OF Shr For Against
CLASSIFIED BOARD
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933805559
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. DEVONSHIRE Mgmt For For
JOHN F. FORT III Mgmt For For
BRIAN D. JELLISON Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO CONSIDER A PROPOSAL TO AMEND THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS.
4. TO RATIFY OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CANADA Agenda Number: 933729090
--------------------------------------------------------------------------------------------------------------------------
Security: 780087102
Meeting Type: Annual and Special
Meeting Date: 28-Feb-2013
Ticker: RY
ISIN: CA7800871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W.G. BEATTIE Mgmt For For
D.F. DENISON Mgmt For For
P. GAUTHIER Mgmt For For
R.L. GEORGE Mgmt For For
T.J. HEARN Mgmt For For
A.D. LABERGE Mgmt For For
J. LAMARRE Mgmt For For
B.C. LOUIE Mgmt For For
M.H. MCCAIN Mgmt For For
H. MUNROE-BLUM Mgmt For For
G.M. NIXON Mgmt For For
D.P. O'BRIEN Mgmt For For
J.P. REINHARD Mgmt For For
E. SONSHINE Mgmt For For
K.P. TAYLOR Mgmt For For
B.A. VAN KRALINGEN Mgmt For For
V.L. YOUNG Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
09 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
10 SHAREHOLDER PROPOSAL NO. 7 Shr Against For
11 SHAREHOLDER PROPOSAL NO. 8 Shr Against For
12 SHAREHOLDER PROPOSAL NO. 9 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 933779918
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD D. BRICE Mgmt For For
JOHN J. DELANEY Mgmt For For
MICHAEL J. DONNELLY Mgmt For For
WILLIAM J. GATTI Mgmt For For
JEFFREY D. GRUBE Mgmt For For
FRANK W. JONES Mgmt For For
JOSEPH A. KIRK Mgmt For For
DAVID L. KRIEGER Mgmt For For
JAMES C. MILLER Mgmt For For
FRED J. MORELLI, JR. Mgmt For For
FRANK J. PALERMO, JR. Mgmt For For
CHARLES A. SPADAFORA Mgmt For For
CHRISTINE J. TORETTI Mgmt For For
CHARLES G. URTIN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2013.
3. TO APPROVE A NON-BINDING PROPOSAL ON THE Mgmt For For
COMPENSATION OF S&T'S EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC. Agenda Number: 933763408
--------------------------------------------------------------------------------------------------------------------------
Security: 785060104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SYBT
ISIN: US7850601045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE ACTION OF THE Mgmt For For
BOARD OF DIRECTORS FIXING THE NUMBER OF
DIRECTORS AT TWELVE.
2. DIRECTOR
CHARLES R. EDINGER, III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
RICHARD NORTHERN Mgmt For For
STEPHEN M. PRIEBE Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
KATHY C. THOMPSON Mgmt For For
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR S.Y. BANCORP, INC. FOR THE YEAR
ENDING DECEMBER 31, 2013.
4. THE APPROVAL OF THE ACTION OF THE BOARD OF Mgmt For For
DIRECTORS TO ADOPT THE ANNUAL CASH
INCENTIVE PLAN, INCLUDING THE PERFORMANCE
CRITERIA THAT WILL BE USED UNDER THAT PLAN
TO ESTABLISH GOALS FOR COVERED EXECUTIVES.
5. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt Against Against
OF BANCORP'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933734851
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO INCREASE
THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
FROM 405,000,000 TO 1,605,000,000.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933825979
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STRATTON SCLAVOS Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.3 ELECTION OF DIRECTOR: SHIRLEY YOUNG Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2014.
5. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt For For
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933753332
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1H. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1I. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2013 LONG-TERM INCENTIVE PLAN. Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STARZ Agenda Number: 933815473
--------------------------------------------------------------------------------------------------------------------------
Security: 85571Q102
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: STRZA
ISIN: US85571Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY B. MAFFEI Mgmt Withheld Against
IRVING L. AZOFF Mgmt For For
SUSAN M. LYNE Mgmt For For
2. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt Against Against
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, Mgmt 1 Year Against
ON AN ADVISORY BASIS, THE FREQUENCY AT
WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY
VOTE ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECAPITALIZE THE COMPANY BY
DELETING THE PROVISIONS RELATING TO OUR
COMPANY'S CAPITAL AND STARZ TRACKING STOCK
GROUPS.
5. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECAPITALIZE OUR COMPANY BY
CREATING A NEW CLASS OF OUR COMPANY'S
COMMON STOCK, WHICH IS DIVIDED INTO THREE
SERIES.
6. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO RECLASSIFY EACH SHARE OF EACH
SERIES OF OUR COMPANY'S EXISTING LIBERTY
CAPITAL COMMON STOCK INTO ONE SHARE OF THE
CORRESPONDING SERIES OF OUR COMPANY'S
COMMON STOCK.
7. A PROPOSAL TO AMEND AND RESTATE THE CURRENT Mgmt For For
CHARTER TO MAKE CERTAIN CONFORMING CHANGES
AS A RESULT OF THE CHARTER PROPOSALS.
8. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933752467
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
SUSQUEHANNA BANCSHARES, INC. Agenda Number: 933746414
--------------------------------------------------------------------------------------------------------------------------
Security: 869099101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: SUSQ
ISIN: US8690991018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. AGNONE, SR. Mgmt For For
WAYNE E. ALTER, JR. Mgmt For For
HENRY R. GIBBEL Mgmt For For
BRUCE A. HEPBURN Mgmt For For
DONALD L. HOFFMAN Mgmt For For
SARA G. KIRKLAND Mgmt For For
JEFFREY F. LEHMAN Mgmt For For
MICHAEL A. MORELLO Mgmt For For
SCOTT J. NEWKAM Mgmt For For
ROBERT E. POOLE, JR. Mgmt For For
WILLIAM J. REUTER Mgmt For For
ANDREW S. SAMUEL Mgmt For For
CHRISTINE SEARS Mgmt For For
JAMES A. ULSH Mgmt For For
2. APPROVAL AND ADOPTION OF THE SUSQUEHANNA Mgmt For For
BANCSHARES, INC. 2013 OMNIBUS EQUITY
COMPENSATION PLAN.
3. APPROVAL, IN AN ADVISORY VOTE, OF Mgmt For For
SUSQUEHANNA'S EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SUSQUEHANNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704275785
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.1 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.2 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.3 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
audit work during 2012
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 10.75 per share, and that Monday, 25
March 2013 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the proposal,
Euroclear expects to distribute the
dividend on Thursday, 28 March 2013
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting
14 Determining the number of auditors to be Mgmt For For
appointed by the meeting
15 Deciding fees for Board members and Mgmt Against Against
auditors
16 Election of the Board members and the Mgmt Against Against
Chairman of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Mr Hans Larsson who has
declined re-election. The nomination
committee also proposes that Mr Anders
Nyren be elected as Chairman of the Board
17 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2014. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2012: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, while Mr
Erik Astrom (authorised public accountant)
will be appointed as auditor in charge for
Ernst & Young AB
18 The Board's proposal concerning guidelines Mgmt For For
for compensation to senior management
19 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Shareholder's
proposal regarding a change to the articles
of association in respect of the
composition of the Board
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWISS RE AG, ZUERICH Agenda Number: 704336381
--------------------------------------------------------------------------------------------------------------------------
Security: H8431B109
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: CH0126881561
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153200,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Consultative vote on the compensation Mgmt For For
report
1.2 Approval of the Annual Report, annual and Mgmt For For
consolidated financial statements for the
2012 financial year
2 Allocation of disposable profit Mgmt For For
3.1 Ordinary dividend by way of a withholding Mgmt For For
tax exempt repayment of legal reserves from
capital contributions of CHF 3.50 per share
and a prior reclassification into other
reserves
3.2 Special dividend by way of a withholding Mgmt For For
tax exempt repayment of legal reserves from
capital contributions of CHF 4.00 per share
and a prior reclassification into other
reserves
4 Discharge of the members of the Board of Mgmt For For
Directors
5.1.1 Re-election of Walter B. Kielholz Mgmt For For
5.1.2 Re-election of Malcolm D. Knight Mgmt For For
5.1.3 Re-election of Carlos E. Represas Mgmt For For
5.1.4 Re-election of Jean-Pierre Roth Mgmt For For
5.1.5 Election of Mary Francis Mgmt For For
5.2 Re-election of the auditor: Mgmt For For
PricewaterhouseCoopers Ag (PwC), Zurich
6.1 Amendment of Art. 3a of the Articles of Mgmt For For
Association (conditional capital for
Equity-Linked Financing Instruments)
6.2 Renewal and amendment of the authorised Mgmt For For
capital as per Art. 3b of the Articles of
Association
6.3 Cancellation of the authorised capital as Mgmt For For
per Art. 3c of the Articles of Association
7 Ad-hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR CAPITAL GROUP, INC. Agenda Number: 933814178
--------------------------------------------------------------------------------------------------------------------------
Security: 876851106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: TAYC
ISIN: US8768511060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE W. TAYLOR Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. HOPPE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD L. BLIWAS Mgmt For For
1D. ELECTION OF DIRECTOR: C. BRYAN DANIELS Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD EMANUEL Mgmt Against Against
1F. ELECTION OF DIRECTOR: M. HILL HAMMOCK Mgmt Against Against
1G. ELECTION OF DIRECTOR: ELZIE L. HIGGINBOTTOM Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: LOUISE O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHEPHERD G. PRYOR, IV Mgmt Against Against
1K. ELECTION OF DIRECTOR: HARRISON I. STEANS Mgmt For For
1L. ELECTION OF DIRECTOR: JENNIFER W. STEANS Mgmt For For
1M. ELECTION OF DIRECTOR: JEFFREY W. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD W. TINBERG Mgmt For For
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT (A
"SAY-ON-PAY" PROPOSAL).
3. RECOMMENDATION, IN A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE, OF THE FREQUENCY OF FUTURE SAY-ON-PAY
PROPOSALS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
6. APPROVAL OF THE COMPANY'S 2013 SUCCESS PLAN Mgmt For For
AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 933772142
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M996
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker:
ISIN: CA87971M9969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.H. (DICK) AUCHINLECK Mgmt For For
A. CHARLES BAILLIE Mgmt For For
MICHELINE BOUCHARD Mgmt For For
R. JOHN BUTLER Mgmt For For
BRIAN A. CANFIELD Mgmt For For
STOCKWELL DAY Mgmt For For
DARREN ENTWISTLE Mgmt For For
RUSTON E.T. GOEPEL Mgmt For For
JOHN S. LACEY Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
JOHN MANLEY Mgmt For For
DONALD WOODLEY Mgmt For For
02 APPOINT DELOITTE LLP AS AUDITORS FOR THE Mgmt For For
ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX
THEIR REMUNERATION.
03 ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION.
4A APPROVE ALTERATION OF AUTHORIZED SHARE Mgmt For For
STRUCTURE TO ELIMINATE NON-VOTING SHARES
AND INCREASE MAXIMUM NUMBER OF COMMON
SHARES TO 2,000,000,000.
4B APPROVE, BY SPECIAL RESOLUTION, THE Mgmt For For
AMENDMENT AND RESTATEMENT OF THE ARTICLES.
05 APPROVE AMENDMENT TO, AND RECONFIRMATON OF Mgmt For For
THE SHAREHOLDER RIGHTS PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 933725725
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 26-Feb-2013
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAN L. BATRACK Mgmt For For
HUGH M. GRANT Mgmt For For
PATRICK C. HADEN Mgmt For For
J. CHRISTOPHER LEWIS Mgmt For For
ALBERT E. SMITH Mgmt For For
J. KENNETH THOMPSON Mgmt For For
RICHARD H. TRULY Mgmt For For
2 TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD, PETAH TIKVA Agenda Number: 704012753
--------------------------------------------------------------------------------------------------------------------------
Security: M8769Q102
Meeting Type: AGM
Meeting Date: 12-Sep-2012
Ticker:
ISIN: IL0006290147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Declaration that the interim dividend on Mgmt For For
account of 2011 paid in 4 installments and
totaling NIS 3.40 (approx 0.77 USD) a share
be final for 2011
2.A Appointment of the following person as Mgmt For For
director for a period of 3 years: Phillip
Frost
2.B Appointment of the following person as Mgmt For For
director for a period of 3 years: Roger
Abravanel
2.C Appointment of the following person as Mgmt For For
director for a period of 3 years: Prof.
Richard Lerner
2.D Appointment of the following person as Mgmt For For
director for a period of 3 years: Galia
Maor
2.E Appointment of the following person as Mgmt For For
director for a period of 3 years: Erez
Vigodman
3.1 Approval of directors remuneration as Mgmt For For
follows: all directors other than the
chairman and vice chairman, annual
remuneration 190,000 USD and meeting
attendance fee 2,000 USD, payable in Israel
currency linked to the consumer prices
index
3.2 Approval of directors remuneration as Mgmt For For
follows: chairman Dr. Phillip Frost, re
imbursement of expenses in an amount of
298,000 USD (in excess of 700,000 USD) in
respect of travel expenses incurred by him
on behalf of the company in 2011, annual
remuneration 900,000 USD payable in Israel
currency linked as above, reimbursement of
an annual amount of 700,000 USD for out of
pocket air travel in connection with
participation at board meetings
3.3 Approval of directors remuneration as Mgmt For For
follows: vice chairman Prof. Moshe Many,
annual remuneration in the amount of
400,000 USD payable in Israel currency
linked as above
4 Update of the articles, including inter Mgmt For For
alia amendment in accordance with recent
changes to Israel law including the
provisions relating to d and o liability
exemption, insurance and indemnity
5 Subject to resolution 4 above, issue to the Mgmt For For
directors of indemnity and liability
release agreements up to an amount of 200
million USD
6 Appointment of accountant auditors and Mgmt For For
authorization of the board to fix their
fees
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 3.3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933766896
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933729432
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS COLLIGAN Mgmt For For
TIMOTHY DONAHUE Mgmt For For
ROBERT DUTKOWSKY Mgmt For For
BRUCE GORDON Mgmt For For
NAREN GURSAHANEY Mgmt For For
BRIDGETTE HELLER Mgmt For For
KATHLEEN HYLE Mgmt For For
KEITH MEISTER Mgmt For For
DINESH PALIWAL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933779540
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2013.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr For Against
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA Agenda Number: 933737085
--------------------------------------------------------------------------------------------------------------------------
Security: 064149107
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BNS
ISIN: CA0641491075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD A. BRENNEMAN Mgmt For For
C.J. CHEN Mgmt For For
DAVID A. DODGE Mgmt For For
N. ASHLEIGH EVERETT Mgmt For For
JOHN C. KERR Mgmt For For
JOHN T. MAYBERRY Mgmt For For
THOMAS C. O'NEILL Mgmt For For
BRIAN J. PORTER Mgmt For For
AARON W. REGENT Mgmt For For
INDIRA V. SAMARASEKERA Mgmt For For
SUSAN L. SEGAL Mgmt For For
PAUL D. SOBEY Mgmt For For
BARBARA S. THOMAS Mgmt For For
RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
03 ADVISORY VOTE ON NON-BINDING RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION APPROACH.
04 SHAREHOLDER PROPOSAL 1. Shr Against For
05 SHAREHOLDER PROPOSAL 2. Shr Against For
06 SHAREHOLDER PROPOSAL 3. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933747430
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B) ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1E) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F) ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1H) ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1I) ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1J) ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1L) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR.
3. ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt For For
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND RELATED EXPENDITURES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr For Against
OF AN ANNUAL SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933691277
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2012
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSE MARIE BRAVO Mgmt For For
PAUL J. FRIBOURG Mgmt For For
MELLODY HOBSON Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
BARRY S. STERNLICHT Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. AMENDMENT TO THE CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 933713011
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUANE C. MCDOUGALL Mgmt For For
A. DANIEL O'NEAL, JR. Mgmt For For
DONALD A. WASHBURN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933746236
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933745020
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A.F. ANTON Mgmt For For
C.M. CONNOR Mgmt For For
D.F. HODNIK Mgmt For For
T.G. KADIEN Mgmt For For
R.J. KRAMER Mgmt For For
S.J. KROPF Mgmt For For
R.K. SMUCKER Mgmt For For
J.M. STROPKI Mgmt For For
2. ADVISORY APPROVAL OF COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVES.
3. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933789490
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. RATIFICATION OF BY-LAW AMENDMENT Mgmt For For
5. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE TWO-THIRDS
SUPERMAJORITY REQUIREMENTS IN ARTICLE
ELEVENTH TO A MAJORITY VOTE
6. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE 75% SUPERMAJORITY
REQUIREMENTS IN ARTICLE THIRTEENTH TO A
TWO-THIRDS VOTE
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704444897
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Annual report 2012. 2012 annual report of Mgmt For For
the board of directors. 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements. Statutory auditor's report
.Approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt For For
3 Resolution for the appropriation of the net Mgmt Against Against
income
4 Re-election to the board of directors Mgmt Against Against
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt For For
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933734306
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 04-Apr-2013
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt For For
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
HENRY H. KETCHAM Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
KAREN E. MAIDMENT Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
COMPENSATION SECTIONS OF THE MANAGEMENT
PROXY CIRCULAR *ADVISORY VOTE*
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For
F SHAREHOLDER PROPOSAL C Shr Against For
G SHAREHOLDER PROPOSAL D Shr Against For
H SHAREHOLDER PROPOSAL E Shr Against For
I SHAREHOLDER PROPOSAL F Shr Against For
J SHAREHOLDER PROPOSAL G Shr Against For
K SHAREHOLDER PROPOSAL H Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 STOCK INCENTIVE PLAN.
4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 933772116
--------------------------------------------------------------------------------------------------------------------------
Security: 884903105
Meeting Type: Annual and Special
Meeting Date: 08-May-2013
Ticker: TRI
ISIN: CA8849031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID THOMSON Mgmt For For
JAMES C. SMITH Mgmt For For
MANVINDER S. BANGA Mgmt For For
DAVID W. BINET Mgmt For For
MARY CIRILLO Mgmt For For
STEVEN A. DENNING Mgmt For For
LAWTON W. FITT Mgmt For For
SIR DERYCK MAUGHAN Mgmt For For
KEN OLISA, OBE Mgmt For For
VANCE K. OPPERMAN Mgmt For For
JOHN M. THOMPSON Mgmt For For
PETER J. THOMSON Mgmt For For
WULF VON SCHIMMELMANN Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION.
03 TO APPROVE AN AMENDMENT TO THE THOMSON Mgmt For For
REUTERS U.S. EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE MAXIMUM NUMBER OF COMMON
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY SEVEN MILLION COMMON SHARES.
04 TO ACCEPT, ON AN ADVISORY BASIS, THE Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933770643
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933771114
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAURICE TAYLOR, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. TO APPROVE TITAN INTERNATIONAL, INC. Mgmt For For
SHORT-TERM INCENTIVE PLAN
4. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 933777546
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL A. COHEN Mgmt For For
DAVID M. WATHEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE INCREASE IN THE NUMBER OF SHARES Mgmt For For
RESERVED FOR ISSUANCE UNDER THE 2011 TRIMAS
CORPORATION OMNIBUS INCENTIVE COMPENSATION
PLAN BY 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933768321
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
ADRIAN LAJOUS Mgmt For For
MELENDY E. LOVETT Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DOUGLAS L. ROCK Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
TRINITY INDUSTRIES, INC. 2004 STOCK OPTION
AND INCENTIVE PLAN.
4. APPROVAL OF THE TRINITY INDUSTRIES, INC. Mgmt For For
ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933791192
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RONALD N. TUTOR Mgmt For For
MARILYN A. ALEXANDER Mgmt Withheld Against
PETER ARKLEY Mgmt Withheld Against
ROBERT BAND Mgmt For For
MICHAEL R. KLEIN Mgmt Withheld Against
MARTIN R. MELONE Mgmt Withheld Against
ROBERT L. MILLER Mgmt For For
RAYMOND R. ONEGLIA Mgmt Withheld Against
DONALD D. SNYDER Mgmt Withheld Against
DICKRAN M. TEVRIZIAN JR Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE, LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS
OF TUTOR PERINI CORP. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933676580
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Special
Meeting Date: 17-Sep-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE DISTRIBUTION OF SHARES Mgmt For For
OF ADT COMMON STOCK TO BE MADE IN THE FORM
OF A SPECIAL DIVIDEND IN KIND OUT OF
QUALIFYING CONTRIBUTED SURPLUS.
2. THE APPROVAL OF THE DISTRIBUTION OF TYCO Mgmt For For
FLOW CONTROL COMMON SHARES TO BE MADE IN
THE FORM OF A SPECIAL DIVIDEND IN KIND OUT
OF QUALIFYING CONTRIBUTED SURPLUS.
3. DIRECTOR
GEORGE R. OLIVER Mgmt For For
FRANK M. DRENDEL Mgmt For For
4. THE APPROVAL OF THE PAYMENT OF AN ORDINARY Mgmt For For
CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED
SURPLUS IN THE AGGREGATE AMOUNT OF UP TO
$0.30 PER SHARE.
5. THE APPROVAL OF THE TYCO INTERNATIONAL LTD. Mgmt For For
2012 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933743975
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WARNER L. BAXTER Mgmt For For
DAVID R. BRADLEY, JR. Mgmt For For
NANCY K. BUESE Mgmt For For
PETER J. DESILVA Mgmt For For
TERRENCE P. DUNN Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
J. MARINER KEMPER Mgmt For For
KRIS A. ROBBINS Mgmt For For
THOMAS D. SANDERS Mgmt For For
L. JOSHUA SOSLAND Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S RETENTION Mgmt For For
OF DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY'S AUDITORS AND TO EXAMINE AND AUDIT
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FOR THE FISCAL YEAR
2013.
3 TO AMEND THE COMPANY'S LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A POLICY TO REQUIRE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 933738099
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: PEGGY Y. FOWLER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. LANSING Mgmt Against Against
1F. ELECTION OF DIRECTOR: LUIS F. MACHUCA Mgmt For For
1G. ELECTION OF DIRECTOR: LAUREEN E. SEEGER Mgmt For For
1H. ELECTION OF DIRECTOR: DUDLEY R. SLATER Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN F. STEVENS Mgmt For For
1J. ELECTION OF DIRECTOR: HILLIARD C. TERRY, Mgmt For For
III
1K. ELECTION OF DIRECTOR: BRYAN L. TIMM Mgmt For For
1L. ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Mgmt For For
2. TO RATIFY THE AUDIT AND COMPLIANCE Mgmt For For
COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO CONSIDER AND APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL REGARDING
COMPENSATION OF COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. ADOPTION OF THE NEW UMPQUA HOLDINGS Mgmt For For
CORPORATION 2013 INCENTIVE PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 704327786
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0315/201303151300665.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031300888.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions for the financial year 2012.
Approval of the annual corporate financial
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Option to pay a part of the dividend in new Mgmt For For
shares
O.5 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.6 Renewal of term of Mr. Francois Jaclot as Mgmt For For
Supervisory Board member
O.7 Renewal of term of Mr. Frans Cremers as Mgmt For For
Supervisory Board member
O.8 Authorization to be granted to the Mgmt For For
Executive Board to trade in Company's
shares
E.9 Delegation to be granted to the Executive Mgmt For For
Board to reduce share capital by
cancellation of treasury shares
E.10 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.11 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide with
cancellation of preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.12 Delegation of authority to be granted the Mgmt For For
Executive Board to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights pursuant to the 10th
and 11th resolutions
E.13 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out with
cancellation of preferential subscription
rights share capital increase by issuing
shares and/or securities giving access to
capital, in consideration for in-kind
contributions granted to the Company
E.14 Delegation of authority to the Executive Mgmt For For
Board to carry out capital increase by
issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
O.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933781723
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
W. GASTON CAPERTON, III Mgmt For For
LAWRENCE K. DOLL Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
F.T. GRAFF, JR. Mgmt For For
DOUGLAS J. LEECH Mgmt For For
JOHN M. MCMAHON Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
WILLIAM C. PITT, III Mgmt For For
DONALD L. UNGER Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD, SINGAPORE Agenda Number: 704370321
--------------------------------------------------------------------------------------------------------------------------
Security: V96194127
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements, the Mgmt For For
Directors' Report and the Auditors' Report
for the year ended 31 December 2012
2 To declare a final one-tier tax-exempt Mgmt For For
dividend of 40 cents and a special one-tier
tax-exempt dividend of ten cents per
ordinary share for the year ended 31
December 2012
3 To approve Directors' fees of SGD1,815,000 Mgmt For For
for 2012 (2011: SGD1,670,000)
4 To approve a fee of SGD2,250,000 (2011: Mgmt Against Against
SGD2,250,000) to the Chairman of the Bank,
Dr Wee Cho Yaw, for the period from January
2012 to December 2012
5 To re-appoint Ernst & Young LLP as Auditors Mgmt For For
of the Company and authorise the Directors
to fix their remuneration
6 To re-elect Mr Wee Ee Cheong as a director Mgmt For For
7 To re-elect Mr Franklin Leo Lavin as a Mgmt For For
director
8 To re-elect Mr James Koh Cher Siang as a Mgmt For For
director
9 To re-elect Mr Ong Yew Huat as a director Mgmt For For
10 That pursuant to Section 153(6) of the Mgmt Against Against
Companies Act, Chapter 50 of Singapore, Dr
Wee Cho Yaw be and is hereby re-appointed
as a Director of the Company to hold such
office until the next Annual General
Meeting (AGM) of the Company
11 That pursuant to Section 153(6) of the Mgmt For For
Companies Act, Chapter 50 of Singapore,
Professor Cham Tao Soon be and is hereby
re-appointed as a Director of the Company
to hold such office until the next Annual
General Meeting (AGM) of the Company
12 That authority be and is hereby given to Mgmt For For
the Directors to: (a) (i) issue ordinary
shares in the capital of the Company
(Shares) whether by way of rights, bonus or
otherwise; and/or (ii) make or grant
offers, agreements or options
(collectively, Instruments) that might or
would require Shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into Shares, at any time and
upon such terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute discretion
deem fit; and (b) (notwithstanding the
authority conferred by this Resolution may
have ceased to be in force) issue Shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: CONTD
CONT CONTD : (1) the aggregate number of Non-Voting
ordinary shares to be issued pursuant to
this Resolution (including Shares to be
issued in pursuance of Instruments made or
granted pursuant to this Resolution) does
not exceed 50 per cent of the total number
of issued Shares, excluding treasury
shares, in the capital of the Company (as
calculated in accordance with paragraph (2)
below), of which the aggregate number of
Shares to be issued other than on a
pro-rata basis to shareholders of the
Company (including Shares to be issued in
pursuance of Instruments made or granted
pursuant to this Resolution) does not
exceed 20 per cent of the total number of
issued shares, excluding treasury shares,
in the capital of the Company (as
calculated in accordance with paragraph (2)
below); (2) (subject to such manner of
calculation as may be CONTD
CONT CONTD prescribed by the Singapore Exchange Non-Voting
Securities Trading Limited (SGX-ST)) for
the purpose of determining the aggregate
number of Shares that may be issued under
paragraph (1) above, the percentage of
issued Shares shall be based on the total
number of issued shares, excluding treasury
shares, in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) new ordinary Shares
arising from the conversion or exercise of
any convertible securities or share options
or vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any
subsequent bonus issue, consolidation or
subdivision of Shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the Listing Manual of the
SGX-ST for the CONTD
CONT CONTD time being in force (unless such Non-Voting
compliance has been waived by the SGX-ST)
and the Articles of Association for the
time being of the Company; and (4) (unless
revoked or varied by the Company in a
general meeting) the authority conferred by
this Resolution shall continue in force
until the conclusion of the next AGM of the
Company or the date by which the next AGM
of the Company is required by law to be
held, whichever is earlier
13 That authority be and is hereby given to Mgmt For For
the Directors to allot and issue from time
to time such number of ordinary Shares as
may be required to be allotted and issued
pursuant to the UOB Scrip Dividend Scheme
14 That (a) authority be and is hereby given Mgmt For For
to the Directors to: (i) allot and issue
any of the preference shares referred to in
Articles 7A, 7B, 7C, 7D, 7E and/or 7F of
the Articles of Association of the Company;
and/or (ii) make or grant offers,
agreements or options that might or would
require the preference shares referred to
in sub-paragraph (i) above to be issued, at
any time and upon such terms and conditions
and for such purposes and to such persons
as the Directors may in their absolute
discretion deem fit and (notwithstanding
that the authority conferred by this
Resolution may have ceased to be in force)
to issue the preference shares referred to
in subparagraph (i) above in connection
with any offers, agreements or options made
or granted by the Directors while this
Resolution is in force; (b) the Directors
be CONTD
CONT CONTD authorised to do all such things and Non-Voting
execute all such documents as they may
consider necessary or appropriate to give
effect to this Resolution as they may deem
fit; and (c) (unless revoked or varied by
the Company in a general meeting) the
authority conferred by this Resolution
shall continue in force until the
conclusion of the next AGM of the Company
or the date by which the next AGM of the
Company is required by law to be held,
whichever is earlier
15 That (a) for the purposes of Sections 76C Mgmt For For
and 76E of the Companies Act, the exercise
by the Directors of the Company of all the
powers of the Company to purchase or
otherwise acquire issued ordinary shares in
the capital of the Company not exceeding in
aggregate the Maximum Limit (as hereafter
defined) at such price or prices as may be
determined by the Directors from time to
time up to the Maximum Price (as hereafter
defined), whether by way of: (i) market
purchase(s) (Market Purchase) on the
SGX-ST; and/or (ii) off-market purchase(s)
(Off-Market Purchase) (if effected
otherwise than on the SGX-ST) in
accordance with any equal access scheme(s)
as may be determined or formulated by the
Directors as they consider fit, which
scheme(s) shall satisfy all the conditions
prescribed by the Companies Act, and
otherwise in CONTD
CONT CONTD accordance with all other laws, Non-Voting
regulations and rules of the SGX-ST as may
for the time being be applicable, be and is
hereby authorised and approved generally
and unconditionally (the Share Purchase
Mandate); (b) the authority conferred on
the Directors pursuant to the Share
Purchase Mandate may be exercised by the
Directors at any time and from time to time
during the period commencing from the date
of the passing of this Resolution and
expiring on the earliest of: (i) the date
on which the next AGM of the Company is
held or required by law to be held; (ii)
the date on which the purchases or
acquisitions of Shares pursuant to the
Share Purchase Mandate are carried out to
the full extent mandated; or (iii) the date
on which the authority conferred by the
Share Purchase Mandate is revoked or varied
by the Company CONTD
CONT CONTD in a general meeting; (c) in this Non-Voting
Resolution 15: "Relevant Period" means the
period commencing from the date on which
the last AGM of the Company was held and
expiring on the date the next AGM of the
Company is held or is required by law to be
held, whichever is the earlier, after the
date of this Resolution; "Maximum Limit"
means that number of Shares representing
five per cent of the total number of issued
Shares (excluding any Shares which are held
as treasury shares) as at the date of the
passing of this Resolution unless the
Company has effected a reduction of the
share capital of the Company in accordance
with the applicable provisions of the
Companies Act, at any time during the
Relevant Period, in which event the issued
Shares shall be taken to be the total
number of the issued Shares as altered by
such CONTD
CONT CONTD capital reduction (excluding any Non-Voting
Shares which are held as treasury shares as
at that date); and "Maximum Price" in
relation to a Share to be purchased or
acquired, means the purchase price
(excluding brokerage, commission,
applicable goods and services tax and other
related expenses) which shall not exceed:
(i) in the case of a Market Purchase, 105
per cent of the Average Closing Price of
the Shares; and (ii) in the case of an
Off-Market Purchase, 110 per cent of the
Average Closing Price of the Shares, where:
"Average Closing Price" means the average
of the last dealt prices of the Shares over
the five consecutive market days on which
the Shares were transacted on the SGX-ST
immediately preceding the date of the
Market Purchase by the Company or, as the
case may be, the date of the making of the
offer pursuant to CONTD
CONT CONTD the Off-Market Purchase, and deemed Non-Voting
to be adjusted in accordance with the
listing rules of the SGX-ST for any
corporate action which occurs after the
relevant five-day period; and "date of the
making of the offer" means the date on
which the Company announces its intention
to make an offer for an Off-Market
Purchase, stating therein the purchase
price (which shall not be more than the
Maximum Price calculated on the foregoing
basis) for each Share and the relevant
terms of the equal access scheme for
effecting the Off-Market Purchase; and (d)
the Directors and/or any of them be and are
hereby authorised to complete and do all
such acts and things (including executing
such documents as may be required) as they
and/or he may consider expedient or
necessary to give effect to the
transactions contemplated and/or CONTD
CONT CONTD authorised by this Resolution Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933754548
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
URS CORPORATION Agenda Number: 933793970
--------------------------------------------------------------------------------------------------------------------------
Security: 903236107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: URS
ISIN: US9032361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1B. ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH Mgmt For For
1G. ELECTION OF DIRECTOR: GEN. JOSEPH W. Mgmt For For
RALSTON
1H. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE PLAN.
3. TO RATIFY THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
US ECOLOGY, INC. Agenda Number: 933786608
--------------------------------------------------------------------------------------------------------------------------
Security: 91732J102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: ECOL
ISIN: US91732J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VICTOR J. BARNHART Mgmt For For
1.2 ELECTION OF DIRECTOR: JOE F. COLVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL FOX Mgmt For For
1.4 ELECTION OF DIRECTOR: JEFFREY S. MERRIFIELD Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN A. ROMANO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933749129
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1L. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"DISCLOSURE OF POLITICAL CONTRIBUTIONS."
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933768496
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING AN EQUITY Shr For Against
RETENTION POLICY.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATION Shr For Against
OF EQUITY AWARD VESTING.
7. STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UP Shr For Against
PAYMENTS.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
05 NETWORK NEUTRALITY Shr For Against
06 LOBBYING ACTIVITIES Shr For Against
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr For Against
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr For Against
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933784755
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CANDACE K. BEINECKE Mgmt Withheld Against
ROBERT P. KOGOD Mgmt Withheld Against
DAVID MANDELBAUM Mgmt Withheld Against
RICHARD R. WEST Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING.
5 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.
6 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
ESTABLISHING ONE CLASS OF TRUSTEES TO BE
ELECTED ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933786634
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr For Against
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933809797
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD E. NED GUILLET Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD J. Mgmt For For
MITTELSTAEDT
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
4. PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE
SUPERMAJORITY VOTING REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933767038
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JOSEPH R. SWEDISH Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4 IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 704460423
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL ("2"), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Mr Frank Lowy AC is re-elected as a Mgmt For For
Director of the Company
4 That Mr Brian Schwartz AM is re-elected as Mgmt For For
a Director of the Company
5 That Mr Roy Furman is re-elected as a Mgmt For For
Director of the Company
6 That Mr Peter Allen is re-elected as a Mgmt For For
Director of the Company
7 That Mr Mark G. Johnson is elected as a Mgmt For For
Director of the Company
8 That an extension to the on-market buy-back Mgmt For For
be approved
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 933788032
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PETER D. CRIST Mgmt For For
BRUCE K. CROWTHER Mgmt For For
JOSEPH F. DAMICO Mgmt For For
BERT A. GETZ, JR. Mgmt For For
H. PATRICK HACKETT, JR. Mgmt For For
SCOTT K. HEITMANN Mgmt For For
CHARLES H. JAMES III Mgmt For For
ALBIN F. MOSCHNER Mgmt For For
THOMAS J. NEIS Mgmt For For
CHRISTOPHER J. PERRY Mgmt For For
INGRID S. STAFFORD Mgmt For For
SHEILA G. TALTON Mgmt For For
EDWARD J. WEHMER Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S 2012 Mgmt For For
EXECUTIVE COMPENSATION
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933774970
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN G.S. FOWKE Mgmt For For
III
1E. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1H. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1K. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1L. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933658974
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 12-Jul-2012
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED J. AMOROSO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1E. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. AMENDMENT TO THE COMPANY'S 1995 STOCK PLAN. Mgmt For For
4. AMENDMENT TO THE COMPANY'S 1996 DIRECTORS' Mgmt For For
STOCK PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr For Against
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933751679
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
EXECUTIVE PERFORMANCE INCENTIVE PLAN
5. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
2009 STOCK INCENTIVE PLAN
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Atlanta Capital Select Equity Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617)482-8260
Date of fiscal year end: 9/30
Date of reporting period: 07/1/2012 - 06/30/2013
Eaton Vance Atlanta Capital Select Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 933810536
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt For For
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt For For
1F. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1G. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt For For
2. TO APPROVE THE 2013 INCENTIVE STOCK AWARD Mgmt For For
PLAN.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933782206
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL C. THURK Mgmt For For
1.3 ELECTION OF DIRECTOR: BARBARA V. SCHERER Mgmt For For
2. A NON-BINDING, ADVISORY VOTE ON Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933747529
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2013
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr For Against
GAS AND OTHER AIR EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 933775857
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARCEL R. COUTU Mgmt For For
MAUREEN KEMPSTON DARKES Mgmt For For
LANCE LIEBMAN Mgmt For For
FRANK J. MCKENNA Mgmt For For
YOUSSEF A. NASR Mgmt For For
JAMES A. PATTISON Mgmt For For
SEEK NGEE HUAT Mgmt For For
DIANA L. TAYLOR Mgmt For For
02 THE APPOINTMENT OF THE EXTERNAL AUDITOR AND Mgmt For For
AUTHORIZING THE DIRECTORS TO SET ITS
REMUNERATION;
03 THE SAY ON PAY RESOLUTION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. Agenda Number: 933797168
--------------------------------------------------------------------------------------------------------------------------
Security: 249030107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: XRAY
ISIN: US2490301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAULA H. CHOLMONDELEY Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. COLEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN C. MILES, II Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN L. MICLOT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
4. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
IN ORDER TO ELIMINATE THE CLASSIFIED BOARD.
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF POLITICAL EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933687418
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2012. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2012. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For
(NOMINATION COMMITTEE (CHAIRMAN OF THE
COMMITTEE))
9. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
10. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
11. RE-ELECTION OF HT STITZER AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
12. RE-ELECTION OF PS WALSH AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
14. ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
15. RE-APPOINTMENT OF AUDITOR. Mgmt For For
16. REMUNERATION OF AUDITOR. Mgmt For For
17. AUTHORITY TO ALLOT SHARES. Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
21. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 933771227
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STANLEY M. BERGMAN Mgmt For For
GERALD A. BENJAMIN Mgmt For For
JAMES P. BRESLAWSKI Mgmt For For
MARK E. MLOTEK Mgmt For For
STEVEN PALADINO Mgmt For For
BARRY J. ALPERIN Mgmt For For
PAUL BRONS Mgmt For For
DONALD J. KABAT Mgmt For For
PHILIP A. LASKAWY Mgmt For For
KARYN MASHIMA Mgmt For For
NORMAN S. MATTHEWS Mgmt For For
CAROL RAPHAEL Mgmt For For
BRADLEY T. SHEARES, PHD Mgmt For For
LOUIS W. SULLIVAN, MD Mgmt For For
2. PROPOSAL TO AMEND THE COMPANY'S SECTION Mgmt For For
162(M) CASH BONUS PLAN TO EXTEND THE TERM
OF THE PLAN TO DECEMBER 31, 2017 AND TO
RE-APPROVE THE PERFORMANCE GOALS
THEREUNDER.
3. PROPOSAL TO AMEND AND RESTATE THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 1994 STOCK INCENTIVE
PLAN TO, AMONG OTHER THINGS, INCREASE THE
AGGREGATE SHARE RESERVE AND EXTEND THE TERM
OF THE PLAN TO MAY 14, 2023.
4. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
THE 2012 COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 933718465
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RALPH E. EBERHART Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD V. FRITZKY Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER M.T. Mgmt For For
THOMPSON
2. TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE 1999 STOCK INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933752621
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
GUHAN SUBRAMANIAN Mgmt For For
ROBERT L. WAGMAN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LKQ CORPORATION
1998 EQUITY INCENTIVE PLAN TO PERMIT
CERTAIN PAYMENTS UNDER THE PLAN TO QUALIFY
AS TAX-DEDUCTIBLE PERFORMANCE BASED
COMPENSATION, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
4. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 500,000,000 TO
1,000,000,000, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LKQ CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 933728341
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Special
Meeting Date: 26-Feb-2013
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF MARKEL COMMON Mgmt For For
STOCK, NO PAR VALUE PER SHARE, UNDER THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
DECEMBER 18, 2012, AMONG ALTERRA CAPITAL
HOLDINGS LIMITED, MARKEL AND COMMONWEALTH
MERGER SUBSIDIARY LIMITED, AS REQUIRED BY
NEW YORK STOCK EXCHANGE RULES.
2. TO TRANSACT SUCH OTHER BUSINESS, IF ANY, AS Mgmt For For
MAY LAWFULLY BE BROUGHT BEFORE THE MARKEL
SPECIAL MEETING, INCLUDING A PROPOSAL TO
APPROVE AN ADJOURNMENT OF THE MARKEL
SPECIAL MEETING FOR THE SOLICITATION OF
ADDITIONAL PROXIES FROM MARKEL SHAREHOLDERS
IN FAVOR OF THE ABOVE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 933745309
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt For For
1C. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For
1E. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For
1I. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For
1K. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For
(NOMINATION IS CONTINGENT ON COMPLETION OF
THE ALTERRA MERGER)
1L. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For
(NOMINATION IS CONTINGENT ON COMPLETION OF
THE ALTERRA MERGER)
2. TO RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933753154
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2012
1B ACCEPTANCE OF THE COMPENSATION REPORT 2012 Mgmt For For
(ADVISORY VOTE)
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2012
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
PETER BRABECK-LETMATHE
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
STEVEN G. HOCH
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS Mgmt For For
TITIA DE LANGE
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
JEAN-PIERRE ROTH
4B ELECTION TO THE BOARD OF DIRECTORS: MS EVA Mgmt For For
CHENG
4C RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
5 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS
"ABSTAIN" = ABSTAIN
6 MARK THE BOX AT THE RIGHT IF YOU WISH TO Mgmt Against Against
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN
(AS FURTHER DISCUSSED IN THE COMPANY'S
INVITATION)
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933753421
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIE Mgmt For For
O'REILLY-WOOTEN
1C ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
2 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS.
3 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW SHAREHOLDERS OF RECORD OF NOT LESS
THAN 25% OF VOTING POWER TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
4 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW MINOR UPDATES TO CONFORM TO CURRENT
LAWS AND CLARIFY.
5 ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
6 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933706206
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1C ELECTION OF DIRECTOR: MARK E. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: B. CRAIG OWENS Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
1K ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S BY-LAWS.
4 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933743088
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For
1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933781747
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MICHAEL Mgmt For For
BALMUTH
1B. ELECTION OF CLASS II DIRECTOR: K. GUNNAR Mgmt For For
BJORKLUND
1C. ELECTION OF CLASS II DIRECTOR: SHARON D. Mgmt For For
GARRETT
1D. ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
BUSH
1E. ELECTION OF CLASS III DIRECTOR: NORMAN A. Mgmt For For
FERBER
1F. ELECTION OF CLASS III DIRECTOR: GREGORY L. Mgmt For For
QUESNEL
2. APPROVAL OF CERTAIN PROVISIONS OF 2008 Mgmt For For
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933722755
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 13-Feb-2013
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL A. COHEN Mgmt For For
KERRY A. PEACOCK Mgmt Withheld Against
J. PETER RICKETTS Mgmt Withheld Against
ALLAN R. TESSLER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM. RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933729432
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS COLLIGAN Mgmt For For
TIMOTHY DONAHUE Mgmt For For
ROBERT DUTKOWSKY Mgmt For For
BRUCE GORDON Mgmt For For
NAREN GURSAHANEY Mgmt For For
BRIDGETTE HELLER Mgmt For For
KATHLEEN HYLE Mgmt For For
KEITH MEISTER Mgmt For For
DINESH PALIWAL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933745020
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A.F. ANTON Mgmt For For
C.M. CONNOR Mgmt For For
D.F. HODNIK Mgmt For For
T.G. KADIEN Mgmt For For
R.J. KRAMER Mgmt For For
S.J. KROPF Mgmt For For
R.K. SMUCKER Mgmt For For
J.M. STROPKI Mgmt For For
2. ADVISORY APPROVAL OF COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVES.
3. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933676580
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Special
Meeting Date: 17-Sep-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE DISTRIBUTION OF SHARES Mgmt For For
OF ADT COMMON STOCK TO BE MADE IN THE FORM
OF A SPECIAL DIVIDEND IN KIND OUT OF
QUALIFYING CONTRIBUTED SURPLUS.
2. THE APPROVAL OF THE DISTRIBUTION OF TYCO Mgmt For For
FLOW CONTROL COMMON SHARES TO BE MADE IN
THE FORM OF A SPECIAL DIVIDEND IN KIND OUT
OF QUALIFYING CONTRIBUTED SURPLUS.
3. DIRECTOR
GEORGE R. OLIVER Mgmt For For
FRANK M. DRENDEL Mgmt For For
4. THE APPROVAL OF THE PAYMENT OF AN ORDINARY Mgmt For For
CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED
SURPLUS IN THE AGGREGATE AMOUNT OF UP TO
$0.30 PER SHARE.
5. THE APPROVAL OF THE TYCO INTERNATIONAL LTD. Mgmt For For
2012 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933727084
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT, THE PARENT Mgmt For For
COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 28, 2012.
2. TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 28, 2012.
3. DIRECTOR
EDWARD D. BREEN Mgmt For For
MICHAEL E. DANIELS Mgmt For For
FRANK M. DRENDEL Mgmt For For
BRIAN DUPERREAULT Mgmt For For
RAJIV L. GUPTA Mgmt For For
JOHN A. KROL Mgmt For For
GEORGE OLIVER Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
R. DAVID YOST Mgmt For For
4A. TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 27, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. APPROVE THE ALLOCATION OF FISCAL YEAR 2012 Mgmt For For
RESULTS.
5B. APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $0.64 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS.
6. TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
7. TO AMEND OUR ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO RENEW THE AUTHORIZED SHARE CAPITAL
AVAILABLE FOR NEW ISSUANCE.
8. TO APPROVE A REDUCTION IN THE REGISTERED Mgmt For For
SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr For Against
7. INDEPENDENT CHAIRMAN Shr Against For
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 933817035
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.W.DAVIS* Mgmt For For
HOLIDAY* Mgmt For For
SMITH* Mgmt For For
J. DAVIS+ Mgmt For For
LARS EK+ Mgmt For For
KENSIL+ Mgmt For For
ONSELIUS+ Mgmt For For
THORSTENSSON+ Mgmt For For
WATERS+ Mgmt For For
NICOLL@ Mgmt For For
PEARSON@ Mgmt For For
TRACE@ Mgmt For For
WATERS@ Mgmt For For
PITTS# Mgmt For For
REPASY# Mgmt For For
TRACE# Mgmt For For
WATERS# Mgmt For For
REPASY## Mgmt For For
TRACE## Mgmt For For
WATERS## Mgmt For For
REPASY& Mgmt For For
THORSTENSSON& Mgmt For For
TRACE& Mgmt For For
WATERS& Mgmt For For
DASHFIELD! Mgmt For For
LARS EK! Mgmt For For
THORSTENSSON! Mgmt For For
WATERS! Mgmt For For
BREHM$ Mgmt For For
KOLAR$ Mgmt For For
NICOLL$ Mgmt For For
TREACY$ Mgmt For For
BARRETTE$$ Mgmt For For
FOY$$ Mgmt For For
PITTS$$ Mgmt For For
TRACE$$ Mgmt For For
10. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
11. APPROVAL OF SHARE INVENTORY FOR AND Mgmt Against Against
PERFORMANCE CRITERIA IN, THE COMPANY'S
LONG-TERM INCENTIVE PLAN ("LTIP").
12. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Hexavest Emerging Markets Equity Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617)482-8260
Date of fiscal year end: 7/31
Date of reporting period: 08/29/2012 - 06/30/2013
Eaton Vance Hexavest Emerging Markets Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 704056109
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: EGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913206.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913228.pdf
1 To consider and approve the proposed Mgmt Against Against
election of Mr. GUO Haoda as an executive
director of the Bank
2 To consider and approve the proposed Mgmt Against Against
election of Mr. LOU Wenlong as an executive
director of the Bank
3 To consider and approve the proposed Mgmt Against Against
election of Mr. Francis YUEN Tin-fan as an
independent nonexecutive director of the
Bank
4 To consider and approve the proposed Mgmt Against Against
election of Mr. DAI Genyou as an external
supervisor of the Bank
5 To consider and approve the appointments of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company and PricewaterhouseCoopers
as external auditors of the Bank for 2013
6 To consider and approve the proposed Mgmt For For
amendments to the articles of association
of the Bank (the "Articles of Association")
as set out in the appendix to the circular
of the Bank dated 13 September 2012. The
board of directors of the Bank (the
"Board") shall be authorized to amend the
Articles of Association in accordance with
comments from the regulatory authorities so
as to obtain approval therefrom, and to
amend the corresponding articles in
relation to the timing requirements for the
shareholders' general meetings after the
regulatory authorities have amended the
requirement of 45-days' prior notice of the
shareholders' general meetings, and to
submit such amendments to the China Banking
Regulatory Commission for approval
7 To consider and approve the issue of Mgmt Against Against
subordinated bonds of an aggregate
principal amount of not exceeding RMB50
billion to institutional investors in the
national inter-bank bond market with a term
of no less than 5 years and by reference to
market interest rate. The Board shall be
authorized to delegate the senior
management to handle matters in relation to
the issue of subordinated bonds, including
without limitation, obtaining approvals
from relevant governmental authorities,
determining the aggregate principal amount,
time, tranches and terms of the issue as
well as the maturity, interest rate and
listing of the subordinated bonds, and
executing all the necessary legal
documents. Such authorization shall remain
valid for 24 months from the date of
approval by the EGM
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 704481237
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503557.pdf
1 To consider and approve the 2012 work Mgmt For For
report for the board of directors of the
Bank
2 To consider and approve the 2012 work Mgmt For For
report for the board of supervisors of the
Bank
3 To consider and approve the final financial Mgmt For For
accounts of the Bank for 2012
4 To consider and approve the profit Mgmt For For
distribution plan for the Bank for 2012
5 To consider and approve the fixed assets Mgmt For For
investment budget of the Bank for 2013
6 To consider and approve the appointment of Mgmt For For
external auditors for 2013
7 To consider and approve the adjustment to Mgmt For For
the board of directors' authority to
approve investment in bonds of certain
clients
8 To consider and approve the issuance of Mgmt For For
eligible capital instruments with
write-down feature
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 17 JUN TO 16 MAY
2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 704351458
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment and or ratification, if deemed Mgmt Against Against
appropriate, of the members of the board of
directors of the company that it is
appropriate for the series L shareholders
to designate. Resolutions in this regard
2 Designations of delegates who will carry Mgmt Against Against
out the resolutions passed by this general
meeting and, if deemed appropriate,
formalize them as appropriate. Resolutions
in this regard
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 704412888
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: OGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 176531 DUE TO CHANGE IN VOTING
MEETING TO INFORMATION MEETING. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
I Appointment and as the case may be approval Non-Voting
of the resolutions in such regard I.I.
Report of the chief executive officer
directors in terms of article 172 of the
general corporations law article 44
subsection xi of the securities market law
accompanied by the independent auditors
report in connection with the operations
and results for the fiscal year ended
December 31 2012 as well as of the board of
directors opinion of the content of such
report I.II. Report of the board of
directors in terms of Article 172
subsection B of the general Corporation's
Law which contains the main policies as
well as the accounting and information
criteria followed in the preparation of the
financial information of the company.
I.III. report of the activities and
operations in which the board of directors
was involved in during the fiscal year 2012
in terms of Article 28 fraction IV
paragraph E of the Securities Market Law.
I.IV Annual report on the activities
carried out by the audit committee and
corporate practices committee of the
company in accordance with Article 43 of
the Securities Market Law and the report on
the company's subsidiaries. I.V.
Consolidated the financial statements of
the company at December 31 2012 including a
proposal regarding the application of the
company's results may also include a
proposal to pay a dividend in cash. I.VI.
Annual report regarding to the repurchase
shares program corresponding to the
financial year ended 2012. I.VII Report on
compliance by tax obligations of the
company for the fiscal year 2011, in
accordance with the provisions of Article
86, section XX of the Income Tax Law and
Article 93-A of the regulations the Income
Tax Law
II Ratification of the administration by the Non-Voting
board of directors and the chief executive
officer of the management for the fiscal
year of 2012 and appointment or
ratification of the persons who will
integrate the board of directors of the
company the secretary and alternate
secretary, as well as the president of the
audit committee, corporate practices
committee and the determination of their
corresponding compensation. Resolutions
thereof
III Ratification of the management the Non-Voting
executive committee audit committee and the
corporate practices committee and
operations in Puerto Rico and the United
States of America of the company for the
fiscal year ended December 31 2012.
Ratification of the members of the audit
committee and the corporate practices
committee of the company in Puerto Rico and
the United states of America and the
determination of their corresponding
compensation resolution thereof
IV Appointment as the case maybe approval of a Non-Voting
proposal to increase the resources to
repurchase shares in terms of article 56 of
the Mexican Securities Law. Resolutions
thereof
V Appointment of special delegates to Non-Voting
formalize and execute the resolutions
adopted in this meeting resolutions thereof
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933736538
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 11-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED LONG TERM INCENTIVE PLAN
2005
O2. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED BONUS SHARE PLAN 2005
O3. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTIONS 1 TO 2
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933741008
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 27-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. APPROVAL OF A NEW MEMORANDUM OF Mgmt No vote
INCORPORATION FOR ANGLOGOLD ASHANTI LIMITED
O2. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTION 1
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933806183
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt No vote
AUDITORS OF THE COMPANY
O2 ELECTION OF MR MJ KIRKWOOD AS A DIRECTOR Mgmt No vote
O3 ELECTION OF MR AM O'NEILL AS A DIRECTOR Mgmt No vote
O4 RE-ELECTION OF MR S VENKATAKRISHNAN AS A Mgmt No vote
DIRECTOR
O5 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O6 APPOINTMENT OF MR MJ KIRKWOOD AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O7 APPOINTMENT OF MR R GASANT AS A MEMBER OF Mgmt No vote
THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O8 APPOINTMENT OF MS NP JANUARY-BARDILL AS A Mgmt No vote
MEMBER OF THE AUDIT AND CORPORATE
GOVERNANCE COMMITTEE OF THE COMPANY
O9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt No vote
ISSUE ORDINARY SHARES
O10 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR Mgmt No vote
CASH, THOSE ORDINARY SHARES PLACED UNDER
THE CONTROL OF THE DIRECTORS IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
11 ENDORSEMENT OF THE ANGLOGOLD ASHANTI Mgmt No vote
REMUNERATION POLICY
S1 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt No vote
S2 INCREASE IN NON-EXECUTIVE DIRECTORS' Mgmt No vote
COMMITTEE FEES
S3 ACQUISITION OF COMPANY'S SHARES Mgmt No vote
S4 APPROVAL TO GRANT FINANCIAL ASSISTANCE IN Mgmt No vote
TERMS OF SECTIONS 44 AND 45
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD, JOHANNESBURG Agenda Number: 704277513
--------------------------------------------------------------------------------------------------------------------------
Security: S04255196
Meeting Type: OGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: ZAE000043485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolved as an ordinary resolution that the Mgmt Against Against
amendments to the Rules of the AngloGold
Ashanti Limited Long Term Incentive Plan
2005, as reflected in the conformed copy
thereof tabled at the general meeting and
initialled by the Chairman of such meeting
for the purposes of identification, be and
they are hereby approved
2 Resolved as an ordinary resolution that the Mgmt Against Against
amendments to the Rules of the AngloGold
Ashanti Limited Bonus Share Plan 2005, as
reflected in the conformed copy thereof
tabled at the general meeting and
initialled by the Chairman of such meeting
for the purposes of identification, be and
they are hereby approved
3 Resolved as an ordinary resolution, that Mgmt For For
any director or the Group General Counsel
and Company Secretary of the Company be and
is hereby authorised to execute all
documentation to do all such further acts
and things as may be necessary to give
effect to ordinary resolutions 1 and 2
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD, JOHANNESBURG Agenda Number: 704293973
--------------------------------------------------------------------------------------------------------------------------
Security: S04255196
Meeting Type: EGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: ZAE000043485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approval of a new Memorandum of Mgmt For For
Incorporation for AngloGold Ashanti Limited
O.1 Authority to directors and Company Mgmt For For
Secretary to implement Special Resolution
Number 1
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD, JOHANNESBURG Agenda Number: 704410315
--------------------------------------------------------------------------------------------------------------------------
Security: S04255196
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: ZAE000043485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Re-appointment of Ernst & Young Inc. as Mgmt Against Against
auditors of the company
2.O.2 Election of Mr MJ Kirkwood as a director Mgmt Against Against
3.O.3 Election of Mr AM O'Neill as a director Mgmt For For
4.O.4 Re-election of Mr S Venkatakrishnan as a Mgmt For For
director
5.O.5 Appointment of Prof LW Nkuhlu as a member Mgmt For For
of the audit and corporate governance
committee of the company
6.O.6 Appointment of Mr MJ Kirkwood as a member Mgmt For For
of the audit and corporate governance
committee of the company
7.O.7 Appointment of Mr R Gasant as a member of Mgmt For For
the audit and corporate governance
committee of the company
8.O.8 Appointment of Ms NP January-Bardill as a Mgmt For For
member of the audit and corporate
governance committee of the company
9.O.9 General Authority to directors to allot and Mgmt For For
issue ordinary shares
10O10 General Authority to directors to issue for Mgmt For For
cash, those ordinary shares placed under
the control of the directors in terms of
ordinary resolution number 9
11O11 Non-Binding Advisory Endorsement: Mgmt Against Against
Endorsement of the AngloGold Ashanti
remuneration policy
12.S1 Increase in non-executive directors' fees Mgmt For For
13.S2 Increase in non-executive directors' Mgmt For For
committee fees
14.S3 Acquisition of company's shares Mgmt For For
15.S4 Approval to grant financial assistance in Mgmt For For
terms of sections 44 and 45 of the
Companies Act
--------------------------------------------------------------------------------------------------------------------------
AU OPTRONICS CORP. Agenda Number: 933825498
--------------------------------------------------------------------------------------------------------------------------
Security: 002255107
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: AUO
ISIN: US0022551073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 DIRECTOR
V. HUEY-JUAN HSIEH** Mgmt For For
MEI-YUEH HO** Mgmt For For
DING-YUAN YANG** Mgmt Withheld Against
CHEN TAIN-JY** Mgmt Withheld Against
CHIN-BING PENG** Mgmt Withheld Against
KUEN-YAO (K.Y.) LEE* Mgmt Withheld Against
SHUANG-LANG PENG* Mgmt Withheld Against
CHENG-YIH LIN* Mgmt Withheld Against
R.J. CHUAN CHWANG* Mgmt Withheld Against
4.1 TO ACCEPT 2012 BUSINESS REPORT AND Mgmt For
FINANCIAL STATEMENTS
4.2 TO APPROVE THE PROPOSAL FOR APPROPRIATION Mgmt For
OF RETAINED EARNINGS FOR 2012 LOSSES
4.3 TO APPROVE THE REVISIONS TO ARTICLES OF Mgmt Against
INCORPORATION
4.4 TO APPROVE THE REVISIONS TO "HANDLING Mgmt Against
PROCEDURES FOR PROVIDING ENDORSEMENTS AND
GUARANTEES FOR THIRD PARTIES" AND "HANDLING
PROCEDURES FOR CAPITAL LENDING"
4.5 TO APPROVE ISSUANCE OF NEW COMMON SHARES Mgmt For
FOR CASH, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT
4.6 TO LIFT NON-COMPETITION RESTRICTIONS ON NEW Mgmt Against
BOARD MEMBERS AND THEIR REPRESENTATIVES
--------------------------------------------------------------------------------------------------------------------------
AURICO GOLD INC. Agenda Number: 933802793
--------------------------------------------------------------------------------------------------------------------------
Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 13-May-2013
Ticker: AUQ
ISIN: CA05155C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLIN K. BENNER Mgmt No vote
LUIS M. CHAVEZ Mgmt No vote
RICHARD M. COLTERJOHN Mgmt No vote
MARK J. DANIEL Mgmt No vote
PATRICK D. DOWNEY Mgmt No vote
ALAN R. EDWARDS Mgmt No vote
SCOTT G. PERRY Mgmt No vote
RONALD E. SMITH Mgmt No vote
JOSEPH G. SPITERI Mgmt No vote
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt No vote
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt No vote
ORDINARY RESOLUTION TO APPROVE AND RATIFY
THE AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN OF THE COMPANY, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN THE COMPANY'S
MANAGEMENT PROXY CIRCULAR DATED APRIL 10,
2013 (THE "PROXY CIRCULAR").
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt No vote
ORDINARY RESOLUTION TO APPROVE THE OMNIBUS
LONG-TERM INCENTIVE PLAN OF THE COMPANY,
THE TEXT OF WHICH RESOLUTION IS SET FORTH
IN THE PROXY CIRCULAR.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt No vote
NON-BINDING ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
CIRCULAR, THE TEXT OF WHICH RESOLUTION IS
SET FORTH IN THE PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt Against Against
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt Against Against
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt Against Against
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt Against Against
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt Against Against
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt Against Against
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt Against Against
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt Against Against
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt Against Against
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt Against Against
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt Against Against
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD Agenda Number: 704446916
--------------------------------------------------------------------------------------------------------------------------
Security: G09702104
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: KYG097021045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419897.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419859.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and
reports of the directors and auditor of the
Company for the year ended 31 December 2012
2 To declare final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-appoint PricewaterhouseCoopers as the Mgmt Against Against
Company's auditor and to authorise the
board of directors of the Company to fix
the auditor's remuneration
4.ai To re-elect Mr. Tang King Loy as an Mgmt Against Against
executive director of the Company
4.aii To re-elect Mr. Gao Yu as a non-executive Mgmt Against Against
director of the Company
4aiii To re-elect Mr. Chan Yu Ling, Abraham as an Mgmt For For
independent non-executive director of the
Company
4b To authorise the board of directors of the Mgmt Against Against
Company to fix the remuneration of the
directors
5 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with new shares not exceeding 10% of the
issued share capital of the Company as at
the date of passing this resolution
6 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares not
exceeding 10% of the issued share capital
of the Company as at the date of passing
this resolution
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to allot,
issue and deal with additional shares in
the share capital of the Company by an
amount not exceeding the amount of the
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
BIDVEST GROUP LTD Agenda Number: 704148851
--------------------------------------------------------------------------------------------------------------------------
Security: S1201R162
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000117321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To accept the audited financial statements Mgmt For For
for the year ended 20120630
2.O.2 To re-appoint Deloitte and Touche as the Mgmt Against Against
independent external auditor and lead audit
partner for the ensuing year
3O3.1 Re-election of PC Baloyi as a director Mgmt For For
4O3.2 Re-election of EK Diack as a director Mgmt For For
5O3.3 Re-election of AK Maditsi as a director Mgmt For For
6O3.4 Re-election of L Phalatse as a director Mgmt For For
7O3.5 Re-election of MC Ramaphosa as a director Mgmt Against Against
who retires by rotation
8O3.6 Re-election of D Masson as a director who Mgmt Against Against
retires by rotation
9O3.7 Re-election of T Slabbert as a director who Mgmt Against Against
retires by rotation
10O41 Election of PC Baloyi as a member of the Mgmt For For
Group s audit committee
11O42 Election of EK Diack as a member of the Mgmt For For
Group s audit committee
12O43 Election of D Masson as a member of the Mgmt Against Against
Group s audit committee
13O44 Election of NG Payne as a member of the Mgmt Against Against
Group s audit committee
14O.5 Ratification of appointment of social and Mgmt Against Against
ethics committee
15O.6 Endorsement of Bidvest remuneration policy Mgmt Against Against
non binding advisory note
16O.7 General authority to directors to allot and Mgmt For For
issue authorised but unissued ordinary
shares
17O.8 General authority to issue shares for cash Mgmt For For
18O.9 Payment of dividend by way of pro rata Mgmt For For
reduction of share capital or share premium
19O10 Creation and Issue of convertible Mgmt For For
debentures
20S.1 General authority to acquire (repurchase) Mgmt For For
shares
21S.2 Approval of non-executive directors Mgmt Against Against
remuneration 2012 / 2013
22S.3 General authority to provide financial Mgmt Against Against
assistance to directors, prescribed
officers, employee share scheme
beneficiaries and related or inter-related
companies and corporations
23S.4 Adoption of new Memorandum of Incorporation Mgmt For For
(MOI)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 26 NOV 2012 TO
04 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION NO. 4 IS BEING Non-Voting
CARRIED OVER ONTO SECOND CALL HOWEVER
VOTING INSTRUCTIONS FROM FIRST CALL WILL BE
CARRIED OVER ONTO SECOND CALL. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRF -BRASIL FOODS S.A. Agenda Number: 933715572
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Special
Meeting Date: 18-Dec-2012
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFY THE CHOICE OF THE COMPANY ERNST & Mgmt No vote
YOUNG TERCO AUDITORES INDEPENDENTES S.S.,
APPOINTED BY THIS BOARD OF DIRECTORS TO
PREPARE THE APPRAISAL REPORTS OF THE
COMPANIES SADIA S.A. AND HELOISA INDUSTRIA
E COMERCIO DE PRODUTOS LACTEOS LTDA.
2. APPROVE THE APPRAISAL REPORTS REFERRED TO Mgmt No vote
IN ITEM 1 ABOVE, AS WELL AS THE PROTOCOLS
AND JUSTIFICATIONS FOR THE MERGERS OF THE
COMPANIES SADIA S.A. AND HELOISA INDUSTRIA
E COMERCIO DE PRODUTOS LACTEOS LTDA. WITH
BRF - BRASIL FOODS S.A.
3. APPROVE THE MERGERS OF SADIA S.A. AND Mgmt No vote
HELOISA INDUSTRIA E COMERCIO DE PRODUTOS
LACTEOS LTDA. BY BRF - BRASIL FOODS S.A.
WITH THE CONSEQUENT EXTINGUISHMENT OF THE
MERGED COMPANIES.
4. APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote
ARTICLES OF COMPANY'S CURRENT BY-LAWS:
ARTICLE 1, ARTICLE 3, ARTICLE 5, ARTICLE
13, ARTICLE 14, ARTICLE 18, ARTICLE 32,
ARTICLE 34, ARTICLE 37, ARTICLE 38, ARTICLE
43 & ARTICLE 44, IN ACCORDANCE WITH THE
AMENDMENT PROPOSAL PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
BRF -BRASIL FOODS S.A. Agenda Number: 933754485
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE THE MANAGEMENT REPORT AND Mgmt No vote
FINANCIAL STATEMENTS AND OTHER DOCUMENTS
RELATING TO THE FISCAL YEAR ENDED DECEMBER
31, 2012 AND TO APPROVE THE ALLOCATION OF
NET INCOME FOR THE 2012 FISCAL YEAR SET
FORTH IN THE PROPOSAL OF THE BOARD OF
DIRECTORS.
O2 TO APPROVE THE DISTRIBUTION OF REMUNERATION Mgmt No vote
TO SHAREHOLDERS IN ACCORDANCE WITH THE
PROPOSAL OF THE BOARD OF DIRECTORS IN THE
AMOUNT OF R$274.7 MILLION, CORRESPONDING TO
R$0.315855520 PER SHARE, WITH PAYMENTS MADE
ON AUGUST 15,2012 (R$0.11501051 PER SHARE)
AND FEBRUARY 15,2013 (R$0.20084501 PER
SHARE), IN THE FORM OF INTEREST ON SHARE
CAPITAL, SUBJECT TO REQUIRED WITHHOLDING OF
TAXES IN ACCORDANCE WITH APPLICABLE LAW.
O3 TO APPROVE THE DISTRIBUTION OF SUPPLEMENTAL Mgmt No vote
DIVIDENDS IN THE AMOUNT OF R$45.3 MILLION
TO BE PAID ON APRIL 30, 2013.
O4 TO DEFINE THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD PURSUANT TO ART. 16 OF THE BYLAWS
(ESTATUTO SOCIAL) OF THE COMPANY AS 11
MEMBERS.
O5 TO ELECT THE BOARD OF DIRECTORS (MEMBERS & Mgmt No vote
ALTERNATE MEMBERS) FOR A TERM OF 2 (TWO)
YEARS, PURSUANT TO ART. 16 OF THE BYLAWS.
O5A IF THE ELECTION OF THE BOARD IS HELD ON THE Mgmt No vote
BASIS OF MULTIPLE (CUMULATIVE) VOTING (VOTO
MULTIPLO) IN ACCORDANCE WITH BRAZILIAN LAW,
TO DISTRIBUTE THE VOTES ATTRIBUTED TO THE
ADRS HELD BY THE OWNER PROPORTIONALLY AMONG
ALL MEMBERS OF THE SLATE SET FORTH IN
QUESTION 5 ON THE ABOVE COLUMN.
O6 TO DESIGNATE ABILIO DINIZ AS CHAIRMAN AND Mgmt No vote
SERGIO ROSA AS VICE CHAIRMAN OF THE BOARD
PURSUANT TO ART.16, SECTION 1 OF THE
BYLAWS.
O7A ELECTION OF MEMBER OF FISCAL COUNCIL: Mgmt No vote
ATTILIO GUASPARI. (INDEPENDENT-FINANCIAL
EXPERT). (PLEASE NOTE THAT AN "ABSTAIN"
VOTE WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE AGENOR AZEVEDO DOS
SANTOS).
O7B ELECTION OF MEMBER OF FISCAL COUNCIL: DECIO Mgmt No vote
MAGNO ANDRADE STOCHIERO. (PLEASE NOTE THAT
AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE
FOR THE ALTERNATE NOMINEE TARCISIO LUIZ
SILVA FONTENELE).
O7C ELECTION OF MEMBER OF FISCAL COUNCIL: Mgmt No vote
SUSANA HANNA STIPHAN JABRA. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE PAOLA ROCHA
FREIRE).
E1 APPROVE THE FOLLOWING AMENDMENT TO THE Mgmt No vote
BYLAWS (ESTATUTO SOCIAL) OF BRF - BRASIL
FOODS S.A. (THE "COMPANY"): TO AMEND ART. 1
TO CHANGE THE NAME OF THE COMPANY FROM BRF
- BRASIL FOODS S.A. TO BRF S.A.
E2 TO APPROVE THE ANNUAL AGGREGATE Mgmt No vote
COMPENSATION OF MEMBERS OF MANAGEMENT AND
THE FISCAL COUNCIL/AUDIT COMMITTEE, IN THE
AGGREGATE AMOUNT OF R$39 MILLION, INCLUDING
EXTRA COMPENSATION FOR THE MONTH OF
DECEMBER 2013 IN AN AMOUNT EQUAL TO A
MONTHLY SALARY.
E3 TO AMEND THE STOCK OPTION PLAN (THE Mgmt No vote
"PLAN"), ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD. Agenda Number: 933833534
--------------------------------------------------------------------------------------------------------------------------
Security: 14915V106
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: CHYYY
ISIN: US14915V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 ACKNOWLEDGEMENT OF BUSINESS OPERATIONS Mgmt No vote
REPORT AND FINANCIAL STATEMENTS FOR THE
YEAR 2012 (INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS)
2.2 ACKNOWLEDGEMENT OF EARNINGS DISTRIBUTION Mgmt No vote
FOR THE YEAR 2012
3.1 DISCUSSION ON THE ISSUANCE OF NEW SHARES Mgmt No vote
3.2 DISCUSSION ON THE AMENDMENTS TO THE Mgmt No vote
"ARTICLES OF INCORPORATION"
3.3 DISCUSSION ON THE AMENDMENTS TO THE Mgmt No vote
"REGULATIONS GOVERNING ELECTION OF
DIRECTORS"
3.4 DISCUSSION ON THE CORPORATION'S PROPOSAL TO Mgmt No vote
RAISE LONG-TERM CAPITAL
3.5 ELECTION OF THE CORPORATION'S DIRECTORS FOR Mgmt No vote
THE FIFTH TERM
3.6 DISCUSSION ON THE RELIEF OF CERTAIN Mgmt No vote
DIRECTORS FROM THEIR NON-COMPETITION
OBLIGATIONS
--------------------------------------------------------------------------------------------------------------------------
CEZ A.S., PRAHA Agenda Number: 704522386
--------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: CZ0005112300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening, election of the General Meeting Mgmt For For
chairman, minutes clerk, minutes verifiers
and persons authorized to count the votes
2 The Board of Director's report on the Non-Voting
Company's business operations and the state
of its assets in the year 2012 and Summary
report pursuant to Section 118(8) of the
Act on Doing Business in the Capital Market
3 Supervisory Board report on the results of Non-Voting
control activities
4 Audit Committee report on the results of Non-Voting
activities
5 Approval of the financial statements of Mgmt For For
CEZ, a. s. and consolidated financial
statements of the CEZ Group for the year
2012
6 Decision on the distribution of profit of Mgmt For For
CEZ, a. s. for 2012
7 Appointment of auditor to perform the Mgmt Against Against
statutory audit for the financial period of
calendar year 2013
8 Decision on the volume of financial means Mgmt For For
for granting donations
9 Confirmation of co-opting, recall and Mgmt Against Against
election of Supervisory Board members
10 Confirmation of co-opting, recall and Mgmt Against Against
election of Audit Committee members
11 Approval of the contracts for performance Mgmt For For
of the function of Supervisory Board
members
12 Approval of the contracts for performance Mgmt For For
of the function of Audit Committee members
13 Conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704502788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175851 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421083.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421073.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510720.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510694.pdf
1 The 2012 report of Board of Directors Mgmt Against Against
2 The 2012 report of Board of Supervisors Mgmt Against Against
3 The 2012 final financial accounts Mgmt Against Against
4 The 2012 profit distribution plan Mgmt Against Against
5 Budget of 2013 fixed assets investment Mgmt Against Against
6 The appointment of external auditors for Mgmt Against Against
2013
7.1 Re-appointment of Mr. Zhang Jianguo as an Mgmt Against Against
Executive Director of the Bank
7.2 Re-appointment of Mr. Zhao Xijun as an Mgmt Against Against
Independent Non-executive Director of the
Bank
7.3 Re-appointment of Ms. Chen Yuanling as a Mgmt Against Against
Non-executive Director of the Bank
7.4 Appointment of Mr. Zhu Hongbo as an Mgmt Against Against
Executive Director of the Bank
7.5 Appointment of Mr. Hu Zheyi as an Executive Mgmt Against Against
Director of the Bank
7.6 Appointment of Mr. Chung Shui Ming Timpson Mgmt Against Against
as an Independent Non-executive Director of
the Bank
7.7 Appointment of Ms. Margaret Leung Ko May Mgmt Against Against
Yee as an Independent Non-executive
Director of the Bank
7.8 Appointment of Mr. Wim Kok as an Mgmt Against Against
Independent Non-executive Director of the
Bank
7.9 Appointment of Mr. Murray Horn as an Mgmt Against Against
Independent Non-executive Director of the
Bank
7.10 Appointment of Mr. Xu Tie as a Mgmt Against Against
Non-executive Director of the Bank
7.11 Appointment of Mr. Qi Shouyin as a Mgmt Against Against
Non-executive Director of the Bank
7.12 Terms of office of proposed Directors Mgmt Against Against
8.1 Re-appointment of Mr. Zhang Furong as a Mgmt Against Against
shareholder representative Supervisor of
the Bank
8.2 Re-appointment of Ms. Liu Jin as a Mgmt Against Against
shareholder representative Supervisor of
the Bank
8.3 Appointment of Ms. Li Xiaoling as a Mgmt Against Against
shareholder representative Supervisor of
the Bank
8.4 Appointment of Mr. Bai Jianjun as an Mgmt Against Against
external Supervisor of the Bank
8.5 Appointment of Mr. Wang Xinmin as an Mgmt Against Against
External Supervisor of the Bank
9 Issuance of write-down type eligible Mgmt Against Against
capital instruments in the amount of up to
RMB60 billion by the end of 2015
10 Revisions to the Articles of Association Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 704218660
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: EGM
Meeting Date: 19-Feb-2013
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1223/LTN20121223023.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1223/LTN20121223027.pdf
1 To consider and approve the appointment of Mgmt Against Against
auditors of the Company for the year 2013
2 To consider and approve the proposed Mgmt Against Against
amendments to the Articles of Association
of the Company: Articles: 10, 157, 158,
211, 212, 213, 214
3 To consider and approve the proposed Mgmt Against Against
amendments to the Procedural Rules for the
Board of Directors Meetings of the Company:
Articles: 39, 40, 45
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 704488813
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417298.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417292.pdf
1 To consider and approve the report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 To consider and approve the report of the Mgmt For For
Supervisory Committee of the Company for
the year 2012
3 To consider and approve the financial Mgmt For For
report of the Company for the year 2012
4 To consider and approve the profit Mgmt For For
distribution plan of the Company for the
year 2012
5 To consider and approve the remuneration of Mgmt For For
the Directors and Supervisors of the
Company
6 To consider and approve the remuneration of Mgmt Against Against
the auditors of the Company for the year
2012
7 To consider and approve the appointment of Mgmt For For
the auditors of the Company for the year
2013
8 To consider and approve the cap amounts in Mgmt For For
respect of the framework agreement for
daily connected transactions between the
Company and China Guangfa Bank Co., Ltd
9 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of the Company: Article 218
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RES. NO.9. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 704508526
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179630 DUE TO ADDITION AND
DELETION OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0414/LTN20130414041.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514260.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514253.pdf
1 Consider and approve the Work Report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 Consider and approve the Work Report of the Mgmt For For
Board of Supervisors of the Company for the
year 2012
3 Consider and approve the Annual Report of Mgmt For For
the Company for the year 2012 (including
the Audited Financial Report)
4 Consider and approve the Audited Financial Mgmt For For
Statements of the Company for the year 2012
5 Consider and approve the Proposal regarding Mgmt For For
the Profit Appropriation Plan for the year
2012 (including the distribution of final
dividends)
6 Consider and approve the Resolution Mgmt Against Against
regarding the Appointment of Accountant and
its Remuneration for the year 2013
7.1 Consider and approve the re-appointment of Mgmt Against Against
Mr. Fu Yuning as non-executive director of
the Company
7.2 Consider and approve the re-appointment of Mgmt Against Against
Mr. Li Yinquan as non-executive director of
the Company
7.3 Consider and approve the re-appointment of Mgmt Against Against
Mr. Fu Gangfeng as non-executive director
of the Company
7.4 Consider and approve the re-appointment of Mgmt Against Against
Mr. Hong Xiaoyuan as non-executive director
of the Company
7.5 Consider and approve the re-appointment of Mgmt Against Against
Mr. Xiong Xianliang as non-executive
director of the Company
7.6 Consider and approve the re-appointment of Mgmt Against Against
Mr. Wei Jiafu as non-executive director of
the Company
7.7 Consider and approve the re-appointment of Mgmt Against Against
Ms. Sun Yueying as non-executive director
of the Company
7.8 Consider and approve the re-appointment of Mgmt Against Against
Mr. Wang Daxiong as non-executive director
of the Company
7.9 Consider and approve the re-appointment of Mgmt Against Against
Mr. Fu Junyuan as non-executive director of
the Company
7.10 Consider and approve the appointment of Ms. Mgmt Against Against
Zhu Yi as non-executive director of the
Company
7.11 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the re-appointment of Mr. Ma Weihua as
executive director of the Company
7.12 Consider and approve the re-appointment of Mgmt Against Against
Mr. Zhang Guanghua as executive director of
the Company
7.13 Consider and approve the re-appointment of Mgmt Against Against
Mr. Li Hao as executive director of the
Company
7.14 Consider and approve the re-appointment of Mgmt Against Against
Mr. Wong Kwai Lam as independent
non-executive Director of the Company
7.15 Consider and approve the appointment of Mr. Mgmt Against Against
Shan Weijian as independent non-executive
Director of the Company
7.16 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the appointment of Mr. Yi Jun as
independent non-executive director of the
Company
7.17 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Chengwei as independent
non-executive Director of the Company
7.18 Consider and approve the re-appointment of Mgmt For For
Ms. Pan Yingli as independent non-executive
Director of the Company
7.19 Consider and approve the re-appointment of Mgmt For For
Ms. Guo Xuemeng as independent
non-executive Director of the Company
8.1 Consider and approve the re-appointment of Mgmt Against Against
Mr. Zhu Genlin as shareholder
representative Supervisor of the Company
8.2 Consider and approve the re-appointment of Mgmt For For
Mr. An Luming as shareholder representative
Supervisor of the Company
8.3 Consider and approve the re-appointment of Mgmt For For
Mr. Liu Zhengxi as shareholder
representative Supervisor of the Company
8.4 Consider and approve the re-appointment of Mgmt For For
Mr. Peng Zhijian as external Supervisor of
the Company
8.5 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Ji as external Supervisor of the
Company
8.6 Consider and approve the appointment of Mr. Mgmt Against Against
Shi Rongyao as external Supervisor of the
Company
9 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Directors for
the year 2012
10 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Supervisors for
the year 2012
11 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of Independent
Non-executive Directors for the year 2012
12 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of external Supervisors
for the year 2012
13 Consider and approve the Related Party Mgmt For For
Transaction Report for the year 2012
14 Consider and approve the Resolution Mgmt For For
regarding extension of the effective period
for the issue of new Tier 2 Capital
Instruments pursuant to the resolution on
the issuance to substitute RMB23 Billion
Maturing Tier 2 Capital Instruments
15 Consider and approve the Resolution Mgmt Against Against
regarding the general mandate to issue new
shares and/or share options of China
Merchants Bank Co., Ltd.
16 Consider and approve the Resolution Mgmt Against Against
regarding the Articles of Association of
China Merchants Bank Co., Ltd. (2013
Revision) (including the Rules of
Procedures for Shareholders' General
Meetings, the Rules of Procedures for
Meetings of the Board of Directors and the
Rules of Procedures for Meetings of the
Board of Supervisors of the Company
17.1 Consider and approve the appointment of Mr. Mgmt For For
Tian Huiyu as an executive director of the
Ninth Session of the Board of Directors of
the Company
17.2 Consider and approve the appointment of Mr. Mgmt For For
Xu Shanda as an independent non-executive
director of the Ninth Session of the Board
of Directors of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN URL. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt Against Against
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt Against Against
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt Against Against
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC Agenda Number: 704064790
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: EGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0826/LTN20120826074.pdf
1 That, as set out in the circular dated 24 Mgmt Against Against
August 2012 issued by Sinopec Corp. to its
shareholders (the "Circular"): (a) the
Renewal of Major Continuing Connected
Transactions (including the relevant
proposed caps) and the Non-Major Continuing
Connected Transactions (including the
relevant proposed caps) for the three years
ending on 31 December 2015 be and are
hereby approved; (b) the Continuing
Connected Transactions Third Supplemental
Agreement entered into between Sinopec
Corp. (on behalf of itself and its
subsidiaries) and China Petrochemical
Corporation (on behalf of itself and
members of the Sinopec Group) be and is
hereby approved, ratified and confirmed;
(c) Mr. Wang Xinhua, the Chief Financial
Officer of Sinopec Corp., be and is hereby
authorized to sign or execute such other
documents or supplemental agreements on
behalf of Sinopec Corp. and to take all
such actions pursuant to the relevant board
resolutions as necessary or desirable
2 To consider and approve the Zhong Ke Mgmt Against Against
Guangdong refinery integration project (the
"Refinery Project") as set out in the
Circular and to authorise Mr. Wang Tianpu,
Vice Chairman of the Board of Directors of
Sinopec Corp. and President of Sinopec
Corp. to take all necessary actions in
relation to the Refinery Project, including
but not limited to the formulation and
execution of all the necessary legal
documents
3 To consider and approve the proposed Mgmt Against Against
amendments to the articles of association
of Sinopec Corp. as set out in the Circular
and to authorise the secretary to the Board
of Directors of Sinopec Corp. to, on behalf
of Sinopec Corp., deal with all procedural
requirements such as applications,
approvals, registrations and filings in
relation to the proposed amendments to the
articles of association (including cosmetic
amendments as requested by the regulatory
authorities)
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 704453024
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0410/LTN20130410635.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0410/LTN20130410613.pdf
1 To consider and approve the Report of the Mgmt For For
Board of Directors of Sinopec Corp. for the
year 2012
2 To consider and approve the Report of the Mgmt For For
Board of Supervisors of Sinopec Corp. for
the year 2012
3 To consider and approve the audited Mgmt For For
financial reports and audited consolidated
financial reports of Sinopec Corp. for the
year ended 31 December 2012
4 To authorise the Board of Directors of Mgmt For For
Sinopec Corp. (the "Board") to determine
the interim profit distribution plan of
Sinopec Corp. for the year 2013
5 To consider and approve the appointment of Mgmt Against Against
PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as external auditors of
Sinopec Corp. for the year 2013,
respectively, and to authorise the Board
to determine their remunerations
6 To consider and approve the profit Mgmt For For
distribution plan of Sinopec Corp. for the
year ended 31 December 2012
7 To approve the proposed amendments to the Mgmt For For
articles of association of Sinopec Corp.,
and to authorise the secretary to the Board
to, on behalf of Sinopec Corp., deal with
all procedural requirements such as
applications, approvals, registrations and
filings in relation to the proposed
amendments to the articles of association
(including cosmetic amendments as requested
by the regulatory authorities)
8 To extend the term of validity of the Mgmt Against Against
Proposal Regarding issuance of RMB30
billion A Share Convertible Bonds and Other
Related Matters
9 To authorise the Board to determine the Mgmt Against Against
proposed plan for the issuance of debt
financing instrument(s)
10 To grant to the Board a general mandate to Mgmt Against Against
issue new domestic shares and/or overseas
listed foreign shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 5.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 704412131
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: CLS
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE PROXY FORM IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0410/LTN20130410617.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and approve the profit Mgmt For For
distribution plan for Sinopec Corp. for the
year ended 31 December 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISE LTD Agenda Number: 704468532
--------------------------------------------------------------------------------------------------------------------------
Security: Y15037107
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0291001490
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422717.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422660.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Financial Statements and the Directors'
Report and the Independent Auditor's Report
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.15 per Mgmt For For
share for the year ended 31 December 2012
3.1 To re-elect Mr. Chen Lang as Director Mgmt Against Against
3.2 To re-elect Mr. Hong Jie as Director Mgmt Against Against
3.3 To re-elect Mr. Liu Hongji as Director Mgmt Against Against
3.4 To re-elect Mr. Lai Ni Hium, Frank as Mgmt Against Against
Director
3.5 To re-elect Mr. Du Wenmin as Director Mgmt Against Against
3.6 To re-elect Mr. Yan Biao as Director Mgmt Against Against
3.7 To re-elect Mr. Wei Bin as Director Mgmt Against Against
3.8 To re-elect Mr. Huang Daoguo as Director Mgmt Against Against
3.9 To re-elect Mr. Chen Ying as Director Mgmt Against Against
3.10 To fix the fees for all Directors Mgmt For For
4 To re-appoint Messrs. Mgmt Against Against
PricewaterhouseCoopers as Auditor and to
authorise the Directors to fix their
remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
6 To give a general mandate to the Directors Mgmt Against Against
to issue new shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the Directors to issue shares
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704462124
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0426/LTN201304261416.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261412.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors of the
Company for the year ended 31 December 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors of
the Company for the year ended 31 December
2012
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the
Company for the year ended 31 December 2012
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2012: i.e. final
dividend for the year ended 31 December
2012 in the amount of RMB0.96 per share
(inclusive of tax) be declared and
distributed, the aggregate amount of which
is approximately RMB19,094 billion, and to
authorise a committee comprising of Dr.
Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling
Wen to implement the above mentioned profit
distribution plan and to deal with matters
in relation to tax with-holding as required
by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and
supervisors of the Company for the year
ended 31 December 2012: i.e. aggregate
remuneration of the executive directors is
in the amount of RMB1,950,975.55; aggregate
remuneration of the non-executive directors
is in the amount of RMB1,350,000, of which
the aggregate remuneration of the
independent nonexecutive directors is in
the amount of RMB1,350,000, the
nonexecutive directors (other than the
independent non-executive directors) are
remunerated by Shenhua Group Corporation
Limited and are not remunerated by the
Company in cash; remuneration of the
supervisors is in the amount of
RMB2,032,514.92
6 To consider and, if thought fit, to approve Mgmt For For
the appointment of Deloitte Touche Tohmatsu
and Deloitte Touche Tohmatsu CPA Ltd. as
the international and PRC auditors
respectively of the Company and to
authorise a committee comprising of Mr.
Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen
and Mr. Gong Huazhang, all being directors
of the Company, to determine their 2013
remuneration
7 To consider and, if thought fit, to approve Mgmt For For
the revision of annual cap under the
Current Mutual Coal Supply Agreement for
the year ending 31 December 2013
8 To consider and, if thought fit, to approve Mgmt For For
the Supplementary Agreement to the Current
Financial Services Agreement and the
revision of certain annual caps under the
Current Financial Services Agreement for
the year ending 31 December 2013
9 To consider and, if thought fit, to approve Mgmt For For
the Mutual Coal Supply Agreement, the
proposed annual caps in relation thereto
and the transactions contemplated
thereunder
10 To consider and, if thought fit, to approve Mgmt For For
the Mutual Supplies and Services Agreement,
the proposed annual caps in relation
thereto and the transactions contemplated
thereunder
11 To consider and, if thought fit, to approve Mgmt For For
the Financial Services Agreement, the
proposed annual caps in relation hereto and
the transactions contemplated thereunder
12 To consider and, if thought fit, to approve Mgmt For For
the change of use of a portion of the
proceeds from the A Share offering
13 To consider and, if thought fit, to approve Mgmt For For
the amendments to the Articles of
Association of the Company (details of
which are set out in the announcement dated
24 August 2012 and the circular dated 9
April 2013 and to authorise a committee
comprising of Dr. Zhang Xiwu, Dr. Zhang
Yuzhuo and Dr. Ling Wen, all being
Directors of the Company, to, after passing
of this resolution, carry out further
amendments to the Articles of Association
of the Company as they may consider
necessary and appropriate at the request of
relevant regulatory authorities from time
to time in the course of filing the
Articles of Association with such
regulatory authorities
14 To consider and, if thought fit, to:- (1) Mgmt For For
approve a general mandate to the board of
directors to, by reference to market
conditions and in accordance with needs of
the Company, to allot, issue and deal with,
either separately or concurrently,
additional domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares) not exceeding 20% of each of the
number of domestic shares (A shares) and
the number of overseas-listed foreign
invested shares (H shares) in issue at the
time of passing this resolution at annual
general meeting. Pursuant to PRC laws and
regulations, the Company will seek further
approval from its shareholders in general
meeting for each issuance of domestic
shares (A shares) even where this general
mandate is approved. (2) the board of
directors be authorised to (including but
not limited CONTD
CONT CONTD to the following):- (i) formulate and Non-Voting
implement detailed issuance plan, including
but not limited to the class of shares to
be issued, pricing mechanism and/or
issuance price (including price range),
number of shares to be issued, allottees
and use of proceeds, time of issuance,
period of issuance and whether to issue
shares to existing shareholders; (ii)
approve and execute, on behalf of the
Company, agreements related to share
issuance, including but not limited to
underwriting agreement and engagement
agreements of professional advisers; (iii)
approve and execute, on behalf of the
Company, documents related to share
issuance for submission to regulatory
authorities, and to carry out approval
procedures required by regulatory
authorities and venues in which the Company
is listed; (iv) amend, as required by CONTD
CONT CONTD regulatory authorities within or Non-Voting
outside China, agreements and statutory
documents referred to in (ii) and (iii)
above; (v) engage the services of
professional advisers for share issuance
related matters, and to approve and execute
all acts, deeds, documents or other matters
necessary, appropriate or required for
share issuance; (vi) increase the
registered capital of the Company after
share issuance, and to make corresponding
amendments to the articles of association
of the Company relating to share capital
and shareholdings etc, and to carry out
statutory registrations and filings within
and outside China. The above general
mandate will expire on the earlier of
("Relevant Period"):- (a) the conclusion of
the annual general meeting of the Company
for 2013; (b) the expiration of a period of
twelve months following CONTD
CONT CONTD the passing of this special Non-Voting
resolution at the annual general meeting
for 2012; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, except where the board of
directors has resolved to issue domestic
shares (A shares) or overseas-listed
foreign invested shares (H shares) during
the Relevant Period and the share issuance
is to be continued or implemented after the
Relevant Period
15 To consider and, if thought fit, to approve Mgmt Against Against
the following general mandate to repurchase
domestic shares (A shares) and
overseaslisted foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704466792
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261428.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261424.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt Against Against
the following general mandate to repurchase
domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD, BEIJING Agenda Number: 704040500
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505D102
Meeting Type: EGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: CNE1000002V2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0830/LTN20120830609.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0830/LTN20120830363.pdf
1 Ordinary resolution numbered 1 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
approve the agreement in relation to the
acquisition of certain assets and
associated liabilities of the CDMA Network)
2 Ordinary resolution numbered 2 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
approve the continuing connected
transactions contemplated under the
Engineering Framework Agreement and the
proposed Annual Caps)
3 Ordinary resolution numbered 3 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
approve the continuing connected
transactions contemplated under the
Ancillary Telecommunications Services
Framework Agreement and the proposed Annual
Caps)
4 Ordinary resolution numbered 4 of the Mgmt Against Against
Notice of EGM dated 30 August 2012 (to
approve the election of Mr. Chen Liangxian
as a Director of the Company)
5 Ordinary resolution numbered 5 of the Mgmt Against Against
Notice of EGM dated 30 August 2012 (to
approve the election of Mr. Shao Chunbao as
a Supervisor of the Company)
6 Ordinary resolution numbered 6 of the Mgmt Against Against
Notice of EGM dated 30 August 2012 (to
approve the election of Mr. Hu Jing as a
Supervisor of the Company)
7.1 Special resolution numbered 7.1 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
approve the amendments to Article 13 of the
articles of association of the Company)
7.2 Special resolution numbered 7.2 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
approve the amendments to Article 118 of
the articles of association of the Company)
7.3 Special resolution numbered 7.3 of the Mgmt For For
Notice of EGM dated 30 August 2012 (to
authorise any Director of the Company to
complete registration or fi ling of the
amendments to the articles of association)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD, BEIJING Agenda Number: 704414464
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505D102
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000002V2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411663.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411604.pdf
1 That the consolidated financial statements Mgmt For For
of the Company, the report of the Board of
Directors, the report of the Supervisory
Committee and the report of the
international auditor for the year ended 31
December 2012 be considered and approved,
and the Board of Directors of the Company
(the "Board") be authorised to prepare the
budget of the Company for the year 2013
2 That the profit distribution proposal and Mgmt For For
the declaration and payment of a final
dividend for the year ended 31 December
2012 be considered and approved
3 That the appointment of Deloitte Touche Mgmt For For
Tohmatsu and Deloitte Touche Tohmatsu
Certified Public Accountants LLP as the
international auditors and domestic
auditors of the Company respectively for
the year ending on 31 December 2013 be
considered and approved, and the Board be
authorised to fix the remuneration of the
auditors
4 Ordinary resolution numbered 4 of the Mgmt Against Against
Notice of AGM dated 11 April 2013 (to
approve the election of Mr. Xie Liang as a
Director of the Company)
5.1 Special resolution numbered 5.1 of the Mgmt For For
Notice of AGM dated 11 April 2013 (to
consider and approve the issue of
debentures by the Company)
5.2 Special resolution numbered 5.2 of the Mgmt For For
Notice of AGM dated 11 April 2013 (to
authorise the Board to issue debentures and
determine the specific terms and
conditions)
6.1 Special resolution numbered 6.1 of the Mgmt For For
Notice of AGM dated 11 April 2013 (to
consider and approve the issue of company
bonds in the People's Republic of China)
6.2 Special resolution numbered 6.2 of the Mgmt For For
Notice of AGM dated 11 April 2013 (to
authorise the Board to issue company bonds
and determine the specific terms and
conditions)
7 Special resolution numbered 7 of the Notice Mgmt For For
of AGM dated 11 April 2013 (To grant a
general mandate to the Board to issue,
allot and deal with additional shares in
the Company not exceeding 20% of each of
the existing domestic Shares and H Shares
in issue.)
8 Special resolution numbered 8 of the Notice Mgmt For For
of AGM dated 11 April 2013 (To authorise
the Board to increase the registered
capital of the Company and to amend the
articles of association of the Company to
reflect such increase in the registered
capital of the Company under the general
mandate.)
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704188247
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: EGM
Meeting Date: 21-Dec-2012
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129039.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129037.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 The transfer agreement dated 21 November Mgmt For For
2012 (the "Transfer Agreement") entered
into between China United Network
Communications Corporation Limited ("CUCL")
and China United Network Communications
Limited ("Unicom A Share Company") relating
to the transfer of all of the rights and
obligations of Unicom A Share Company under
the Equity Acquisition Agreement (as
defined in the circular to the shareholders
of the Company dated 29 November 2012, of
which this Notice forms part) relating to
the acquisition of 100% of the equity
interest of Unicom New Horizon
Telecommunications Company Limited (the
"Proposed Acquisition") to CUCL so that
CUCL will enter into the Proposed
Acquisition on the same terms (including
the consideration payable) as those set out
in the Equity Acquisition Agreement, a copy
of each of the Equity CONTD
CONT CONTD Acquisition Agreement and the Non-Voting
Transfer Agreement having been produced to
this Meeting marked "A" and "B",
respectively, and signed by the Chairman of
this Meeting for identification purposes,
be and is hereby approved, ratified and
confirmed, and the directors of the
Company, acting together, individually or
by committee, be and are hereby authorised
to execute all such documents and/or to do
all such acts on behalf of the Company as
they may consider necessary, desirable or
expedient for the purpose of, or in
connection with, the implementation and
completion of the Transfer Agreement and
the transactions contemplated therein
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704385372
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405025.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405021.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3ai To re-elect Mr. Tong Jilu as a Director Mgmt Against Against
3aii To re-elect Mr. Li Fushen as a Director Mgmt Against Against
3aiii To re-elect Mr. Cesareo Alierta Izuel as a Mgmt Against Against
Director
3aiv To re-elect Mr. Cai Hongbin as a Director Mgmt For For
3av To re-elect Mrs. Law Fan Chiu Fun Fanny as Mgmt For For
a Director
3b To authorize the Board of Directors to fix Mgmt Against Against
the remuneration of the Directors for the
year ending 31 December 2013
4 To appoint KPMG as auditor, and to Mgmt Against Against
authorise the Board of Directors to fix
their remuneration for the year ending 31
December 2013
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company not
exceeding 10% of the aggregate nominal
amount of the existing issued share capital
6 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the
existing issued share capital
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 933842076
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Consent
Meeting Date: 25-Jun-2013
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFICATION OF 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS
2. RATIFICATION OF THE PROPOSAL FOR THE Mgmt No vote
DISTRIBUTION OF 2012 EARNINGS
3. THE PROPOSAL FOR A CASH DISTRIBUTION FROM Mgmt No vote
CAPITAL SURPLUS
4. REVISION OF THE "ARTICLES OF INCORPORATION" Mgmt No vote
5. REVISION OF THE "PROCEDURES FOR ACQUISITION Mgmt No vote
OR DISPOSAL OF ASSETS"
6. REVISION OF THE "PROCEDURES FOR LENDING OF Mgmt No vote
CAPITAL TO OTHERS"
7. REVISION OF THE "OPERATIONAL PROCEDURES FOR Mgmt No vote
ENDORSEMENTS AND GUARANTEES"
8A. ELECTION OF DIRECTOR: YEN-SUNG LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8B. ELECTION OF DIRECTOR: MU-PIAO SHIH Mgmt No vote
(REPRESENTATIVE OF MOTC)
8C. ELECTION OF DIRECTOR: YU-FEN HONG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8D. ELECTION OF DIRECTOR: JIH-CHU LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8E. ELECTION OF DIRECTOR: GORDON S. CHEN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8F. ELECTION OF DIRECTOR: YI-BING LIN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8G. ELECTION OF DIRECTOR: SU-GHEN HUANG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8H. ELECTION OF DIRECTOR: SHIH-PENG TSAI Mgmt No vote
(REPRESENTATIVE OF MOTC)
8I. ELECTION OF INDEPENDENT DIRECTOR: CHUNG-YU Mgmt No vote
WANG
8J. ELECTION OF INDEPENDENT DIRECTOR: ZSE-HONG Mgmt No vote
TSAI
8K. ELECTION OF INDEPENDENT DIRECTOR: REBECCA Mgmt No vote
CHUNG-FERN WU
8L. ELECTION OF INDEPENDENT DIRECTOR: TAIN-JY Mgmt No vote
CHEN
8M. ELECTION OF INDEPENDENT DIRECTOR: YUN-TSAI Mgmt No vote
CHOU
9.1 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
TAIN-JY CHEN (INDEPENDENT DIRECTOR)
9.2 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
JIH-CHU LEE (REPRESENTATIVE OF MOTC)
--------------------------------------------------------------------------------------------------------------------------
CITIC PACIFIC LTD, HONG KONG Agenda Number: 704378303
--------------------------------------------------------------------------------------------------------------------------
Security: Y1639J116
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: HK0267001375
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021329.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021210.pdf
1 To adopt the audited accounts and the Mgmt Against Against
Reports of the Directors and the Auditor
for the year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Chang Zhenming as Director Mgmt Against Against
3.b To re-elect Mr. Vernon Francis Moore as Mgmt Against Against
Director
3.c To re-elect Mr. Liu Jifu as Director Mgmt Against Against
3.d To re-elect Mr. Yin Ke as Director Mgmt Against Against
3.e To re-elect Dr. Xu Jinwu as Director Mgmt For For
4 To appoint KPMG as Auditor of the Company Mgmt Against Against
and its subsidiaries, to hold office until
the conclusion of the next annual general
meeting, and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to issue and dispose of additional shares
not exceeding 20% of the issued share
capital of the Company as at the date of
this resolution
6 To grant a general mandate to the Directors Mgmt Against Against
to purchase or otherwise acquire shares in
the capital of the Company not exceeding
10% of the issued share capital of the
Company as at the date of this resolution
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704471945
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408011.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408005.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
A1 To receive and consider the audited Mgmt For For
Statement of Accounts together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2012
A2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
A3 To re-elect Mr. Yang Hua as a Non-executive Mgmt Against Against
Director of the Company
A4 To re-elect Mr. Zhou Shouwei as a Mgmt Against Against
Non-executive Director of the Company
A5 To re-elect Mr. Chiu Sung Hong as an Mgmt For For
Independent Non-executive Director of the
Company
A6 To authorise the Board of Directors to fix Mgmt Against Against
the remuneration of each of the Directors
A7 To appoint Deloitte Touche Tohmatsu as the Mgmt For For
Company and its subsidiaries' independent
auditors and to authorise the Board of
Directors to fix their remuneration
B1 To grant a general mandate to the Directors Mgmt Against Against
to repurchase shares in the capital of the
Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the capital of the Company not
exceeding 20% of the share capital of the
Company in issue as at the date of passing
of this resolution
B3 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933796875
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O3 ELECTION OF MEMBERS OF THE COMPANY'S FISCAL Mgmt No vote
COUNCIL AND THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
E-MART CO LTD, SEOUL Agenda Number: 704275355
--------------------------------------------------------------------------------------------------------------------------
Security: Y228A3102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7139480008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of Incorp Mgmt Against Against
3 Election of inside director candidate: Kim Mgmt Against Against
Hae Seong, Park Ju Hyeong. Election of
outside director candidates: Jeon Hyeong
Su, Mun Chang Jin, Park Yeong Ryeol and
Park Jong Gu
4 Election of the member of audit committee, Mgmt Against Against
who is the external director. Candidates:
Jeon Hyeong Su, Park Yeong Ryeol and Park
Jong Gu
5 Approval of remuneration for director Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL DIRECTORS NAMES. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 933761872
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ROSS CORY Mgmt No vote
ROBERT R. GILMORE Mgmt No vote
GEOFFREY A. HANDLEY Mgmt No vote
WAYNE D. LENTON Mgmt No vote
MICHAEL A. PRICE Mgmt No vote
STEVEN P. REID Mgmt No vote
JONATHAN A. RUBENSTEIN Mgmt No vote
DONALD M. SHUMKA Mgmt No vote
PAUL N. WRIGHT Mgmt No vote
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR Mgmt No vote
(SEE PAGE 18 OF THE MANAGEMENT PROXY
CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE Mgmt No vote
AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS
THE INDEPENDENT AUDITOR (SEE PAGE 18 OF THE
MANAGEMENT PROXY CIRCULAR).
--------------------------------------------------------------------------------------------------------------------------
EMPRESAS COPEC SA Agenda Number: 704393711
--------------------------------------------------------------------------------------------------------------------------
Security: P7847L108
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: CLP7847L1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A To submit for a vote the financial Mgmt Against Against
statements of the company to December 31,
2012, the annual report from the board of
directors and to give an accounting of the
progress of the corporate business
B To give an accounting of the transactions Mgmt Against Against
carried out by the company that are
referred to in title XVI of law number
18,046
C To establish the compensation of the board Mgmt Against Against
of directors for the next fiscal year
D To establish the compensation and expense Mgmt Against Against
budget of the committee that is referred to
in article 50 BIS of law number 18,046, to
give an accounting of its activities and
its annual management report
E To designate outside auditors and risk Mgmt Against Against
rating agencies
F To deal with any other matter of corporate Mgmt Against Against
interest that is within the authority of
the type of general meeting that is being
called
--------------------------------------------------------------------------------------------------------------------------
ENERSIS S.A. Agenda Number: 933711372
--------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Special
Meeting Date: 20-Dec-2012
Ticker: ENI
ISIN: US29274F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE A RELATED PARTY TRANSACTION THAT Mgmt No vote
CONSISTS OF THE CAPITAL INCREASE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
2. INCREASE THE ISSUED CAPITAL BY AN AMOUNT Mgmt No vote
DETERMINED IN CHILEAN PESOS ("CH$").
3. APPROVE ALL OF THE NON-MONETARY Mgmt No vote
CONTRIBUTIONS THAT MAY BE CAPITALIZED AND
THEIR RESPECTIVE CONTRIBUTION VALUES.
4. AGREE ON A SUBSCRIPTION PRICE OF SHARES TO Mgmt No vote
BE ISSUED BY COMPANY, OR ESTABLISH A
FORMULA TO DETERMINE THE SUBSCRIPTION
PRICE.
5. ESTABLISH I) SHARE SUBSCRIPTION OFFER, II) Mgmt No vote
OFFER FOR REMAINING SHARES NOT SUBSCRIBED
WITHIN INITIAL PERIOD, III) DEADLINES.
6. APPROVE THAT ALL THE SHARE SUBSCRIPTION Mgmt No vote
CONTRACTS SHOULD BE SUBJECT TO THE
FULFILLMENT, ALL AS MORE FULLY DESCRIBED.
7. TO APPROVE THE USE OF PROCEEDS FROM THE Mgmt No vote
CAPITAL INCREASE.
8. AMEND ARTICLES FIFTH AND SECOND OF THE Mgmt No vote
COMPANY'S BYLAWS.
9. AGREE ON THOSE OTHER ASPECTS OF THE Mgmt No vote
DESCRIBED CAPITAL INCREASE TRANSACTION THAT
THE MEETING DEEMS APPROPRIATE TO APPROVE.
10. ADOPT ALL AGREEMENTS NECESSARY AND Mgmt No vote
CONVENIENT FOR DEVELOPMENT AND
IMPLEMENTATION OF RESPECTIVE DECISIONS
ADOPTED BY MEETING.
11. RATIFY THE SELECTION OF A THIRD CREDIT Mgmt No vote
RATING AGENCY DESIGNATED BY THE BOARD OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ENERSIS S.A. Agenda Number: 933762280
--------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: ENI
ISIN: US29274F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF ANNUAL REPORT, FINANCIAL Mgmt No vote
STATEMENTS, REPORT OF THE EXTERNAL AUDITORS
AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2012.
2. APPROVAL OF PROFITS AND DIVIDENDS Mgmt No vote
DISTRIBUTION.
3. ELECTION OF THE BOARD OF DIRECTORS. Mgmt No vote
4. COMPENSATION FOR THE BOARD OF DIRECTORS. Mgmt No vote
5. COMPENSATION FOR THE DIRECTORS' COMMITTEE Mgmt No vote
AND APPROVAL OF THEIR 2013 BUDGET.
7. APPOINTMENT OF AN EXTERNAL AUDITING FIRM Mgmt No vote
GOVERNED BY CHAPTER XXVIII OF SECURITIES
MARKET LAW 18,045.
8. ELECTION OF TWO ACCOUNT INSPECTORS AND Mgmt No vote
THEIR SUBSTITUTES, AS WELL AS THEIR
COMPENSATION.
9. APPOINTMENT OF RISK RATING AGENCIES. Mgmt No vote
10. APPROVAL OF THE INVESTMENT AND FINANCING Mgmt No vote
POLICY.
14. OTHER MATTERS OF INTEREST AND COMPETENCE OF Mgmt No vote
THE ORDINARY SHAREHOLDERS' MEETING.
15. OTHER NECESSARY RESOLUTIONS FOR THE PROPER Mgmt No vote
IMPLEMENTATION OF THE ABOVE MENTIONED
AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL HYDROGENERATING COMPANY - RUSHYDRO OJSC, M Agenda Number: 704149207
--------------------------------------------------------------------------------------------------------------------------
Security: 466294105
Meeting Type: EGM
Meeting Date: 16-Nov-2012
Ticker:
ISIN: US4662941057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On approval of the increase of the Mgmt No vote
Company's Charter Capital
2 On approval of a number of interrelated Mgmt No vote
transactions with Vnesheconombank with the
interested party
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV, MEXICO Agenda Number: 704280762
--------------------------------------------------------------------------------------------------------------------------
Security: P4182H115
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: MXP320321310
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the general director of Fomento Mgmt For For
Economico Mexicano, S.A.B. De C.V., opinion
of the board of directors regarding the
content of the report from the general
director and reports from the board of
directors itself with regard to the main
accounting and information policies and
criteria followed in the preparation of the
financial information, as well as regarding
the transactions and activities in which it
has intervened, reports from the
chairpersons of the audit and corporate
practices committees, presentation of the
financial statements for the 2012 fiscal
year, in accordance with the terms of
article 172 of the general mercantile
companies law and of the applicable
provisions of the securities market law
II Report regarding the fulfillment of the tax Mgmt For For
obligations
III Allocation of the results account from the Mgmt For For
2012 fiscal year, in which are included the
declaration and payment of a cash dividend,
in MXN
IV Proposal to establish as the maximum amount Mgmt For For
of funds that can be allocated to the
purchase of shares of the company, the
amount of MXN 3 billion
V Election of the members of the board of Mgmt Against Against
directors and secretaries, classification
of their independence, in accordance with
the terms of the securities market law, and
determination of their compensation
VI Election of members of the finance and Mgmt Against Against
planning committee, audit committee and
corporate practices committee, designation
of the chairperson of each one of them and
determination of their compensation
VII Appointment of delegates to formalize the Mgmt For For
resolutions of the general meeting
VIII Reading and, if deemed appropriate, Mgmt For For
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 704531498
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 172324 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A3 The status of the local corporate bonds Non-Voting
A.4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A.5 The advocacy of laws and regulations Non-Voting
regarding the same person or the same
related party who intends to hold over the
designated rate of voting share of the same
financial holding company
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 1 per share
B.3 The proposal of long-term capital injection Mgmt For For
B.4.1 The proposal to release non-competition Mgmt For For
restriction on the directors: Chang,
Tzu-Hsin
B.4.2 The proposal to release non-competition Mgmt For For
restriction on the directors: Chao,
Yuan-Chi
B.4.3 The proposal to release non-competition Mgmt For For
restriction on the directors: Han, Wei-Ting
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt Against Against
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt Against Against
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt Against Against
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt Against Against
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt Against Against
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENTING BHD Agenda Number: 704529366
--------------------------------------------------------------------------------------------------------------------------
Security: Y26926116
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: MYL3182OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final Mgmt For For
dividend of 4.5 SEN less 25% tax per
ordinary share of 10 SEN each for the
financial year ended 31 December 2012 to be
paid on 25 July 2013 to members registered
in the Record of Depositors on 28 June 2013
2 To approve the payment of Directors' fees Mgmt For For
of RM830,380 for the financial year ended
31 December 2012 (2011: RM826,900)
3 To re-elect Dato' Dr. R. Thillainathan as a Mgmt Against Against
Director of the Company pursuant to Article
99 of the Articles of Association of the
Company
4 To re-elect Mr Lim Keong Hui as a Director Mgmt Against Against
of the Company pursuant to Article 104 of
the Articles of Association of the Company
5 That Dato' Paduka Nik Hashim bin Nik Mgmt For For
Yusoff, retiring in accordance with Section
129 of the Companies Act, 1965, be and is
hereby re-appointed as a Director of the
Company to hold office until the conclusion
of the next Annual General Meeting."
6 That Tun Mohammed Hanif bin Omar, retiring Mgmt Against Against
in accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
7 That Tan Sri Dr. Lin See Yan, retiring in Mgmt Against Against
accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting."
8 To re-appoint PricewaterhouseCoopers as Mgmt Against Against
Auditors of the Company and to authorise
the Directors to fix their Remuneration
9 Proposed authority for the Company to Mgmt For For
purchase its own shares
10 Authority to Directors pursuant to Section Mgmt Against Against
132D of the Companies Act, 1965
11 Proposed renewal of shareholders' mandate Mgmt For For
for recurrent related party transactions of
a revenue or trading Nature
S.1 Proposed amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD, JOHANNESBURG Agenda Number: 704436523
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 180746 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 Re-appointment of auditors: KPMG Inc. Mgmt Against Against
O.2 Re-election of a director: DN Murray Mgmt For For
O.3 Re-election of a director: DMJ Ncube Mgmt For For
O.4 Re-election of a director: RL Pennant-Rea Mgmt Against Against
O.5 Re-election of a director: GM Wilson Mgmt For For
O.6 Re-election of a member and Chair of the Mgmt For For
Audit Committee: GM Wilson
O.7 Re-election of a member of the Audit Mgmt For For
Committee: RP Menell
O.8 Re-election of a member of the Audit Mgmt For For
Committee: DMJ Ncube
O.9 Re-election of a member of the Audit Mgmt Against Against
Committee: RL Pennant-Rea
O.10 Approval for the issue of authorised but Mgmt For For
unissued ordinary shares
O.11 Approval for the issuing of equity Mgmt Against Against
securities for cash
1 Advisory endorsement of remuneration policy Mgmt Against Against
S.1 Approval of the remuneration of Mgmt For For
non-executive directors
S.2 Approval for the Company to grant financial Mgmt For For
assistance in terms of section 44 and 45 of
the Act
S.3 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 1.2.14 and
insertion of new clause 1.2.14
S.4 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 1.2.16 and
insertion of new clause 1.2.16
S.5 Approval of amendments to the existing MOI: Mgmt For For
amendment of clauses 5.6, 5.7 and 5.8
S.6 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 7.5 and
insertion of new clause 7.5
S.7 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 8 and insertion
of new clause 8
S.8 Approval of amendment to the existing MOI: Mgmt For For
insertion of further wording at the end of
clause 11.1
S.9 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 14.5 and
insertion of new clause 14.5
S.10 Approval of amendment to the existing MOI: Mgmt For For
amendment of existing clause 18.28
S.11 Approval of amendment to the existing MOI: Mgmt For For
insertion of new clause 18.35
S.12 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 20.9 and
replacement with a new clause 20.9
S.13 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 24 and
replacement with a new clause 24
S.14 Approval of amendment to the existing MOI: Mgmt For For
deletion of existing clause 32 and
replacement with a new clause 32
S.15 Approval of amendment to the existing MOI: Mgmt For For
amendment of Schedule 1
S.16 Acquisition of the Company's own shares Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA S.A.B Agenda Number: 704324057
--------------------------------------------------------------------------------------------------------------------------
Security: P4987V137
Meeting Type: AGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: MXP4987V1378
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and, if deemed appropriate, Mgmt Against Against
approval of the reports that are referred
to in article 28, part IV, of the
securities market law, including the
presentation of the financial statements of
the company for the fiscal year that ended
on December 31, 2012, and resolutions
regarding the term in office of the board
of directors, committees and general
director of the company
II Presentation of the report regarding the Mgmt Against Against
fulfillment of the tax obligations of the
company, in compliance with the applicable
legal provisions
III Resolutions regarding the allocation of Mgmt For For
results from the fiscal year that ended on
December 31, 2012
IVI Resolution regarding: The amount that can Mgmt Against Against
be allocated to the purchase of shares of
the company in accordance with the terms of
that which is provided for in article 56,
part IV, of the securities market law
IVII Resolution regarding: The report regarding Mgmt Against Against
the policies and resolutions adopted by the
board of directors of the company, in
relation to the purchase and sale of those
shares
IVIII Resolution regarding: The report regarding Mgmt Against Against
the share plan of the company
V Appointment and/or ratification, if deemed Mgmt Against Against
appropriate, of the persons who will be
members of the board of directors, of the
secretary and of the officers
VI Appointment and/or ratification, if deemed Mgmt Against Against
appropriate, of the persons who will be
members of the executive committee
VII Appointment and/or ratification, if deemed Mgmt Against Against
appropriate, of the chairperson of the
audit and corporate practices committee
VIII Compensation for the members of the board Mgmt Against Against
of directors, of the executive committee
and of the audit and corporate practices
committee, as well as of the secretary
IX Designation of delegates who will carry out Mgmt Against Against
and formalize the resolutions that this
general meeting passes
--------------------------------------------------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD Agenda Number: 704459266
--------------------------------------------------------------------------------------------------------------------------
Security: Y2929L100
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: HK0270001396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251064.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251046.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the Directors and the auditors
for the year ended 31 December 2012
2 To declare a Final Dividend for the year Mgmt For For
ended 31 December 2012
3i To re-elect Mr. Wen Yinheng as a Director Mgmt Against Against
3ii To re-elect Mr. Huang Zhenhai as a Director Mgmt Against Against
3iii To re-elect Mr. Wu Ting Yuk, Anthony as a Mgmt For For
Director
3iv To re-elect Ms. Xu Wenfang as a Director Mgmt Against Against
3v To re-elect Mr. Li Wai Keung as a Director Mgmt Against Against
3vi To re-elect Dr. Chan Cho Chak, John as a Mgmt Against Against
Director
3vii To re-elect Dr. Li Kwok Po, David as a Mgmt Against Against
Director
3viii To authorize the Board to fix the Mgmt Against Against
remuneration of Directors
4 To re-appoint auditors and authorize the Mgmt Against Against
Board to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue shares in the Company
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue shares by adding the
number of shares repurchased
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 704443150
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418771.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418729.pdf
1 To receive and consider the audited Mgmt For For
consolidated accounts and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Xu Shui Shen as an Mgmt Against Against
executive director
4 To re-elect Mr. Sze Wong Kim as an Mgmt Against Against
executive director
5 To re-elect Mr. Hui Ching Chi as an Mgmt Against Against
executive director
6 To re-elect Mr. Wang Ming Fu as an Mgmt For For
independent non-executive director
7 To re-elect Mr. Ho Kwai Ching Mark as an Mgmt For For
independent non-executive director
8 To re-elect Mr. Zhou Fang Sheng as an Mgmt For For
independent non-executive director
9 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
10 To re-appoint auditors and to authorise the Mgmt Against Against
board of directors to fix their
remuneration
11 To grant a general mandate to the board of Mgmt Against Against
directors to allot and issue shares
12 To grant a general mandate to the board of Mgmt For For
directors to exercise all powers of the
Company to purchase its own securities
13 To extend the general mandate granted to Mgmt For For
the board of directors pursuant to
Resolution No. 11 above by an amount
representing the aggregate nominal amount
of shares in the capital of the Company
purchased by the Company pursuant to the
general mandate granted pursuant to
Resolution No. 12 above
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 704581253
--------------------------------------------------------------------------------------------------------------------------
Security: 438090201
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: US4380902019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Chairman to announce the commencement of Non-Voting
meeting
2.1 To report business of 2012 Non-Voting
2.2 Statutory Auditors' review of 2012 audited Non-Voting
financial statements
2.3 Status Report of Company's indirect Non-Voting
investment in Mainland China
2.4 Status Report of domestic corporate bond Non-Voting
issuance
2.5 Upon first-time adoption of the Non-Voting
International Financial Reporting Standards
(IFRSs), the report of adjustments to
distributable earnings conditions and the
total amount of special reserve set aside
3.1 Ratification of the 2012 Business Report Mgmt For For
and Audited Financial Statements
3.2 Ratification of the proposal for Mgmt For For
distribution of 2012 profits
3.3 Discussion to approve the new shares Mgmt Against Against
issuance for capital increase by earnings
re-capitalization
3.4 Discussion to approve the issuance of Mgmt Against Against
overseas depository receipts ("DRs")
3.5 Discussion to approve the issuance of new Mgmt Against Against
shares for employee Restricted Stock Awards
3.6 Discussion of amendments to the Company's Mgmt For For
"Procedures for Lending Funds to Others
3.7 Discussion of amendments to the Company's Mgmt For For
"Procedures for Endorsements & Guarantees
3.8 Discussion of amendments to the Company's Mgmt Against Against
Articles of Incorporation
3.9.1 Election of Director: Gou, Tai-ming (Terry Mgmt Against Against
Gou), Shareholder ID: 1
3.9.2 Election of Director: Representative of Hon Mgmt Against Against
Chiao International Investment Co., Ltd.:
Tai, Jeng-wu, Shareholder ID: 16662
3.9.3 Election of Director: Huang, Qing-yuan, Mgmt Against Against
Personal ID: R10180****
3.9.4 Election of Director: Representative of Hon Mgmt Against Against
Jin International Investment Co., Ltd.: Lu,
Fang-ming, Shareholder ID: 57132
3.9.5 Election of Director: Chien, Yi-bin, Mgmt Against Against
Shareholder ID: 13188
3.9.6 Election of Independent Director: Wu, Mgmt For For
Yu-chi, Personal ID: N12074****
3.9.7 Election of Independent Director: Liu, Mgmt For For
Cheng-yu, Personal ID: E12118****
3.9.8 Election of Supervisor: Wan, Jui-hsia, Mgmt Against Against
Personal ID: S20102****
3.9.9 Election of Supervisor: Representative of Mgmt Against Against
Fu-Rui International Investment Co., Ltd.:
Chuo, Min-chih, Shareholder ID: 18953
3.10 Discussion to approve the lifting of Mgmt For For
director of non-competition restrictions
4 Extraordinary Motions Mgmt Against Against
5 Adjournment Non-Voting
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THE RESOLUTION 3.9 REGARDING THE
ELECTION OF DIRECTORS, INDEPENDENT
DIRECTORS AND SUPERVISORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTORS, INDEPENDENT DIRECTORS AND
SUPERVISORS WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933807779
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt No vote
DONALD K. CHARTER Mgmt No vote
W. ROBERT DENGLER Mgmt No vote
GUY G. DUFRESNE Mgmt No vote
RICHARD J. HALL Mgmt No vote
STEPHEN J.J. LETWIN Mgmt No vote
MAHENDRA NAIK Mgmt No vote
WILLIAM D. PUGLIESE Mgmt No vote
JOHN T. SHAW Mgmt No vote
TIMOTHY R. SNIDER Mgmt No vote
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt No vote
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt No vote
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS.
04 RESOLVED THAT BY-LAW NUMBER TWO OF THE Mgmt No vote
CORPORATION, IN THE FORM MADE BY THE BOARD
OF DIRECTORS, BEING A BY-LAW TO AMEND
BY-LAW NUMBER ONE OF THE CORPORATION, AND
INCLUDED AS APPENDIX "C" TO THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS, IS HEREBY
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt Against Against
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt Against Against
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt Against Against
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt Against Against
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt Against Against
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt Against Against
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt Against Against
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt No vote
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt No vote
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt No vote
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt No vote
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt No vote
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt No vote
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt No vote
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt No vote
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt No vote
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 933743571
--------------------------------------------------------------------------------------------------------------------------
Security: 48241A105
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: KB
ISIN: US48241A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS AND THE Mgmt No vote
PROPOSED DIVIDEND PAYMENT FOR FISCAL YEAR
2012
2A. APPOINTMENT OF DIRECTOR: KYUNG JAE LEE Mgmt No vote
2B. APPOINTMENT OF DIRECTOR: JAE WOOK BAE Mgmt No vote
2C. APPOINTMENT OF DIRECTOR: YOUNG JIN KIM Mgmt No vote
2D. APPOINTMENT OF DIRECTOR: JONG CHEON LEE Mgmt No vote
2E. APPOINTMENT OF DIRECTOR: SEUNG HEE KOH Mgmt No vote
2F. APPOINTMENT OF DIRECTOR: YOUNG KWA KIM Mgmt No vote
2G. APPOINTMENT OF DIRECTOR: YOUNG NAM LEE Mgmt No vote
2H. APPOINTMENT OF DIRECTOR: JAE MOK CHO Mgmt No vote
3A. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt No vote
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
KYUNG JAE LEE
3B. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt No vote
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JAE WOOK BAE
3C. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt No vote
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
YOUNG JIN KIM
3D. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt No vote
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JONG CHEON LEE
3E. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt No vote
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
SEUNG HEE KOH
4. APPROVAL OF THE AGGREGATE REMUNERATION Mgmt No vote
LIMIT FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933789426
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt No vote
JOHN K. CARRINGTON Mgmt No vote
JOHN M.H. HUXLEY Mgmt No vote
KENNETH C. IRVING Mgmt No vote
JOHN A. KEYES Mgmt No vote
JOHN A. MACKEN Mgmt No vote
C. MCLEOD-SELTZER Mgmt No vote
JOHN E. OLIVER Mgmt No vote
UNA M. POWER Mgmt No vote
TERENCE C.W. REID Mgmt No vote
J. PAUL ROLLINSON Mgmt No vote
RUTH G. WOODS Mgmt No vote
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt No vote
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt No vote
PASS, AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION Agenda Number: 933717526
--------------------------------------------------------------------------------------------------------------------------
Security: 500631106
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: KEP
ISIN: US5006311063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CHIEF EXECUTIVE OFFICER: MOON, Mgmt No vote
HO
1B. ELECTION OF CHIEF EXECUTIVE OFFICER: CHO, Mgmt No vote
HWAN EIK
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 933736665
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Annual
Meeting Date: 15-Mar-2013
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS FOR THE Mgmt No vote
31ST FISCAL YEAR.
2 AMENDMENT OF ARTICLES OF INCORPORATION. Mgmt No vote
3.1 ELECTION OF DIRECTOR: HYUN MYUNG PYO Mgmt No vote
3.2 ELECTION OF DIRECTOR: YOUNG KIM Mgmt No vote
3.3 ELECTION OF DIRECTOR: JONG HWAN SONG Mgmt No vote
3.4 ELECTION OF DIRECTOR: SANG KYUN CHA Mgmt No vote
3.5 ELECTION OF DIRECTOR: DO KYUN SONG Mgmt No vote
4 ELECTION OF MEMBER OF AUDIT COMMITTEE: SANG Mgmt No vote
KYUN CHA
5 APPROVAL OF LIMIT ON REMUNERATION OF Mgmt No vote
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KT&G CORPORATION, TAEJON Agenda Number: 704264148
--------------------------------------------------------------------------------------------------------------------------
Security: Y49904108
Meeting Type: AGM
Meeting Date: 28-Feb-2013
Ticker:
ISIN: KR7033780008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of representative director: Min Mgmt Against Against
Yeong Jin
4 Election of outside directors: Gim Deuk Hwi Mgmt Against Against
and Jo Gyu Ha
5 Election of audit committee member: Jo Gyu Mgmt Against Against
Ha
6 Approval of remuneration for director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LATAM AIRLINES GROUP SA, CHILE Agenda Number: 704365356
--------------------------------------------------------------------------------------------------------------------------
Security: P61894104
Meeting Type: OGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: CL0000000423
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A Approval of the annual report, balance Mgmt Against Against
sheet and financial statements of the
company for the fiscal year that ended on
December 31, 2012
B Approval of the payment of the definitive Mgmt For For
dividend with a charge against the profit
from the 2012 fiscal year
C Establishment of the compensation of the Mgmt Against Against
board of directors of the company for the
fiscal year that ended on December 31, 2013
D Establishment of the compensation of the Mgmt Against Against
committee of directors of the company and
determination of its budget for the fiscal
year that ends on December 31, 2013
E Designation of an outside auditing firm for Mgmt Against Against
the company, designation of risk rating
agencies for the company, and accounts
regarding the matters that are referred to
in title xvi of law number 18,046, the
share corporations law
F Information regarding the cost of Mgmt Against Against
processing, printing and sending the
information that is referred to in circular
number 1816 of the securities and insurance
superintendency
G Designation of the newspaper in which the Mgmt Against Against
notices of the company will be given
H Other matters of corporate interest that Mgmt Against Against
are appropriate for the cognizance of the
annual general meeting of shareholders of
the company
--------------------------------------------------------------------------------------------------------------------------
LATAM AIRLINES GROUP SA, CHILE Agenda Number: 704573282
--------------------------------------------------------------------------------------------------------------------------
Security: P61894104
Meeting Type: EGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: CL0000000423
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 209122 DUE TO CHANGE IN RECORD
DATE FROM 05 APR 2013 TO 05 JUN 2013. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
A.1 To increase the share capital in the amount Mgmt For For
of USD 1 Billion, or in the amount that the
general meeting determines, for the purpose
of financing part of the investment plan
for the coming years, and in particular the
requirements for the renewal and growth of
the fleet, as well as to strengthen the
financial position of Latam, through the
issuance of the number of paid shares, all
of which are common and with no par value,
that the general meeting determines
A.2 To allocate one part of the mentioned Mgmt For For
capital increase to compensation plans in
accordance with the terms of article 24 of
the corporate law
A.3 To establish the price, the manner, timing, Mgmt For For
procedures and other conditions for the
placement of the shares that are issued
within the framework of the capital
increase, or to grant the board of
directors the power to freely and with the
broadest possible authority determine,
establish and resolve on the price, the
manner, timing, procedure and other
conditions for the placement of the
mentioned shares, including, but not
limited to, the establishment of all of the
terms and conditions of the part of the
mentioned capital increase that is
allocated to compensation plans in
accordance with the terms of article 24 of
the corporate law
A.4 To recognize any change to the share Mgmt For For
capital that has come about in accordance
with that which is provided for in article
26 of the corporate law, and to deduct from
the paid in capital the cost of issuance
and placement of shares that has resulted
A.5 To amend the corporate bylaws to adapt them Mgmt For For
to the resolutions that are passed in this
regard at the general meeting
A.6 To pass all the measures necessary or Mgmt For For
convenient to carry out the decisions and
make the amendments to the bylaws that are
passed in this regard by the general
meeting
B.1 To establish the placement price of the Mgmt For For
4,800,000 shares allocated to the
compensation plans in accordance with the
terms of article 24 of the corporate law,
in accordance with the extraordinary
general meeting of shareholders that was
held on December 21, 2011, as amended by
the extraordinary general meeting of
shareholders that was held on September 4,
2012, or to grant the board of directors
the authority to freely and with the
broadest possible authority determine,
establish and resolve on the price, the
manner, timing, procedure and conditions
for the placement of the shares mentioned
above
B.2 To pass all the other resolutions necessary Mgmt For For
or convenient to carry out the resolutions
in this regard that the general meeting
passes
--------------------------------------------------------------------------------------------------------------------------
LUKOIL OIL COMPANY JSC, MOSKVA Agenda Number: 704166746
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: EGM
Meeting Date: 18-Dec-2012
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On the payment (declaration) of dividends Mgmt For For
of RUB 40.00 per Share based on the results
of the corresponding reporting period of
the 2012 financial year
2 Approval of a new version of the Mgmt For For
regulations on the procedure for preparing
and holding the general shareholders
meeting of OAO "Lukoil"
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 704442324
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1O1.1 Re-election of AT Mikati as a director Mgmt Against Against
2O1.2 Re-election of RS Dabengwa as a director Mgmt Against Against
3O1.3 Re-election of NI Patel as a director Mgmt Against Against
4O1.4 Re-election of AF van Biljon as a director Mgmt Against Against
5O1.5 Re-election of JHN Strydom as a director Mgmt Against Against
6O1.6 Election of F Titi as a director Mgmt Against Against
7O2.1 To elect AF van Biljon as a member of the Mgmt For For
audit committee
8O2.2 To elect NP Mageza as a member of the audit Mgmt For For
committee
9O2.3 To elect J van Rooyen as a member of the Mgmt For For
audit committee
10O24 To elect MJN Njeke as a member of the audit Mgmt For For
committee
11O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt Against Against
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
12O.4 General authority for directors to allot Mgmt For For
and issue ordinary shares
13 Endorsement of the remuneration philosophy Mgmt Against Against
14S.1 To approve the remuneration increase Mgmt For For
payable to non executive directors
15S.2 To adopt the new memorandum of Mgmt Against Against
incorporation of the Company
16S.3 To approve an authority for the Company and Mgmt For For
or any of its subsidiaries to repurchase or
purchase as the case may be shares in the
Company
17S.4 To approve the granting of financial Mgmt Against Against
assistance by the Company to its
subsidiaries and other related and inter
related companies and corporations and to
directors prescribed officers and other
persons participating in share or other
employee incentive schemes
18S.5 To approve the granting of financial Mgmt For For
assistance in relation to MTN Zakhele RF
Limited transaction
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL OJSC, MOSCOW Agenda Number: 704511585
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Annual Report of Oao Mgmt For For
"Lukoil" for 2012 and the annual financial
statements, including the income statement
of the Company, and the distribution of
profits for the 2012 financial year as
follows
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. ALSO NOTE THAT 11 OUT OF 12
DIRECTORS WILL BE ELECTED FOR THIS MEETING.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED.
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
2.1 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Alekperov, Vagit
Yusufovich
2.2 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Blazheev, Victor
Vladimirovich
2.3 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Fedun, Leonid Arnoldovich
2.4 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Grayfer, Valery Isaakovich
2.5 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Ivanov, Igor Sergeevich
2.6 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Maganov, Ravil Ulfatovich
2.7 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Matzke, Richard
2.8 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Mikhailov, Sergei
Anatolievich
2.9 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Mobius, Mark
2.10 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Moscato, Guglielmo Antonio
Claudio
2.11 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Nikolaev, Nikolai
Mikhailovich
2.12 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Pictet, Ivan
3.1 To elect the Audit Commission from the list Mgmt Against Against
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Maksimov, Mikhail Borisovich
3.2 To elect the Audit Commission from the list Mgmt Against Against
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Nikitenko, Vladimir Nikolaevich
3.3 To elect the Audit Commission from the list Mgmt Against Against
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Surkov, Aleksandr Viktorovich
4.1 To pay remuneration and reimburse expenses Mgmt For For
to members of the Board of Directors of Oao
"Lukoil" pursuant to the appendix hereto
4.2 To deem it appropriate to retain the Mgmt For For
amounts of remuneration for members of the
Board of Directors of Oao "Lukoil"
established by decision of the Annual
General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011 (Minutes No. 1)
5.1 To pay remuneration to each of the members Mgmt For For
of the Audit Commission of Oao "Lukoil" in
the amount established by decision of the
Annual General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011 (Minutes No. 1) -
2,730,000 roubles
5.2 To deem it appropriate to retain the Mgmt For For
amounts of remuneration for members of the
Audit Commission of Oao "Lukoil"
established by decision of the Annual
General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011(Minutes No. 1)
6 To approve the independent auditor of Oao Mgmt Against Against
"Lukoil"-Closed Joint Stock Company KPMG
7 To approve Amendments and addenda to the Mgmt For For
Charter of Open Joint Stock Company "Oil
company "Lukoil", pursuant to the appendix
hereto
8 To approve an interested-party Mgmt For For
transaction-Policy (contract) on insuring
the liability of directors, officers and
corporations between Oao "Lukoil" and Oao
Kapital Strakhovanie, on the terms and
conditions indicated in the appendix hereto
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 2.4 AND 3.1 TO
3.3 AND ADDITION OF TEXT IN CUMULATIVE
VOTING COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 933792512
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR H. BRADLEY Mgmt No vote
JOHN F. BURZYNSKI Mgmt No vote
MARCEL COTE Mgmt No vote
MICHELE DARLING Mgmt No vote
JOANNE FERSTMAN Mgmt No vote
S. LEAVENWORTH BAKALI Mgmt No vote
WILLIAM A. MACKINNON Mgmt No vote
CHARLES E. PAGE Mgmt No vote
SEAN ROOSEN Mgmt No vote
GARY A. SUGAR Mgmt No vote
SERGE VEZINA Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS INDEPENDENT AUDITORS AND AUTHORIZING
DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION TO APPLY FOR A Mgmt No vote
CERTIFICATE OF AMENDMENT OF THE ARTICLES OF
THE CORPORATION.
04 RESOLUTION - RATIFYING THE CONTINUED Mgmt No vote
EXISTENCE OF THE SHAREHOLDER RIGHTS PLAN.
05 RESOLUTION - RATIFYING BY-LAW 2012-1 Mgmt No vote
REGARDING AN ADVANCE NOTICE PROVISION.
06 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK Agenda Number: 933792461
--------------------------------------------------------------------------------------------------------------------------
Security: 715684106
Meeting Type: Annual
Meeting Date: 19-Apr-2013
Ticker: TLK
ISIN: US7156841063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR Mgmt No vote
THE 2012 FINANCIAL YEAR, INCLUDING THE
BOARD OF COMMISSIONERS' SUPERVISORY REPORT.
2. RATIFICATION OF FINANCIAL STATEMENTS & Mgmt No vote
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM, ANNUAL REPORT & DISCHARGE OF THE
BOARD.
3. APPROPRIATION OF THE COMPANY'S NET INCOME Mgmt No vote
FOR THE 2012 FINANCIAL YEAR.
4. DETERMINATION OF REMUNERATION FOR MEMBERS Mgmt No vote
OF THE BOARD AND THE BOARD OF COMMISSIONERS
FOR THE 2013 FINANCIAL YEAR.
5. APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO Mgmt No vote
AUDIT THE COMPANY'S FINANCIAL STATEMENTS
FOR THE 2013 FINANCIAL YEAR.
6. CHANGES TO THE PLAN FOR THE USE OF THE Mgmt No vote
COMPANY'S TREASURY STOCK FROM SHARE BUY
BACK I THROUGH IV.
7. CHANGE OF NOMENCLATURE TITLE OF THE BOARD Mgmt No vote
OF DIRECTORS OTHER THAN PRESIDENT DIRECTOR
AND FINANCE DIRECTOR AND REAFFIRMATION OF
THE STRUCTURE OF THE BOARD OF DIRECTORS AS
STIPULATED IN ANNUAL GENERAL MEETING OF
SHAREHOLDERS ON MAY 11, 2012.
8. RATIFICATION OF MINISTER OF STATE-OWNED Mgmt No vote
ENTERPRISE REGULATION NUMBER
PER-12/MBU/2012, DATED AUGUST 12, 2012 ON
SUPPORTING BODY FOR THE BOARD OF
COMMISSIONERS IN STATE-OWNED ENTERPRISE.
9. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
10. CHANGES IN COMPOSITION OF BOARD OF THE Mgmt No vote
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790328
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE
CANDIDATE APPOINTED BY THE MAJORITY OF THE
MINORITY SHAREHOLDERS)
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt No vote
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS (ACCOMPANYING
THE VOTES OF THE CANDIDATE APPOINTED BY THE
MAJORITY OF THE MINORITY SHAREHOLDERS)
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704215638
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 05-Feb-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1220/LTN20121220512.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1220/LTN20121220522.pdf
1 To consider and approve "the resolution in Mgmt Against Against
relation to renewal of the grant of the
general mandate on issuance of new shares
to the Board
2 To consider and approve "the resolution Mgmt Against Against
regarding the extension of the validity
period of the resolution in relation to the
public issuance of A Share convertible
corporate bonds (including subordinated
terms)
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704338436
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321761.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321759.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board of Directors") for the year ended
December 31, 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2012
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2012
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2012
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2012 and the proposed
distribution of final dividends
6 To consider and approve the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the PRC auditor and
PricewaterhouseCoopers as the international
auditor of the Company to hold office until
the conclusion of the next annual general
meeting and to fix their remuneration
7.1 To consider and approve the appointment of Mgmt Against Against
Mr. Lee Yuansiong as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board of Directors
7.2 To consider and approve the appointment of Mgmt Against Against
Mr. Soopakij Chearavanont as a
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.3 To consider and approve the appointment of Mgmt Against Against
Mr. Yang Xiaoping as a Non-executive
Director of the Company to hold office
until the expiry of the term of the 9th
Session of the Board of Directors
7.4 To consider and approve the appointment of Mgmt Against Against
Mr. Lu Hua as a Non-executive Director of
the Company to hold office until the expiry
of the term of the 9th Session of the Board
of Directors
7.5 To consider and approve the appointment of Mgmt For For
Mr. Yip Dicky Peter as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.6 To consider and approve the appointment of Mgmt Against Against
Mr. Wong Oscar Sai Hung as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.7 To consider and approve the appointment of Mgmt For For
Mr. Sun Dongdong as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
8 To consider and approve the appointment of Mgmt For For
Ms. Zhang Wangjin as a Supervisor
representing the shareholders of the
Company to hold office until the expiry of
the term of the 7th Session of the
Supervisory Committee
9 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Non-executive Directors of the Company
10 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Supervisors of the Company
11 To consider and approve "the Resolution in Mgmt For For
relation to the Utilization Report on the
Proceeds from the Previous Fund Raising
Activity"
--------------------------------------------------------------------------------------------------------------------------
PKO BANK POLSKI S.A., WARSZAWA Agenda Number: 704539711
--------------------------------------------------------------------------------------------------------------------------
Security: X6919X108
Meeting Type: AGM
Meeting Date: 20-Jun-2013
Ticker:
ISIN: PLPKO0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the ordinary general meeting Mgmt For For
2 Election of the chairman of the ordinary Mgmt For For
general meeting
3 Declaring that the ordinary general meeting Mgmt For For
has been duly convened and is capable of
adopting valid resolutions
4 Adoption of the agenda Mgmt For For
5 Examination of the Pko Bank Polski SA Mgmt For For
directors report for the year 2012, and
also examining the financial statements of
the Powszechna Kasa Oszczednosci Bank
Polski Spolka Akcyjna for the year ended on
31 December 2012 and the motion of the
banks management board on the distribution
of the profit earned by Pko Bank Polski SA
in 2012 and the unappropriated profits
6 Examination of the Pko Bank Polski SA Group Mgmt For For
directors report for the year 2012 and the
consolidated financial statements of
Powszechna Kasa Oszczednosci Bank Polski
Spolka Akcyjna group for the year ended on
31 December 2012
7 Examination of the report of the Mgmt For For
supervisory board of Powszechna Kasa
Oszczednosci Bank Polski Spolka Akcyjna
containing the results of evaluation of the
financial statements of Pko Bank Polski SA
for the year ended on 31 December 2012, the
Pko Bank Polski SA directors report for the
year 2012, the motion of the management
board of the bank on the distribution of
profit earned by Pko Bank Polski sa in 2012
and the unappropriated profits and the
report on the activities of the supervisory
board as a company body in 2012
8A Adoption of resolution on the following Mgmt For For
business: approving Pko Bank Polski SA
directors report for the year 2012
8B Adoption of resolution on the following Mgmt For For
business: approving the financial
statements of Powszechna kasa Oszczednosci
Bank Polski Spolka Akcyjna for the year
ended on 31 December 2012
8C Adoption of resolution on the following Mgmt For For
business: approving Pko Bank Polski SA
group directors report for the year 2012
8D Adoption of resolution on the following Mgmt For For
business: approving the consolidated
financial statements of Powszechna Kasa
Oszczednosci Bank Polski Spolka Akcyjna
group for the year ended on 31 December
2012
8E Adoption of resolution on the following Mgmt For For
business: approving the report of the
supervisory board of Powszechna Kasa
Oszczednosci Bank Polski Spolka Akcyjna for
2012
8F Adoption of resolution on the following Mgmt For For
business: distribution of the profit earned
by Pko Bank Polski SA in 2012 and the
unappropriated profits
8G Adoption of resolution on the following Mgmt For For
business: defining the amount of dividend
per each share, dividend day and the day of
its payment
8H Adoption of resolution on the following Mgmt Against Against
business: granting a vote of acceptance to
the members of the management board for
2012
8I Adoption of resolution on the following Mgmt Against Against
business: granting a vote of acceptance to
the members of the supervisory board for
2012
9 Adoption of resolutions on the changes to Mgmt Against Against
the composition of the supervisory board
10 Presentation of the report of the bank's Mgmt Against Against
supervisory board on the process of selling
training and recreation centers
11 Closure of the meeting Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 933741084
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE 45TH FY FINANCIAL Mgmt For
STATEMENTS
2A1 ELECTION OF OUTSIDE DIRECTOR: SHIN, Mgmt Against
CHAE-CHOL
2A2 ELECTION OF OUTSIDE DIRECTOR: LEE, Mgmt Against
MYOUNG-WOO
2A3 ELECTION OF OUTSIDE DIRECTOR: KIM, JI-HYUNG Mgmt Against
2B1 ELECTION OF AUDIT COMMITTEE MEMBER: KIM, Mgmt Against
JI-HYUNG
2C1 ELECTION OF INSIDE DIRECTOR: CHANG, IN-HWAN Mgmt Against
2C2 ELECTION OF INSIDE DIRECTOR: KIM, YEUNG-GYU Mgmt Against
3. APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt Against
FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
REMGRO LTD Agenda Number: 704145538
--------------------------------------------------------------------------------------------------------------------------
Security: S6873K106
Meeting Type: AGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: ZAE000026480
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Approval of financial statements for the Mgmt For For
year ended 20120630
2.O.2 Re-appointment of the auditor - Mgmt Against Against
PricewaterhouseCoopers Inc
3.O.3 Election of director -Mr J W Dreyer Mgmt Against Against
4.O.4 Election of director - Mr N P Mageza Mgmt Against Against
5.O.5 Election of director - Mr P J Moleketi Mgmt Against Against
6.O.6 Election of director - Mr F Robertson Mgmt Against Against
7.O.7 Election of director - Mr J P Rupert Mgmt Against Against
8.O.8 Election of director - Mr H Wessels Mgmt For For
9.O.9 Election of member of audit and risk Mgmt For For
committee - Mr N P Mageza
10O10 Election of member of audit and risk Mgmt For For
committee - Mr P J Moleketi
11O11 Election of member of audit and risk Mgmt For For
committee Mr F Robertson
12O12 Election of member of audit and risk Mgmt For For
committee Mr H Wessels
13.S1 Approval of directors remuneration Mgmt Against Against
14.S2 Authority to repurchase shares Mgmt For For
15.S3 Authority to enter into derivative Mgmt For For
transactions
16.S4 General authority to provide financial Mgmt For For
assistance to related and inter related
companies and corporations
17S5A Conversion of listed ordinary par value Mgmt For For
shares into no par value shares
18S5C Conversion of all par value shares into no Mgmt For For
par value s hares
19.S6 Adoption of new memorandum of incorporation Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 2. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704161140
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: EGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 133642 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 On the Company profit distribution for 2011 Mgmt For For
2 Approve Additional Dividends of RUB 4.08 Mgmt For For
per Share for Fiscal 2011
3 On the early termination of the powers of Mgmt For For
all the members of the Company's Board of
Directors
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
4.1 Election of the member of the Company's Mgmt Against Against
Board of Directors: Warnig, Matthias
4.2 Election of the member of the Company's Mgmt Against Against
Board of Directors: Kuzovlev, Mikhail
Valerievich
4.3 Election of the member of the Company's Mgmt Against Against
Board of Directors: Laverov, Nikolay
Pavlovich
4.4 Election of the member of the Company's Mgmt Against Against
Board of Directors: Nekipelov, Alexander
Dmitrievich
4.5 Election of the member of the Company's Mgmt Against Against
Board of Directors: Rudloff, Hans-Joerg
4.6 Election of the member of the Company's Mgmt Against Against
Board of Directors: Sechin, Igor Ivanovich
4.7 Election of the member of the Company's Mgmt Against Against
Board of Directors: Shishin, Sergey
Vladimirovich
4.8 Election of the member of the Company's Mgmt Against Against
Board of Directors: Shugaev, Dmitry
Evgenievich
4.9 Election of the member of the Company's Mgmt Against Against
Board of Directors: Scherbovich, Ilya
Viktorovich
5.1 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of transactions between the
Company (Client) and OAO Bank VTB (Bank)
for purchase and sale of Credit Linked
Notes to the amount of 49,300,000.0 th. RUR
or an equivalent in a foreign currency at
the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-purchase and sale of
equity securities (Credit Linked Notes),
having ID-number in European Depositary and
Clearing Center Euroclear;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.2 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of interest swap
transactions to the amount of 240,000,000.0
th. RUR or an equivalent in a foreign
currency at the exchange rate established
by the Central Bank of the Russian
Federation as of the date of a relevant
transaction subject to the following
conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing of
interest rates on the Company's credit
portfolio;-term-for the term of loan
5.3 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) within the framework of the
General Agreement for transactions with
derivative financial instruments of
interest swap transactions to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates based on volatility
indicators (MosPrime (MIBOR), Libor (US
dollars), EURibor), charged on the interest
swap nominal denominated in single
currency;-economic result-fixing of
interest rates on the Company's credit
portfolio;-term-for the term of loan
5.4 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of cross-currency
swap transactions to the amount of
380,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing and/or
reduction of bid rate on the Company's
credits;-term-for the Company's bonded loan
term
5.5 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) within the framework of the
General Agreement for transactions with
derivative financial instruments of
cross-currency swap transactions to the
amount of 380,000,000.0 th. RUR or an
equivalent in a foreign currency at the
exchange rate established by the Central
Bank of the Russian Federation as of the
date of a relevant transaction subject to
the following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing and/or
reduction of bid rate on the Company's
credits;-term-for the Company's bonded loan
term
5.6 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of transactions
for purchase and sale of options, forwards,
option structures to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-hedging
currency and price risks on underlying
assets;-underlying asset-currency
pairs;-economic result-fixing prices for
underlying assets at the level not lower
than prices fixed in the Company's business
plan for 2012;-term-up to one year
5.7 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) of transactions for
purchase and sale of options, forwards,
option structures to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-hedging
currency and price risks on underlying
assets;-underlying asset-currency
pairs;-economic result-fixing prices for
underlying assets at the level not lower
than prices fixed in the Company's business
plan for 2012;-term-up to one year
5.8 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of transactions
for purchase and sale of bonds, promissory
notes to the amount of 493,000,000.0 th.
RUR or an equivalent in a foreign currency
at the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-bonds, promissory notes
of various issuers;-yield-not lower than an
average depositary rate for a relevant term
based on results of the analysis of bids of
at least four banks at the transaction
conclusion date;-term-up to one year
5.9 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) for purchase and sale of
bonds, promissory notes to the amount of
493,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-bonds,
promissory notes of various
issuers;-yield-not lower than an average
depositary rate for a relevant term based
on results of the analysis of bids of at
least four banks at the transaction
conclusion date;-term-up to one year
5.10 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of REPO transactions between the
Company (Client) and Gazprombank (OAO)
(Bank) to the amount of 493,000,000.0 th.
RUR or an equivalent in a foreign currency
at the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-bilateral sale
(purchase) of securities;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.11 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of REPO transactions between the
Company (Client) and OAO Bank VTB (Bank) to
the amount of 493,000,000.0 th. RUR or an
equivalent in a foreign currency at the
exchange rate established by the Central
Bank of the Russian Federation as of the
date of a relevant transaction subject to
the following conditions:-subject-bilateral
sale (purchase) of securities;-yield-not
lower than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.12 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of transactions between the
Company (Client) and Gazprombank (OAO)
(Bank) for purchase and sale of Credit
Linked Notes to the amount of 49,300,000.0
th. RUR or an equivalent in a foreign
currency at the exchange rate established
by the Central Bank of the Russian
Federation as of the date of a relevant
transaction subject to the following
conditions:-subject-purchase and sale of
equity securities (Credit Linked Notes),
having ID-number in European Depositary and
Clearing Center Euroclear;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.13 To approve the related-party transactions, Mgmt Against Against
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Execution by the Company under the General
Agreement with Russian Commercial Bank
(Cyprus) Limited (Bank) on the general
terms and conditions of conversion
operations and transactions on sale and
purchase by the Company of foreign currency
(forex transactions) with the following
currency pairs: USD/RUR, EURO/RUR, EURO/USD
for the overall maximum amount of
578,000,000.0 th. RUR at the following
exchange rates: for transactions with the
USD/RUR pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.7 rubles, for transactions with the
USD/RUR pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.8 rubles, for transactions with the
EURO/USD pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.05 EURO
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT IN RES. 2 AND
CHANGE IN SPLIT/PARTIAL VOTING CONDITIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704584932
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: EGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the inter-related transactions Mgmt For For
with an interested party
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704590771
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 20-Jun-2013
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171113 DUE TO SPLITTING OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approve Annual Report Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Allocation of Income Mgmt For For
4 Approve Dividends of RUB 8.05 per Share Mgmt For For
5 Approve Remuneration of Directors Mgmt For For
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
6.1 Elect Matthias Warnig as Director Mgmt Against Against
6.2 Elect Robert Dudley as Director Mgmt Against Against
6.3 Elect Andrey Kostin as Director Mgmt Against Against
6.4 Elect Nikolay Laverov as Director Mgmt For For
6.5 Elect John Mack as Director Mgmt For For
6.6 Elect Aleksandr Nekipelov as Director Mgmt Against Against
6.7 Elect Igor Sechin as Director Mgmt Against Against
6.8 Elect Donald Humphreys as Director Mgmt For For
6.9 Elect Sergey Chemezov as Director Mgmt Against Against
6.10 Elect Dmitry Shugayev as Director Mgmt Against Against
7.1 Elect Oleg Zenkov as Member of Audit Mgmt Against Against
Commission
7.2 Elect Mikhail Kuzovlev as Member of Audit Mgmt Against Against
Commission
7.3 Elect Aleksey Mironov as Member of Audit Mgmt Against Against
Commission
7.4 Elect Georgy Nozadze as Member of Audit Mgmt Against Against
Commission
7.5 Elect Aleksandr Yugov as Member of Audit Mgmt Against Against
Commission
8 Ratify OOO Ernst Young as Auditor Mgmt Against Against
9 Amend Charter Mgmt Against Against
10 Approve New Edition of Regulations on Mgmt For For
General Meetings
111.1 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Deposit Agreements
111.2 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Deposit Agreements
111.3 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Deposit Agreements
111.4 Approve Related-Party Transaction with Bank Mgmt For For
Rossiya Re: Deposit Agreements
111.5 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Foreign Currency Exchange
Agreements
111.6 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Foreign Currency Exchange
Agreements
111.7 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Foreign Currency Exchange
Agreements
111.8 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Loan Agreements
111.9 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Loan Agreements
11110 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Loan Agreements
11111 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Sale/Purchase of Options and
Forwards
11112 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Options and
Forwards
11113 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Sale/Purchase of Options and
Forwards
11114 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Cross-Currency Swap
11115 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Cross-Currency Swap
11116 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Repurchase Agreements (REPO)
11117 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Repurchase Agreements (REPO)
11118 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Repurchase Agreements (REPO)
11119 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Sale/Purchase of Bonds and
Promissory Notes
11120 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Bonds and
Promissory Notes
11121 Approve Related-Party Transaction with OAO Mgmt For For
Bank VTB Re: Sale/Purchase of Bonds and
Promissory Notes
11122 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Credit
Linked Notes
11123 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Sale/Purchase of Credit Linked
Notes
11124 Approve Related-Party Transaction with OOO Mgmt For For
RN Yuganskneftegas Re: Production of Oil
and Gas
11125 Approve Related-Party Transaction with OOO Mgmt For For
RN Yuganskneftegas Re: Leasing of Fixed
Assets
11126 Approve Related-Party Transaction with OAO Mgmt For For
TNK-BP Holding Re: Purchase of Oil
11127 Approve Related-Party Transaction with OAO Mgmt For For
TNK-BP Holding Re: Sale of Oil
11128 Approve Related-Party Transaction with ZAO Mgmt For For
Vankorneft Re: Oil Supply
11129 Approve Related-Party Transaction with OAO Mgmt For For
AK Transneft Re: Transportation of Crude
Oil
112.1 Approve Cost of Related-Party Transaction Mgmt For For
with OAO SOGAZ Re: Liability Insurance for
Directors, Executives, the Company, and
Subsidiaries
112.2 Approve Related-Party Transaction with OAO Mgmt For For
SOGAZ Re: Liability Insurance for
Directors, Executives, the Company, and
Subsidiaries
11.3 Approve Related-Party Transactions with ENI Mgmt For For
S.p.A. and its Affiliated Companies
11.4 Approve Related-Party Transactions with Mgmt For For
Statoil ASA and its Affiliated Companies
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 8. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704284520
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Balance Sheet, Income Mgmt For For
Statement, and Statement of Appropriation
of Retained Earnings (Draft) for the 44th
Fiscal Year (January 1, 2012 to December
31, 2012)-Cash Dividends (including interim
dividend of KRW 500) Dividend per share:
KRW 8,000 (Common) KRW 8,050 (Preferred)
2.1.1 Re-elect Lee In-Ho as Outside Director Mgmt For For
2.1.2 Elect Song Kwang-Soo as Outside Director Mgmt For For
2.1.3 Elect Kim Eun-Mee as Outside Director Mgmt For For
2.2.1 Elect Yoon Boo-Keun as Inside Director Mgmt Against Against
2.2.2 Elect Shin Jong-Kyun as Inside Director Mgmt Against Against
2.2.3 Elect Lee Sang-Hoon as Inside Director Mgmt Against Against
2.3.1 Re-elect Lee In-Ho as Member of Audit Mgmt For For
Committee
2.3.2 Elect Song Kwang-Soo as Member of Audit Mgmt For For
Committee
3 Approve Total Remuneration of Inside Mgmt Against Against
Directors and Outside Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO LTD, SEOUL Agenda Number: 704498725
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt Against Against
2 Amendment of articles of incorporation Mgmt Against Against
3 Election of inside director candidate: Jo Mgmt Against Against
Byeong Jin
4 Election of the member of audit committee, Mgmt Against Against
who is not the outside director.
candidates: Jo Byeong Jin
5 Approval of remuneration for director Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAME OF DIRECTOR'S AND AUDIT
COMMITTEE MEMBER. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD, JOHANNESBURG Agenda Number: 704133862
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: AGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(d) and 75(e) of the company's
existing memorandum of incorporation: C
Beggs
1.2 To elect each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(d) and 75(e) of the company's
existing memorandum of incorporation: DE
Constable
1.3 To elect each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(d) and 75(e) of the company's
existing memorandum of incorporation: HG
Dijkgraaf
1.4 To elect each by way of a separate vote, Mgmt Against Against
the following director retiring in terms of
article 75(d) and 75(e) of the company's
existing memorandum of incorporation: MSV
Gantsho
1.5 To elect each by way of a separate vote, Mgmt Against Against
the following director retiring in terms of
article 75(d) and 75(e) of the company's
existing memorandum of incorporation: IN
Mkhize
2 To elect JE Schrempp, who retired in terms Mgmt Against Against
of article 75(i) and was thereafter
re-appointed by the board as a director in
terms of article 75(h) of the company's
existing memorandum of incorporation
3.1 To elect, each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(h) of the company's existing
memorandum of incorporation: ZM Mkhize
3.2 To elect, each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(h) of the company's existing
memorandum of incorporation: PJ Robertson
3.3 To elect, each by way of a separate vote, Mgmt For For
the following director retiring in terms of
article 75(h) of the company's existing
memorandum of incorporation: S Westwell
4 To re-appoint the auditors, KPMG Inc., to Mgmt Against Against
act as the auditors of the company until
the next annual general meeting
5.1 To elect, each by way of a separate vote, Mgmt For For
the member of the audit committee: C Beggs
(subject to his being re-elected as a
director)
5.2 To elect, each by way of a separate vote, Mgmt For For
the member of the audit committee: HG
Dijkgraaf (subject to his being re-elected
as a director)
5.3 To elect, each by way of a separate vote, Mgmt For For
the member of the audit committee: MSV
Gantsho (subject to his being re-elected as
a director)
5.4 To elect, each by way of a separate vote, Mgmt For For
the members of the audit committee: MJN
Njeke
5.5 To elect, each by way of a separate vote, Mgmt For For
the member of the audit committee: S
Westwell (subject to his being re-elected
as a director)
6 To endorse, on a non-binding advisory Mgmt Against Against
basis, the company's remuneration policy
(excluding the remuneration of the
non-executive directors for their services
as directors and members of board
committees and the audit committee) and its
implementation
7.S.1 To approve the remuneration payable to Mgmt For For
non-executive directors of the company for
their services as directors for the period
1 July 2012 until this resolution is
replaced
8.S.2 To authorise the board to grant authority Mgmt Against Against
to the company to provide: financial
assistance as contemplated in section 44 of
the Act; and direct or indirect financial
assistance as contemplated in section 45 of
the Act to its related and inter-related
companies and/or corporations, and/or to
members of such related or inter-related
companies and/or corporations and/or to
directors or prescribed officers of the
company or of a related or inter-related
company and/or to persons related to such
companies, corporations, members, directors
and/or prescribed officers
9.S.3 To approve the adoption of a new memorandum Mgmt For For
of incorporation for the company
10S.4 To authorise the board to approve the Mgmt For For
general repurchase by the company or
purchase by any of its subsidiaries, of any
of the company's ordinary shares and/or
Sasol BEE ordinary shares
11S.5 To authorise the board to approve the Mgmt For For
purchase by the company (as part of a
general repurchase in accordance with
special resolution number 4), of its issued
shares from a director and/or a prescribed
officer of the company, and/or persons
related to a director or prescribed officer
of the company
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP Agenda Number: 933738683
--------------------------------------------------------------------------------------------------------------------------
Security: 824596100
Meeting Type: Annual
Meeting Date: 28-Mar-2013
Ticker: SHG
ISIN: US8245961003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS Mgmt No vote
2A. APPOINTMENT OF OUTSIDE DIRECTOR: MR. BOO IN Mgmt No vote
KO
2B. APPOINTMENT OF OUTSIDE DIRECTOR: MR. TAEEUN Mgmt No vote
KWON
2C. APPOINTMENT OF OUTSIDE DIRECTOR: MR. KEE Mgmt No vote
YOUNG KIM
2D. APPOINTMENT OF OUTSIDE DIRECTOR: MR. SEOK Mgmt No vote
WON KIM
2E. APPOINTMENT OF OUTSIDE DIRECTOR: MR. HOON Mgmt No vote
NAMKOONG
2F. APPOINTMENT OF OUTSIDE DIRECTOR: MR. KE SOP Mgmt No vote
YUN
2G. APPOINTMENT OF OUTSIDE DIRECTOR: MR. JUNG Mgmt No vote
II LEE
2H. APPOINTMENT OF OUTSIDE DIRECTOR: MR. HARUKI Mgmt No vote
HIRAKAWA
2I. APPOINTMENT OF OUTSIDE DIRECTOR: MR. Mgmt No vote
PHILIPPE AGUIGNIER
3A. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt No vote
TAEEUN KWON
3B APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt No vote
SEOK WON KIM
3C. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt No vote
KE SOP YUN
3D. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt No vote
SANG KYUNG LEE
4. APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SIBANYE GOLD LIMITED Agenda Number: 704444417
--------------------------------------------------------------------------------------------------------------------------
Security: S7627H100
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: ZAE000173951
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 186002 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 Resolved that KPMG Inc, upon the Mgmt Against Against
recommendation of the current Audit
Committee of the Company, be re-appointed
as the auditors of the Company until the
conclusion of the next AGM
O.2 Re-election of a director: TJ Cumming Mgmt For For
O.3 Re-election of a director: BE Davison Mgmt For For
O.4 Re-election of a director: NG Nika Mgmt For For
O.5 Re-election of a director SC van der Merwe Mgmt For For
O.6 Re-election of a member and Chair of the Mgmt Against Against
Audit Committee: KA Rayner
O.7 Re-election of a member of the Audit Mgmt For For
Committee: RP Menell
O.8 Election of a member of the Audit Mgmt For For
Committee: NG Nika
O.9 Election of a member of the Audit Mgmt For For
Committee: SC van der Merwe
O.10 Approval for the issue of authorised but Mgmt For For
unissued ordinary shares
1 Advisory endorsement of remuneration policy Mgmt Against Against
O.11 Approval for the amendment of Rule 5.1.1 of Mgmt Against Against
the Sibanye Gold Limited 2013 Share Plan
O.12 Approval for the amendment of Rule 5.2.1 of Mgmt Against Against
the Sibanye Gold Limited 2013 Share Plan
S.1 Approval of the remuneration of Mgmt Against Against
non-executive directors
S.2 Approval for the Company to grant financial Mgmt For For
assistance in terms of section 44 and 45 of
the Act
S.3 Approval of amendments to the existing Mgmt Against Against
Memorandum of Incorporation: new clause 24
S.4 Acquisition of the Company's own shares Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH, S Agenda Number: 704389205
--------------------------------------------------------------------------------------------------------------------------
Security: P8716X108
Meeting Type: OGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CLP8716X1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SQM's Balance Sheet, Financial Statements, Mgmt For For
Annual Report, Account Inspectors Report,
and External Auditors' Report for the
business year ended at December 31, 2012
2 Appointment of the External Auditing Mgmt Against Against
Company and Account Inspectors for the
business year 2013
3 Operations referred to in Title XVI of Law Mgmt For For
18,046
4 Investment and Finance Policies Mgmt For For
5 Net income for business year 2012, Mgmt For For
distribution of final dividend and future
Dividend Policy
6 Board of Director Expenditures in the year Mgmt Against Against
2012
7 Elections and Directors' Salaries Mgmt Against Against
8 Matters in relation with the Directors Mgmt For For
Committee, involving Auditing, Health,
Safety, and Environment
9 Other corresponding matters in compliance Mgmt Against Against
with the pertinent provisions
--------------------------------------------------------------------------------------------------------------------------
STANDARD BANK GROUP LIMITED Agenda Number: 704468366
--------------------------------------------------------------------------------------------------------------------------
Security: S80605140
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: ZAE000109815
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adopt annual financial statements Mgmt For For
2.1 To elect director: DDB Band Mgmt For For
2.2 To elect director: BJ Kruger Mgmt Against Against
2.3 To elect director: AC Nissen Mgmt Against Against
2.4 To elect director: MJD Ruck Mgmt For For
2.5 To elect director: PD Sullivan Mgmt Against Against
2.6 To elect director: SK Tshabalala Mgmt Against Against
2.7 To elect director: PG Wharton-Hood Mgmt Against Against
3 Re-appointment of Auditors: KPMG Inc and Mgmt Against Against
PricewaterhouseCoopers Inc
4 Place unissued ordinary shares under Mgmt For For
control of directors
5 Place unissued preference shares under Mgmt Against Against
control of directors
6 Non-binding advisory vote on remuneration Mgmt Against Against
policy
7.1 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
Chairman
7.2 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
Director
7.3 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
International Director
7.4.1 Group Director's Affairs Committee: Mgmt For For
Chairman
7.4.2 Group Director's Affairs Committee: Member Mgmt For For
7.5.1 Group Risk and Capital Management Mgmt For For
Committee: Chairman
7.5.2 Group Risk and Capital Management Mgmt For For
Committee: Member
7.6.1 Group Remuneration Committee: Chairman Mgmt For For
7.6.2 Group Remuneration Committee: Member Mgmt For For
7.7.1 Group Social and Ethics Committee: Chairman Mgmt For For
7.7.2 Group Social and Ethics Committee: Member Mgmt For For
7.8.1 Group Audit Committee: Chairman Mgmt For For
7.8.2 Group Audit Committee: Member Mgmt For For
7.9 Ad hoc meeting attendance Mgmt For For
8 Place shares for the Standard Bank Equity Mgmt Against Against
Growth Scheme under control of directors
9 Place shares for the Group Share Incentive Mgmt Against Against
Scheme under control of directors
10 General authority to acquire the company's Mgmt For For
shares
11 Loans or other financial assistance to Mgmt For For
related or inter-related companies
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt No vote
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt No vote
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 704355797
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281202.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281196.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3.i.a To re-elect Mr Zhang Zhidong as director Mgmt Against Against
3.i.b To re-elect Mr Ian Charles Stone as Mgmt Against Against
director
3.i.c To re-elect Mr Jacobus Petrus Bekker as Mgmt Against Against
director
3.ii To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Auditor and to authorise the Mgmt Against Against
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution 5
as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution 6
as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution 7 as set
out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 704414426
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412243.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412225.pdf
1 To receive and consider the audited Mgmt For For
accounts and the reports of the directors
and auditors for the year ended 31 December
2012
2 To declare the payment of a final dividend Mgmt For For
for the year ended 31 December 2012
3.1 To re-elect the retiring director and Mgmt Against Against
authorise the Directors to fix their
remuneration: Mr. Ryo Yoshizawa
3.2 To re-elect the retiring director and Mgmt Against Against
authorise the Directors to fix their
remuneration: Mr. Wu Chung-Yi
3.3 To re-elect the retiring director and Mgmt For For
authorise the Directors to fix their
remuneration: Mr. Lee Tiong-Hock
4 To re-appoint auditors of the Company and Mgmt Against Against
authorise the directors to fix their
remuneration
5 To consider and approve the general mandate Mgmt Against Against
for issue of shares
6 To consider and approve the general mandate Mgmt Against Against
to repurchase shares in the capital of the
Company
7 To consider and approve that the aggregate Mgmt Against Against
nominal amount of shares which are
repurchased by the Company shall be added
to the aggregate nominal amount of the
shares which may be allotted pursuant to
the general mandate for issue of shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 7. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933772433
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E204
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: VALEP
ISIN: US91912E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A EVALUATION OF THE MANAGEMENT'S ANNUAL Mgmt No vote
REPORT AND, ANALYSIS, DISCUSSION, AND VOTE
ON THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2012
O1B PROPOSAL FOR THE DESTINATION OF PROFITS FOR Mgmt No vote
THE 2012 FISCAL YEAR
O1C ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS
O1D ELECTION OF THE MEMBERS OF THE FISCAL Mgmt No vote
COUNCIL
O1E ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt No vote
SENIOR MANAGEMENT AND MEMBERS OF THE FISCAL
COUNCIL FOR THE YEAR 2013, AS WELL AS THE
ANNUAL GLOBAL REMUNERATION SUPPLEMENTATION
FOR THE 2012
E2A PROPOSAL TO AMEND THE ARTICLES OF Mgmt No vote
INCORPORATION OF VALE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
E2B CONSOLIDATION OF THE ARTICLES OF Mgmt No vote
INCORPORATION TO REFLECT THE AMENDMENTS
APPROVED
--------------------------------------------------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD Agenda Number: 704338323
--------------------------------------------------------------------------------------------------------------------------
Security: G9431R103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: KYG9431R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321144.pdf
1 To consider and approve the financial Mgmt Against Against
statements and the reports of the directors
and the auditor for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Tsai Eng-Meng as a director Mgmt Against Against
of the Company
3.b To re-elect Mr. Chu Chi-Wen as a director Mgmt Against Against
of the Company
3.c To re-elect Mr. Cheng Wen-Hsien as a Mgmt Against Against
director of the Company
3.d To re-elect Mr. Toh David Ka Hock as a Mgmt Against Against
director of the Company
3.e To re-elect Mr. Lee Kwang-Chou as a Mgmt Against Against
director of the Company
3.f To authorize the board of directors of the Mgmt Against Against
Company to fix the remuneration of all the
directors of the Company
4 To re-appoint PricewaterhouseCoopers as the Mgmt Against Against
Company's auditor and authorize the board
of directors of the Company to fix their
remuneration for the period ending 31
December 2013
5 To grant a general mandate to the directors Mgmt Against Against
of the Company to exercise the powers of
the Company to repurchase the shares of the
Company in accordance with ordinary
resolution number 5 as set out in the
notice of Annual General Meeting
6 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares of the Company in
accordance with ordinary resolution number
6 as set out in the notice of Annual
General Meeting
7 Conditional upon ordinary resolutions Mgmt Against Against
number 5 and 6 being passed, to extend the
general mandate granted to the directors of
the Company to allot, issue and deal with
additional shares of the Company in
accordance with ordinary resolution number
7 as set out in the notice of Annual
General Meeting
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 704027817
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: EGM
Meeting Date: 12-Oct-2012
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0828/LTN20120828373.pdf
1 That an interim dividend of Rmb6 cents per Mgmt For For
share in respect of the six months ended
June 30, 2012 be and is hereby approved and
declared
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Hexavest Global Equity Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617)482-8260
Date of fiscal year end: 7/31
Date of reporting period: 08/29/2012 - 06/30/2013
Eaton Vance Hexavest Global Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 704363605
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153198,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
2.1 Approval of the annual report, the Mgmt For For
consolidated financial statements, and the
annual financial statements for 2012
2.2 Consultative vote on the 2012 remuneration Mgmt Against Against
report
3 Discharge of the board of directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and Mgmt For For
distribution of capital contribution
reserve
5 Renewal of authorized share capital Mgmt For For
6.1 Re-election to the board of directors: Mgmt For For
Roger Agnelli
6.2 Re-election to the board of directors: Mgmt Against Against
Louis R. Hughes
6.3 Re-election to the board of directors: Hans Mgmt For For
Ulrich Maerki
6.4 Re-election to the board of directors: Mgmt Against Against
Michel De Rosen
6.5 Re-election to the board of directors: Mgmt Against Against
Michael Treschow
6.6 Re-election to the board of directors: Mgmt Against Against
Jacob Wallenberg
6.7 Re-election to the board of directors: Ying Mgmt For For
Yeh
6.8 Re-election to the board of directors: Mgmt Against Against
Hubertus Von Gruenberg
7 Re-election of the auditors / Ernst and Mgmt Against Against
Young AG
8 Ad hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt Withheld Against
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt Withheld Against
M.D. WHITE Mgmt Withheld Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr For Against
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr For Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr For Against
OF AWARDS UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933751869
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt No vote
EDWARD J. RAPP Mgmt No vote
ROY S. ROBERTS Mgmt No vote
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt No vote
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
ADECCO SA, CHESEREX Agenda Number: 704355963
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 168803
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the Annual Report 2012 Mgmt For For
1.2 Advisory Vote on the Remuneration Report Mgmt For For
2012
2.1 Appropriation of Available Earnings 2012 Mgmt For For
2.2 Allocation of the Reserve from Capital Mgmt For For
Contributions to Free Reserves and
Distribution of Dividend
3 Granting of Discharge to the Members of the Mgmt For For
Board of Directors
4.1 Re-elect Mr Rolf Dorig as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.2 Re-elect Mr Dominique-Jean Chertier as Mgmt Against Against
member of the Board of Directors for a new
tenure of one year ending at the next
Annual General Shareholders' Meeting
4.3 Re-elect Mr Alexander Gut as member of the Mgmt For For
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.4 Re-elect Mr Andreas Jacobs as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders ' Meeting
4.5 Re-elect Mr Didier Lamouche as member of Mgmt Against Against
the Board of Directors for a new tenure of
one year ending at the next Annual General
Shareholders ' Meeting
4.6 Re-elect Mr Thomas O'Neill as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.7 Re-elect Mr David Prince as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.8 Re-elect Ms Wanda Rapaczynski as member of Mgmt For For
the Board of Directors for a new tenure of
one year ending at the next Annual General
Shareholders' Meeting
5 The Board of Directors proposes to re-elect Mgmt Against Against
Ernst & Young Ltd, Zurich, as Auditors for
the business year 2013
6 Additional and/or counter proposals Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt No vote
MDs
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Approval of a) the amendments to the Mgmt No vote
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt No vote
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt No vote
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AEON CO.,LTD. Agenda Number: 704449734
--------------------------------------------------------------------------------------------------------------------------
Security: J00288100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JP3388200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt Against Against
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 704060259
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630104
Meeting Type: AGM
Meeting Date: 23-Oct-2012
Ticker:
ISIN: AU000000AGK9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
2 To adopt the Remuneration Report Mgmt Against Against
3(a) Re-election of Mr Leslie Hosking Mgmt Against Against
3(b) Re-election of Mr John Stanhope Mgmt For For
3(c) Re-election of Mr Graeme Hunt Mgmt For For
4 Increasing the maximum aggregate Mgmt For For
remuneration of Non-Executive Directors
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt Against Against
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt Against Against
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt Against Against
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 704329209
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: OGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2012
3.a Financial Statements, result and dividend: Mgmt For For
Adoption of the 2012 Financial Statements
of the Company
3.b Financial Statements, result and dividend: Mgmt For For
Result allocation
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Adoption of the dividend proposal
4.a Discharge from liability of the members of Mgmt Against Against
the Board of Management in office in 2012
for the performance of their duties in 2012
4.b Discharge from liability of the members of Mgmt Against Against
the Supervisory Board in office in 2012 for
the performance of their duties in 2012
5.a Amendments to the Remuneration Policy for Mgmt For For
the Board of Management: Change in the
short term incentive performance metrics
5.b Amendments to the Remuneration Policy for Mgmt For For
the Board of Management: Continuation of
the performance share plan (long term
incentive) with an additional performance
target
6.a Authorization for the Board of Management: Mgmt For For
to issue shares
6.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of the shareholders
7 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
8 Any other business and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP Agenda Number: 933754081
--------------------------------------------------------------------------------------------------------------------------
Security: 019344100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ANV
ISIN: US0193441005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. BUCHAN Mgmt Withheld Against
SCOTT A. CALDWELL Mgmt Withheld Against
JOHN W. IVANY Mgmt For For
CAMERON A. MINGAY Mgmt For For
TERRY M. PALMER Mgmt For For
CARL A. PESCIO Mgmt For For
A. MURRAY SINCLAIR Mgmt For For
ROBERT G. WARDELL Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION FOR FISCAL 2012
3. RATIFICATION OF EKS&H LLLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933744600
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. BRAUER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt Withheld Against
STEPHEN R. WILSON Mgmt Withheld Against
JACK D. WOODARD Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
THE EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr For Against
REDUCING RISK IN ENERGY PORTFOLIO THROUGH
INCREASED ENERGY EFFICIENCY AND RENEWABLE
ENERGY RESOURCES.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt No vote
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt No vote
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933745107
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt No vote
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt No vote
1C. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt No vote
1E. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt No vote
1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt No vote
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt No vote
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt No vote
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt No vote
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt No vote
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD, Mgmt No vote
III
1L. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt No vote
1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt No vote
1N. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL FOR LOBBYING Shr No vote
DISCLOSURE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933725890
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 28-Feb-2013
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt Against Against
1.8 ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 704325958
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Mgmt For For
Company and the Group and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend of 53 US cents Mgmt For For
per ordinary share, payable on 25 April
2013 to those shareholders registered at
the close of business on 22 March 2013
3 To elect Mark Cutifani as a director of the Mgmt For For
Company
4 To elect Byron Grote as a director of the Mgmt For For
Company
5 To elect Anne Stevens as a director of the Mgmt Against Against
Company
6 To re-elect David Challen as a director of Mgmt Against Against
the Company
7 To re-elect Sir CK Chow as a director of Mgmt Against Against
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray O'Rourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Jack Thompson as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditors of Mgmt Against Against
the Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2012
set out in the Annual Report
17 To resolve that the authority conferred on Mgmt For For
the directors by Article 9.2 of the
Company's Articles of Association be
renewed for the period ending at the
conclusion of the Annual General Meeting in
2014 or on 30 June 2014, whichever is the
earlier, and for such period the Section
551 Amount shall be USD 76.4 million. Such
authority shall be in substitution for all
previous authorities pursuant to Section
551 of the Companies Act 2006
18 To resolve that subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the directors by Article 9.3 of the
Company's Articles of Association be
renewed for the period referred to in
Resolution 17 and for such period the
Section 561 Amount shall be USD 38.2
million. Such authority shall be in
substitution for all previous powers
pursuant to Section 561 of the Companies
Act 2006
19 To resolve that the Company be and is Mgmt For For
generally and unconditionally authorised
for the purpose of Section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of Section693 of the
Companies Act 2006) of ordinary shares of
54 86/91 US cents each in the capital of
the Company provided that: a) the maximum
number of ordinary shares of 54 86/91 US
cents each in the capital of the Company
authorised to be acquired is 208.5 million)
b) the minimum price which may be paid for
an ordinary share is 54 86/91 US cents,
which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the
higher of 105% of the average of the middle
market quotation for an ordinary share,
as derived from the London Stock Exchange
Daily Official CONTD
CONT CONTD List, for the five business days Non-Voting
immediately preceding the day on which such
ordinary share is contracted to be
purchased and the highest current bid as
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulations 2003; and d)
the authority hereby conferred shall expire
at the conclusion of the Annual General
Meeting of the Company to be held in 2014
(except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry) unless
such authority is renewed prior to such
time
20 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933736538
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 11-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED LONG TERM INCENTIVE PLAN
2005
O2. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED BONUS SHARE PLAN 2005
O3. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTIONS 1 TO 2
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933741008
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 27-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. APPROVAL OF A NEW MEMORANDUM OF Mgmt No vote
INCORPORATION FOR ANGLOGOLD ASHANTI LIMITED
O2. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTION 1
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933806183
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt No vote
AUDITORS OF THE COMPANY
O2 ELECTION OF MR MJ KIRKWOOD AS A DIRECTOR Mgmt No vote
O3 ELECTION OF MR AM O'NEILL AS A DIRECTOR Mgmt No vote
O4 RE-ELECTION OF MR S VENKATAKRISHNAN AS A Mgmt No vote
DIRECTOR
O5 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O6 APPOINTMENT OF MR MJ KIRKWOOD AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O7 APPOINTMENT OF MR R GASANT AS A MEMBER OF Mgmt No vote
THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O8 APPOINTMENT OF MS NP JANUARY-BARDILL AS A Mgmt No vote
MEMBER OF THE AUDIT AND CORPORATE
GOVERNANCE COMMITTEE OF THE COMPANY
O9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt No vote
ISSUE ORDINARY SHARES
O10 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR Mgmt No vote
CASH, THOSE ORDINARY SHARES PLACED UNDER
THE CONTROL OF THE DIRECTORS IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
11 ENDORSEMENT OF THE ANGLOGOLD ASHANTI Mgmt No vote
REMUNERATION POLICY
S1 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt No vote
S2 INCREASE IN NON-EXECUTIVE DIRECTORS' Mgmt No vote
COMMITTEE FEES
S3 ACQUISITION OF COMPANY'S SHARES Mgmt No vote
S4 APPROVAL TO GRANT FINANCIAL ASSISTANCE IN Mgmt No vote
TERMS OF SECTIONS 44 AND 45
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt Against Against
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt Against Against
of the Company
B.9.b Confirming the grants of stock options and Mgmt Against Against
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA, LUXEMBOURG Agenda Number: 704408079
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: MIX
Meeting Date: 08-May-2013
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 181861 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
A.I Approve Consolidated Financial Statements Mgmt For For
A.II Approve Financial Statements Mgmt For For
A.III Approve Allocation of Income and Dividends Mgmt For For
A.IV Approve Remuneration of Directors Mgmt For For
A.V Approve Discharge of Directors Mgmt For For
A.VI Re-elect Vanish Mittal Bathia as Director Mgmt Against Against
A.VII Re-elect Suzanne P. Nimocks as Director Mgmt Against Against
AVIII Re-elect Jeannot Kreck as Director Mgmt Against Against
A.IX Re-new Appointment of Deloitte as Auditor Mgmt Against Against
A.X Amend Restricted Stock Plan Mgmt Against Against
E.I Approve Issuance of Equity or Equity-Linked Mgmt Against Against
Securities without Preemptive Rights and
Amend Articles 5.2 and 5.5 Accordingly
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt Against Against
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt Against Against
1D. ELECTION OF DIRECTOR: T. CREWS Mgmt Against Against
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt Against Against
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt Against Against
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt Against Against
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt Against Against
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt Against Against
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR THE SIX-MONTH
PERIOD ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt Against Against
1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt Against Against
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt Against Against
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt Against Against
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt Against Against
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt Against Against
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt Against Against
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704294913
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 704574448
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
2.1 Appoint a Corporate Auditor Mgmt Against Against
2.2 Appoint a Corporate Auditor Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors and Retiring
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
ASCIANO LTD Agenda Number: 704075565
--------------------------------------------------------------------------------------------------------------------------
Security: Q0557G103
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000AIO7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 7), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 Election of Mr Ralph Waters as a Director Mgmt Against Against
of the Company
4 Re-election of Mr Malcolm Broomhead as a Mgmt For For
Director of the Company
5 Re-election of Mr Geoff Kleemann as a Mgmt For For
Director of the Company
6 Re-election of Dr Robert Edgar as a Mgmt For For
Director of the Company
7 Grant of rights to Chief Executive Officer Mgmt Against Against
- 2013 Financial Year
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 704538101
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Security: J03393105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3942400007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Mgmt Against Against
Stock Option Scheme as Stock-Linked
Compensation Plan
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ASTRAZENECA PLC, LONDON Agenda Number: 704386211
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Security: G0593M107
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0009895292
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2012
2 To confirm the first interim dividend of Mgmt For For
USD0.90 (58.1 pence, SEK 6.26) per ordinary
share and to confirm as the final dividend
for 2012 the second interim dividend of
USD1.90 (120.5 pence, SEK 12.08) per
ordinary share
3 To reappoint KPMG Audit Plc London as Mgmt Against Against
Auditor
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To re-elect Leif Johansson as a Director Mgmt For For
5B To elect Pascal Soriot as a Director Mgmt For For
5C To re-elect Simon Lowth as a Director Mgmt For For
5D To re-elect Genevieve Berger as a Director Mgmt Against Against
5E To re-elect Bruce Burlington as a Director Mgmt For For
5F To re-elect Graham Chipchase as a Director Mgmt For For
5G To re-elect Jean-Philippe Courtois as a Mgmt Against Against
Director
5H To re-elect Rudy Markham as a Director Mgmt For For
5I To re-elect Nancy Rothwell as a Director Mgmt For For
5J To re-elect Shriti Vadera as a Director Mgmt For For
5K To re-elect John Varley as a Director Mgmt For For
5L To re-elect Marcus Wallenberg as a Director Mgmt Against Against
6 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
7 To authorise limited EU political donations Mgmt Against Against
8 To authorise the Directors to allot shares Mgmt Against Against
9 To authorise the Directors to disapply pre Mgmt For For
emption rights
10 To authorise the Company to purchase its Mgmt For For
own shares
11 To reduce the notice period for general Mgmt Against Against
meetings
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
REMOVAL OF RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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AT&T INC. Agenda Number: 933744016
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Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt Against Against
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt Against Against
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt Against Against
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LEAD BATTERIES REPORT. Shr For Against
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
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AURICO GOLD INC. Agenda Number: 933802793
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Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 13-May-2013
Ticker: AUQ
ISIN: CA05155C1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLIN K. BENNER Mgmt Withheld Against
LUIS M. CHAVEZ Mgmt For For
RICHARD M. COLTERJOHN Mgmt For For
MARK J. DANIEL Mgmt For For
PATRICK D. DOWNEY Mgmt For For
ALAN R. EDWARDS Mgmt For For
SCOTT G. PERRY Mgmt For For
RONALD E. SMITH Mgmt For For
JOSEPH G. SPITERI Mgmt For For
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt Abstain Against
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION TO APPROVE AND RATIFY
THE AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN OF THE COMPANY, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN THE COMPANY'S
MANAGEMENT PROXY CIRCULAR DATED APRIL 10,
2013 (THE "PROXY CIRCULAR").
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt Against Against
ORDINARY RESOLUTION TO APPROVE THE OMNIBUS
LONG-TERM INCENTIVE PLAN OF THE COMPANY,
THE TEXT OF WHICH RESOLUTION IS SET FORTH
IN THE PROXY CIRCULAR.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt Against Against
NON-BINDING ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
CIRCULAR, THE TEXT OF WHICH RESOLUTION IS
SET FORTH IN THE PROXY CIRCULAR.
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AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704167471
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: AU000000ANZ3
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2,3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt Against Against
3 Grant of Performance Rights to Mr Michael Mgmt Against Against
Smith
4 Increase in Non-Executive Directors' Fee Mgmt For For
Cap
5.a To elect Ms P. J. Dwyer as a Board - Mgmt Against Against
Endorsed Candidate
5.b To re-elect Mr J. P. Morschel as a Board - Mgmt Against Against
Endorsed Candidate
5.c To re-elect Mr Lee Hsien Yang as a Board - Mgmt Against Against
Endorsed Candidate
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr R. J.
Reeves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION NUMBER 5.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
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AVIVA PLC, LONDON Agenda Number: 704374583
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Security: G0683Q109
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: GB0002162385
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Company's Mgmt For For
Annual Report and Accounts, together with
the reports of the Directors and the
Auditor, for the financial year ended 31
December 2012
2 To approve the Directors' Remuneration Mgmt For For
Report contained within the Company's
Annual Report and the Auditor's Report on
the part of the Directors' Remuneration
Report which is required to be audited for
the financial year ended 31 December 2012
3 To receive and consider the Corporate Mgmt For For
Responsibility Report contained within the
Company's Annual Report
4 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
5 To elect Mark Wilson as a director of the Mgmt For For
Company
6 To elect Sir Adrian Montague CBE as a Mgmt Against Against
director of the Company
7 To elect Bob Stein as a director of the Mgmt For For
Company
8 To re-elect Glyn Barker as a director of Mgmt Against Against
the Company
9 To re-elect Michael Hawker AM as a director Mgmt Against Against
of the Company
10 To re-elect Gay Huey Evans as a director of Mgmt For For
the Company
11 To re-elect John McFarlane as a director of Mgmt Against Against
the Company
12 To re-elect Patrick Regan as a director of Mgmt For For
the Company
13 To re-elect Scott Wheway as a director of Mgmt For For
the Company
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt Against Against
auditor of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next general meeting of
the Company at which the annual report and
accounts are laid
15 To authorise the directors to determine the Mgmt Against Against
auditor's remuneration
16 Authority to allot new securities Mgmt Against Against
17 Disapplication of pre-emption rights Mgmt Against Against
18 Purchase of own ordinary shares by the Mgmt Against Against
Company
19 Purchase of own 83/4% cumulative Mgmt Against Against
irredeemable preference shares by the
Company
20 Purchase of own 83/8% cumulative Mgmt Against Against
irredeemable preference shares by the
Company
21 Scrip Dividend Mgmt For For
22 Political donations Mgmt For For
23 Notice of meetings other than annual Mgmt Against Against
general meetings
24 Authority to Allot Additional Preference Mgmt Against Against
Shares
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BAKER HUGHES INCORPORATED Agenda Number: 933745032
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Security: 057224107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BHI
ISIN: US0572241075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt Withheld Against
MARTIN S. CRAIGHEAD Mgmt Withheld Against
LYNN L. ELSENHANS Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt Withheld Against
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. AN AMENDMENT TO THE BAKER HUGHES Mgmt For For
INCORPORATED EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR AWARDS UNDER THE
2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE
PLAN.
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BALFOUR BEATTY PLC Agenda Number: 704388099
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Security: G3224V108
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0000961622
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Directors' report and accounts Mgmt For For
for the year ended 31 December 2012
2 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2012
3 To declare a final dividend on the ordinary Mgmt For For
shares of the Company
4 To re-elect Mr. S Marshall as a Director Mgmt Against Against
5 To re-elect Mr. R M Amen as a Director Mgmt For For
6 To re-elect Mr. M J Donovan as a Director Mgmt For For
7 To re-elect Mr. I G T Ferguson CBE as a Mgmt Against Against
Director
8 To elect Mrs. V M Kempston Darkes as a Mgmt Against Against
Director
9 To re-elect Mr. D J Magrath as a Director Mgmt Against Against
10 To re-elect Mr. A J McNaughton as a Mgmt Against Against
Director
11 To re-elect Mr. G C Roberts as a Director Mgmt For For
12 To re-elect Mr. P J L Zinkin as a Director Mgmt Against Against
13 To re-appoint Deloitte LLP as auditor Mgmt Against Against
14 To authorise the Directors to determine the Mgmt Against Against
remuneration of the auditor
15 To authorise the Company and its UK Mgmt For For
subsidiaries to incur political expenditure
16 To authorise the Directors to allot shares Mgmt Against Against
17 To authorise the Directors to allot shares Mgmt For For
for cash
18 To renew the authority for the Company to Mgmt For For
purchase its own ordinary and preference
shares
19 To authorise the Company to hold general Mgmt Against Against
meetings, other than an Annual General
Meeting, on 14 clear days' notice
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BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704267322
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Security: E11805103
Meeting Type: OGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: ES0113211835
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of financial Mgmt For For
statements (balance sheet, income
statement, statement of changes in equity,
cash flow statement and notes) and
Management Reports of Banco Bilbao Vizcaya
Argentaria, SA and its consolidated group.
Implementation of the outcome. Approval of
corporate management. All for the year
ended December 31, 2011
2.1 Reappointment of D. Francisco Gonzalez Mgmt Against Against
Rodriguez as a Board of Director
2.2 Reappointment of D. Angel Cano Fernandez as Mgmt For For
a Board of Director
2.3 Reappointment of D. Ramon Bustamante y de Mgmt For For
la Mora as a Board of Director
2.4 Reappointment of D. Ignacio Ferrero Jordi Mgmt Against Against
as a Board of Director
3 Adoption of Common Merger of societies Mgmt For For
Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company). Approval
as the merger balance sheet balance Banco
Bilbao Vizcaya Argentaria, SA ended
December 31, 2012, verified by the auditor
of the Company. Approval of the merger
between Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company) in
accordance with the provisions of the said
common merger project approved and signed
by the boards of the companies involved.
Foster fusion of special tax regime under
Chapter VIII of Title VII of the
Consolidated Corporation Tax Law, approved
by Legislative Royal Decree 4/2004, of
March 5
4.1 Approve two capital increases against Mgmt Against Against
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
4.2 Approve two capital increases against Mgmt Against Against
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
5 Approve a system of variable remuneration Mgmt Against Against
in shares for the year 2013, for the
members of its management team, including
executive directors and members of senior
management
6 Reappointment of Banco Bilbao Vizcaya Mgmt Against Against
Argentaria, SA auditors and its
consolidated group for the year 2013
7 Approval of the corporate website Mgmt For For
(www.bbva.com)
8 Delegation of powers to the Board of Mgmt For For
Directors, with power of substitution, to
execute, correct, interpret and implement
the resolutions adopted by the General
Meeting
9 Report advisory vote on the remuneration Mgmt For For
policy of the Board of Directors of BBVA
CMMT THE SHAREHOLDERS HOLDING LESS THAN 500 Non-Voting
SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
MODIFICATION IN TEXT OF RES. 2.1 TO 2.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
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BANCO SANTANDER SA, SANTANDER Agenda Number: 704280445
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Security: E19790109
Meeting Type: OGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: ES0113900J37
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2012
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2012
2 Application of results obtained during Mgmt For For
Financial Year 2012
3.A Re-election of Mr Guillermo de la Dehesa Mgmt Against Against
Romero
3.B Re-election of Mr Abel Matutes Juan Mgmt Against Against
3.C Re-election of Mr Angel Jado Becerro de Mgmt Against Against
Bengoa
3.D Re-election of Mr Javier Botin-Sanz de Mgmt Against Against
Sautuola y O'Shea
3.E Re-election of Ms Isabel Tocino Mgmt Against Against
Biscarolasaga
3.F Re-election of Mr Fernando de Asua Alvarez Mgmt Against Against
4 Re-election of the Auditor for Financial Mgmt Against Against
Year 2013: Deloitte, S.L., with a
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469
5 Approval of the corporate website Mgmt For For
(www.santander.com) for purposes of section
11 bis of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital)
6 Merger of Banco Santander, S.A. and Banco Mgmt Against Against
Espanol de Credito, S.A. ("Banesto").
Approval of the merger by absorption of
Banesto by Banco Santander, with
termination of the absorbed company and the
en bloc transfer of its assets and
liabilities, by universal succession, to
the absorbing company, with the express
provision that the exchange be covered by
the delivery of treasury shares by Banco
Santander in accordance with the draft
terms of merger formulated by the
respective Boards of Directors of such
companies as included on their respective
websites, and for such purpose: (a)
Approval of the common draft terms of
merger between Banco Santander and Banesto,
and approval of the balance sheet of Banco
Santander ended as of 31 December 2012 as
the merger balance sheet. (b) Approval of
the resolution on the merger by absorption
of Banesto by Banco Santander, with
termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession,
expressly providing that the exchange shall
be covered by means of the delivery of
treasury shares of Banco Santander, all in
compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act (Ley del Impuesto sobre Sociedades) and
section 3 of additional provision two
thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act (Ley del Impuesto sobre
Transmisiones Patrimoniales y Actos
Juridicos Documentados)
7 Merger of Banco Santander, S.A. and Banco Mgmt Against Against
Banif, S.A. Unipersonal ("Banif"). Approval
of the merger by absorption of Banif by
Banco Santander, with termination of the
absorbed company and the en bloc transfer
of its assets and liabilities, by universal
succession, to the absorbing company, in
accordance with the draft terms of merger
formulated by the respective Boards of
Directors of such companies as included on
the website of Banco Santander and
deposited with the Commercial Registry of
Madrid, and for such purpose: (a) Approval
of the common terms of merger between Banco
Santander and Banif, and approval of the
balance sheet of Banco Santander ended as
of 31 December 2012 as the merger balance
sheet. (b) Approval of the merger by
absorption of Banif by Banco Santander,
with termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession, all
in compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act and section 3 of additional provision
two thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act
8.A Director remuneration system: amendment of Mgmt Against Against
article 58 concerning compensation of
directors and determination of its amount
by the General Shareholders' Meeting
8.B Amendment of article 61 (website) Mgmt Against Against
9 Delegation to the Board of Directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the Meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law, depriving
of effect the authorisation granted by
means of resolution Seven II) adopted by
the shareholders at the Ordinary General
Shareholders' Meeting of 30 March 2012
10 Authorisation to the Board of Directors Mgmt Against Against
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,634,670,786
Euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Eight II) adopted at the Ordinary General
Shareholders' Meeting of 30 March 2012.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
11.A Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
Board of Directors, which may in turn
delegate such powers to the Executive
Committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.B Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.C Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.D Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
12.A Delegation to the Board of Directors of the Mgmt Against Against
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the Board of Directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Ten A II) of the shareholders
acting at the Ordinary General
Shareholders' Meeting of 30 March 2012
12.B Delegation to the Board of Directors of the Mgmt Against Against
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
13.A Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Third cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Fourth cycle of the Deferred and
Conditional Delivery Share Plan (Plan de
Acciones de Entrega Diferida y
Condicionada)
13.C Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Plan for employees of Santander UK
plc. and other companies of the Group in
the United Kingdom by means of options on
shares of the Bank linked to the
contribution of periodic monetary amounts
and to certain continuity requirements
14 Authorisation to the Board of Directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the Meeting, as well
as to delegate the powers received from the
shareholders at the Meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on director remuneration Mgmt Against Against
policy
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt Against Against
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt Against Against
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt Against Against
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt Against Against
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt Against Against
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt Against Against
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt Against Against
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt Against Against
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt Against Against
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt Against Against
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt Against Against
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt Against Against
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt Against Against
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt Against Against
of the Company
9 That Simon Fraser be reappointed a Director Mgmt Against Against
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt Against Against
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt Against Against
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt Against Against
of the Company
13 That Sir Michael Rake be reappointed a Mgmt Against Against
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt Against Against
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt Against Against
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt For For
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt Against Against
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt Against Against
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt Against Against
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 704328548
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please consider the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2012;
presentation of the Managements Analyses of
BASF SE and the BASF Group for the
financial year 2012 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704304031
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related information and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2012. Resolution on the use of
the distributable profit.
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4. Approval of the Control and Profit and Loss Mgmt No vote
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH
5. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 933754245
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.K. ALLEN Mgmt For For
A. BERARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
S. BROCHU Mgmt For For
R.E. BROWN Mgmt Withheld Against
G.A. COPE Mgmt Withheld Against
D.F. DENISON Mgmt For For
A.S. FELL Mgmt For For
E.C. LUMLEY Mgmt For For
T.C. O'NEILL Mgmt Withheld Against
J. PRENTICE Mgmt For For
R.C. SIMMONDS Mgmt For For
C. TAYLOR Mgmt For For
P.R. WEISS Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt Abstain Against
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
2013 MANAGEMENT PROXY CIRCULAR DATED MARCH
7, 2013 DELIVERED IN ADVANCE OF THE 2013
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
BCE INC.
4A PROPOSAL NO. 1 EQUITY RATIO Shr For Against
4B PROPOSAL NO. 2 CRITICAL MASS OF QUALIFIED Shr For Against
WOMEN ON BOARD OF DIRECTORS
4C PROPOSAL NO. 3 POST-EXECUTIVE COMPENSATION Shr For Against
ADVISORY VOTE DISCLOSURE
4D PROPOSAL NO. 4 RISK MANAGEMENT COMMITTEE Shr Against For
4E PROPOSAL NO. 5 DIVERSITY POLICIES AND Shr For Against
INITIATIVES
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 704330531
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Examination of the annual reports of the Non-Voting
Board of Directors of Belgacom SA under
public law with regard to the annual
accounts and the consolidated annual
accounts at 31 December 2012
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under public law
with regard to the annual accounts and of
the Independent Auditors with regard to the
consolidated annual accounts at 31 December
2012
3 Examination of the information provided by Non-Voting
the Joint Committee
4 Examination of the consolidated annual Non-Voting
accounts at 31 December 2012
5 Ratification of the decisions of the Board Mgmt For For
of Directors dated 25 October 2012 and 28
February 2013 to recognize for the future,
but suspend the dividend rights that were
cancelled up to then, for the total amount
of shares needed to cover the long-term
incentive plans for employees, tranches
2012 and 2013
6 approval of the annual accounts with regard Mgmt For For
to the financial year closed on 31 December
2012, including the following allocation of
the results as specified, For 2012, the
gross dividend amounts to EUR 2.49 per
share, entitling shareholders to a dividend
net of withholding tax of EUR 1.8675 per
share, of which an interim dividend of EUR
0.81 (EUR 0.6075 per share net of
withholding tax) was already paid out on 14
December 2012; this means that a gross
dividend of EUR 1.68 per share (EUR 1.26
per share net of withholding tax) will be
paid on 26 April 2013. The ex-dividend date
is fixed on 23 April 2013, the record date
is 25 April 2013
7 Approval of the remuneration report Mgmt Against Against
8 Granting of a discharge to the members of Mgmt For For
the Board of Directors for the exercise of
their mandate during the financial year
closed on 31 December 2012
9 Granting of a discharge to the members of Mgmt For For
the Board of Auditors for the exercise of
their mandate during the financial year
closed on 31 December 2012
10 Granting of a discharge to the Independent Mgmt For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. Geert Verstraeten
and Mr. Luc Van Coppenolle, for the
exercise of their mandate during the
financial year closed on 31 December 2012
11 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Guido J.M. Demuynck as Board Member for a
period which will expire at the annual
general meeting of 2019
12 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mrs.
Carine Doutrelepont as Board Member for a
period which will expire at the annual
general meeting of 2016
13 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Oren G. Shaffer as Board Member for a
period which will expire at the annual
general meeting of 2014
14 To set the remuneration for the mandate of Mgmt For For
Mr. Guido J.M. Demuynck, Mrs. Carine
Doutrelepont and Mr. Oren G. Shaffer as
follows: Fixed annual remuneration of EUR
25,000; Attendance fee of EUR 5,000 per
Board meeting attended; Attendance fee of
EUR 2,500 per Board advisory committee
meeting attended; EUR 2,000 per year to
cover communication costs
15 To appoint Deloitte Mgmt Against Against
Bedrijfsrevisoren/Reviseurs d'Entreprises
SC sfd SCRL, represented by Mr. Geert
Verstraeten and Mr. Nico Houthaeve, for a
period of three years for an annual audit
fee of 298,061 EUR (to be indexed annually)
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BELL ALIANT INC. Agenda Number: 933754283
--------------------------------------------------------------------------------------------------------------------------
Security: 07786R204
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: BLIAF
ISIN: CA07786R2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE COPE Mgmt No vote
CATHERINE BENNETT Mgmt No vote
ROBERT DEXTER Mgmt No vote
EDWARD REEVEY Mgmt No vote
KAREN SHERIFF Mgmt No vote
LOUIS TANGUAY Mgmt No vote
MARTINE TURCOTTE Mgmt No vote
SIIM VANASELJA Mgmt No vote
JOHN WATSON Mgmt No vote
DAVID WELLS Mgmt No vote
02 RE-APPOINTMENT OF DELOITTE LLP AS BELL Mgmt No vote
ALIANT'S AUDITORS.
03 APPROVAL OF A NON-BINDING ADVISORY Mgmt No vote
RESOLUTION ON EXECUTIVE COMPENSATION (THE
FULL TEXT OF WHICH IS SET OUT IN THE
SECTION OF BELL ALIANT'S INFORMATION
CIRCULAR ENTITLED "BUSINESS OF THE MEETING
- WHAT THE MEETING WILL COVER - 4.
NON-BINDING ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION").
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933816879
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: BRADBURY H. Mgmt No vote
ANDERSON
1B. ELECTION OF CLASS II DIRECTOR: SANJAY Mgmt No vote
KHOSLA
1C. ELECTION OF CLASS II DIRECTOR: ALLEN U. Mgmt No vote
LENZMEIER
1D. ELECTION OF CLASS II DIRECTOR: HATIM A. Mgmt No vote
TYABJI
1E. RATIFICATION OF CLASS I DIRECTOR: RUSSELL Mgmt No vote
P. FRADIN
1F. RATIFICATION OF CLASS I DIRECTOR: HUBERT Mgmt No vote
JOLY
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR Mgmt No vote
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO VOTE ON MANAGEMENT'S PROPOSAL TO AMEND Mgmt No vote
AND RESTATE OUR AMENDED AND RESTATED
BY-LAWS IN ORDER TO IMPLEMENT
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt Against Against
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt Against Against
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt Against Against
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt Against Against
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt Against Against
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt Against Against
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt Against Against
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt Against Against
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt Against Against
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt Against Against
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt Against Against
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt For For
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt Against Against
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt Against Against
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt Against Against
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt Against Against
member
O.12 Legal filing of reports and documents by Mgmt Against Against
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt For For
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 704300499
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300554.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301103.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments
O.5 Renewal of term of Mr. Yves Gabriel as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Patrick Kron as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Colette Lewiner as Mgmt For For
Board member
O.8 Renewal of term of Mr. Jean Peyrelevade as Mgmt For For
Board member
O.9 Renewal of term of Mr. Francois-Henri Mgmt For For
Pinault as Board member
O.10 Renewal of term of the company SCDM as Mgmt Against Against
Board member
O.11 Appointment of Mrs. Rose-Marie Van Mgmt For For
Lerberghe as Board member
O.12 Appointment of Mr. Jean-Paul Chifflet as Mgmt Against Against
Board member
O.13 Election of Mrs. Sandra Nombret as Board Mgmt For For
member representing employee shareholders
O.14 Election of Mrs. Michele Vilain as Board Mgmt For For
member representing employee shareholders
O.15 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares
E.16 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital while maintaining preferential
subscription rights by issuing shares and
any securities giving immediate and/or
future access to shares of the Company or
of one of its subsidiaries
E.18 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts
E.19 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by public offering with
cancellation of preferential subscription
rights by issuing shares and any securities
giving immediate and/or future access to
shares of the Company or of one of its
subsidiaries
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital through private placement pursuant
to Article L.411-2, II of the Monetary and
Financial Code with cancellation of
preferential subscription rights by issuing
shares and any securities giving immediate
and/or future access to shares of the
Company or of one of its subsidiaries
E.21 Authorization granted to the Board of Mgmt For For
Directors to set the issue price of equity
securities to be issued immediately or in
the future according to the terms
established by the General Meeting, without
preferential subscription rights, by public
offering or through private placement
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.22 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.23 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital of
another company outside of public exchange
offer
E.24 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital with cancellation of preferential
subscription rights, in consideration for
contributions securities in case of public
exchange offer initiated by the Company
E.25 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares with
cancellation of preferential subscription
rights as a result of the issuance by a
subsidiary of securities giving access to
shares of the Company
E.26 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
entitling to the allotment of debt
securities
E.27 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital with cancellation of preferential
subscription rights in favor of employees
or corporate officers of the Company or
affiliated companies who are members of a
company savings plan
E.28 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing or to be issued with
cancellation of preferential subscription
rights to employees or corporate officers
of the Company or affiliated companies
E.29 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during period of
public offer on shares of the Company
E.30 Authorization granted to the Board of Mgmt For For
Directors to use the various delegations of
authority and authorizations for share
capital increase during period of public
offer on shares of the Company
E.31 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 704310870
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt Against Against
Report
3 To re-elect Mr R W Dudley as a Director Mgmt For For
4 To re-elect Mr I C Conn as a Director Mgmt For For
5 To re-elect Dr B Gilvary as a Director Mgmt For For
6 To re-elect Mr P M Anderson as a Director Mgmt For For
7 To re-elect Admiral F L Bowman as a Mgmt For For
Director
8 To re-elect Mr A Burgmans as a Director Mgmt Against Against
9 To re-elect Mrs C B Carroll as a Director Mgmt Against Against
10 To re-elect Mr G David as a Director Mgmt For For
11 To re-elect Mr I E L Davis as a Director Mgmt For For
12 To re-elect Professor Dame Ann Dowling as a Mgmt For For
Director
13 To re-elect Mr B R Nelson as a Director Mgmt For For
14 To re-elect Mr F P Nhleko as a Director Mgmt For For
15 To re-elect Mr A B Shilston as a Director Mgmt For For
16 To re-elect Mr C-H Svanberg as a Director Mgmt For For
17 To reappoint Ernst and Young LLP as Mgmt Against Against
auditors and authorize the Board to fix
their remuneration
18 Special Resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the Company
19 To give limited authority to allot shares Mgmt For For
up to a specified amount
20 Special Resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights
21 Special Resolution: to authorize the Mgmt Against Against
calling of general meetings (excluding
Annual General Meetings) by notice of at
least 14 clear days
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704044255
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2 AND 10), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 To elect Mr. Douglas Gordon Duncan to the Mgmt For For
Board of Brambles
4 To elect Mr. David Peter Gosnell to the Mgmt For For
Board of Brambles
5 To elect Ms. Tahira Hassan to the Board of Mgmt For For
Brambles
6 To re-elect Mr. Graham John Kraehe AO to Mgmt Against Against
the Board of Brambles
7 To re-elect Mr. Stephen Paul Johns to the Mgmt Against Against
Board of Brambles
8 To re-elect Ms. Sarah Carolyn Hailes Kay to Mgmt For For
the Board of Brambles
9 To re-elect Mr. Brian Martin Schwartz AM to Mgmt Against Against
the Board of Brambles
10 To increase the Non-executive Directors' Mgmt For For
fee pool
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704294937
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt Against Against
4 Presentation of Remuneration by Stock Mgmt Against Against
Options to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt No vote
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt No vote
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt No vote
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt No vote
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt No vote
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt No vote
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt No vote
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt No vote
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt No vote
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt Against Against
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt Against Against
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt Against Against
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt Against Against
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt Against Against
Director
10 Re-election of Ann Godbehere as a Director Mgmt Against Against
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt Against Against
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt Against Against
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt Against Against
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt Against Against
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt Against Against
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704068584
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 01-Nov-2012
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2012, together with the
reports of the Directors and Auditors
thereon
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2012 of 16.20 pence for each
ordinary share in the capital of the
Company
3 To reappoint Tracy Clarke as a Director Mgmt For For
4 To reappoint Jeremy Darroch as a Director Mgmt Against Against
5 To reappoint David F. DeVoe as a Director Mgmt Against Against
6 To reappoint Nicholas Ferguson as a Mgmt For For
Director
7 To reappoint Martin Gilbert as a Director Mgmt Against Against
8 To reappoint Andrew Griffith as a Director Mgmt Against Against
9 To reappoint Andrew Higginson as a Director Mgmt Against Against
10 To reappoint Thomas Mockridge as a Director Mgmt Against Against
11 To reappoint James Murdoch as a Director Mgmt Against Against
12 To reappoint Matthieu Pigasse as a Director Mgmt Against Against
13 To reappoint Daniel Rimer as a Director Mgmt Against Against
14 To reappoint Arthur Siskind as a Director Mgmt Against Against
15 To reappoint Lord Wilson of Dinton as a Mgmt For For
Director
16 To reappoint Deloitte LLP as Auditors of Mgmt Against Against
the Company and to authorise the Directors
to agree their remuneration
17 To approve the report on Directors' Mgmt For For
remuneration for the year ended 30 June
2012
18 That, in accordance with sections 366 and Mgmt For For
367 of the Companies Act 2006, the Company
and all companies that are subsidiaries of
the Company at the time at which this
Resolution is passed or at any time during
the period for which this Resolution has
effect are generally and unconditionally
authorised to: (a) make political donations
to political parties or independent
election candidates, not exceeding GBP
100,000 in total; (b) make political
donations to political organisations other
than political parties, not exceeding GBP
100,000 in total; and (c) incur political
expenditure, not exceeding GBP 100,000 in
total, (as such terms are defined in the
Companies Act 2006) during the period
beginning with the date of the passing of
this Resolution and ending on 31 December
2013 or, if sooner, the conclusion of the
annual general meeting of the Company to be
held in 2013, provided that the authorised
sum referred to in paragraphs (a), (b) and
(c) above may be comprised of one or more
amounts in different currencies which, for
the purposes of calculating the said sum,
shall be converted into pounds sterling at
the exchange rate published in the London
edition of the Financial Times on the day
on which the relevant donation is made or
expenditure incurred (or the first business
day thereafter) or, if earlier, on the day
in which the Company enters into any
contract or undertaking in relation to the
same
19 That the Directors be generally and Mgmt For For
unconditionally authorised pursuant to and
in accordance with section 551 of the
Companies Act 2006 to exercise all the
powers of the Company to allot shares in
the Company and to grant rights to
subscribe for, or to convert any security
into, shares in the Company (Rights) up to
a maximum nominal amount of GBP 273,000,000
(being approximately 33% of the issued
ordinary share capital of the Company),
provided that this authority shall expire
at the conclusion of the annual general
meeting of the Company to be held in 2013,
save that the Company shall be entitled to
make offers or agreements before the expiry
of this authority which would or might
require shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot shares
and grant Rights pursuant to any such
offers or agreements as if this authority
had not expired; and all unexercised
authorities previously granted to the
Directors to allot shares and grant Rights
be and are hereby revoked
20 That, (a) subject to the passing of Mgmt For For
Resolution 19 set out above, the Directors
be empowered pursuant to section 570 and
section 573 of the Companies Act 2006 to
allot equity securities, within the meaning
of section 560 of that Act, for cash
pursuant to the authority conferred by
Resolution 18, as if section 561 (1) of
that Act did not apply to any such
allotment, provided that this power shall
be limited to: (i) the allotment of equity
securities in connection with a rights
issue; and (ii) the allotment to any person
or persons (otherwise than in connection
with a rights issue) of equity securities
up to an aggregate nominal amount of GBP
41,000,000 (being approximately 5% of the
issued ordinary share capital of the
Company); (b) the power given by this
resolution shall expire upon the expiry of
the authority conferred by Resolution 18
set out above, save that the Directors
shall be entitled to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offers or agreements as if the power
conferred hereby had not expired; and (c)
for the purposes of this Resolution,
"rights issue" means a rights issue, open
offer or other offer of equity securities
open for acceptance for a period fixed by
the Directors to holders of equity
securities on the register on a fixed
record date where the equity securities
respectively attributable to the interests
of such holders are proportionate (as
nearly as may be practicable) to their
respective holdings of such equity
securities or in accordance with the rights
attached thereto (but subject to such
exclusions or other arrangements as the
Directors may deem necessary or expedient
in relation to treasury shares, fractional
entitlements or legal or practical problems
under the laws of, or the requirements, of
any recognised body or any stock exchange
in, any territory or by virtue of shares
being represented by depositary receipts or
any other matter)
21 That until the conclusion of the annual Mgmt Against Against
general meeting of the Company in 2013, a
general meeting of the Company, other than
an annual general meeting of the Company,
may be called on not less than 14 clear
days' notice
22 That, subject to and conditional on the Mgmt Against Against
passing of Resolutions 23 and 24 set out
below, the Company be and is hereby
generally and unconditionally authorised
for the purpose of section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of section 693(4) of
the Companies Act 2006) of its ordinary
shares of GBP 0.50 each on such terms and
in such manner as the Directors may from
time to time determine provided that: (a)
the maximum number of ordinary shares
authorised to be purchased is 248,313,994
(representing approximately 14.99% of the
Company's issued share capital as at 17
September 2012); (b) the minimum price
(excluding expenses) which may be paid for
each ordinary share is GBP 0.50; (c) the
maximum price (excluding expenses) which
may be paid for each ordinary share is the
higher of: (i) 105% of the average of the
middle market quotations for an ordinary
share in the Company as derived from the
London Stock Exchange Daily Official List
for the five business days immediately
preceding the day on which such share is
contracted to be purchased; and (ii) the
amount stipulated by Article 5(1) of the EU
Buyback and Stabilisation Regulation (being
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share on the trading venue where
the purchase is carried out); (d) the
authority hereby conferred shall, unless
previously varied, revoked or renewed,
expire on the date on which the annual
general meeting of the Company is held in
2013 or, if earlier, when the Company has
repurchased such number of ordinary shares
as shall result in the aggregate total
payment by the Company to shareholders of
GBP 500,000,000 pursuant to market
purchases made under this authority and
off-market purchases made pursuant to the
authority granted by Resolution 23; and (e)
the Company may, before the expiry of the
authority granted by this resolution, enter
into a contract to purchase ordinary shares
which will or may be executed wholly or
partly after the expiry of such authority
23 That, subject to and conditional upon the Mgmt Against Against
passing of Resolution 22 set out above and
Resolution 24 set out below, the terms of
the agreement between the Company, BSkyB
Holdco Inc., News Corporation and News UK
Nominees Limited dated 25 July 2012 (a copy
of which has been produced to the meeting
and made available at the Company's
registered office for not less than 15 days
ending with the date of this meeting)
pursuant to which the Company may make
off-market purchases (as defined by section
693(2) of the Companies Act 2006) of its
ordinary shares of GBP 0.50 each from BSkyB
Holdco Inc. (as beneficial owner) and News
UK Nominees Limited (as legal owner), be
and are hereby approved and authorised for
the purposes of section 694 of the
Companies Act 2006 and that: (a) the
Company be and is hereby authorised to make
such off-market purchases from News UK
Nominees Limited, provided that this
authority shall expire on the date on which
the annual general meeting of the Company
is held in 2013 or, if earlier, when the
Company has repurchased such number of
ordinary shares as shall result in the
aggregate total payment by the Company to
shareholders of GBP 500,000,000 pursuant to
off-market purchases made pursuant to this
authority and market purchases made under
the authority granted by Resolution 22; and
(b) the Company may, before expiry of the
authority granted by this resolution enter
into a contract to purchase ordinary shares
which will be executed wholly or partly
after the expiry of such authority
24 That subject to and conditional upon the Mgmt Against Against
passing of Resolutions 22 and 23 set out
above, the agreement between the Company,
BSkyB Holdco Inc., News Corporation and
News UK Nominees Limited dated 25 July 2012
(a copy of which has been produced to the
meeting) pursuant to which the Company may
make off-market purchases (as defined by
section 693(2) of the Companies Act 2006)
of its ordinary shares of GBP 0.50 each
from BSkyB Holdco Inc. (as beneficial
owner) and News UK Nominees Limited (as
legal owner), be and is hereby approved and
that the Directors be and are hereby
authorised to take all such steps as may be
necessary or desirable in relation thereto
and to carry the same into effect
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933763383
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDMENT TO THE 2008 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO
MODIFY THE SHARE COUNTING PROVISIONS
APPLICABLE TO CASH-SETTLED EQUITY AWARDS
UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933757431
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt Withheld Against
N. MURRAY EDWARDS Mgmt Withheld Against
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt Withheld Against
HON. FRANK J. MCKENNA Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt Withheld Against
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Abstain Against
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING ALL Mgmt Against Against
UNALLOCATED STOCK OPTIONS PURSUANT TO THE
AMENDED, COMPILED AND RESTATED EMPLOYEE
STOCK OPTION PLAN OF THE CORPORATION AS SET
FORTH IN THE ACCOMPANYING INFORMATION
CIRCULAR.
04 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
2.18 Appoint a Director Mgmt Against Against
2.19 Appoint a Director Mgmt Against Against
2.20 Appoint a Director Mgmt Against Against
2.21 Appoint a Director Mgmt Against Against
3 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 704330454
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 22-Apr-2013
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0318/201303181300789.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0401/201304011301068.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301064.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Regulated agreement: Partnership agreement Mgmt For For
entered in with Mercialys
O.5 Regulated agreement: current account Mgmt For For
overdraft agreement entered in with
Mercialys
O.6 Regulated agreement: addendum to the loan Mgmt For For
and current account overdraft agreement
entered in with Monoprix
O.7 Renewal of term of Mr. Henri Giscard Mgmt Against Against
d'Estaing as Board member
O.8 Renewal of term of Mr. Marc Ladreit de Mgmt Against Against
Lacharriere as Board member
O.9 Renewal of term of Mr. Jean-Charles Naouri Mgmt Against Against
as Board member
O.10 Renewal of term of Mr. Gilles Pinoncely as Mgmt Against Against
Board member
O.11 Renewal of term of the company Matignon Mgmt Against Against
Diderot as Board member
O.12 Renewal of term of Mr. Pierre Giacometti as Mgmt For For
Censor
O.13 Authorization for the Company to repurchase Mgmt Against Against
its own shares
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities while
maintaining preferential subscription
rights
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights in case of public offers
E.16 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights through an offer pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to set the issue price for
issuances carried out without preferential
subscription rights according to the terms
established by the General Meeting pursuant
to Article L.225-136 of the Commercial Code
E.18 Authorization granted to the Board of Mgmt Against Against
Directors to increase the amount of the
initial issuance in case of capital
increases carried out with or without
preferential subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital by
incorporation of reserves, profits,
premiums or other amounts which may be
capitalized
E.20 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities giving access to capital in case
of public offer initiated by Casino,
Guichard-Perrachon on shares of another
listed company with cancellation of
preferential subscription rights
E.21 Delegation of powers granted to the Board Mgmt For For
of Directors within the limit of 10% of
capital of the Company to issue shares or
securities giving access to capital, in
consideration for in-kind contributions
granted to the Company and comprised of
equity securities or securities giving
access to capital
E.22 Overall limitation of financial Mgmt Against Against
authorization granted to the Board of
Directors
E.23 Authorization for any company which owns Mgmt For For
more than 50% of capital of the company
Casino, Guichard-Perrachon to issue
securities of the issuing company entitling
to the allotment of existing shares of the
Company
E.24 Authorization to grant share purchase Mgmt Against Against
options to staff members of the Company and
to staff members, and corporate officers of
affiliated companies
E.25 Authorization to grant share subscription Mgmt Against Against
options to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.26 Authorization granted to the Board of Mgmt For For
Directors to allocate free shares of the
Company to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.27 Authorization granted to the Board of Mgmt For For
Directors to increase capital or sell
treasury shares to employees
E.28 Merger by absorption of the company Chamer Mgmt For For
E.29 Merger by absorption of the company Mgmt For For
Minahouet
E.30 Merger by absorption of the company Mgmt For For
Orgecourt
E.31 Acknowledgement of the capital increase as Mgmt For For
a result of the aforementioned mergers and
amendment to Article 6 of the bylaws
E.32 Authorization to reduce share capital by Mgmt For For
cancellation of treasury shares
E.33 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC. Agenda Number: 933793742
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CAGDF
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IAN ATKINSON Mgmt No vote
RICHARD W. CONNOR Mgmt No vote
RAPHAEL A. GIRARD Mgmt No vote
KARYBEK U. IBRAEV Mgmt No vote
STEPHEN A. LANG Mgmt No vote
JOHN W. LILL Mgmt No vote
AMANGELDY M. MURALIEV Mgmt No vote
SHERYL K. PRESSLER Mgmt No vote
TERRY V. ROGERS Mgmt No vote
BRUCE V. WALTER Mgmt No vote
02 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 704578650
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 704354416
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To approve the remuneration report Mgmt Against Against
3 To declare a final dividend Mgmt For For
4 To reappoint Sir Roger Carr Mgmt For For
5 To reappoint Sam Laidlaw Mgmt Against Against
6 To reappoint Phil Bentley Mgmt Against Against
7 To reappoint Margherita Della Valle Mgmt For For
8 To reappoint Mary Francis Mgmt For For
9 To reappoint Mark Hanafin Mgmt Against Against
10 To reappoint Lesley Knox Mgmt Against Against
11 To reappoint Nick Luff Mgmt Against Against
12 To reappoint Ian Meakins Mgmt For For
13 To reappoint Paul Rayner Mgmt Against Against
14 To reappoint Chris Weston Mgmt Against Against
15 To reappoint the auditors Mgmt Against Against
16 To authorise the directors to determine the Mgmt For For
auditors remuneration
17 Authority for political donations and Mgmt For For
political expenditure in the European Union
18 Authority to allot shares Mgmt For For
19 Authority to disapply pre-emption rights Mgmt For For
20 Authority to purchase own shares Mgmt For For
21 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD Agenda Number: 704393696
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN201304081050.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN20130408962.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31st December, 2012
2 To declare a final dividend Mgmt For For
3.1 To elect Mr. Li Tzar Kuoi, Victor as Mgmt Against Against
Director
3.2 To elect Mr. Ip Tak Chuen, Edmond as Mgmt Against Against
Director
3.3 To elect Mr. Chiu Kwok Hung, Justin as Mgmt Against Against
Director
3.4 To elect Mr. Leung Siu Hon as Director Mgmt Against Against
3.5 To elect Mr. Chow Kun Chee, Roland as Mgmt Against Against
Director
3.6 To elect Mr. Lee Yeh Kwong, Charles as Mgmt Against Against
Director
3.7 To elect Mr. Yeh Yuan Chang, Anthony as Mgmt For For
Director
3.8 To elect Dr. Wong Yick-ming, Rosanna as Mgmt For For
Director
4 To appoint Messrs. PricewaterhouseCoopers Mgmt Against Against
as Auditor and authorise the Directors to
fix their remuneration
5.1 Ordinary Resolution No. 5(1) of the Notice Mgmt Against Against
of Annual General Meeting (To give a
general mandate to the Directors to issue
additional shares of the Company)
5.2 Ordinary Resolution No. 5(2) of the Notice Mgmt For For
of Annual General Meeting (To give a
general mandate to the Directors to
repurchase shares of the Company)
5.3 Ordinary Resolution No. 5(3) of the Notice Mgmt Against Against
of Annual General Meeting (To extend the
general mandate granted to the Directors
pursuant to Ordinary Resolution No. 5(1) to
issue additional shares of the Company)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt No vote
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt No vote
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt No vote
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt No vote
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt No vote
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt No vote
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt No vote
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt No vote
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt No vote
1J. ELECTION OF DIRECTOR: C. WARE Mgmt No vote
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt No vote
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr No vote
6. OFFSHORE OIL WELLS Shr No vote
7. CLIMATE RISK Shr No vote
8. LOBBYING DISCLOSURE Shr No vote
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr No vote
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr No vote
11. SPECIAL MEETINGS Shr No vote
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr No vote
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr No vote
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933729177
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Special
Meeting Date: 19-Feb-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against
AUDITORS OF THE COMPANY FOR THE YEAR 2013
S2. TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
S3. TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against
AMENDMENTS TO THE PROCEDURAL RULES FOR THE
BOARD OF DIRECTORS MEETINGS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933831326
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2012.
O2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2012.
O3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt No vote
REPORT OF THE COMPANY YEAR 2012.
O4 TO CONSIDER AND APPROVE THE PROFIT Mgmt No vote
DISTRIBUTION OF THE COMPANY FOR THE YEAR
2012.
O5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt No vote
DIRECTORS AND SUPERVISORS OF THE COMPANY.
O6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt No vote
AUDITORS OF THE COMPANY FOR THE YEAR 2012.
O7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
THE AUDITORS OF THE COMPANY FOR THE YEAR
2013.
O8 TO CONSIDER AND APPROVE THE CAP AMOUNTS IN Mgmt No vote
RESPECT OF THE FRAMEWORK AGREEMENT FOR
DAILY CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD.
S9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
AMENDMENTS TO THE ARTICLES OF ASSOCIATION,
AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD
OF DIRECTORS OR HIS/HER ATTORNEY(S) TO MAKE
SUCH FURTHER AMENDMENTS, WHICH IN HIS/HER
OPINION MAY BE NECESSARY OR DESIRABLE, IN
THE PROCESS OF OBTAINING THE RELEVANT
REGULATORY APPROVALS.
10 TO RECEIVE THE DUTY REPORT OF THE Mgmt No vote
INDEPENDENT DIRECTORS FOR THE YEAR 2012.
11 RECEIVE REPORT ON STATUS OF CONNECTED Mgmt No vote
TRANSACTIONS & EXECUTION OF CONNECTED
TRANSACTIONS MANAGEMENT SYSTEM FOR THE YEAR
2012.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED Agenda Number: 933812720
--------------------------------------------------------------------------------------------------------------------------
Security: 16941M109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: CHL
ISIN: US16941M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2012.
2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31 DECEMBER 2012.
3A. TO RE-ELECT THE MR. LI YUE AS A DIRECTOR OF Mgmt No vote
THE COMPANY.
3B. TO RE-ELECT THE MR. XUE TAOHAI AS A Mgmt No vote
DIRECTOR OF THE COMPANY.
3C. TO RE-ELECT THE MADAM HUANG WENLIN AS A Mgmt No vote
DIRECTOR OF THE COMPANY
4. APPOINT MESSRS PRICEWATERHOUSECOOPERS AND Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED AS AUDITORS OF COMPANY AND ITS
SUBSIDIARIES FOR HONG KONG FINANCIAL
REPORTING AND U.S. FINANCIAL REPORTING
PURPOSES, RESPECTIVELY, AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION.
5. GENERAL MANDATE TO DIRECTORS TO REPURCHASE Mgmt No vote
SHARES IN COMPANY NOT EXCEEDING 10% OF
AGGREGATE NOMINAL AMT. OF ISSUED SHARE
CAPITAL.
6. TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF EXISTING
ISSUED SHARE CAPITAL.
7. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt No vote
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED.
--------------------------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 704574955
--------------------------------------------------------------------------------------------------------------------------
Security: J06510101
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3526600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
3 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Change in
Business Strategy
4 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Withdrawal
from Nuclear Power Generation
5 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Limitation on
Investment and Debt Guarantee
6 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Implementation
of Disclosure of Donation, Financial
Assistance, and Compensation
7 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Establishment
of Committee on Nuclear Power Plant
Decommissioning
8 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Plutonium
Management
9 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Basic Policy
for Countermeasure Against Earthquake and
Tsunami
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 704301148
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 933842076
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Consent
Meeting Date: 25-Jun-2013
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFICATION OF 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS
2. RATIFICATION OF THE PROPOSAL FOR THE Mgmt No vote
DISTRIBUTION OF 2012 EARNINGS
3. THE PROPOSAL FOR A CASH DISTRIBUTION FROM Mgmt No vote
CAPITAL SURPLUS
4. REVISION OF THE "ARTICLES OF INCORPORATION" Mgmt No vote
5. REVISION OF THE "PROCEDURES FOR ACQUISITION Mgmt No vote
OR DISPOSAL OF ASSETS"
6. REVISION OF THE "PROCEDURES FOR LENDING OF Mgmt No vote
CAPITAL TO OTHERS"
7. REVISION OF THE "OPERATIONAL PROCEDURES FOR Mgmt No vote
ENDORSEMENTS AND GUARANTEES"
8A. ELECTION OF DIRECTOR: YEN-SUNG LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8B. ELECTION OF DIRECTOR: MU-PIAO SHIH Mgmt No vote
(REPRESENTATIVE OF MOTC)
8C. ELECTION OF DIRECTOR: YU-FEN HONG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8D. ELECTION OF DIRECTOR: JIH-CHU LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8E. ELECTION OF DIRECTOR: GORDON S. CHEN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8F. ELECTION OF DIRECTOR: YI-BING LIN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8G. ELECTION OF DIRECTOR: SU-GHEN HUANG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8H. ELECTION OF DIRECTOR: SHIH-PENG TSAI Mgmt No vote
(REPRESENTATIVE OF MOTC)
8I. ELECTION OF INDEPENDENT DIRECTOR: CHUNG-YU Mgmt No vote
WANG
8J. ELECTION OF INDEPENDENT DIRECTOR: ZSE-HONG Mgmt No vote
TSAI
8K. ELECTION OF INDEPENDENT DIRECTOR: REBECCA Mgmt No vote
CHUNG-FERN WU
8L. ELECTION OF INDEPENDENT DIRECTOR: TAIN-JY Mgmt No vote
CHEN
8M. ELECTION OF INDEPENDENT DIRECTOR: YUN-TSAI Mgmt No vote
CHOU
9.1 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
TAIN-JY CHEN (INDEPENDENT DIRECTOR)
9.2 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
JIH-CHU LEE (REPRESENTATIVE OF MOTC)
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt Against Against
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt Against Against
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt Against Against
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 704402053
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of Remuneration Report Mgmt Against Against
3.a Re-election of Ms Ilana Atlas as a Director Mgmt For For
3.b Re-election of Ms Catherine Brenner as a Mgmt For For
Director
3.c Re-election of Mr Anthony Froggatt as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt Withheld Against
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt Withheld Against
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt Withheld Against
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt Withheld Against
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
COLOPLAST A/S, HUMLEBAEK Agenda Number: 704169158
--------------------------------------------------------------------------------------------------------------------------
Security: K16018184
Meeting Type: AGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: DK0010309657
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE
REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "5.1 TO 5.6". THANK YOU.
1 To receive the report of the Board of Non-Voting
Directors on the activities of the Company
during the past financial year
2 To present and approve the audited annual Mgmt For For
report
3 To pass a resolution on the distribution of Mgmt For For
profit in accordance with the approved
annual report
4.1.a To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 3(1): To lower the
nominal value per share from DKK 5.00 to
DKK 1.00
4.1.b To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 5(4) : To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.c To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 7(1): To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.d To consider any resolutions proposed by the Mgmt Against Against
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 9(4): Due to the
amendment of Article 3(1), to change the
wording to "Each A share of DKK 1.00 shall
entitle the holder to ten votes, and each B
share of DKK 1.00 shall entitle the holder
to one vote
4.2 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Capital reduction: To reduce the share
capital by a nominal amount of DKK 5
million of the company's holding of
treasury shares to the effect that these
treasury shares be cancelled
4.3 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Grant of authority to the company's Board
of Directors to allow the company to
acquire treasury shares representing up to
10% of the company's share capital. The
authority shall be valid until the
company's Annual General Meeting to be held
in 2013
4.4 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Extraordinary dividend: To authorise the
Board of Directors to pay extraordinary
dividend in accordance with the rules of
the Danish Companies Act
5.1 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Michael Pram
Rasmussen, Director (Chairman)
5.2 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Niels Peter
Louis-Hansen, BCom (Deputy Chairman)
5.3 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Sven Hakan
Bjorklund, Director
5.4 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Per Magid,
Attorney
5.5 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Brian Petersen,
Director
5.6 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Jorgen
Tang-Jensen, CEO
6 To appoint auditors. The Board of Directors Mgmt Against Against
proposes the re-appointment of
PricewaterhouseCoopers Statsautoriseret
Revisionspartnerselskab as the company's
auditors
7 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704063104
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
2.a Re-election of Director, Mr David Turner Mgmt For For
2.b Re-election of Director, Ms Carolyn Kay Mgmt For For
2.c Re-election of Director, Mr Harrison Young Mgmt Against Against
3 Remuneration Report (non-binding Mgmt For For
resolution)
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5 Approval of Selective Buy-Back Agreement Mgmt For For
for PERLS IV
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 704366182
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 06-Jun-2013
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291301008.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0501/201305011301626.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Appointment of Mrs. Agnes Lemarchand as Mgmt For For
Board member
O.6 Appointment of Mrs. Pamela Knapp as Board Mgmt For For
member
O.7 Appointment of Mr. Philippe Varin as Board Mgmt For For
member
O.8 Renewal of term of Mr. Jean-Martin Folz as Mgmt Against Against
Board member
O.9 Renewal of term of Mr. Gilles Schnepp as Mgmt Against Against
Board member
O.10 Authorization to the Board of Directors to Mgmt Against Against
purchase shares of the Company
E.11 Renewing the delegation of authority to the Mgmt For For
Board of Directors to carry out a share
capital increase while maintaining
preferential subscription rights by issuing
shares of the Company for a maximum nominal
amount of four hundred twenty-five million
Euros, or approximately 20% of share
capital with the amounts set in the 12th,
15th and 16th resolutions being deducted
from this amount
E.12 Renewing the delegation of authority to the Mgmt For For
Board of Directors to issue with
cancellation of preferential subscription
rights but with a mandatory priority period
for shareholders, securities representing
debts giving access to capital of the
Company or its subsidiaries, or shares of
the Company which would entitle to
securities to be issued by subsidiaries, if
applicable, for a maximum nominal amount of
two hundred twelve million five hundred
thousand Euros (shares), or approximately
10% of share capital, and one and a half
billion Euros (securities representing
debts), the amount of the deferred capital
increase being deducted from the amount set
under the 11th resolution
E.13 Renewing the delegation of authority to the Mgmt For For
Board of Directors to increase the number
of issuable securities in case of surplus
demand during the issue of securities
representing debts without preferential
subscription rights up to the limit of 15%
of the initial issues and up to the limit
of the corresponding ceiling set under the
12th resolution
E.14 Renewing the delegation of powers to the Mgmt For For
Board of Directors to increase capital with
cancellation of preferential subscription
rights up to the limit of 10%, in
consideration for in-kind contributions
comprised of equity securities or
securities giving access to capital, the
amounts of the capital increase and
securities to be issued being deducted from
the corresponding ceilings set under the
12th resolution
E.15 Renewing the delegation of authority to the Mgmt For For
Board of Directors to increase share
capital by incorporation of premiums,
reserves, profits or other amounts, for a
maximum nominal amount of one hundred six
million Euros, or approximately 5% of share
capital, this amount being deducted from
the amount set under the 11th resolution
E.16 Renewing the delegation of authority to the Mgmt For For
Board of Directors to issue with
cancellation of preferential subscription
rights equity securities reserved for
members of the Group Savings Plan for a
maximum nominal amount of forty-two million
five hundred thousand Euros, or
approximately 2% of share capital, the
amounts of capital increases being deducted
from the corresponding ceiling set under
the 11th resolution
E.17 Renewing the authorization to the Board of Mgmt For For
Directors to cancel up to 10% of shares of
the Company, if applicable
E.18 Powers to implement the decisions of the Mgmt For For
General Meeting and to carry out all legal
formalities
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933796875
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O3 ELECTION OF MEMBERS OF THE COMPANY'S FISCAL Mgmt No vote
COUNCIL AND THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704216515
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 07-Feb-2013
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon
2 Receive and adopt the Directors' Mgmt For For
Remuneration Report
3 Declare a final dividend on the ordinary Mgmt For For
shares
4 Re-elect Sir Roy Gardner as a Director Mgmt Against Against
5 Elect Dominic Blakemore as a Director Mgmt Against Against
6 Re-elect Richard Cousins as a Director Mgmt Against Against
7 Re-elect Gary Green as a Director Mgmt Against Against
8 Re-elect Andrew Martin as a Director Mgmt For For
9 Re-elect John Bason as a Director Mgmt For For
10 Re-elect Sir James Crosby as a Director Mgmt For For
11 Re-elect Susan Murray as a Director Mgmt Against Against
12 Re-elect Don Robert as a Director Mgmt Against Against
13 Re-elect Sir Ian Robinson as a Director Mgmt For For
14 Re-appoint Deloitte LLP as Auditor Mgmt Against Against
15 Authorise the Directors to agree the Mgmt Against Against
Auditor's remuneration
16 Donations to EU political organisations Mgmt For For
17 Approve changes to the Compass Group PLC Mgmt Against Against
Long Term Incentive Plan 2010
18 Authority to allot shares (s.551) Mgmt Against Against
19 Authority to allot shares for cash (s.561) Mgmt For For
20 Authority to purchase shares Mgmt For For
21 Reduce general meeting notice periods Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933770732
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt No vote
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt No vote
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt No vote
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt No vote
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt No vote
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt No vote
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt No vote
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt No vote
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt No vote
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt No vote
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt No vote
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
ACCOUNTANTS.
3. APPROVAL OF THE COMPANY'S LONG TERM Mgmt No vote
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
5. END PRACTICE OF BENCHMARKING THE CEOS TOTAL Shr No vote
COMPENSATION TO THAT OF CEOS OF PEER
COMPANIES.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 704340366
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150256,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR HOLDINGS MUST BE
NOTIFIED TO THE COMPANY REGISTRAR IN EITHER
THE NOMINEE NAME OR THE BENEFICIAL OWNER
NAME BEFORE THE REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT
ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158581.PDF AND
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158582.PDF
1.1 Presentation of the 2012 annual report, the Non-Voting
parent company's 2012 financial statements,
the Group's 2012 consolidated financial
statements and the 2012 remuneration report
1.2 Consultative vote on the 2012 remuneration Mgmt Against Against
report
1.3 Approval of the 2012 annual report, the Mgmt For For
parent company's 2012 financial statements
and the Group's 2012 consolidated financial
statements
2 Discharge of the acts of the Members of the Mgmt For For
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt For For
earnings
3.2 Resolution on the distribution against Mgmt For For
reserves from capital contributions in
shares and in cash
4.1 Changes in share capital: Increase in, Mgmt For For
amendment to and extension of authorized
capital
4.2 Changes in share capital: Increase in Mgmt For For
conditional capital for employee shares
5 Other amendments to the Articles of Mgmt For For
Association (quorum of the Board of
Directors)
6.1.1 Re-election of Noreen Doyle to the Board of Mgmt For For
Directors
6.1.2 Re-election of Jassim Bin Hamad J.J. Al Mgmt Against Against
Thani to the Board of Directors
6.1.3 Election of Kai S. Nargolwala to the Board Mgmt Against Against
of Directors
6.2 Election of the independent auditors: KPMG Mgmt Against Against
AG, Zurich
6.3 Election of the special auditors: BDO AG, Mgmt Against Against
Zurich
7 If voting or elections take place on Mgmt Against Against
proposals submitted during the Annual
General Meeting itself as defined in art.
700 paras. 3 and 4 of the Swiss Code of
Obligations, I hereby instruct the
independent proxy to vote in favor of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CROWN LTD, MELBOURNE Agenda Number: 704073509
--------------------------------------------------------------------------------------------------------------------------
Security: Q3014T106
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000CWN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT CONDITION FOR ITEM 4: ITEM 4 WILL BE Non-Voting
CONSIDERED AT THE AGM ONLY IF AT LEAST 25%
OF THE VOTES CAST ON ITEM 3 ARE AGAINST THE
ADOPTION OF THE REMUNERATION REPORT. THE
EXPLANATORY NOTES FURTHER EXPLAIN THE
CIRCUMSTANCES IN WHICH ITEM 4 WILL BE PUT
TO THE MEETING
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Elect Ms Helen Coonan as a director Mgmt For For
2.b Re-elect Mr Benjamin Brazil as a director Mgmt For For
2.c Re-elect Mrs Rowena Danziger as a director Mgmt For For
2.d Re-elect Professor John Horvath as a Mgmt For For
director
2.e Re-elect Mr Michael Johnston as a director Mgmt Against Against
3 Remuneration Report Mgmt Against Against
4 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Holding a Spill Meeting
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 704561465
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704293238
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the financial
year 2012
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members actions in the 2012
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members actions in the 2012 financial
year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2013
financial year
6.a Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Sari Baldauf
6.b Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Juergen
Hambrecht
6.c Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Andrea Jung
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt Against Against
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt Against Against
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt Against Against
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt Against Against
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 704573648
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704312874
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: EGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
27.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 2 (Appropriation of
distributable profit) taken by the General
Meeting on May 31, 2012
2. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 5 (Election of the auditor
for the 2012 financial year, interim
accounts) taken by the General Meeting on
May 31, 2012
3.1 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Dr. Paul
Achleitner
3.2 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Peter Loescher
3.3 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Prof. Dr. Klaus
Ruediger Truetzschler
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704443504
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 289 (4)
German Commercial Code) for the 2012
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 315 (4)
German Commercial Code)
2. Appropriation of distributable profit Mgmt No vote
3. Ratification of the acts of management of Mgmt No vote
the members of the Management Board for the
2012 financial year
4. Ratification of the acts of management of Mgmt No vote
the members of the Supervisory Board for
the 2012 financial year
5. Election of the auditor for the 2013 Mgmt No vote
financial year, interim accounts: KPMG AG
6. Authorization to acquire own shares for Mgmt No vote
trading purposes pursuant to Paragraph 71
(1) No. 7 Stock Corporation Act
7. Authorization to acquire own shares Mgmt No vote
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
8. Authorization to use derivatives within the Mgmt No vote
framework of the purchase of own shares
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act
9. Approval of the compensation system for the Mgmt No vote
Management Board members
10. Amendments to the Articles of Association Mgmt No vote
regarding the new regulation on Supervisory
Board compensation
11.1 Election to the Supervisory Board: Mr. John Mgmt No vote
Cryan
11.2 Election to the Supervisory Board: Mr Mgmt No vote
Professor Dr. Henning Kagermann
11.3 Election to the Supervisory Board: Ms. Mgmt No vote
Suzanne Labarge
11.4 Election to the Supervisory Board: Mr Dr. Mgmt No vote
Johannes Teyssen
11.5 Election to the Supervisory Board: Mr. Mgmt No vote
Georg F. Thoma
11.6 Election to the Supervisory Board: Mr Mgmt No vote
Tilman Todenhoefer
11.7 Election to the Supervisory Board: Ms. Dina Mgmt No vote
Dublon
12. Cancellation of an existing authorized Mgmt No vote
capital, creation of new authorized capital
for capital increases in cash and/or in
kind (with the possibility of excluding
shareholders pre-emptive rights, also in
accordance with Paragraph 186 (3) sentence
4 Stock Corporation Act) and amendment to
the Articles of Association
13. Approval to conclude a domination agreement Mgmt No vote
between Deutsche Bank Aktiengesellschaft
(as the parent company) and RREEF
Management GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda Number: 704437789
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and approved
consolidated financial statements, of the
management reports for the Company and the
Group with the explanatory report on
information in accordance with Sections 289
(4), 315 (4) of the German Commercial Code
(Handelsgesetzbuch, "HGB") and in
accordance with Section 289 (5) HGB and of
the report by the Supervisory Board for
fiscal year 2012
2. Appropriation of available net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Board of Management
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. Appointment of the independent auditors for Mgmt No vote
fiscal year 2013 and the independent
auditors for the audit review of the
Group's condensed financial statements and
the interim management report as of June
30, 2013: PricewaterhouseCoopers AG,
Wirtschaftsprufungsgesellschaft, Dusseldorf
6. Creation of an Authorized Capital 2013 and Mgmt No vote
authorization to exclude subscription
rights as well as amendment of the Articles
of Association: Report of the Board of
Management to the Annual General Meeting on
Item 6 of the Agenda pursuant to Sections
203 (1) and (2) and 186 (4) sentence 2 AktG
7. Authorization to issue bonds with warrants, Mgmt No vote
convertible bonds and/or participating
bonds and profit participation certificates
(or combinations of these instruments) and
to exclude subscription rights together
with concurrent creation of a contingent
capital as well as amendment of the
Articles of Association: a) Authorization
to issue bonds with warrants, convertible
bonds and/or participating bonds and profit
participation certificates aa) Nominal
amount, authorization period, number of
shares bb) Subscription rights and
exclusion of subscription rights cc)
Warrant right dd) Conversion right ee)
Warrant or conversion obligation, right to
delivery of shares ff) Warrant or
conversion price gg) Further structuring
options; b) Contingent capital c) Amendment
to the Articles of Association; Report of
the Board of Management to the Annual
General Meeting on item 7 of the agenda
pursuant to Section 221 (4) sentence 2 and
Section 186 (4) sentence 2 AktG
8. Election to the Supervisory Board: Prof. Mgmt No vote
Dr. Wulf von Schimmelmann
9. Change to the remuneration of the Mgmt No vote
Supervisory Board
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda Number: 704385839
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Submissions to the shareholders' meeting Non-Voting
pursuant to section 176 (1) sentence 1 of
the AktG (Aktiengesetz - German Stock
Corporation Act)
2. Resolution on the appropriation of net Mgmt No vote
income
3. Resolution on the approval of the actions Mgmt No vote
of the members of the Board of Management
for the 2012 financial year
4. Resolution on the approval of the actions Mgmt No vote
of the members of the Supervisory Board for
the 2012 financial year
5. Resolution on the appointment of the Mgmt No vote
independent auditor and the Group auditor
for the 2013 financial year as well as the
independent auditor to review the condensed
financial statements and the interim
management report pursuant to section 37w,
section 37y no. 2 WpHG
(Wertpapierhandelsgesetz - German
Securities Trading Act) in the 2013
financial year: PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Frankfurt
am Main
6. Election of a Supervisory Board member: Ms. Mgmt No vote
Sari Baldauf
7. Election of a Supervisory Board member: Mgmt No vote
Prof. Ulrich Lehner
8. Resolution on the amendment to Supervisory Mgmt No vote
Board remuneration and the related
amendment to section 13 Articles of
Incorporation
9. Resolution on the cancellation of Mgmt No vote
contingent capital II and the related
amendment to section 5 Articles of
Incorporation
10. Resolution on the cancellation of Mgmt No vote
authorized capital 2009/I and the creation
of authorized capital 2013 for cash and/or
non-cash contributions, with the
authorization to exclude subscription
rights and the relevant amendment to the
Articles of Incorporation
11. Resolution on approval of a control and Mgmt No vote
profit and loss transfer agreement with
PASM Power and Air Condition Solution
Management GmbH
12. Resolution regarding approval of the Mgmt No vote
amendment to the profit and loss transfer
agreement with GMG Generalmietgesellschaft
mbH
13. Resolution regarding approval of the Mgmt No vote
amendment to the profit and loss transfer
agreement with DeTeMedien, Deutsche Telekom
Medien GmbH
14. Resolution regarding approval of the Mgmt No vote
amendment to the control agreement with GMG
Generalmietgesellschaft mbH
15. Resolution regarding approval of the Mgmt No vote
amendment to the control agreement with
DeTeMedien, Deutsche Telekom Medien GmbH
--------------------------------------------------------------------------------------------------------------------------
DEXUS PROPERTY GROUP Agenda Number: 704066819
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P100
Meeting Type: AGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2, 3.1, 3.2, AND 4 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSAL (1, 2, 3.1, 3.2,
AND 4), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 That: (a) a meeting of holders of DEXUS Mgmt For For
stapled securities be held within 90 days
of this Annual General Meeting ("Spill
Meeting"); and (b) all of DEXUS Funds
Management Limited's directors who were
directors when the resolution to make the
2012 Remuneration Report was passed, other
than a managing director of the company who
may, in accordance with the ASX Listing
Rules, continue to hold office indefinitely
without being re-elected to the office,
cease to hold office immediately before the
end of the Spill Meeting; and (c)
resolutions to appoint persons to the
offices that will be vacated immediately
before the end of the Spill Meeting be put
to the vote at the Spill Meeting
3.1 Approval of DEXUS Transitional Performance Mgmt For For
Rights Plan
3.2 Approval of DEXUS Short Term Incentive Mgmt For For
Performance Rights Plan and DEXUS Long Term
Incentive Performance Rights Plan
4 Grant of Performance Rights to the Mgmt For For
Executive Director under the Transitional
Plan
5.1 Approval of an Independent Director: Mgmt For For
Richard Sheppard
5.2 Approval of an Independent Director: Chris Mgmt Against Against
Beare
5.3 Approval of an Independent Director: John Mgmt Against Against
Conde
5.4 Approval of an Independent Director: Peter Mgmt For For
St George
CMMT PLEASE NOTE THAT THE RESOLUTION 2 WILL ONLY Non-Voting
BE PUT TO THE MEETING IF MORE THAN 25% OF
VOTES VALIDLY CAST ON RESOLUTION 1 ARE CAST
AGAINST THAT RESOLUTION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt Against Against
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt Against Against
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt Against Against
12 Re-election of PS Walsh as a director Mgmt Against Against
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt Against Against
16 Remuneration of auditor Mgmt Against Against
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt Against Against
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt Against Against
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 933779158
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAJ AGRAWAL Mgmt Withheld Against
WARREN F. BRYANT Mgmt For For
MICHAEL M. CALBERT Mgmt Withheld Against
SANDRA B. COCHRAN Mgmt For For
RICHARD W. DREILING Mgmt Withheld Against
P.D. FILI-KRUSHEL Mgmt For For
ADRIAN JONES Mgmt Withheld Against
WILLIAM C. RHODES, III Mgmt Withheld Against
DAVID B. RICKARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO DOLLAR GENERAL Mgmt For For
CORPORATION'S AMENDED AND RESTATED CHARTER
TO IMPLEMENT A MAJORITY VOTING STANDARD IN
UNCONTESTED ELECTIONS OF DIRECTORS.
3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 933826527
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt No vote
MACON F. BROCK, JR. Mgmt No vote
MARY ANNE CITRINO Mgmt No vote
H. RAY COMPTON Mgmt No vote
CONRAD M. HALL Mgmt No vote
LEMUEL E. LEWIS Mgmt No vote
J. DOUGLAS PERRY Mgmt No vote
BOB SASSER Mgmt No vote
THOMAS A. SAUNDERS III Mgmt No vote
THOMAS E. WHIDDON Mgmt No vote
CARL P. ZEITHAML Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO APPROVE THE COMPANY'S 2013 DIRECTOR Mgmt No vote
DEFERRED COMPENSATION PLAN
4. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
5. MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED Mgmt No vote
SHARES OF COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933752289
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt Against Against
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt Against Against
JR.
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
AUDITORS FOR 2013
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF AMENDMENT TO BYLAWS TO ALLOW Mgmt For For
SHAREHOLDERS TO CALL SPECIAL MEETINGS
5. REPORT ON FUTURE POLICY TO END USE OF Shr For Against
MOUNTAINTOP REMOVAL COAL
6. SUSTAINABILITY AS A PERFORMANCE MEASURE FOR Shr For Against
EXECUTIVE COMPENSATION
7. POLICY RELATED TO MINIMIZING STORAGE OF Shr For Against
NUCLEAR WASTE IN SPENT FUEL POOLS
8. REPORT ON THE FINANCIAL RISKS TO DOMINION Shr For Against
POSED BY CLIMATE CHANGE
--------------------------------------------------------------------------------------------------------------------------
DOMTAR CORPORATION Agenda Number: 933768941
--------------------------------------------------------------------------------------------------------------------------
Security: 257559203
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: UFS
ISIN: US2575592033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GIANNELLA ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. APPLE Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS P. GIGNAC Mgmt Against Against
1D. ELECTION OF DIRECTOR: BRIAN M. LEVITT Mgmt Against Against
1E. ELECTION OF DIRECTOR: HAROLD H. MACKAY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. MAFFUCCI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. STEACY Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1I. ELECTION OF DIRECTOR: DENIS TURCOTTE Mgmt Against Against
1J. ELECTION OF DIRECTOR: JOHN D. WILLIAMS Mgmt For For
2. SAY-ON-PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS DOMTAR
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933747303
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt Withheld Against
DAVID A. BRANDON Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JAMES B. NICHOLSON Mgmt Withheld Against
CHARLES W. PRYOR, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933746705
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt Withheld Against
DANIEL R. DIMICCO Mgmt Withheld Against
JOHN H. FORSGREN Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt Withheld Against
CARLOS A. SALADRIGAS Mgmt Withheld Against
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDED DUKE ENERGY Mgmt Against Against
CORPORATION EXECUTIVE SHORT-TERM INCENTIVE
PLAN
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 704344922
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2012 financial year, along with the
Management Report Summary for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt No vote
the 2012 financial year
3. Discharge of the Board of Management for Mgmt No vote
the 2012 financial year
4. Discharge of the Supervisory Board for the Mgmt No vote
2012 financial year
5.a Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the annual
as well as the consolidated financial
statements for the 2013 financial year.
5.b Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the
inspection of the abbreviated financial
statements and the interim management
report for the first half of the 2013
financial year
6.a Election of the Supervisory Board: Ms Mgmt No vote
Baroness Denise Kingsmill CBE
6.b Election of the Supervisory Board: Mr Prof. Mgmt No vote
Dr. Ulrich Lehner
6.c Election of the Supervisory Board: Mr Rene Mgmt No vote
Obermann
6.d Election of the Supervisory Board: Ms Dr. Mgmt No vote
Karen de Segundo
6.e Election of the Supervisory Board: Mr Dr. Mgmt No vote
Theo Siegert
6.f Election of the Supervisory Board: Mr Mgmt No vote
Werner Wenning
7. Approval of the compensation system Mgmt No vote
applying to the members of the Board of
Management
8. Remuneration of the first Supervisory Board Mgmt No vote
of E.ON SE
--------------------------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY Agenda Number: 704561782
--------------------------------------------------------------------------------------------------------------------------
Security: J1257M109
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3783600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
5 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (1)
6 Shareholder Proposal: Establishment of a Shr Against For
Committee for Development of Recovery Plans
7 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (2)
8 Shareholder Proposal: Establishment of a Shr For Against
Special Committee for Compliance
Surveillance
9 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporoation (3)
10 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (4)
11.1 Shareholder Proposal: Dismisal of Director Shr For Against
11.2 Shareholder Proposal: Dismisal of Director Shr For Against
11.3 Shareholder Proposal: Dismisal of Director Shr For Against
11.4 Shareholder Proposal: Dismisal of Director Shr For Against
11.5 Shareholder Proposal: Dismisal of Director Shr For Against
12 Shareholder Proposal: Reduction of Shr For Against
remuneration to Directors and Corporate
Auditors
13 Shareholder Proposal: Proposal for Shr Against For
appropriation of retained earnings
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933744725
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 704515103
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Allow Use of Treasury Mgmt For For
Shares for Odd-Lot Purchases
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 933761872
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ROSS CORY Mgmt No vote
ROBERT R. GILMORE Mgmt No vote
GEOFFREY A. HANDLEY Mgmt No vote
WAYNE D. LENTON Mgmt No vote
MICHAEL A. PRICE Mgmt No vote
STEVEN P. REID Mgmt No vote
JONATHAN A. RUBENSTEIN Mgmt No vote
DONALD M. SHUMKA Mgmt No vote
PAUL N. WRIGHT Mgmt No vote
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR Mgmt No vote
(SEE PAGE 18 OF THE MANAGEMENT PROXY
CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE Mgmt No vote
AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS
THE INDEPENDENT AUDITOR (SEE PAGE 18 OF THE
MANAGEMENT PROXY CIRCULAR).
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt Against Against
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt Against Against
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt Against Against
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt Against Against
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A., ROMA Agenda Number: 704391476
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171755 DUE TO RECEIPT OF SLATES
FOR INTERNAL AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Financial statements as of December 31st, Mgmt For For
2012. Reports of the board of directors, of
the board of statutory auditors and of the
external auditor. Related resolutions.
Presentation of the consolidated financial
statements for the year ended December
31st, 2012
2 Allocation of the annual net income Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
3.1 Election of the board of statutory Shr Against For
auditors: List presented by Ministero
dell'Economia e delle Finanze representing
31.24% of company stock capital: Effective
Auditors: 1. Lidia D'Alessio 2. Gennaro
Mariconda; Alternate Auditors: 1. Giulia De
Martino 2. Pierpaolo Singer
3.2 Election of the board of statutory Shr No vote
auditors: List presented by Aletti
Gestielle SGR SpA, Allianz Global Investors
Italia SGR SpA, Anima SGR SpA, APG
Alegemene Pensioen Groep NV; Arca SGR SpA,
BNP Paribas Investment Partners SpA, Ersel
Asset Management SGR SpA, Eurizon Capital
SA, Eurizon Capital SA, SpA, FIL Investment
International, Fideuram Investimenti SGR
SpA, Fideuram Gestions SA, Interfund Sicav,
Mediolanum Gestione FondiSGR SpA,
Madiolanum Internation Funds Limited,
Pioneer Asset Management SA, Pioneer
Investment Management SGR SpA, and UBI
Pramerica SGR Spa representing 1.07% of
company stock capital: Effective Auditors:
1. Sergio Duca; Alternate Auditors: 1.
Franco Luciano Tutino
4 Determination of the compensation of the Mgmt For For
regular members of the board of statutory
auditors
5 Remuneration report Mgmt Against Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF AMENDMENT COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933766860
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: L.P. DENAULT Mgmt Against Against
1C. ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1D. ELECTION OF DIRECTOR: A.M. HERMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1F. ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt Against Against
1G. ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1H. ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1J. ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
DISCLOSURE.
5. SHAREHOLDER PROPOSAL REGARDING NUCLEAR Shr For Against
FUEL.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 704384902
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 16-May-2013
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301140.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Renewal of terms of the firm Mgmt Against Against
PricewaterhouseCoopers Audit as principal
Statutory Auditor and Mr. Etienne Boris as
deputy Statutory Auditor
O.5 Renewal of terms of the firm Mazars as Mgmt Against Against
principal Statutory Auditor and Mr.
Jean-Louis Simon as deputy Statutory
Auditor
O.6 Renewal of term of Mr. Yves Chevillotte as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Mireille Faugere Mgmt For For
as Board member
O.8 Renewal of term of Mr. Xavier Fontanet as Mgmt Against Against
Board member
O.9 Appointment of Mrs. Maureen Cavanagh as Mgmt Against Against
Board member
O.10 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital by
issuing shares reserved for members of a
company savings plan
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares
and/or securities giving access to capital
of the Company and/or securities entitling
to the allotment of debt securities as part
of an offer, including to qualified
investors or a limited group of investors
pursuant to Article L.411-2, II of the
Monetary and Financial Code without
preferential subscription rights
E.13 Amendment to Article 24 of the bylaws: Mgmt For For
Holding General Meetings 3) Quorum-Voting
(excerpt) - Introducing the option to waive
double voting rights
E.14 Powers to carry out all legal formalities Mgmt For For
resulting from the decisions of the
Ordinary and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION - GR Agenda Number: 704466386
--------------------------------------------------------------------------------------------------------------------------
Security: B33432129
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: BE0003562700
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191672 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 1, 2 AND 3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Presentation of the management report of Non-Voting
the Board of Directors on the financial
year ended December 31, 2012
2 Presentation of the report of the statutory Non-Voting
auditor on the financial year ended
December 31, 2012
3 Communication of the consolidated annual Non-Voting
accounts as of December 31, 2012
4 Approval of the statutory Mgmt For For
(non-consolidated) annual accounts as of
December 31, 2012, including the allocation
of profits, and approval of the
distribution of a gross dividend of EUR
1.40
5 Approve the discharge of liability of Mgmt Against Against
persons who served as directors of the
Company during the financial year ended
December 31, 2012
6 Approve the discharge of liability of the Mgmt Against Against
statutory auditor of the Company for the
financial year ended December 31, 2012
7 Appoint Ms. Elizabeth Doherty as director Mgmt For For
for a period of three years that will
expire at the end of the ordinary
shareholders' meeting that will be
requested to approve the annual accounts
relating to the financial year 2015
8 Upon proposal of the Board of Directors, Mgmt For For
acknowledge that Ms. Elizabeth Doherty,
whose appointment as director is proposed
until the end of the ordinary shareholders'
meeting that will be requested to approve
the annual accounts relating to the
financial year 2015, satisfies the
requirements of independence set forth by
the Belgian Companies Code for the
assessment of independence of directors,
and appoint her as independent director
pursuant to the criteria of the Belgian
Companies Code. Ms. Elizabeth Doherty
complies with the functional, family and
financial criteria of independence as
provided for in Article 526ter of the
Belgian Companies Code. Moreover, Ms.
Elizabeth Doherty expressly stated and the
Board of Directors is of the opinion that
she does not have any relationship with any
company that could compromise her
independence
9 Approve the remuneration report included in Mgmt For For
the corporate governance statement of the
management report of the Board of Directors
on the financial year ended December 31,
2012
10 Pursuant to Article 556 of the Belgian Mgmt For For
Companies Code, approve the provision
granting to the holders of the bonds,
convertible bonds or medium-term notes that
the Company may issue within the 12 months
following the ordinary shareholders'
meeting of May 2013, in one or several
offerings and tranches, with a maturity or
maturities not exceeding 30 years, for a
maximum equivalent aggregate amount of EUR
1.5 billion, the right to obtain the
redemption, or the right to require the
repurchase, of such bonds or notes for an
amount not in excess of 101% of the
outstanding principal amount plus accrued
and unpaid interest of such bonds or notes,
in the event of a change of control of the
Company, as would be provided in the terms
and conditions relating to such bonds
and/or notes. Any such bond or note issue
will be disclosed through a press release,
which will summarize the applicable change
of control provision and mention the total
amount of bonds and notes already issued by
the Company that are subject to a change of
control provision approved under this
resolution
11 The Ordinary Shareholders' Meeting grants Mgmt For For
the powers to the board of directors, with
the power to sub-delegate, to implement the
decisions taken by the Ordinary
Shareholders' Meeting and to carry out all
necessary or useful formalities to that
effect
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS, PARIS Agenda Number: 704119709
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128
Meeting Type: MIX
Meeting Date: 08-Nov-2012
Ticker:
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 126401 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1024/201210241206083.pdf
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income for the financial year Mgmt For For
ended June 30, 2011
O.5 Renewal of term of Mr. Jean-Martin Folz as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Bertrand Mabille as Mgmt Against Against
Board member
O.7 Renewal of term of the company Fonds Mgmt Against Against
Strategique d'Investissement as Board
member
O.8 Renewal of term of Mr. Olivier Rozenfeld as Mgmt For For
Board member
O.9 Renewal of term of Mr. Jean-Paul Brillaud Mgmt Against Against
as Board member
O.10 Renewal of term of Lord John Birt as Board Mgmt For For
member
O.11 Renewal of term of Mr. Michel de Rosen as Mgmt Against Against
Board member
O.12 Renewal of term of Mrs. Carole Piwnica as Mgmt Against Against
Board member
O.13 Appointment of Mrs Meriem Bensalah Chaqroun Mgmt Against Against
as Board member
O.14 Appointment of Mrs Elisabetta Oliveri as Mgmt Against Against
Board member
O.15 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.16 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares acquired by the Company under the
share repurchase program
E.17 Amendment to Article 14 of the Company's Mgmt Against Against
bylaws regarding the length of term of
Board members
E.18 Amendment to Article 21 of the Company's Mgmt For For
bylaws regarding the representation of
shareholders at General Meetings
E.19 Deletion of Articles 28 and 29 of the Mgmt For For
Company's bylaws regarding publication and
signatories as part of Title IX entitled
"Miscellaneous" of the said bylaws
E.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933745195
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt No vote
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt No vote
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt No vote
1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt No vote
1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt No vote
1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt No vote
1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt No vote
1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt No vote
1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt No vote
1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt No vote
1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt No vote
1M. ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt No vote
1N. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt No vote
1O. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt No vote
1P. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt No vote
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
4. APPROVE AMENDED & RESTATED EMPLOYEE STOCK Mgmt No vote
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt Withheld Against
U.M. BURNS Mgmt Withheld Against
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt Withheld Against
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt Withheld Against
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt Against Against
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr For Against
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr For Against
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr For Against
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 704468291
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt No vote
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt No vote
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt No vote
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt No vote
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt No vote
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt No vote
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt No vote
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt No vote
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt No vote
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt No vote
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt No vote
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt No vote
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt No vote
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt No vote
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt No vote
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt No vote
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933763357
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt Withheld Against
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt Withheld Against
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt Withheld Against
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION AND AMENDED CODE
OF REGULATIONS TO ALLOW FOR A MAJORITY
VOTING POWER THRESHOLD
5. SHAREHOLDER PROPOSAL: CEO COMPENSATION Shr For Against
BENCHMARKING
6. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr For Against
7. SHAREHOLDER PROPOSAL: EQUITY RETENTION Shr Against For
8. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
9. SHAREHOLDER PROPOSAL: ACT BY WRITTEN Shr For Against
CONSENT
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA, PARIS Agenda Number: 704354769
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103
Meeting Type: MIX
Meeting Date: 28-May-2013
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300944.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 22 APR TO 22 MAY 2013 AND
RECEIPT OF ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0503/201305031301684.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt Against Against
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt Against Against
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 as shown in the
financial statements
O.4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code - Approval of the
agreement entered in with Thales and Caisse
des Depots et Consignations regarding
Cloudwatt
O.5 Appointment of Fonds Strategique Mgmt Against Against
d'Investissement as new Board member
O.6 Authorization to be granted to the Board of Mgmt Against Against
Directors to purchase or transfer shares of
the Company
E.7 Changing the corporate name and Mgmt For For
consequential amendment to Articles 1 and 3
of the bylaws
E.8 Amendment to Article 13 of the bylaws, Mgmt For For
deleting obsolete provisions
E.9 Amendment to point 2 of Article 13 of the Mgmt For For
bylaws, terms for the election of Board
members representing personnel
E.10 Amendment to point 3 of Article 13 of the Mgmt For For
bylaws, terms for the election of the Board
member representing employee shareholders
E.11 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
while maintaining shareholders'
preferential subscription rights
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through
public offering
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through an
offer pursuant to Article L.411-2, II of
the Monetary and Financial Code
E.14 Authorization to the Board of Directors to Mgmt For For
increase the number of issuable securities
in case of capital increase
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in case of public exchange offer
initiated by the Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital
E.17 Delegation of powers to the Board of Mgmt Against Against
Directors to issue shares reserved for
persons having signed a liquidity contract
with the Company as holders of shares or
options to subscribe for shares of the
company Orange Holding S.A, previously
Orange S.A., with cancellation of
shareholders' preferential subscription
rights
E.18 Overall limitation on authorizations Mgmt For For
E.19 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits or premiums
E.20 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases
reserved for members of savings plans with
cancellation of shareholders' preferential
subscription rights
E.21 Authorization to the Board of Directors to Mgmt For For
reduce capital by cancellation of shares
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt Against Against
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt Against Against
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt Against Against
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt Against Against
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt Against Against
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ SA, PARIS Agenda Number: 704384344
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 23-Apr-2013
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 168611 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINKS:
http://www.journal-officiel.gouv.fr//pdf/20
13/0311/201303111300591.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301066.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approval of the transactions and annual Mgmt For For
corporate financial statements for the
financial year ended December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend for the financial year 2012
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.6 Ratification of the appointment of Mrs. Mgmt Against Against
Ann-Kristin Achleitner as Board member
O.7 Appointment of Mr. Jonathan Reynolds as Mgmt For For
Board member representing employee
shareholders pursuant to Article 13.3 2 of
the bylaws
O.8 Appointment of Mrs. Caroline Simon as Board Mgmt For For
member representing employee shareholders
pursuant to Article 13.3 2 of the bylaws
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Given the unfavorable
economic environment, and to minimize the
use of debt while increasing the capacity
of the Group's investment, proposal to
replace the dividend set under the 3rd
resolution by dividends for the financial
year 2012 set at EUR 083 per share,
including the interim dividend of EUR 0.83
per share already paid on October 25, 2012
E.9 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of employees participating in GDF
SUEZ Group savings plans
E.10 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of any entities formed within the
framework of the implementation of the GDF
SUEZ Group International Employee Share
Ownership
E.11 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
existing shares of the Company to employees
of the Company and employees and corporate
officers of the companies of the Group
(with the exception of corporate officers
of the Company)
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
existing shares of the Company to some
employees of the Company and some employees
and corporate officers of affiliated
companies or groups(with the exception of
corporate officers of the Company)
E.13 Amendment to Article 13.3 1 of the bylaws Mgmt For For
(Composition of the Board of Directors)
E.14 Powers to carry out decisions of the Mgmt Against Against
General Meeting and legal formalities
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr For Against
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER Agenda Number: 704282754
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150255,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the annual report, including Mgmt For For
the annual financial statements, the
compensation report and the consolidated
financial statements 2012
2 Consultative vote on the compensation Mgmt Against Against
policy as set out in the compensation
report
3 Discharge of the board of directors Mgmt For For
4 Decision regarding the appropriation of Mgmt For For
available earnings
5 Changes in the articles of incorporation: Mgmt For For
To delete in its entirety article 3c of the
articles of incorporation of the company
6.1 Election of member of the Board of Mgmt For For
Directors: To re-elect Mr. Peter Kappeler
for a term of three years in accordance
with the articles of incorporation
6.2 Election of member of the Board of Mgmt For For
Directors: To re-elect Ms Irina du Bois for
a term of one year in accordance with the
articles of incorporation
7 Election of the statutory auditors: To Mgmt Against Against
re-elect Deloitte SA as the statutory
auditors for the financial year 2013
8 Additional and/or counter proposal Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 704337597
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and the Financial Statements for the year
ended 31 December 2012
2 To approve the Remuneration Report for the Mgmt Against Against
year ended 31 December 2012
3 To elect Lynn Elsenhans as a Director Mgmt For For
4 To elect Jing Ulrich as a Director Mgmt For For
5 To elect Hans Wijers as a Director Mgmt Against Against
6 To re-elect Sir Christopher Gent as a Mgmt For For
Director
7 To re-elect Sir Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
10 To re-elect Stacey Cartwright as a Director Mgmt For For
11 To re-elect Simon Dingemans as a Director Mgmt For For
12 To re-elect Judy Lewent as a Director Mgmt Against Against
13 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
14 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
15 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
16 To re-elect Tom de Swaan as a Director Mgmt Against Against
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to Mgmt Against Against
re-appoint PricewaterhouseCoopers LLP as
the auditors to the company to hold office
from the end of the meeting to the end of
the next meeting at which accounts are laid
before the company
19 To authorise the Audit & Risk Committee to Mgmt Against Against
determine the remuneration of the auditors
20 Donations to political organizations and Mgmt For For
political expenditure
21 Authority to allot shares Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares by the company Mgmt For For
24 Exemption from statement of the name of the Mgmt Against Against
senior statutory auditor in published
copies of the auditors' reports
25 Reduced notice of a general meeting other Mgmt Against Against
than an Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC, ST HELIER Agenda Number: 704452642
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and auditors for
the year ended 31 December 2012 (the "2012
Annual Report")
2 To declare a final dividend of USD0.1035 Mgmt For For
per ordinary share for the year ended 31
December 2012 which the Directors propose,
and the shareholders resolve, is to be paid
only from the capital contribution reserves
of the Company
3 To re-elect Ivan Glasenberg (Chief Mgmt Against Against
Executive Officer) as a Director
4 To re-elect Anthony Hayward (Senior Mgmt Against Against
Independent Non-Executive Director) as a
Director
5 To re-elect Leonhard Fischer (Independent Mgmt Against Against
Non-Executive Director) as a Director
6 To re-elect William Macaulay (Independent Mgmt Against Against
Non-Executive Director) as a Director
7 Subject to the Company's merger with Mgmt For For
Xstrata plc (the "Merger") becoming
effective and Sir John Bond being appointed
as a Director, to elect Sir John Bond
(Independent Non-Executive Chairman) as a
Director
8 Subject to the Merger becoming effective Mgmt For For
and Sir Steve Robson being appointed as a
Director, to elect Sir Steve Robson
(Independent Non-Executive Director) as a
Director
9 Subject to the Merger becoming effective Mgmt For For
and Ian Strachan being appointed as a
Director, to elect Ian Strachan
(Independent Non-Executive Director) as a
Director
10 Subject to the Merger becoming effective Mgmt For For
and Con Fauconnier being appointed as a
Director, to elect Con Fauconnier
(Independent Non-Executive Director) as a
Director
11 Subject to the Merger becoming effective Mgmt For For
and Peter Hooley being appointed as a
Director, to elect Peter Hooley
(Independent Non-Executive Director) as a
Director
12 Subject to the Merger having not become Mgmt Against Against
effective, to re-elect Simon Murray
(Independent Non-Executive Chairman) as a
Director
13 Subject to the Merger having not become Mgmt For For
effective, to re-elect Steven Kalmin (Chief
Financial Officer) as a Director
14 Subject to the Merger having not become Mgmt Against Against
effective, to re-elect Peter Coates
(Director) as a Director
15 Subject to the Merger having not become Mgmt For For
effective, to re-elect Li Ning (Independent
Non-Executive Director) as a Director
16 To approve the Directors' Remuneration Mgmt Against Against
Report on pages 93 to 100 of the 2012
Annual Report
17 To reappoint Deloitte LLP as the Company's Mgmt Against Against
auditors to hold office until the
conclusion of the next general meeting at
which accounts are laid
18 To authorise the audit committee to fix the Mgmt Against Against
remuneration of the auditors
19 To renew the authority conferred on the Mgmt Against Against
Directors to allot shares or grant rights
to subscribe for or to convert any security
into shares
20 Subject to and conditionally upon the Mgmt For For
passing of resolution 19, to empower the
Directors to allot equity securities
21 The Company be and is hereby generally and Mgmt For For
unconditionally authorised pursuant to
Article 57 of the Companies (Jersey) Law
1991 (the "Companies Law") to make market
purchases of ordinary shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423183.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770073
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt Withheld Against
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt Withheld Against
IAN W. TELFER Mgmt Withheld Against
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt Against Against
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933766377
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Special
Meeting Date: 30-Apr-2013
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT Mgmt For For
DATED AS OF FEBRUARY 13, 2013, AS AMENDED
BY THE AMENDMENT TO AGREEMENT AND PLAN OF
MERGER, DATED AS OF MARCH 4, 2013, AND AS
MAY BE FURTHER AMENDED FROM TIME TO TIME,
AMONG H.J. HEINZ COMPANY, HAWK ACQUISITION
HOLDING CORPORATION AND HAWK ACQUISITION
SUB, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt Against Against
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL
1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY H.J. HEINZ COMPANY TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt Against Against
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt Against Against
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt Against Against
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt Against Against
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt Against Against
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt Against Against
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt Against Against
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV, AMSTERDAM Agenda Number: 704320299
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- Opening Non-Voting
1.a Report for the financial year 2012 Non-Voting
1.b Adoption of the financial statements for Mgmt For For
the financial year 2012
1.c Decision on the appropriation of the Mgmt For For
balance of the income statement in
accordance with Article 12 paragraph 7 of
the Company's Articles of Association
1.d Discharge of the members of the Executive Mgmt For For
Board
1.e Discharge of the members of the Supervisory Mgmt For For
Board
2.a Authorisation of the Executive Board to Mgmt For For
acquire own shares
2.b Authorisation of the Executive Board to Mgmt For For
issue (rights to) shares
2.c Authorisation of the Executive Board to Mgmt For For
restrict or exclude shareholders'
pre-emptive rights
3 Extraordinary share award Executive Board Mgmt Against Against
4.a Re-appointment of Mr. J.F.M.L. van Boxmeer Mgmt Against Against
as member of the Executive Board
4.b Retention shares Mr. J.F.M.L. van Boxmeer Mgmt Against Against
5.a Re-appointment of Mr. M. Das as member (and Mgmt Against Against
delegated member) of the Supervisory Board
5.b Re-appointment of Mr. V.C.O.B.J. Navarre as Mgmt For For
member of the Supervisory Board
5.c Appointment of Mr. H. Scheffers as member Mgmt Against Against
of the Supervisory Board
- Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 704344768
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Non-Voting
Proposed by the Election Committee: the
lawyer Sven Unger is proposed as chairman
of the AGM
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8A Presentation of the annual accounts and Non-Voting
auditor's report as well as the
consolidated accounts and consolidated
auditor's report, and auditor's statement
on whether the guidelines for remuneration
to senior executives applicable since the
last AGM have been followed
8B Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8C Statement by the Chairman of the Board on Non-Voting
the work of the Board
8D Statement by the chairman of the Election Non-Voting
Committee on the work of the Election
Committee
9A Resolution: Adoption of the income Mgmt For For
statement and balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9B Resolution: Disposal of the company's Mgmt For For
earnings in accordance with the adopted
balance sheets, and record date. The Board
has proposed a dividend to the shareholders
of SEK 9.50 per share. The Board of
Directors has proposed Friday 26 April as
the record date. If the resolution is
passed, dividends are expected to be paid
out by Euroclear Sweden AB on Thursday 2
May 2013
9C Resolution: Discharge of the members of the Mgmt For For
Board and Managing Director from liability
to the company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt Against Against
the Board: The Election Committee proposes
the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board: re-election
of Stefan Persson
13 Election of auditor. The Election Committee Mgmt Against Against
proposes that the registered audit firm
Ernst & Young AB be elected as the
company's auditor for a 4-year mandate
period, i.e. up to and including the Annual
General Meeting to be held in 2017. Ernst &
Young AB has notified that if the AGM
approves the proposal, authorised public
accountant Asa Lundvall will be the
auditor-in-charge
14 Elect Stefan Persson, Lottie Tham, Liselott Mgmt For For
Ledin, Jan Andersson and Anders Oscarsson
to the nominating committee approve
nominating committee guidelines
15 Resolution on guidelines for remuneration Mgmt Against Against
to senior executives
16 Resolution amending the basis for Mgmt Against Against
contributions to the H&M Incentive Program
17 Closing of the AGM Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF THE TEXT OF THE RESOLUTION
NO. 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr For Against
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 704537995
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt Against Against
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt Against Against
1.14 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 704581253
--------------------------------------------------------------------------------------------------------------------------
Security: 438090201
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: US4380902019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Chairman to announce the commencement of Non-Voting
meeting
2.1 To report business of 2012 Non-Voting
2.2 Statutory Auditors' review of 2012 audited Non-Voting
financial statements
2.3 Status Report of Company's indirect Non-Voting
investment in Mainland China
2.4 Status Report of domestic corporate bond Non-Voting
issuance
2.5 Upon first-time adoption of the Non-Voting
International Financial Reporting Standards
(IFRSs), the report of adjustments to
distributable earnings conditions and the
total amount of special reserve set aside
3.1 Ratification of the 2012 Business Report Mgmt For For
and Audited Financial Statements
3.2 Ratification of the proposal for Mgmt For For
distribution of 2012 profits
3.3 Discussion to approve the new shares Mgmt Against Against
issuance for capital increase by earnings
re-capitalization
3.4 Discussion to approve the issuance of Mgmt Against Against
overseas depository receipts ("DRs")
3.5 Discussion to approve the issuance of new Mgmt Against Against
shares for employee Restricted Stock Awards
3.6 Discussion of amendments to the Company's Mgmt For For
"Procedures for Lending Funds to Others
3.7 Discussion of amendments to the Company's Mgmt For For
"Procedures for Endorsements & Guarantees
3.8 Discussion of amendments to the Company's Mgmt Against Against
Articles of Incorporation
3.9.1 Election of Director: Gou, Tai-ming (Terry Mgmt Against Against
Gou), Shareholder ID: 1
3.9.2 Election of Director: Representative of Hon Mgmt Against Against
Chiao International Investment Co., Ltd.:
Tai, Jeng-wu, Shareholder ID: 16662
3.9.3 Election of Director: Huang, Qing-yuan, Mgmt Against Against
Personal ID: R10180****
3.9.4 Election of Director: Representative of Hon Mgmt Against Against
Jin International Investment Co., Ltd.: Lu,
Fang-ming, Shareholder ID: 57132
3.9.5 Election of Director: Chien, Yi-bin, Mgmt Against Against
Shareholder ID: 13188
3.9.6 Election of Independent Director: Wu, Mgmt For For
Yu-chi, Personal ID: N12074****
3.9.7 Election of Independent Director: Liu, Mgmt For For
Cheng-yu, Personal ID: E12118****
3.9.8 Election of Supervisor: Wan, Jui-hsia, Mgmt Against Against
Personal ID: S20102****
3.9.9 Election of Supervisor: Representative of Mgmt Against Against
Fu-Rui International Investment Co., Ltd.:
Chuo, Min-chih, Shareholder ID: 18953
3.10 Discussion to approve the lifting of Mgmt For For
director of non-competition restrictions
4 Extraordinary Motions Mgmt Against Against
5 Adjournment Non-Voting
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THE RESOLUTION 3.9 REGARDING THE
ELECTION OF DIRECTORS, INDEPENDENT
DIRECTORS AND SUPERVISORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTORS, INDEPENDENT DIRECTORS AND
SUPERVISORS WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 704541526
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 933718441
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRELL K. CREWS Mgmt No vote
JEFFREY M. ETTINGER Mgmt No vote
JODY H. FERAGEN Mgmt No vote
GLENN S. FORBES, M.D. Mgmt No vote
STEPHEN M. LACY Mgmt No vote
SUSAN I. MARVIN Mgmt No vote
JOHN L. MORRISON Mgmt No vote
ELSA A. MURANO, PH.D. Mgmt No vote
ROBERT C. NAKASONE Mgmt No vote
SUSAN K. NESTEGARD Mgmt No vote
DAKOTA A. PIPPINS Mgmt No vote
CHRISTOPHER POLICINSKI Mgmt No vote
2. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt No vote
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING OCTOBER 27, 2013.
3. APPROVE THE HORMEL FOODS CORPORATION Mgmt No vote
OPERATORS' SHARE INCENTIVE COMPENSATION
PLAN TO ENABLE CERTAIN COMPENSATION PAID
UNDER THE PLAN TO CONTINUE TO QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE COMPANY'S 2013
ANNUAL MEETING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 704561631
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt For For
2 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Individual
disclosure of remunerations to Directors
and Executive Officers)
3 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Amendment to
increase to 1,000 characters the volume of
explanatory text permitted for
shareholders' propositions)
4 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Prohibition
to treat a submitted voting form left blank
as affirmative to Company's proposal and
dissenting to shareholder's proposal)
5 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Obligation
to hold meetings not involving Executive
Officers)
6 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Separation
of roles of Chairman of the Board and CEO)
7 Shareholder Proposal:Partial Amendment to Shr For Against
the Articles of Incorporation
(Establishment of a contact point within
the Audit Committee for whistle-blowing)
8 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Retaining of
legal counsel to the Board of Directors)
9 Shareholder Proposal:Partial Amendment to Shr For Against
the Articles of Incorporation (Allocation
of committee budget that may be used
without the approval of the Executive
Officers)
10 Shareholder Proposal:Election of One (1) Shr For Against
Director
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt Against Against
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt Against Against
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt Against Against
3.f To re-elect J Faber a Director Mgmt Against Against
3.g To re-elect R A Fairhead a Director Mgmt Against Against
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt Against Against
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt Against Against
3.l To re-elect W S H Laidlaw a Director Mgmt Against Against
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt Against Against
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt Against Against
3.q To re-elect J L Thornton a Director Mgmt Against Against
4 To reappoint the Auditor at remuneration to Mgmt Against Against
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt Against Against
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933807779
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt No vote
DONALD K. CHARTER Mgmt No vote
W. ROBERT DENGLER Mgmt No vote
GUY G. DUFRESNE Mgmt No vote
RICHARD J. HALL Mgmt No vote
STEPHEN J.J. LETWIN Mgmt No vote
MAHENDRA NAIK Mgmt No vote
WILLIAM D. PUGLIESE Mgmt No vote
JOHN T. SHAW Mgmt No vote
TIMOTHY R. SNIDER Mgmt No vote
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt No vote
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt No vote
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS.
04 RESOLVED THAT BY-LAW NUMBER TWO OF THE Mgmt No vote
CORPORATION, IN THE FORM MADE BY THE BOARD
OF DIRECTORS, BEING A BY-LAW TO AMEND
BY-LAW NUMBER ONE OF THE CORPORATION, AND
INCLUDED AS APPENDIX "C" TO THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS, IS HEREBY
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO Agenda Number: 704284417
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHAREHOLDERS PARTICIPATING IN THE GENERAL Non-Voting
MEETING, WHETHER DIRECTLY, BY PROXY, OR BY
LONG-DISTANCE VOTING, SHALL BE ENTITLED TO
RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EURO
GROSS PER SHARE, TO BE PAID TO THOSE
ENTITLED WITH TRADES REGISTERED ON MARCH
17TH OR 18TH (DEPENDING UPON THE
CELEBRATION OF THE MEETING IN 1ST OR 2ND
CALL) THROUGH THE ENTITIES PARTICIPATING IN
IBERCLEAR, SPAIN'S CENTRAL DEPOSITARY
1 Approval of the individual annual financial Mgmt For For
statements of the Company and of the annual
financial statements consolidated with its
subsidiaries for the fiscal year 2012
2 Approval of the individual management Mgmt For For
report of the Company and of the
consolidated management report of the
Company and its subsidiaries for the fiscal
year 2012
3 Approval of the management activity and Mgmt For For
activities of the Board of Directors during
the fiscal year 2012
4 Re-election of Ernst & Young, S.L. as Mgmt Against Against
auditor of the Company and its consolidated
group for the fiscal year 2013
5 Approval of the proposal for the allocation Mgmt For For
of profits/losses and the distribution of
dividends for the fiscal year 2012
6.a Approval of an increase in share capital by Mgmt Against Against
means of a scrip issue at a maximum
reference market value of 883 million Euros
for the free-of-charge allocation of new
shares to the shareholders of the Company.
Offer to the shareholders for the
acquisition of their free-of-charge
allocation rights at a guaranteed price.
Express provision for the possibility of an
incomplete allocation. Application for
admission of the shares issued to listing
on the Bilbao, Madrid, Barcelona and
Valencia Stock Exchanges, through the
Automated Quotation System (Sistema de
Interconexion bursatil). Delegation of
powers to the Board of Directors, with the
express power of substitution, including,
among others, the power to amend Article 5
of the By-Laws
6.b Approval of an increase in share capital by Mgmt Against Against
means of a scrip issue at a maximum
reference market value of 1,021 million
Euros for the free-of-charge allocation of
new shares to the shareholders of the
Company. Offer to the shareholders for the
acquisition of their free-of-charge
allocation rights at a guaranteed price.
Express provision for the possibility of an
incomplete allocation. Application for
admission of the shares issued to listing
on the Bilbao, Madrid, Barcelona and
Valencia Stock Exchanges, through the
Automated Quotation System (Sistema de
Interconexion bursatil). Delegation of
powers to the Board of Directors, with the
express power of substitution, including,
among others, the power to amend Article 5
of the By-Laws
7 Ratification of the appointment on an Mgmt Against Against
interim basis and re-election of Mr. Manuel
Lagares Gomez-Abascal as director of the
Company, with the status of proprietary
director
8 Authorization to the Board of Directors, Mgmt Against Against
with the express power of substitution, to
create and fund associations, entities and
foundations, up to a maximum annual amount
of 12 million Euros, in accordance to the
applicable legal provisions, for which
purpose the authorization granted by the
General Shareholders' Meeting of June 22,
2012 is hereby deprived of effect with
regard to the unused amount
9.a Amendment of Article 6 of the By-Laws Mgmt For For
pursuant to Section 497 of the Corporate
Enterprises Act (Ley de Sociedades de
Capital)
9.B Amendment of Articles 39, 42 and 43 of the Mgmt For For
By-Laws to include technical improvements
in the regulation of the operation of the
Board of Directors and its committees
10 Approval of a share capital decrease by Mgmt For For
means of the redemption of 87,936,576
treasury shares of Iberdrola, S.A. which
represent 1.40 % of its share capital and
the acquisition of the Company's own shares
representing up to a maximum of 1 % of the
Company's share capital under a buy- back
program for redemption thereof. Delegation
of powers to the Board of Directors, with
the express power of substitution,
including, among others, the powers to
amend Article 5 of the By-Laws and request
the exclusion to listing and the
cancellation of the accounting records of
the shares to be redeemed
11 Delegation of powers to formalize and Mgmt For For
execute all resolutions adopted by the
shareholders at the general Shareholders'
Meeting, for the conversion thereof into a
public instrument, and the interpretation,
correction and supplementation thereof or
further elaboration thereon until the
required registrations are made
12 Consultative vote of the Annual report Mgmt Against Against
regarding the directors remunerations
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt Against Against
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt Against Against
10 To re-elect Mr I J G Napier Mgmt Against Against
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt Against Against
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt Against Against
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt Against Against
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt Against Against
20 Long Term Incentive Plan renewal Mgmt Against Against
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt Against Against
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt Against Against
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt Against Against
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt Against Against
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt Against Against
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt Against Against
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt Against Against
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt Against Against
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704084526
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Opening and announcements Non-Voting
2 Announcement of activities of the Stichting Non-Voting
ING Aandelen
3 Any other business and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704355191
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2012 Non-Voting
2.B Report of the Supervisory Board for 2012 Non-Voting
2.C Annual Accounts for 2012 Mgmt For For
2.D Discontinuation of the Dutch translation of Non-Voting
the Annual Report with effect from the 2013
Annual Report
3 Profit retention and distribution policy Non-Voting
4 Remuneration report Non-Voting
5 Corporate governance Non-Voting
6 Sustainability Non-Voting
7.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2012
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2012
8 Appointment of the auditor: Ernst & Young Mgmt Against Against
9.A Composition of the Executive Board: Mgmt For For
Re-appointment of Jan Hommen
9.B Composition of the Executive Board: Mgmt For For
Re-appointment of Patrick Flynn
9.C Composition of the Executive Board: Mgmt For For
Appointment of Ralph Hamers
10.A Composition of the Supervisory Board: Mgmt Against Against
Re-appointment of Jeroen van der Veer
10.B Composition of the Supervisory Board: Mgmt Against Against
Re-appointment of Tineke Bahlmann
10.C Composition of the Supervisory Board: Mgmt For For
Appointment of Carin Gorter
10.D Composition of the Supervisory Board: Mgmt For For
Appointment of Hermann-Josef Lamberti
10.E Composition of the Supervisory Board: Mgmt Against Against
Appointment of Isabel Martin Castella
11.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
11.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
12.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
12.B Authorisation to acquire ordinary shares or Mgmt Against Against
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
13 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INMARSAT PLC, LONDON Agenda Number: 704374595
--------------------------------------------------------------------------------------------------------------------------
Security: G4807U103
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B09LSH68
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the accounts and report of the Mgmt For For
directors and the auditor for the year
ended 31 December 2012 (the '2012 Report
and Accounts') be received
2 That the Remuneration Report contained in Mgmt Against Against
the 2012 Report and Accounts be approved
3 That the final dividend for the year ended Mgmt For For
31 December 2012 of 27.45 cents (USD ) per
ordinary share recommended by the directors
be declared payable on 24 May 2013 to the
holders of ordinary shares whose names are
on the register of members of the Company
at the close of business on 17 May 2013
4 That Andrew Sukawaty be re-elected as a Mgmt Against Against
director
5 That Rupert Pearce be re-elected as a Mgmt For For
director
6 That Rick Medlock be re-elected as a Mgmt For For
director
7 That Sir Bryan Carsberg be re-elected as a Mgmt For For
director
8 That Stephen Davidson be re-elected as a Mgmt Against Against
director
9 That Admiral James Ellis Jr (RTD) be Mgmt For For
re-elected as a director
10 That Kathleen Flaherty be re-elected as a Mgmt For For
director
11 That Janice Obuchowski be re-elected as a Mgmt For For
director
12 That John Rennocks be re-elected as a Mgmt Against Against
Director.
13 That Deloitte LLP be re-appointed as the Mgmt Against Against
auditor of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next general meeting of
the Company at which accounts are laid
before the members
14 That the directors be authorised to Mgmt Against Against
determine the remuneration of the auditor
of the Company
15 Authority to make political donations Mgmt For For
16 Employee Stock Purchase Plan Mgmt Against Against
17 Authority to allot shares Mgmt For For
18 Authority to disapply pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 That a general meeting other than an Annual Mgmt Against Against
General Meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION Agenda Number: 704573991
--------------------------------------------------------------------------------------------------------------------------
Security: J2467E101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3294460005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 7th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors, Consolidate
Trading Unit under Regulatory Requirements
to Ordinary shares and Class A shares
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Amend the Compensation to be received by Mgmt For For
Outside Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 704072519
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: EGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_142562.PDF
1 Amendments to Articles 5 (Share capital), 7 Mgmt For For
(Shareholders' Meeting), 9 (Right to attend
and vote in the Shareholders' Meeting), 10
(Chair and conduct of the Meeting.
Secretary), 13 (Management Board), 15
(Remuneration of members of the Management
Board who are appointed to particular
positions), 16 (Meetings and resolutions of
the Management Board), 17 (Powers of the
Management Board), 18 (Chairman of the
Management Board), 22 (Supervisory Board),
23 (Election of the Supervisory Board), 24
(Meetings and resolutions of the
Supervisory Board), 25 (Competence of the
Supervisory Board), 27 (General Managers),
29 (Savings shares); insertion of the new
Article 36 (Provisions on gender balance in
the structure of the administrative and
control bodies. Additional amendments to
the Articles of Association introduced by
the CONTD
CONT CONTD Shareholders' Meeting on 29 October Non-Voting
2012)
--------------------------------------------------------------------------------------------------------------------------
INVESTOR AB, STOCKHOLM Agenda Number: 704326695
--------------------------------------------------------------------------------------------------------------------------
Security: W48102128
Meeting Type: AGM
Meeting Date: 15-Apr-2013
Ticker:
ISIN: SE0000107419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 158309 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Meeting: Non-Voting
Sven Unger, member of the Swedish Bar
Association, as Chairman of the Meeting
2 Drawing up and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of one or two persons to attest to Non-Voting
the accuracy of the minutes
5 Determination of whether the Meeting has Non-Voting
been duly convened
6 Presentation of the parent company's annual Non-Voting
report and the auditors' report, as well as
of the consolidated financial statements
and the auditors' report for the Investor
Group
7 The President's address Non-Voting
8 Report on the work of the Board of Non-Voting
Directors, the Remuneration Committee, the
Audit Committee and the Finance and Risk
Committee
9 Resolutions regarding adoption of the Mgmt For For
income statement and the balance sheet for
the parent company, as well as of the
consolidated income statement and the
consolidated balance sheet for the Investor
Group
10 Resolution regarding discharge from Mgmt For For
liability of the Members of the Board of
Directors and the President
11 Resolution regarding disposition of Mgmt For For
Investor's earnings in accordance with the
approved balance sheet and determination of
a record date for dividends: The Board of
Directors and the President propose a
dividend to the shareholders of SEK 7.00
per share and that Thursday, April 18,
2013, shall be the record date for receipt
of the dividend. Should the Meeting decide
in favor of the proposal, payment of the
dividend is expected to be made by
Euroclear Sweden AB on Tuesday, April 23,
2013
12.A Decisions on: The number of Members and Mgmt For For
Deputy Members of the Board of Directors
who shall be appointed by the Meeting:
Thirteen Members of the Board of Directors
and no Deputy Members of the Board of
Directors
12.B Decisions on: The number of Auditors and Mgmt For For
Deputy Auditors who shall be appointed by
the Meeting: One registered auditing
company
13.A Decisions on: The compensation that shall Mgmt For For
be paid to the Board of Directors
13.B Decisions on: The compensation that shall Mgmt Against Against
be paid to the Auditors
14 Election of Chairman of the Board of Mgmt Against Against
Directors, other Members and Deputy Members
of the Board of Directors: The following
persons are proposed for re-election as
Members of the Board of Directors: Dr.
Josef Ackermann, Gunnar Brock, Sune
Carlsson, Borje Ekholm, Tom Johnstone,
Carola Lemne, Grace Reksten Skaugen, O.
Griffith Sexton, Hans Straberg, Lena
Treschow Torell, Jacob Wallenberg, Marcus
Wallenberg and Peter Wallenberg Jr. Jacob
Wallenberg is proposed to be re-elected as
Chairman of the Board of Directors
15 Election of Auditors and Deputy Auditors: Mgmt For For
The registered auditing company Deloitte AB
is proposed to be elected as Auditor for
the period until the end of the Annual
General Meeting 2014. Deloitte AB has
informed that, subject to the approval of
the proposal from the Nomination Committee
regarding Auditor, the Authorized Public
Accountant Thomas Stromberg will be the
auditor in charge for the audit
16.A Proposals for resolution on: Guidelines for Mgmt For For
salary and on other remuneration for the
President and other Members of the
Management Group
16.B Proposals for resolution on: A long-term Mgmt For For
variable remuneration program for the
Members of the Management Group and other
employees
17.A Proposals for resolution on: Purchase and Mgmt For For
transfer of own shares in order to give the
Board of Directors wider freedom of action
in the work with the Company's capital
structure, in order to enable transfer of
own shares according to 17B below, and in
order to secure the costs connected to the
long-term variable remuneration program and
the allocation of synthetic shares as part
of the remuneration to the Board of
Directors
17.B Proposals for resolution on: Transfer of Mgmt For For
own shares in order to enable the Company
to transfer own shares to employees who
participate in the long-term variable
remuneration program 2013
18 Conclusion of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 704545776
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Shareholder Proposal:Dividend Proposal Shr Against For
5 Shareholder Proposal:Share Buy-back Shr Against For
6 Shareholder Proposal:Partial Amendments to Shr Against For
the Articles of Incorporation
7 Shareholder Proposal:Cancellation of All Shr Against For
Existing Treasury Shares
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr For Against
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt Against Against
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr For Against
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr For Against
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704026702
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 19-Sep-2012
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 115043,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Creation of authorized share capital for Mgmt No vote
the purpose of the partial financing of the
acquisition of the International Wealth
Management business of Bank of America
Merrill Lynch outside the Unites States
2 Ad-hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704343540
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170808 DUE TO SPLITTING OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150296,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Annual report, financial statements and Mgmt For For
group accounts 2012
1.2 Advisory vote on the remuneration report Mgmt Against Against
2012
2 Appropriation of disposable profit, Mgmt For For
dissolution and distribution of 'share
premium reserve/capital contribution
reserve
3 Discharge of the members of the board of Mgmt For For
directors and of the executive board
4.1.1 Re-election to the board of directors: Mr Mgmt For For
Daniel J. Sauter
4.1.2 Re-election to the board of directors: Mrs Mgmt For For
Claire Giraut
4.1.3 Re-election to the board of directors: Mr Mgmt Against Against
Gilbert Achermann
4.1.4 Re-election to the board of directors: Mr Mgmt For For
Andreas Amschwand
4.1.5 Re-election to the board of directors: Mr Mgmt For For
Leonhard H. Fischer
4.1.6 Re-election to the board of directors: Mr Mgmt Against Against
Gareth Penny
5 Re-election of the auditors / KPMG AG, Mgmt For For
Zurich
6 Ad-hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704289998
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933772801
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt Withheld Against
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt Withheld Against
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt Withheld Against
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt Withheld Against
BARBARA R. SNYDER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT AUDITOR ERNST & YOUNG LLP.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4 APPROVAL OF KEYCORP 2013 EQUITY Mgmt Against Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933742214
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt Against Against
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt Against Against
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt Against Against
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt Against Against
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt Against Against
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC, LONDON Agenda Number: 704485300
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts for the year Mgmt For For
ended 2 February 2013 together with the
directors' and auditor's report thereon be
received
2 That the directors' remuneration report for Mgmt Against Against
the year ended 2 February 2013 be approved
3 That a final dividend of 6.37 pence per Mgmt For For
ordinary share be declared for payment on
17 June 2013 to those shareholders on the
register at the close of business on 10 May
2013
4 That Daniel Bernard be re-appointed as a Mgmt Against Against
director of the company
5 That Andrew Bonfield be re-appointed as a Mgmt For For
director of the company
6 That Pascal Cagni be re-appointed as a Mgmt For For
director of the company
7 That Clare Chapman be re-appointed as a Mgmt For For
director of the company
8 That Ian Cheshire be re-appointed as a Mgmt Against Against
director of the company
9 That Anders Dahlvig be re-appointed as a Mgmt Against Against
director of the company
10 That Janis Kong be re-appointed as a Mgmt Against Against
director of the company
11 That Kevin O'Byrne be re-appointed as a Mgmt Against Against
director of the company
12 That Mark Seligman be re-appointed as a Mgmt For For
director of the company
13 That Philippe Tible be appointed as a Mgmt Against Against
director of the company
14 That Karen Witts be appointed as a director Mgmt Against Against
of the company
15 That Deloitte LLP be re-appointed as Mgmt For For
auditor of the company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the
company
16 That the Audit committee of the Board be Mgmt For For
authorised to determine the remuneration of
the auditor
17 That in accordance with section 366 of the Mgmt For For
companies Act 2006, Kingfisher PLC and
its subsidiaries are hereby authorised, at
any time during the period for which this
resolution has effect, to: i) make
political donations to political
parties, political organisations other than
political parties and/or independent
election candidates not exceeding GBP
75,000 in total; and ii) incur political
expenditure not exceeding GBP 75,000 in
total, provided that the aggregate amount
of any such donations and expenditure shall
not exceed GBP 75,000 during the period
from the date of this resolution until
the conclusion of the next AGM of the
company or, if earlier, on 1 August
2014. For the purpose of this resolution,
the terms 'political donations',
'political parties', 'independent election
candidates', 'political
organisations' CONTD
CONT CONTD and 'political expenditure' have the Non-Voting
meanings set out in sections 363 to 365 of
the companies Act 2006
18 That the directors be generally and Mgmt For For
unconditionally authorised, pursuant to
section 551 of the companies Act 2006, to
allot shares in the company, and to grant
rights to subscribe for or to convert any
security into shares in the company: i) up
to an aggregate nominal amount of GBP
124,279,699; and ii) comprising equity
securities (as defined in section 560(1) of
the companies Act 2006) up to an aggregate
nominal amount of GBP 248,559,398
(including within such limit any shares
issued or rights granted under paragraph i)
above) in connection with an offer by way
of a rights issue: a) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and b) to holders of other equity
securities as required by the rights of
those securities or, if the directors
consider it necessary, as CONTD
CONT CONTD permitted by the rights of those Non-Voting
securities, and so that the directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter. Such
authority shall apply (unless previously
renewed, varied or revoked by the company
in general meeting) until the conclusion of
the next AGM of the company (or if earlier,
until the close of business on 1 August
2014), but in each case, so that the
company may make offers or enter into any
agreements during this period which would
or might require relevant securities to be
allotted or rights to subscribe for or
convert any security shares into shares to
be granted, CONTD
CONT CONTD after expiry of this authority and Non-Voting
the directors may allot relevant securities
and grant such rights in pursuance of that
offer or agreement as if this authority had
not expired
19 That subject to the passing of resolution Mgmt For For
18, the directors be and are hereby
generally and unconditionally empowered
pursuant to section 570 of the companies
Act 2006 to allot equity securities (as
defined in section 560(2) of the companies
Act 2006) for cash under the authority
given by that resolution and/or where the
allotment is treated as an allotment of
equity securities under section 560(3) of
the companies Act 2006, as if section 561
of the companies Act 2006 did not apply to
such allotment, provided that this power
shall be limited: i) to the allotment of
equity securities in connection with an
offer of equity securities (but in case of
the authority granted under paragraph ii)
of resolution 18), by way of a rights issue
only); a) to ordinary shareholders in
proportion (as nearly may be practicable)
to their CONTD
CONT CONTD respective existing holdings; and b) Non-Voting
to holders of other equity securities, as
required by the rights of those securities
or, as the directors otherwise consider
necessary, ii) in the case of the authority
granted under paragraph i) of resolution
18, to the allotment (otherwise than under
paragraph i) above) of equity securities up
to a nominal value of GBP 18,641,954 and so
that the directors may impose any limits or
restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter. Such authorities shall apply
until the conclusion of the next AGM (or if
earlier, the close of business on 1 August
2014) but in each case, so that CONTD
CONT CONTD the company may make offers or enter Non-Voting
into any agreements during the period which
would or might require equity securities to
be allotted after the expiry of this
authority and the directors may allot
equity securities in pursuance of that
offer or agreement as if this authority had
not expired
20 That the company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the companies Act 2006) of its
ordinary shares of 155/7 pence each in the
capital of the company provided that: i)
the maximum number of ordinary shares which
may be purchased is 237,261,243 being just
under 10% of the company's issued share
capital as at 12 April 2013; ii) the
minimum price (exclusive of stamp duty and
expenses) which may be paid for an ordinary
share is 155/7 pence; iii) the maximum
price (exclusive of stamp duty and
expenses) which may be paid for each
ordinary share is the higher of: a) an
amount equal to 105% of the average of the
middle market quotations of an ordinary
share of the company as derived from the
London Stock Exchange daily official List
for the five business CONTD
CONT CONTD days immediately prior to the day on Non-Voting
which the ordinary share is contracted to
be purchased; and b) an amount equal to the
higher of the price of the last independent
trade of an ordinary share and the highest
current independent bid for an ordinary
share as stipulated by Article 5(1) of the
Buy Back and Stabilisation Regulations 2003
(in each case exclusive of expenses); and
iv) the authority shall expire at the
conclusion of next year's AGM (or, if
earlier, on 1 August 2014); and v) a
contract to purchase ordinary shares under
this authority may be made prior to the
expiry of this authority, and concluded in
whole or in part after the expiry of this
authority
21 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 10. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933789426
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt No vote
JOHN K. CARRINGTON Mgmt No vote
JOHN M.H. HUXLEY Mgmt No vote
KENNETH C. IRVING Mgmt No vote
JOHN A. KEYES Mgmt No vote
JOHN A. MACKEN Mgmt No vote
C. MCLEOD-SELTZER Mgmt No vote
JOHN E. OLIVER Mgmt No vote
UNA M. POWER Mgmt No vote
TERENCE C.W. REID Mgmt No vote
J. PAUL ROLLINSON Mgmt No vote
RUTH G. WOODS Mgmt No vote
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt No vote
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt No vote
PASS, AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704306489
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company's Mgmt For For
Location to Nakano-ku
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV Agenda Number: 704305261
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Corporate Executive Board for Non-Voting
financial year 2012
3 Explanation of policy on additions to Non-Voting
reserves and dividends
4 Proposal to adopt 2012 financial statements Mgmt For For
5 Proposal to determine the dividend over Mgmt For For
financial year 2012: EUR 0,44 per share
6 Discharge of liability of the members of Mgmt For For
the Corporate Executive Board
7 Discharge of liability of the members of Mgmt For For
the Supervisory Board
8 Proposal to appoint Mr. J.H.M. Hommen as a Mgmt For For
member of the Supervisory Board, with
effect from October 1, 2013
9 Proposal to appoint Mr. D.C. Doijer for a Mgmt Against Against
new term as a member of the Supervisory
Board, with effect from April 17, 2013
10 Proposal to appoint Mrs. S.M. Shern for a Mgmt For For
new term as a member of the Supervisory
Board, with effect from April 17, 2013
11 Proposal to appoint Mr. B.J. Noteboom for a Mgmt For For
new term as a member of the Supervisory
Board, with effect from April 17, 2013
12 Proposal to amend the Remuneration Policy Mgmt For For
for the Corporate Executive Board members
13 Proposal to amend the remuneration of the Mgmt For For
Supervisory Board
14 Proposal to amend the Articles of Mgmt For For
Association: Articles 5.9, 5.10, 41.1, 45,
9.2, 9.4-9.18, 14.1, 29.1, 7.1, 8.3,
28.1-28.4, 29.1-29.5, 42.4, 17.2-17.5,
22.7, 22.8, 36.3, 37.2, 37.5-37.10, 20.4,
20.6 and 23.5-23.7 and 39.11
15 Proposal to appoint PricewaterhouseCoopers Mgmt Against Against
Accountants N.V. as external auditor of the
Company for financial year 2013
16 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to issue common shares or grant rights to
acquire common shares up to a maximum of
10% of the issued share capital, subject to
the approval of the Supervisory Board
17 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to restrict or exclude, subject to the
approval of the Supervisory Board,
preemptive rights in relation to the issue
of common shares or the granting of rights
to acquire common shares
18 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to acquire shares in the Company, subject
to the approval of the Supervisory Board,
up to a maximum of 10% of the issued share
capital at the date of acquisition. Shares
may be acquired at the stock exchange or
otherwise, at a price (i) for common shares
between par value and 110% of the opening
price at Euronext Amsterdam N.V. at the
date of the acquisition, and (ii) for the
cumulative preferred financing shares
between par value and 110% of the amount
paid up (including share premium) on the
relevant shares, provided that the Company
together with its subsidiaries will not
hold more than 10% of the issued share
capital in the Company
19 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Corporate Executive Board
20 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 704301819
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening and announcements Non-Voting
2 Report by the Board of Management for the Non-Voting
financial year 2012
3 Proposal to adopt the financial statements Mgmt For For
for the financial year 2012
4 Explanation of the financial and dividend Non-Voting
policy
5 Proposal to determine the dividend over the Mgmt For For
financial year 2012: EUR 0.12 per share
6 Proposal to discharge the members of the Mgmt For For
Board of Management from liability
7 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability
8 Opportunity to make recommendations for the Non-Voting
appointment of a member of the Supervisory
Board
9 Proposal to reappoint Ms M.E. van Lier Lels Mgmt For For
as member of the Supervisory Board
10 Proposal to reappoint Mr R.J. Routs as Mgmt Against Against
member of the Supervisory Board
11 Proposal to reappoint Mr D.J. Haank as Mgmt For For
member of the Supervisory Board
12 Proposal to appoint Mr C.J. Garcia Moreno Mgmt For For
Elizondo as member of the Supervisory Board
13 Proposal to appoint Mr O. von Hauske as Mgmt Against Against
member of the Supervisory Board
14 Announcement concerning vacancies in the Non-Voting
Supervisory Board in 2014
15.a Capital raise by KPN: Explanation of the Non-Voting
capital raise
15.b Capital raise by KPN: Designation of the Mgmt Against Against
Board of Management as the body authorised
to issue ordinary shares, to grant rights
to subscribe for ordinary shares and to
exclude statutory pre-emptive rights and
proposal to amend the articles of
association of KPN
16 Announcement of the intended appointment of Non-Voting
Mr J.F.E. Farwerck as member of the Board
of Management of KPN
17 Proposal to appoint the external auditor: Mgmt Against Against
PricewaterhouseCoopers Accountants N.V
18 Proposal to authorise the Board of Mgmt For For
Management to resolve that the company may
acquire its own shares
19 Any other business and closure of the Non-Voting
meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION Agenda Number: 933717526
--------------------------------------------------------------------------------------------------------------------------
Security: 500631106
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: KEP
ISIN: US5006311063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CHIEF EXECUTIVE OFFICER: MOON, Mgmt No vote
HO
1B. ELECTION OF CHIEF EXECUTIVE OFFICER: CHO, Mgmt No vote
HWAN EIK
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933755499
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1B. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE MATERIAL TERMS FOR Mgmt Against Against
PERFORMANCE-BASED AWARDS UNDER THE KRAFT
FOODS GROUP, INC. 2012 PERFORMANCE
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY Shr For Against
ENGINEERED PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 704583245
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 704331494
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 26-Apr-2013
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/0318/201303181300730.pdf .PLEASE
NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301045.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
2012 and setting the dividend
O.4 Appointment of Mrs. Virginie Morgon as Mgmt For For
Board member
O.5 Renewal of term of Mrs. Francoise Mgmt Against Against
Bettencourt Meyers as Board member
O.6 Renewal of term of Mr. Peter Mgmt Against Against
Brabeck-Letmathe as Board member
O.7 Renewal of term of Mr. Louis Schweitzer as Mgmt For For
Board member
O.8 Authorization for the Company to repurchase Mgmt For For
its own shares
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
either by issuing ordinary shares while
maintaining preferential subscription
rights, or by incorporating reserves,
profits, premiums or other amounts
E.10 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing and/or to be issued
carrying waiver by shareholders of their
preferential subscription rights, to
employees and corporate officers
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to allow the completion
of a capital increase reserved for
employees with cancellation of
shareholders' preferential subscription
rights
E.12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAGARDERE SCA, PARIS Agenda Number: 704342168
--------------------------------------------------------------------------------------------------------------------------
Security: F5485U100
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000130213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0322/201303221300886.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0325/201303251300980.pdf,
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271301020.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301315.pdf . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income; Setting the regular Mgmt For For
dividend at EUR 1.30 per share
O.4 Authorization to be granted to the Mgmt Against Against
Management for an 18-month period to trade
in Company's shares
O.5 Appointment of Mrs. Aline Sylla-Walbaum as Mgmt For For
Supervisory Board member for a 4-year
period in substitution for Mr. Didier
Pineau-Valencienne, who was resigning
O.6 Appointment of Mrs. Soumia Malinbaum as Mgmt For For
Supervisory Board member for a 4-year
period in substitution for Mrs. Amelie
Oudea-Castera, who was resigning
E.7 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
securities which only give or will give
access, immediately or in the future, to
debt securities and/or to a fraction of the
capital of companies other than the Company
Lagardere SCA, up to a limit of 1.5 billion
Euros for the resulting borrowings
E.8 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
with shareholders' preferential
subscription rights shares and securities
giving access to capital of the Company up
to a limit of 265 million Euros for capital
increases and 1.5 billion Euros for debt
securities
E.9 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through public offering without
shareholders' preferential subscription
rights but with a priority right of at
least five days, shares and securities
giving access to capital of the Company up
to a limit of 160 million Euros for capital
increases and 1.5 billion Euros for debt
securities
E.10 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through public offering without
shareholders' preferential subscription
rights and without priority right, shares
and securities giving access to capital of
the Company up to a limit of 120 million
Euros for capital increases and 1.5 billion
Euros for debt securities
E.11 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through private placement in favor of
qualified investors or a limited group of
investors without shareholders'
preferential subscription rights, shares
and securities giving access to capital of
the Company up to a limit of 80 million
Euros for capital increases and 1.5 billion
Euros for debt securities
E.12 Authorization to be granted to the Mgmt For For
Management to increase the amount of
issuances which had been decided, under
fixed caps, in case of surplus demands
E.13 Authorization to be granted to the Mgmt Against Against
Management for a 26-month period to issue
shares and securities giving access to
capital of the Company, in consideration
for securities contributions from public
exchange offer or as in-kind contribution
up to a limit of 120 million Euros for
capital increases and 1.5 billion Euros for
debt securities
E.14 Overall limitation up to 120 million Euros Mgmt For For
(excluding share premiums) for capital
increases resulting from issuances carried
out without shareholders' preferential
subscription rights and 1.5 billion Euros
for debt securities resulting from
issuances authorized under previous
resolutions
E.15 Authorization to be granted to the Mgmt For For
Management for a 26-month period to
increase share capital by incorporation of
reserves or premiums and free allocation of
shares to shareholders, or by increasing
the nominal value of existing shares up to
the limit of 300 million Euros
E.16 Authorization to be granted to the Mgmt Against Against
Management to grant Company's share
subscription and/or purchase options to
executive officers of the Company and
affiliated companies
E.17 Authorization to be granted to the Mgmt Against Against
Management to grant free shares of the
Company to executive corporate officers of
the Company
E.18 Authorization to be granted to the Mgmt Against Against
Management to grant free shares of the
Company to employees and executive officers
of affiliated companies
E.19 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
shares reserved for employees of Lagardere
Group in connection with the Group Savings
Plan up to the limit of 0.5% of the current
capital per year
E.20 Overall limitation of the number of shares Mgmt Against Against
or options that may be granted to,
subscribed for or purchased by employees
and executive officers of the Company and
affiliated companies
E.21 Authorization granted to the Management for Mgmt For For
a 4-year period to reduce share capital by
cancellation of all or part of repurchased
shares of the Company under share
repurchase programs
E.22 Harmonization and/or amendment to the Mgmt For For
bylaws
E.23 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAWSON,INC. Agenda Number: 704461817
--------------------------------------------------------------------------------------------------------------------------
Security: J3871L103
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: JP3982100004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3 Appoint a Director Mgmt Against Against
4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933743949
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt No vote
1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt No vote
1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt No vote
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt No vote
1F. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt No vote
1G. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt No vote
1H. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt No vote
1I. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt No vote
MCCORKINDALE
1J. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt No vote
1K. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt No vote
1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. STOCKHOLDER ACTION BY WRITTEN CONSENT Shr No vote
5. ADOPT A POLICY THAT REQUIRES THE BOARD Shr No vote
CHAIRMAN TO BE AN INDEPENDENT DIRECTOR
6. REPORT ON CORPORATE LOBBYING EXPENDITURES Shr No vote
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt Against Against
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt Against Against
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt Against Against
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt Against Against
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt Against Against
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt Against Against
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAN GROUP PLC, LONDON Agenda Number: 704065716
--------------------------------------------------------------------------------------------------------------------------
Security: G5790V156
Meeting Type: CRT
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB00B28KQ186
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) a scheme of arrangement (the
''Scheme of Arrangement'') proposed to be
made between Man Group plc (registered in
England and Wales with registered number
02921462) (hereinafter the ''Company'') and
the holders of Scheme Shares (as defined in
the Scheme of Arrangement)
--------------------------------------------------------------------------------------------------------------------------
MAN GROUP PLC, LONDON Agenda Number: 704065184
--------------------------------------------------------------------------------------------------------------------------
Security: G5790V156
Meeting Type: OGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB00B28KQ186
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Implement the Scheme of Arrangement Mgmt For For
2 Amend the Articles of Association: Articles Mgmt For For
6(D), 6(E), 155, 156, 10, 10(A) and 2
3 Change the Company's Name to Man Strategic Mgmt For For
Holdings plc
4 Approve the New Man Reduction of Capital Mgmt For For
5 Approve the establishment of the New Man Mgmt Against Against
2012 Long-Term Incentive Plan
6 Approve the establishment of the New Man Mgmt Against Against
2012 Executive Share Option Plan
7 Approve the establishment of the New Man Mgmt Against Against
2012 Sharesave Scheme
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM EGM TO OGM AND
RECEIPT OF ARTICLE NUMBERS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt Against Against
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt Against Against
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr For Against
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr For Against
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA, DARMSTADT Agenda Number: 704326467
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 05 APR 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the annual financial Non-Voting
statements and the management report of
Merck KGaA (including the explanatory
report on the information in accordance
with Section 289 (4) and (5) of the German
Commercial Code- "HGB") approved by the
Supervisory Board as well as the
consolidated financial statements and the
management report of the Merck Group
approved by the Supervisory Board
(including the explanatory report on the
information in accordance with Section 315
(4) HGB) for fiscal 2012 and the Report of
the Supervisory Board
2. Resolution on the adoption of the annual Mgmt For For
financial statements of Merck KGaA for
fiscal 2012
3. Resolution authorizing the appropriation of Mgmt For For
the net retained profit for fiscal 2012
4. Resolution on the approval of the actions Mgmt For For
of the Executive Board for fiscal 2012
5. Resolution on the approval of the actions Mgmt For For
of the Supervisory Board for fiscal 2012
6. Resolution on the election of the auditors Mgmt Against Against
of the annual financial statements and the
consolidated financial statements for
fiscal 2013 as well as the auditors for the
audit review of the interim financial
statements and management report of the
Merck Group as of June 30, 2013: KPMG
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Berlin
7. Resolution on the approval of the entry Mgmt For For
into seven amendment agreements on existing
control and profit and loss transfer
agreements as well as profit and loss
transfer agreements
8. Resolution on the amendment of Article 15 Mgmt For For
(1) of the Articles of Association on the
composition of the Supervisory Board
9. Resolution on the amendment of section 20 Mgmt For For
of the Articles of Association on the
compensation of the Supervisory Board
10.1 Supervisory Board election: Johannes Mgmt For For
Baillou
10.2 Supervisory Board election: Frank Binder Mgmt Against Against
10.3 Supervisory Board election: Dr. Wolfgang Mgmt For For
Buchele
10.4 Supervisory Board election: Prof. Dr. Dr. Mgmt Against Against
h.c. Rolf Krebs
10.5 Supervisory Board election: Dr. Hans-Jurgen Mgmt For For
Leuchs
10.6 Supervisory Board election: Prof. Dr. Theo Mgmt For For
Siegert
11. Resolution authorizing the cancellation of Mgmt For For
the previously authorized capital and the
creation of new Authorized Capital with the
possibility of excluding subscription
rights and corresponding amendment of the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt Against Against
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda Number: 704345518
--------------------------------------------------------------------------------------------------------------------------
Security: D53968125
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE0007257503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17.04.2013 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
23.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements and the
management reports for METRO AG and METRO
GROUP including the explanatory reports of
the Management Board on the information
pursuant to Sections 289 (4) and (5), 315
(4) German Commercial Code for the 2012
financial year as well as the report of the
Supervisory Board
2. Appropriation of balance sheet profits Mgmt For For
3. Formal approval of the actions of the Mgmt For For
members of the Management Board for the
2012 financial year
4. Formal approval of the actions of the Mgmt For For
members of the Supervisory Board for the
2012 financial year
5. Election of the auditor for the short Mgmt Against Against
financial year from 1 January 2013 through
30 September 2013 and the review of the
abbreviated financial statements and the
interim management report as per 30 June
2013: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin
6.a Elections to the Supervisory Board: Dr. Mgmt Against Against
Wulf H. Bernotat, Essen
6.b Elections to the Supervisory Board: Juergen Mgmt Against Against
Fitschen, Hofheim
6.c Elections to the Supervisory Board: Prof. Mgmt Against Against
Dr. Dr. h.c. mult. Erich Greipl
6.d Elections to the Supervisory Board: Dame Mgmt Against Against
Lucy Neville-Rolfe DBE CMG
6.e Elections to the Supervisory Board: Mgmt Against Against
Mattheus P. M. (Theo) de Raad
6.f Elections to the Supervisory Board: Dr. Mgmt Against Against
jur. Hans-Juergen Schinzler
7. Amendment of section 13 of the Articles of Mgmt For For
Association (Remuneration of the
Supervisory Board)
8. Amendment of section 15 (1) of the Articles Mgmt For For
of Association (Venue of the General
Meeting)
9. Amendment of section 20 of the Articles of Mgmt For For
Association (Annual Financial Statements
and Appropriation of Profits)
10. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Gross- und
Lebensmitteleinzelhandel Holding GmbHH
11. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Kaufhaus und Fachmarkt Holding
GmbH
12. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Dienstleistungs-Holding GmbH
13. Approval of the revision of the profit Mgmt For For
transfer agreement between METRO AG and
METRO Group Asset Management Services GmbH
as a control and profit transfer agreement
14. Approval of the amendment of the control Mgmt For For
and profit transfer agreement between METRO
AG and METRO PROPERTIES Holding GmbH
15. Approval of the amendment of the control Mgmt For For
and profit transfer agreement between METRO
AG and METRO Zwolfte Gesellschaft fur
Vermogensverwaltung mbH
16. Approval of a control and profit transfer Mgmt For For
agreement between METRO AG and METRO
Siebzehnte Gesellschaft fur
Vermogensverwaltung mbH
17. Approval of a control and profit transfer Mgmt For For
agreement between METRO AG and METRO
Achtzehnte Gesellschaft fur
Vermogensverwaltung mbH
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda Number: 704085314
--------------------------------------------------------------------------------------------------------------------------
Security: Q62377108
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000MGR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5, 6.1 AND 6.2 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 5, 6.1 AND
6.2), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.1 Re-elect James MacKenzie as a Director of Mgmt For For
Mirvac Limited
2.2 Elect John Peters as a Director of Mirvac Mgmt For For
Limited
2.3 Elect Marina Santini Darling as a Director Mgmt Against Against
of Mirvac Limited
2.4 Elect Gregory Dyer as a Director of Mirvac Mgmt For For
Limited
3 Adopt the Remuneration Report of Mirvac Mgmt Against Against
Limited
4 Amendment to the Mirvac Limited Mgmt For For
Constitution - Capital Reallocation
5 Amendment to the MPT Constitution - Capital Mgmt For For
Reallocation
6.1 Approve the participation by the Finance Mgmt Against Against
Director in the Mirvac Long Term
Performance Plan
6.2 Approve the participation by the incoming Mgmt Against Against
Managing Director in the Mirvac Long Term
Performance Plan
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 704545978
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 704578383
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI TANABE PHARMA CORPORATION Agenda Number: 704545827
--------------------------------------------------------------------------------------------------------------------------
Security: J4448H104
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3469000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 704595810
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 8th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 33,800,001,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Class 3 Preferred Shares, Establish a
Record Date with Respect to General
Meetings of Holders of Class Shares (PLEASE
NOTE THAT THIS IS THE CONCURRENT AGENDA
ITEM FOR THE CLASS SHAREHOLDERS MEETING OF
SHAREHOLDERS OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
5 Abolition of Stock Option Remuneration, Mgmt For For
etc. for Outside Directors and Corporate
Auditors, and Revision of the Amount and
Details of Stock Option Remuneration, etc.
for Directors and the Amount of Annual
Remuneration for Directors and Corporate
Auditors in connection with such Abolition
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 704545942
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 704573787
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Acquisition of Thirteenth Series Class XIII Mgmt For For
Preferred Stock
3 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 52,251,442,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares
4.1 Appoint a Director Mgmt Against Against
4.2 Appoint a Director Mgmt Against Against
4.3 Appoint a Director Mgmt Against Against
4.4 Appoint a Director Mgmt Against Against
4.5 Appoint a Director Mgmt Against Against
4.6 Appoint a Director Mgmt Against Against
4.7 Appoint a Director Mgmt Against Against
4.8 Appoint a Director Mgmt Against Against
4.9 Appoint a Director Mgmt Against Against
5 Appoint a Corporate Auditor Mgmt Against Against
6 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation
7 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Proposal to
provide financing to railway business
operators to set up security video cameras
inside trains)
8 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Exercise of
voting rights of shares held for strategic
reasons)
9 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Concerning
disclosure of policy and results of officer
training)
10 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Resolution
of general meeting of shareholders for
retained earnings)
11 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Request to
disclose an action seeking revocation of a
resolution by a general meeting of
shareholders, or any other actions similar
thereto, which may be brought against
companies in which the group invested or
provided financing for)
12 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Disclosure
of compensation paid to each officer)
13 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Disclosure
of an evaluation report at the time of an
IPO)
14 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Holding of
seminars for investors)
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933795291
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER EATON Mgmt For For
CHARLES M. HERINGTON Mgmt For For
H. SANFORD RILEY Mgmt Withheld Against
4. APPROVE AN AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
THAT THE HOLDERS OF OUR CLASS A COMMON
STOCK AND CLASS B COMMON STOCK SHALL VOTE
TOGETHER AS A SINGLE CLASS, ON AN ADVISORY
BASIS, ON ANY PROPOSAL TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS PRESENTED AT ANY ANNUAL
MEETING OF STOCKHOLDERS HELD AFTER JANUARY
1, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt Against Against
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt Against Against
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt Against Against
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt Against Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr For Against
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr For Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933817009
--------------------------------------------------------------------------------------------------------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: NBR
ISIN: BMG6359F1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. CRANE Mgmt No vote
MICHAEL C. LINN Mgmt No vote
JOHN V. LOMBARDI Mgmt No vote
HOWARD WOLF Mgmt No vote
JOHN YEARWOOD Mgmt No vote
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS INDEPENDENT AUDITOR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
3. PROPOSAL TO APPROVE THE 2013 INCENTIVE Mgmt No vote
BONUS PLAN.
4. PROPOSAL TO APPROVE THE 2013 STOCK PLAN. Mgmt No vote
5. NONBINDING PROPOSAL TO APPROVE THE Mgmt No vote
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr No vote
APPROVAL OF SPECIFIC PERFORMANCE METRICS IN
EQUITY COMPENSATION PLANS.
7. SHAREHOLDER PROPOSAL TO REQUIRE AN Shr No vote
INDEPENDENT CHAIRMAN.
8. SHAREHOLDER PROPOSAL REGARDING SHARE Shr No vote
RETENTION REQUIREMENT FOR SENIOR
EXECUTIVES.
9. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr No vote
APPROVAL OF CERTAIN SEVERANCE AGREEMENTS.
10. SHAREHOLDER PROPOSAL REGARDING PROXY Shr No vote
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 704161291
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.a, 3.b AND 4 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.a, 3.b AND 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Director: Mr Michael Chaney Mgmt Against Against
2.b Re-election of Director: Mr Mark Joiner Mgmt Against Against
2.c Re-election of Director: Mr Paul Rizzo Mgmt For For
2.d Re-election of Director: Mr John Waller Mgmt Against Against
3.a Performance Rights - Group Chief Executive Mgmt Against Against
Officer and Executive Director Finance: Mr
Cameron Clyne
3.b Performance Rights - Group Chief Executive Mgmt Against Against
Officer and Executive Director Finance: Mr
Mark Joiner
4 Remuneration Report Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt Against Against
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt Against Against
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt Against Against
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt Against Against
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr For Against
Directors
5.C Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt Against Against
only)
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt Against Against
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt Against Against
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt Against Against
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEWS CORP Agenda Number: 704528934
--------------------------------------------------------------------------------------------------------------------------
Security: U6525C103
Meeting Type: SGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: AU000000NWS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 200466 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "4". THANK YOU.
1 Amendment to Parent's Restated Certificate Mgmt Against Against
of Incorporation Clarifying Our Ability to
Make Distributions in Comparable Securities
in Connection With Separation Transactions,
Including the Separation
2 Amendment to Parent's Restated Certificate Mgmt Against Against
of Incorporation to Allow Us to Make
Certain Distributions on Subsidiary-Owned
Shares and Create Additional
Subsidiary-Owned Shares
3 Amendment to Parent's Restated Certificate Mgmt For For
of Incorporation to Change Our Name
4 Citizenship certification Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEWS CORP, NEW YORK, NY Agenda Number: 704063510
--------------------------------------------------------------------------------------------------------------------------
Security: U6525C103
Meeting Type: AGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: AU000000NWS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "7". THANK YOU.
CMMT PLEASE NOTE THAT COMPANY NOTICE IS UNDER Non-Voting
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_141869.PDF
1.a Election of the Director : Jose Maria Aznar Mgmt For For
1.b Election of the Director : Natalie Bancroft Mgmt For For
1.c Election of the Director : Peter L. Barnes Mgmt Against Against
1.d Election of the Director : James W. Breyer Mgmt Against Against
1.e Election of the Director : Chase Carey Mgmt Against Against
1.f Election of the Director : Elaine L. Chao Mgmt For For
1.g Election of the Director : David F. DeVoe Mgmt Against Against
1.h Election of the Director : Viet Dinh Mgmt Against Against
1.i Election of the Director : Sir Roderick I. Mgmt Against Against
Eddington
1.j Election of the Director : Joel I. Klein Mgmt Against Against
1.k Election of the Director : James R. Murdoch Mgmt Against Against
1.l Election of the Director : K. Rupert Mgmt Against Against
Murdoch
1.m Election of the Director : Lachlan K. Mgmt Against Against
Murdoch
1.n Election of the Director : Alvaro Uribe Mgmt Against Against
2 Proposal to ratify the selection of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2013
3 Advisory Vote on Executive Compensation Mgmt Against Against
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Adopt a policy that
the chairman of the Board of Directors be
an Independent Director
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Adopt simple majority
vote
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Eliminate the
company's dual class capital structure
7 Please mark "yes" if the stock is owned or Mgmt Against Against
record of beneficiary by a U.S stockholder
or mark "NO" if such stock is owned record
of beneficiary by a non U.S
stockholder(please refer to Appendix B of
the proxy statement for additional
guidance.) if you do not provide a response
to the item 7, you will be deemed to be a
non U.S stockholder and the share will be
subject to the suspension of voting rights
unless you are a stockholder of record as
of the voting record date and you
previously submitted a U.s ownership
certification to the company's transfer
agent Australian share registrar
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933777205
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt Against Against
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt Against Against
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt Against Against
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt Against Against
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL, AS REQUIRED BY INTERNAL REVENUE Mgmt For For
CODE SECTION 162(M), OF THE MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED ANNUAL
INCENTIVE COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. SHAREHOLDER PROPOSAL-POLICY REGARDING Shr For Against
STORAGE OF NUCLEAR WASTE.
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 704574537
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Partial amendment of the Articles of Mgmt For For
Incorporation
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 704578559
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 704574020
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 704573763
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt Against Against
3 Granting of Share Appreciation Rights (SAR) Mgmt Against Against
to the Directors
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 704323435
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the Meeting Non-Voting
2 Matters of order for the Meeting Non-Voting
3 Election of the persons to confirm the Non-Voting
minutes and to verify the counting of votes
4 Recording the legal convening of the Non-Voting
Meeting and quorum
5 Recording the attendance at the Meeting and Non-Voting
adoption of the list of votes
6 Presentation of the Annual Accounts, the Non-Voting
review by the Board of Directors and the
Auditor's report for the year 2012 - Review
by the President and CEO
7 Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend: The Board proposes to the Annual
General Meeting that no dividend be paid
for the fiscal year 2012
9 Resolution on the discharge of the members Mgmt Against Against
of the Board of Directors and the President
and CEO from liability
10 Resolution on the remuneration of the Mgmt For For
members of the Board of Directors
11 Resolution on the number of members of the Mgmt For For
board of directors boards corporate
governance and nomination committee
proposes that the number of board members
be Ten(10)
12 Election of members of the Board of Mgmt Against Against
Directors: The Board's Corporate Governance
and Nomination Committee proposes to the
Annual General Meeting that the following
current Nokia Board members be re-elected
as members of the Board for a term ending
at the Annual General Meeting in 2014:
Bruce Brown, Stephen Elop, Henning
Kagermann, Jouko Karvinen, Helge Lund,
Marten Mickos, Elizabeth Nelson, Risto
Siilasmaa and Kari Stadigh. In addition,
the Committee proposes that Elizabeth
Doherty, the Chief Financial Officer of
Reckitt Benckiser Group plc until March 15,
2013, be elected as a new member of the
Board for the same term
13 Resolution on the remuneration of the Mgmt For For
Auditor
14 The Board's Audit Committee proposes to the Mgmt For For
Annual General Meeting that
PricewaterhouseCoopers Oy be re-elected as
the auditor of the Company for the fiscal
year 2013
15 Authorizing the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
16 Authorization to the Board of Directors to Mgmt For For
resolve on the issuance of shares and
special rights entitling to shares
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704261178
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the company's Mgmt For For
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.34 euro per share,
and further, that the record date for
dividend should be 19 March 2013. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 26
March 2013
9 Decision regarding discharge from liability Mgmt Against Against
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt For For
members
11 Determination of the number of auditors Mgmt For For
12 Determination of fees for board members and Mgmt For For
auditors
13 Election of board members and chairman of Mgmt Against Against
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Peter F Braunwalder, Marie
Ehrling, Svein Jacobsen, Tom Knutzen, Lars
G Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Elisabeth Grieg shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt Against Against
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt For For
committee
16 Resolution on authorization for the board Mgmt For For
of directors to decide on issue of
convertible instruments in the Company
17.A Resolution on authorization for the board Mgmt For For
of directors to decide on acquisition of
shares in the Company
17.B Resolution on authorization for the board Mgmt For For
of directors to decide on conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt For For
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt For For
to the executive officers
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA, OSLO Agenda Number: 704437830
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Approval of the notice and the agenda Mgmt No vote
2 Election of one person to countersign the Mgmt No vote
Minutes
3 Approval of the Financial Statements and Mgmt No vote
the Board of Directors' Report for the
financial year 2012 for Norsk Hydro ASA and
the group, including distribution of
dividend
4 Auditor's remuneration Mgmt No vote
5 Statement on corporate governance in Non-Voting
accordance with Section 3-3b of the
Norwegian Accounting Act
6 Guidelines for remuneration to the Mgmt No vote
executive management
7.1 Remuneration for the members of the Mgmt No vote
Corporate Assembly
7.2 Remuneration for the members of the Mgmt No vote
Nomination Committee
8 Question from a shareholder Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933752443
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt Withheld Against
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt Withheld Against
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt Withheld Against
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt Withheld Against
CHARLES W. SHIVERY Mgmt Withheld Against
WILLIAM C. VAN FAASEN Mgmt Withheld Against
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt Against Against
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND ANY RELATED MATERIAL IS HEREBY
APPROVED"
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933739558
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt Withheld Against
NICHOLAS D. CHABRAJA Mgmt Withheld Against
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt Withheld Against
MARTIN P. SLARK Mgmt Withheld Against
DAVID H.B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt Withheld Against
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt Against Against
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt Against Against
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt Against Against
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF LOBBYING ACTIVITIES.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt Against Against
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt Against Against
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt For Against
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt Against Against
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt Against Against
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt Against Against
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt Against Against
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt Against Against
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt Against Against
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt Against Against
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933746589
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt No vote
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt No vote
1C ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt No vote
1D ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt No vote
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt No vote
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. Agenda Number: 704538036
--------------------------------------------------------------------------------------------------------------------------
Security: J59399105
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Japanese Official Mgmt Against Against
Company Name to NTT DOCOMO,INC., Expand
Business Lines, Increase Capital Shares to
be issued to 17,460,000,000 shs., Change
Trading Unit from 1 shs. to 100 shs., Adopt
Restriction to the Rights for Odd-Lot
Shares, Allow Use of Treasury Shares for
Odd-Lot Purchases
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OMV AG, WIEN Agenda Number: 704056084
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: EGM
Meeting Date: 09-Oct-2012
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of one member to supervisory board Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 704573749
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSAKA GAS CO.,LTD. Agenda Number: 704561819
--------------------------------------------------------------------------------------------------------------------------
Security: J62320114
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3180400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 933792512
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR H. BRADLEY Mgmt No vote
JOHN F. BURZYNSKI Mgmt No vote
MARCEL COTE Mgmt No vote
MICHELE DARLING Mgmt No vote
JOANNE FERSTMAN Mgmt No vote
S. LEAVENWORTH BAKALI Mgmt No vote
WILLIAM A. MACKINNON Mgmt No vote
CHARLES E. PAGE Mgmt No vote
SEAN ROOSEN Mgmt No vote
GARY A. SUGAR Mgmt No vote
SERGE VEZINA Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS INDEPENDENT AUDITORS AND AUTHORIZING
DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION TO APPLY FOR A Mgmt No vote
CERTIFICATE OF AMENDMENT OF THE ARTICLES OF
THE CORPORATION.
04 RESOLUTION - RATIFYING THE CONTINUED Mgmt No vote
EXISTENCE OF THE SHAREHOLDER RIGHTS PLAN.
05 RESOLUTION - RATIFYING BY-LAW 2012-1 Mgmt No vote
REGARDING AN ADVANCE NOTICE PROVISION.
06 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 933801070
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108 Meeting Type: Annual and Special
Ticker: PAAS Meeting Date: 13-May-2013
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS J. BEATY Mgmt No vote
GEOFFREY A. BURNS Mgmt No vote
MICHAEL L. CARROLL Mgmt No vote
CHRISTOPHER NOEL DUNN Mgmt No vote
NEIL DE GELDER Mgmt No vote
ROBERT P. PIROOZ Mgmt No vote
DAVID C. PRESS Mgmt No vote
WALTER T. SEGSWORTH Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE Mgmt No vote
CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO PASS AN Mgmt No vote
ORDINARY RESOLUTION APPROVING THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT
OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG, BAAR Agenda Number: 704412662
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting
MEETING WAS RECEIVED AFTER THE REGISTRATION
DEADLINE. IF YOUR SHARES WERE REGISTERED
PRIOR TO THE DEADLINE OF 02 APR 2013 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR
VOTING INSTRUCTIONS WILL BE ACCEPTED FOR
THIS MEETING. HOWEVER, VOTING INSTRUCTIONS
FOR SHARES THAT WERE NOT REGISTERED PRIOR
TO THE REGISTRATION DEADLINE WILL NOT BE
ACCEPTED.
1 Accept financial statements and statutory Mgmt For For
reports
2 Approve allocation of income and dividends Mgmt For For
of CHF 6.25 per share
3 Approve remuneration report Mgmt Against Against
4 Approve discharge of board and senior Mgmt Against Against
management
5.a Re-elect Alfred Gantner as director Mgmt Against Against
5.b Re-elect Peter Wuffli as director Mgmt For For
5.c Elect Steffen Meister as director Mgmt Against Against
5.d Elect Charles Dallara as director Mgmt Against Against
5.e Elect Patrick Ward as director Mgmt For For
6 Ratify KPMG AG as auditors Mgmt Against Against
7 Transact other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 704341661
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the accounts of the Mgmt For For
company and reports of the directors of the
company (directors) and the auditors of the
company (auditors) for the year ended 31
December 2012
2 To declare a final dividend on the ordinary Mgmt For For
shares, as recommended by the directors
3 To re-elect David Arculus as a director Mgmt Against Against
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Will Ethridge as a director Mgmt For For
6 To re-elect Robin Freestone as a director Mgmt For For
7 To re-elect Susan Fuhrman as a director Mgmt For For
8 To re-elect Ken Hydon as a director Mgmt For For
9 To re-elect Josh Lewis as a director Mgmt For For
10 To re-elect John Makinson as a director Mgmt For For
11 To re-elect Glen Moreno as a director Mgmt For For
12 To reappoint John Fallon as a director Mgmt Against Against
13 To receive and approve the report on Mgmt For For
directors' remuneration for the year ended
31 December 2012
14 To reappoint PricewaterhouseCoopers LLP as Mgmt Against Against
auditors for the ensuing year
15 To authorise the directors to determine the Mgmt Against Against
remuneration of the auditors
16 That, pursuant to section 551 of the Mgmt For For
Companies Act 2006 (the Act), the board be
authorised to allot shares in the company
and to grant rights to subscribe for or to
convert any security into shares in the
company: (A) up to an aggregate nominal
amount of GBP 68,122,339.42; and (B)
comprising equity securities, as defined in
the Act, up to an aggregate nominal amount
of GBP 136,244,678.83 (including within
such limit any shares or rights issued or
granted under (A) above) in connection with
an offer by way of a rights issue; (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those CONTD
CONT CONTD securities; and so that the board may Non-Voting
impose any limits or restrictions and make
any arrangements which it considers
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; such
authorities to expire (unless previously
reviewed, varied or revoked by the company
in general meeting)at the close of the AGM
in 2014 provided that, in each case, the
company may make offers and enter in to
agreements during the relevant period which
would, or might, require shares in the
company to be allotted or rights to
subscribe for, or convert any security
into, shares to be granted, after the
authority expires and the board may allot
shares in the company and grant rights
under any such offer or CONTD
CONT CONTD agreement as if the authority had not Non-Voting
expired
17 That, subject to resolution 16 being Mgmt For For
passed, the board be given authority to
allot equity securities for cash under the
authority given by that resolution, free of
the restriction in section 561 (I) of the
Act, such authority to be limited: (A) to
the allotment of equity securities in
connection with an offer of equity
securities (but in the case of the
authority granted under resolution 16(B),
by way of a rights issue only): (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities, if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those securities; and so that the board may
impose any limits or restrictions and make
any arrangements which CONTD
CONT CONTD it considers necessary or appropriate Non-Voting
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (B) in the case of the
authority granted under resolution 16(A),
to the allotment (otherwise than under
17(A) above) of equity securities with an
aggregate nominal value of up to GBP
10,218,350.91; such authority to expire
(unless previously reviewed, varied or
revoked by the company in general meeting)
at the close of the AGM in 2014 provided
that during the relevant period the company
may make offers, and enter into agreements,
which would, or might, require equity
securities to be allotted after the
authority expires and the board may allot
equity securities under any such offer or
agreement as if the CONTD
CONT CONTD authority had not expired Non-Voting
18 That, the company is hereby generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the Act) of ordinary shares of
25p each in the capital of the company
provided that: (i) the maximum number of
ordinary shares hereby authorised to be
purchased is 81,746,807; (ii) the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 25p per
share; (iii) the maximum price (exclusive
of expenses) which may be paid for an
ordinary share is, in respect of an
ordinary share contracted to be purchased
on any day, the higher of (a) an amount
equal to 105% of the average of the middle
market quotations of an ordinary share of
the company derived from the CONTD
CONT CONTD London Stock Exchange Daily Official Non-Voting
List for the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchased and (b)
an amount equal to the higher of the price
of the last independent trade of an
ordinary share and the highest current
independent bid for an ordinary share as
derived from the London Stock Exchange
Trading System; (iv) the authority hereby
conferred shall expire at the close of the
AGM in 2014; and (v) during the relevant
period the company may make a contract to
purchase ordinary shares under this
authority prior to the expiry of such
authority which will or may be executed
wholly or partly after the expiry of such
authority and may make a purchase of
ordinary shares In pursuance of any such
contract as if the authority had not
expired
19 That, in accordance with the company's Mgmt Against Against
Articles of Association, the company be and
is hereby authorized until the close of the
AGM in 2014, to call general meetings
(other than an annual general meeting) on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 18. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt No vote
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt No vote
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt No vote
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt No vote
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt No vote
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt No vote
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt No vote
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt No vote
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt No vote
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt No vote
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt No vote
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt No vote
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt No vote
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt Against Against
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt Against Against
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt Against Against
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt Against Against
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt Against Against
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt Against Against
member
O.13 Renewal of term of Mrs. Martina Mgmt Against Against
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt Against Against
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt Against Against
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt For For
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790328
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE
CANDIDATE APPOINTED BY THE MAJORITY OF THE
MINORITY SHAREHOLDERS)
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt No vote
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS (ACCOMPANYING
THE VOTES OF THE CANDIDATE APPOINTED BY THE
MAJORITY OF THE MINORITY SHAREHOLDERS)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt No vote
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt No vote
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt No vote
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt No vote
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt No vote
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt No vote
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt No vote
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt No vote
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt No vote
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt No vote
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt No vote
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt No vote
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt No vote
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr No vote
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr No vote
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933755007
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. ANDREWS Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1C. ELECTION OF DIRECTOR: C. LEE COX Mgmt For For
1D. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1G. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1I. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt Against Against
1L. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL: INDEPENDENT BOARD Shr For Against
CHAIR
--------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION Agenda Number: 933763066
--------------------------------------------------------------------------------------------------------------------------
Security: 723484101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PNW
ISIN: US7234841010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD N. BASHA, JR. Mgmt For For
DONALD E. BRANDT Mgmt Withheld Against
SUSAN CLARK-JOHNSON Mgmt For For
DENIS A. CORTESE, M.D. Mgmt For For
MICHAEL L. GALLAGHER Mgmt For For
R.A. HERBERGER, JR, PHD Mgmt For For
DALE E. KLEIN, PH.D. Mgmt For For
HUMBERTO S. LOPEZ Mgmt For For
KATHRYN L. MUNRO Mgmt For For
BRUCE J. NORDSTROM Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
2013 PROXY STATEMENT.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt Against Against
INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt Withheld Against
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt Withheld Against
STUART E. GRAHAM Mgmt Withheld Against
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt Withheld Against
WILLIAM H. SPENCE Mgmt Withheld Against
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933740195
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Against Against
2004 LONG-TERM INCENTIVE PLAN.
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2013.
6. STOCKHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTE REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
RADIOSHACK CORPORATION Agenda Number: 933780048
--------------------------------------------------------------------------------------------------------------------------
Security: 750438103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RSH
ISIN: US7504381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. ABERNATHY Mgmt No vote
1B. ELECTION OF DIRECTOR: FRANK J. BELATTI Mgmt No vote
1C. ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt No vote
1D. ELECTION OF DIRECTOR: DANIEL R. FEEHAN Mgmt No vote
1E. ELECTION OF DIRECTOR: H. EUGENE LOCKHART Mgmt No vote
1F. ELECTION OF DIRECTOR: JOSEPH C. MAGNACCA Mgmt No vote
1G. ELECTION OF DIRECTOR: JACK L. MESSMAN Mgmt No vote
1H. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt No vote
1I. ELECTION OF DIRECTOR: EDWINA D. WOODBURY Mgmt No vote
2. RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
RADIOSHACK CORPORATION TO SERVE FOR THE
2013 FISCAL YEAR.
3. ADOPT THE 2013 OMNIBUS INCENTIVE PLAN. Mgmt No vote
4. NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt No vote
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD, ST HELIER Agenda Number: 704352234
--------------------------------------------------------------------------------------------------------------------------
Security: G73740113
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: GB00B01C3S32
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements of the company for the
year ended 31 December 2012 together with
the directors' reports and the auditors'
report on the financial statements
2 To declare a final dividend of USD 0.50 per Mgmt For For
ordinary share recommended by the directors
in respect of the financial year ended 31
December 2012
3 To approve the directors' remuneration Mgmt Against Against
report for the financial year ended 31
December 2012
4 To re-elect Philippe Lietard as a director Mgmt For For
of the company
5 To re-elect Mark Bristow as a director of Mgmt For For
the company
6 To re-elect Norborne Cole Jr as a director Mgmt Against Against
of the company
7 To re-elect Christopher Coleman as a Mgmt Against Against
director of the company
8 To re-elect Kadri Dagdelen as a director of Mgmt For For
the company
9 To re-elect Jeanine Mabunda Lioko as a Mgmt For For
director of the company
10 To re-elect Graham Shuttleworth as a Mgmt For For
director of the company
11 To re-elect Andrew Quinn as a director of Mgmt For For
the company
12 To re-elect Karl Voltaire as a director of Mgmt For For
the company
13 To re-appoint BDO LLP as the auditor of the Mgmt Against Against
company to hold office until the conclusion
of the next annual general meeting of the
company
14 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
15 Authority to allot shares and grant rights Mgmt For For
to subscribe for, or convert any security
into shares
16 Awards of ordinary shares to non-executive Mgmt For For
directors
17 To authorise the board to grant to the CEO Mgmt Against Against
a one-off 'career shares' award of ordinary
shares in the company
18 To Increase the aggregate amounts of fees Mgmt For For
that may be paid to the directors pursuant
to article 40 of the articles of
association of the Company from USD 750,000
to USD 1,000,000
19 Authority to disapply pre-emption rights Mgmt For For
20 Authority for the company to purchase its Mgmt For For
own ordinary shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 10. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt Against Against
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt Against Against
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt Against Against
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt Against Against
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt Against Against
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt Against Against
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt Against Against
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt Against Against
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt Against Against
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER PLC, LONDON Agenda Number: 704322887
--------------------------------------------------------------------------------------------------------------------------
Security: G74570121
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Approval of Remuneration Report Mgmt Against Against
3 Declaration of final dividend Mgmt For For
4 Re appointment of auditors: Deloitte LLP Mgmt Against Against
5 Auditors remuneration Mgmt Against Against
6 Elect Dr Wolfhart Hauser as a director Mgmt For For
7 Elect Duncan Palmer as a director Mgmt For For
8 Elect Linda Sanford as a director Mgmt For For
9 Re-elect Erik Engstrom as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt Against Against
of the Company
11 Re-elect Adrian Hennah as a director Mgmt For For
12 Re-elect Lisa Hook as a director Mgmt Against Against
13 Re-elect Robert Polet as a director Mgmt Against Against
14 Re-elect Ben van der Veer as a director Mgmt For For
15 Authority to allot shares Mgmt Against Against
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own shares Mgmt For For
18 Notice period for general meetings Mgmt Against Against
19 Long Term Incentive Plan 2013 Mgmt Against Against
20 Executive Share Option Scheme 2013 Mgmt Against Against
21 SAYE Share Option Scheme 2013 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A, MADRID Agenda Number: 704474648
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 31-May-2013
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING WILL BE HELD Non-Voting
AT SECOND CALL - MAY 31 2013. THANK YOU.
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Review and approval, if appropriate, of the Mgmt For For
Annual Financial Statements and Management
Report of Repsol, S.A., the Consolidated
Annual Financial Statements and
Consolidated Management Report, for fiscal
year ended 31 December 2012
2 Review and approval, if appropriate, of the Mgmt For For
management of the Board of Directors of
Repsol, S.A. during 2012
3 Appointment of the Accounts Auditor of Mgmt Against Against
Repsol, S.A. and its Consolidated Group for
fiscal year 2013: Deloitte, S.L.
4 Review and approval, if appropriate, Mgmt For For
effective as of January 1, 2013, of the
Updated Balance Sheet of Repsol, S.A., in
accordance with Law 16/2012, of 27 December
5 Review and approval, if appropriate, of the Mgmt For For
proposed application of profits and
distribution of the dividend for 2012
6 Increase of share capital in an amount Mgmt Against Against
determinable pursuant to the terms of the
resolution, by issuing new common shares
having a par value of one (1) euro each, of
the same class and series as those
currently in circulation, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
scrip dividend rights to the Company itself
or on the market. Delegation of authority
to the Board of Directors or, by
delegation, to the Executive Committee, to
fix the date the increase is to be
implemented and the terms of the increase
in all respects not provided for by the
General Meeting, all in accordance with
article 297.1.(a) of the Companies Act.
Application for official listing of the
newly issued shares on the Barcelona,
Bilbao, Madrid and Valencia stock exchanges
through the Spain's Continuous CONTD
CONT CONTD Market and on the Buenos Aires stock Non-Voting
exchange
7 Second capital increase in an amount Mgmt Against Against
determinable pursuant to the terms of the
resolution, by issuing new common shares
having a par value of one (1) euro each, of
the same class and series as those
currently in circulation, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
scrip dividend rights to the Company itself
or on the market. Delegation of authority
to the Board of Directors or, by
delegation, to the Executive Committee, to
fix the date the increase is to be
implemented and the terms of the increase
in all respects not provided for by the
General Meeting, all in accordance with
article 297.1.(a) of the Companies Act.
Application for official listing of the
newly issued shares on the Barcelona,
Bilbao, Madrid and Valencia stock exchanges
through Spain's stock exchange Market CONTD
CONT CONTD and on the Buenos Aires stock Non-Voting
exchange
8 Re-election of Mr. Luis Suarez de Lezo Mgmt Against Against
Mantilla as Director
9 Re-election of Ms. Maria Isabel Gabarro Mgmt For For
Miquel as Director
10 Ratification of the interim appointment and Mgmt Against Against
re-election of Mr. Manuel Manrique Cecilia
as Director of the Company
11 Appointment of Mr. Rene Dahan as Director Mgmt For For
12 Directors' Remuneration system: amendment Mgmt For For
of Article 45 ("Remuneration of Directors")
of the Bylaws
13 Remuneration of Board members Mgmt Against Against
14 Advisory vote on the Report on the Mgmt Against Against
Remuneration Policy for Directors of
Repsol, S.A. for 2012
15 Delegation to the Board of Directors of the Mgmt Against Against
power to issue debentures, bonds and any
other fixed rate securities or debt
instruments of analogous nature, simples or
exchangeables by issued shares or other
pre-existing securities of other entities,
as well as promissory notes and preference
shares, and to guarantee the issue of
securities by companies within the Group,
leaving without effect, in the portion not
used, the eighth resolution of the General
Shareholders' Meeting held on May 14, 2009
16 Composition of the Delegate Committee: Mgmt Against Against
amendment of Article 38 ("Delegate
Committee") of the Bylaws
17 Delegation of powers to interpret, Mgmt For For
supplement, develop, execute, rectify and
formalize the resolutions adopted by the
General Shareholders' Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 6. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933750932
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL M. DELEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1D. ELECTION OF DIRECTOR: NEIL R. WITHINGTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS
4. SHAREHOLDER PROPOSAL ON ELIMINATION OF Shr For Against
CLASSIFIED BOARD
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt Against Against
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt Against Against
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt Against Against
director
8 To re-elect Ann Godbehere as a director Mgmt Against Against
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt Against Against
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt Against Against
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt Against Against
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt Against Against
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt Against Against
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450535
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt Against Against
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt Against Against
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors: Mgmt Against Against
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME AND CHANGE IN
MEETING TIME FROM 0900HRS TO 10.00HRS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450547
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt Against Against
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt Against Against
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors Mgmt Against Against
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
CHANGE IN MEETING TIME FROM 09:00 TO 10:00.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda Number: 704283136
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Speech President : speech of the CEO, Mr. Non-Voting
F.van Houten
2.A Proposal to adopt the 2012 financial Mgmt For For
statements
2.B Explanation of policy on additions to Non-Voting
reserves and dividends
2.C Proposal to adopt a dividend of EUR 0.75 Mgmt For For
per common share, in cash or shares at the
option of the shareholder, to be charged
against the net income for 2012 and
retained earnings of the Company
2.D Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2.E Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3.A Proposal to re-appoint Ms C.A. Poon as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.B Proposal to re-appoint Mr J.J. Schiro as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.C Proposal to re-appoint Mr J. van der Veer Mgmt For For
as a member of the Supervisory Board of the
Company with effect from May 3, 2013
4.A Proposal to amend the Long-Term Incentive Mgmt For For
Plan for the Board of Management
4.B Proposal to adopt the Accelerate Grant for Mgmt Against Against
the Board of Management
5 Proposal to amend the Articles of Mgmt For For
Association of the Company to change the
name of the Company to Koninklijke Philips
N.V.
6.A Proposal to authorize the Board of Mgmt Against Against
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares within the limits
laid down in the Articles of Association of
the Company. The authorization referred to
above under a. will be limited to a maximum
of 10% of the number of issued shares as of
May 3, 2013, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers and acquisitions
and strategic alliances
6.B Proposal to authorize the Board of Mgmt Against Against
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
shareholders
7 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the Company at a price
between, on the one hand, an amount equal
to the par value of the shares and, on the
other hand, an amount equal to 110% of the
market price of these shares on the
Official Segment of Euronext Amsterdam; the
market price being the average of the
highest price on each of the five days of
trading prior to the date of acquisition,
as shown in the Official Price List of
Euronext Amsterdam. The maximum number of
shares the Company may hold, will not
exceed 10% of the issued share capital as
of May 3, 2013, which number CONTD
CONT CONTD may be increased by 10% of the issued Non-Voting
capital as of that same date in connection
with the execution of share repurchase
programs for capital reduction purposes.
8 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Board of Management
9 Any other business Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 6a.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. Agenda Number: 933763092
--------------------------------------------------------------------------------------------------------------------------
Security: 786514208
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SWY
ISIN: US7865142084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For
1B. ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt Against Against
1D. ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1E. ELECTION OF DIRECTOR: KENNETH W. ODER Mgmt For For
1F. ELECTION OF DIRECTOR: T. GARY ROGERS Mgmt For For
1G. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For
2. NON-BINDING ADVISORY APPROVAL OF THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION
("SAY-ON-PAY").
3. RE-APPROVAL OF THE 2007 EQUITY AND Mgmt Against Against
INCENTIVE AWARD PLAN.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704270494
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1,35 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that the
number of board members be eight (8)
12 Election of members of the board of Mgmt Against Against
directors the nomination and compensation
committee proposes to re-elect A.Brunila,
A.Grate Axen,V-M.Mattila, E.Palin-Lehtinen,
P.A.Sorlie, M.Vuoria, B.Wahlroos and to
elect J.Fagerholm as new board member
13 Resolution on the remuneration of the Mgmt Against Against
auditor
14 Election of the auditor the audit committee Mgmt Against Against
proposes to elect ERNST and Young OY as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704284520
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Balance Sheet, Income Mgmt For For
Statement, and Statement of Appropriation
of Retained Earnings (Draft) for the 44th
Fiscal Year (January 1, 2012 to December
31, 2012)-Cash Dividends (including interim
dividend of KRW 500) Dividend per share:
KRW 8,000 (Common) KRW 8,050 (Preferred)
2.1.1 Re-elect Lee In-Ho as Outside Director Mgmt For For
2.1.2 Elect Song Kwang-Soo as Outside Director Mgmt For For
2.1.3 Elect Kim Eun-Mee as Outside Director Mgmt For For
2.2.1 Elect Yoon Boo-Keun as Inside Director Mgmt Against Against
2.2.2 Elect Shin Jong-Kyun as Inside Director Mgmt Against Against
2.2.3 Elect Lee Sang-Hoon as Inside Director Mgmt Against Against
2.3.1 Re-elect Lee In-Ho as Member of Audit Mgmt For For
Committee
2.3.2 Elect Song Kwang-Soo as Member of Audit Mgmt For For
Committee
3 Approve Total Remuneration of Inside Mgmt Against Against
Directors and Outside Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt Against Against
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO.,LTD. Agenda Number: 704573509
--------------------------------------------------------------------------------------------------------------------------
Security: J68467109
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3336000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Approve Retirement Allowance for Retiring Mgmt Against Against
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Directors
4 Approve Grant of Rights to Subscribe for Mgmt Against Against
New Shares as Stock Options to Directors as
Stock-Linked Remuneration
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt Against Against
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt Against Against
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt Against Against
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt Against Against
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt For For
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt Against Against
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt Against Against
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt Against Against
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt For For
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt Against Against
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt Against Against
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SEMAFO INC. Agenda Number: 933785391
--------------------------------------------------------------------------------------------------------------------------
Security: 816922108
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: SEMFF
ISIN: CA8169221089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERENCE F. BOWLES Mgmt No vote
BENOIT DESORMEAUX Mgmt No vote
JEAN LAMARRE Mgmt No vote
JOHN LEBOUTILLIER Mgmt No vote
GILLES MASSON Mgmt No vote
LAWRENCE MCBREARTY Mgmt No vote
TERTIUS ZONGO Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO DETERMINE THEIR COMPENSATION.
03 ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt No vote
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 704468289
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Entrusting to the Company's Board of Mgmt Against Against
Directors determination of the subscription
requirements for the share subscription
rights, as stock options for stock-linked
compensation issued to the executive
officers of the Company, as well as the
directors and executive officers of the
Company's subsidiaries.
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 704583574
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Extension of Anti-Takeover Defense Mgmt For For
Measures
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 704375751
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and Auditor for
the year ended December 31, 2012
2 To approve the remuneration report Mgmt Against Against
3 To re-elect William Burns as a director Mgmt For For
4 To re-elect Matthew Emmens as a director Mgmt Against Against
5 To re-elect Dr. David Ginsburg as a Mgmt For For
director
6 To re-elect Graham Hetherington as a Mgmt For For
director
7 To re-elect David Kappler as a director Mgmt For For
8 To re-elect Susan Kilsby as a director Mgmt For For
9 To re-elect Anne Minto as a director Mgmt For For
10 To re-elect David Stout as a director Mgmt For For
11 To elect Dr. Steven Gillis as a director Mgmt For For
12 To elect Dr. Flemming Ornskov as a director Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt Against Against
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To authorize the allotment of shares Mgmt For For
16 To authorize the disapplication of Mgmt For For
pre-emption rights
17 To authorize the Company to purchase its Mgmt For For
own shares
18 To approve the notice period for general Mgmt Against Against
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt For For
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt Against Against
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt For For
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt For For
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM Agenda Number: 704282259
--------------------------------------------------------------------------------------------------------------------------
Security: W25381141
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: SE0000148884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting: The Non-Voting
Nomination Committee proposes Sven Unger,
member of the Swedish Bar Association, as
Chairman of the Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to check the Non-Voting
minutes of the Meeting together with the
Chairman
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation of the Annual Report and the Non-Voting
Auditors' Report as well as the
Consolidated Accounts and the Auditors'
Report on the Consolidated Accounts
8 The President's speech Non-Voting
9 Adoption of the Profit and Loss Account and Non-Voting
Balance Sheet as well as the Consolidated
Profit and Loss Account and Consolidated
Balance Sheet
10 Allocation of the Bank's profit as shown in Non-Voting
the Balance Sheet adopted by the Meeting.
The Board of Directors proposes a dividend
of SEK 2.75 per share and Tuesday, 26 March
2013 as record date for the dividend. If
the Meeting decides according to the
proposal the dividend is expected to be
distributed by Euroclear on Tuesday, 2
April 2013
11 Discharge from liability of the Members of Mgmt For For
the Board of Directors and the President
12 Information concerning the work of the Non-Voting
Nomination Committee
13 Determination of the number of Directors Mgmt For For
and Auditors to be elected by the Meeting:
The Nomination Committee proposes 12
Directors and one Auditor
14 Approval of the remuneration to the Mgmt Against Against
Directors and the Auditor elected by the
Meeting
15 Election of Directors as well as Chairman Mgmt Against Against
of the Board of Directors: The Nomination
Committee proposes re-election of the
Directors: Johan H. Andresen, Signhild
Arnegard Hansen, Annika Falkengren, Urban
Jansson, Birgitta Kantola, Tomas Nicolin,
Jesper Ovesen, Jacob Wallenberg and Marcus
Wallenberg and new election of Samir
Brikho, Winnie Fok and Sven Nyman. Marcus
Wallenberg is proposed as Chairman of the
Board of Directors
16 Election of Auditor: The Nomination Mgmt Against Against
Committee proposes re-election of the
registered public accounting firm
PricewaterhouseCoopers AB for the period up
to and including the Annual General Meeting
2014. Main responsible will be Authorised
Public Accountant Peter Nyllinge
17 The Board of Director's proposal on Mgmt Against Against
guidelines for salary and other
remuneration for the President and members
of the Group Executive Committee
18.a The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
Share Deferral Programme (SDP) 2013 for the
Group Executive Committee and certain other
senior managers and key employees with
critical competences
18.b The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
Share Matching Programme (SMP) 2013 for
selected key business employees with
critical competences
18.c The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
All Employee Programme (AEP) 2013 for all
employees in selected countries
19.a The Board of Directors' proposal on the Mgmt For For
acquisition and sale of the Bank's own
shares: Acquisition of the Bank's own
shares in its securities business
19.b The Board of Directors' proposal on the Mgmt Against Against
Acquisition and sale of the Bank's own
shares: acquisition and sale of the Bank's
own shares for capital purposes and for
long-term equity programmes
19.c The Board of Directors' proposal on the Mgmt Against Against
acquisition and sale of the Bank's own
shares: Transfer of the Bank's own shares
to participants in the 2013 long-term
equity programmes
20 The Board of Director's proposal on the Mgmt Against Against
appointment of auditors of foundations that
have delegated their business to the Bank
21 Proposal submitted by a shareholder on Shr For Against
amendment to the Articles of Association
22 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB, SOLNA Agenda Number: 704316430
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 160361 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of the Meeting Chairman: Attorney Non-Voting
Sven Unger
3 Preparation and approval of the list of Non-Voting
shareholders entitled to vote at the
Meeting
4 Approval of the agenda Non-Voting
5 Election of two persons to check the Non-Voting
minutes together with the Meeting Chairman
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Addresses by the Chairman of the Board and Non-Voting
by the President and CEO ("President")
8 Presentation of the annual report and Non-Voting
auditors' report for 2012 and the
consolidated accounts and the auditors'
report for the consolidated accounts for
2012
9 Motion to adopt the income statement and Mgmt For For
balance sheet, and the consolidated income
statement and the consolidated balance
sheet
10 Motion regarding the disposition of the Mgmt For For
company's profit as shown in the adopted
balance sheet, and determination of the
record date for payment of dividend: The
Board proposes a dividend of SEK 6,00 per
share for fiscal year 2012. April 16, 2013
is proposed as the record date for payment
of the dividend. If the Meeting votes in
favour of this motion, it is expected that
Euroclear Sweden AB will make dividend
payments on April 19, 2013
11 Motion to discharge members of the Board Mgmt For For
and the President from liability for the
fiscal year
12 Motion to change the Articles of Mgmt For For
Association : Articles of Association
Section 6
13 Determination of the number of Board Mgmt For For
members and deputy members to be elected by
the Meeting: Ten Board members and no
deputies
14 Determination of fees for Board members and Mgmt For For
auditors
15 Election of Board members and deputy Mgmt Against Against
members and election of the Chairman of the
Board: Re-election of Stuart Graham, Johan
Karlstrom, Fredrik Lundberg, Sverker
Martin-Lof, Adrian Montague, Lars
Pettersson, Josephine Rydberg-Dumont,
Charlotte Stromberg and Matti Sundberg and
election of Par Ostberg. The Nomination
Committee proposes that the Meeting
re-elects Stuart Graham as Chairman of the
Board
16 Election of auditor: Re-election of KPMG. Mgmt Against Against
KPMG has informed, if KPMG will be
re-elected, the authorized public
accountant George Pettersson will be
auditor in charge
17 Matters regarding appointment of the Mgmt For For
members of the Nomination Committee
18 Proposal for principles for salary and Mgmt For For
other remuneration to senior executives
19.A Authorization of the Board to resolve on Mgmt For For
purchases of own shares
19.B Decision on transfer of own shares Mgmt For For
20.A Implementation of an employee ownership Mgmt For For
program
20.B Authorization for the Board to resolve on Mgmt For For
acquisition of Series B shares in Skanska
on a regulated market and resolution on
transfer of acquired own Series B shares to
the participants in the employee ownership
program
20.C Equity swap agreement with third party, if Mgmt Against Against
the Meeting does not resolve in accordance
with item 20 B above
21 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 704578345
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
3 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 704294254
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited accounts Mgmt For For
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To re-elect Ian Barlow as a Director Mgmt For For
5 To re-elect Olivier Bohuon as a Director Mgmt For For
6 To re-elect The Rt Hon Baroness Bottomley Mgmt Against Against
of Nettlestone DL as a Director
7 To re-elect Julie Brown as a Director Mgmt For For
8 To re-elect Sir John Buchanan as a Director Mgmt For For
9 To re-elect Richard De Schutter as a Mgmt Against Against
Director
10 To re-elect Michael Friedman as a Director Mgmt For For
11 To re-elect Dr Pamela Kirby as a Director Mgmt For For
12 To re-elect Brian Larcombe as a Director Mgmt For For
13 To re-elect Joseph Papa as a Director Mgmt For For
14 To re-elect Ajay Piramal as a Director Mgmt Against Against
15 To re-appoint the auditors Mgmt Against Against
16 To authorise the Directors to determine the Mgmt Against Against
remuneration of the auditors
17 To renew the Directors authority to allot Mgmt For For
shares
18 To renew the Directors authority for the Mgmt For For
disapplication of the pre-emption rights
19 To renew the Directors limited authority to Mgmt For For
make market purchases of the Company's own
shares
20 To authorise general meetings to be held on Mgmt Against Against
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SODEXO, SAINT QUENTIN EN YVELINES Agenda Number: 704195761
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: AGM
Meeting Date: 21-Jan-2013
Ticker:
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approve financial statements and discharge Mgmt For For
directors
O.2 Approve allocation of income and dividends Mgmt For For
of EUR 1.59 per share
O.3 Acknowledge auditors special report on Mgmt For For
related-party transactions mentioning the
absence of new transactions
O.4 Reelect Pierre Bellon as director Mgmt Against Against
O.5 Reelect Robert Baconnier as director Mgmt For For
O.6 Reelect Astrid Bellon as director Mgmt Against Against
O.7 Reelect Francois-Xavier Bellon as director Mgmt Against Against
O.8 Reelect Paul Jeanbart as director Mgmt Against Against
O.9 Reelect Alain Marcheteau as director Mgmt Against Against
O.10 Appoint Anik Chaumartin as alternate Mgmt Against Against
auditor
O.11 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital extraordinary business
E.12 Authorize up to 2.5 percent of issued Mgmt For For
capital for use in restricted stock plan
E.13 Authorize issuance of warrants (BSA) Mgmt For For
without. preemptive rights up to 0.5
percent of issued capital reserved for
employees and corporate officers
E.14 Approve employee stock purchase plan Mgmt For For
E.15 Amend article 11-2 of bylaws re directors Mgmt Against Against
length of term ordinary business
O.16 Authorize filing of required Mgmt For For
documents/other formalities
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1214/201212141206785.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0104/201301041206884.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC. Agenda Number: 704573888
--------------------------------------------------------------------------------------------------------------------------
Security: J76337104
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3435350008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt Against Against
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt Against Against
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt Against Against
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt Against Against
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt Against Against
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt Against Against
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt No vote
1B ELECTION OF DIRECTOR: P. COYM Mgmt No vote
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt No vote
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt No vote
1E ELECTION OF DIRECTOR: L. HILL Mgmt No vote
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt No vote
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt No vote
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt No vote
1I ELECTION OF DIRECTOR: R. SKATES Mgmt No vote
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt No vote
IK ELECTION OF DIRECTOR: T. WILSON Mgmt No vote
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt No vote
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 704452553
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Open Meeting Non-Voting
2 Registration of Attending Shareholders and Non-Voting
Proxies
3 Elect Olaug Svarva as the Chairman of Mgmt No vote
Meeting
4 Approve Notice of Meeting and Agenda Mgmt No vote
5 Designate Inspector(s) of Minutes of Mgmt No vote
Meeting
6 Approve Financial Statements and Statutory Mgmt No vote
Reports Approve Allocation of Income and
Dividends of NOK 6.75 per Share
7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Withdraw Company from
Tar Sands Activities in Canada
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Withdraw Company from
Ice-Laden Activities in the Arctic
9 Approve Board of Directors' Statement on Mgmt No vote
Company Corporate Governance
10 Approve Remuneration Policy And Other Terms Mgmt No vote
of Employment For Executive Management
11 Approve Remuneration of Auditors Mgmt No vote
12 Amendment of Articles of Association: Mgmt No vote
Article 11: Re: Appointment of Nominating
Committee Members
13 Approve Remuneration of Corporate Assembly Mgmt No vote
in the Amount of NOK 112,200 for the
Chairman, NOK 59,100 for the Vice Chairman,
NOK 41,500 for Other Members, and NOK 5,900
for Deputy Members
14 Elect Elisabeth Berge and Johan Alstad as Mgmt No vote
Member and Deputy Member of Nominating
Committee
15 Approve Remuneration of Nominating Mgmt No vote
Committee in the Amount of NOK 11,200 for
the Chairman and NOK 8,300 for Other
Members
16 Authorize Repurchase and Reissuance of Mgmt No vote
Shares up to a Nominal Value of NOK 27.5
Million in Connection with Share Saving
Scheme for Employees
17 Authorize Repurchase of up to 75 Million Mgmt No vote
Shares For Cancellation Purposes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF CHAIRMAN'S NAME AND ARTICLE
NUMBER. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STICHTING ADMINISTRATIEKANTOOR UNILEVER,ROTTERDAM Agenda Number: 704055436
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Open Meeting Non-Voting
2 Receive Report of Management Board Non-Voting
3 Receive Information on Board Composition Non-Voting
4 Allow Questions Non-Voting
5 Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STOCKLAND, SYDNEY NSW Agenda Number: 704055943
--------------------------------------------------------------------------------------------------------------------------
Security: Q8773B105
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: AU000000SGP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (5 AND 6), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Re-election as a Director-Terry Williamson Mgmt Against Against
3 Re-election as a Director-Carolyn Hewson Mgmt For For
4 Appointment of PricewaterhouseCoopers as Mgmt For For
Auditor of the Company
5 Adoption of the Remuneration Report Mgmt For For
6 Approval of the Termination Benefits Mgmt For For
Framework
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt Against Against
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 704545966
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt Against Against
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt Against Against
6 Amend the Compensation to be received by Mgmt Against Against
Directors
7 Amend the Compensation to be received by Mgmt Against Against
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 704578547
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 2nd ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Adopt Reduction
of Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt Against Against
4.5 Appoint a Corporate Auditor Mgmt Against Against
5 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Adopt Reduction
of Liability System for Outside Directors
(PLEASE NOTE THAT THIS IS THE CONCURRENT
AGENDA ITEM FOR THE CLASS SHAREHOLDERS
MEETING OF SHAREHOLDERS OF ORDINARY
SHARES.)
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LIMITED, SPRING HILL QLD Agenda Number: 704065045
--------------------------------------------------------------------------------------------------------------------------
Security: Q8802S103
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration report Mgmt For For
2 Approval of grant of performance rights to Mgmt For For
the Managing Director/Group CEO
3A Re-election of Dr Z Switkowski as a Mgmt Against Against
director
3B Re-election of Mr E Kulk as a director Mgmt Against Against
3C Election of Mr M Cameron as a director Mgmt Against Against
3D Election of Dr D McTaggart as a director Mgmt For For
3E Election of Ms A Exel as a director Mgmt For For
4 Approval of amendment to the Company's Mgmt Against Against
Constitution
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704275785
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.1 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.2 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.3 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
audit work during 2012
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 10.75 per share, and that Monday, 25
March 2013 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the proposal,
Euroclear expects to distribute the
dividend on Thursday, 28 March 2013
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting
14 Determining the number of auditors to be Mgmt Against Against
appointed by the meeting
15 Deciding fees for Board members and Mgmt Against Against
auditors
16 Election of the Board members and the Mgmt Against Against
Chairman of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Mr Hans Larsson who has
declined re-election. The nomination
committee also proposes that Mr Anders
Nyren be elected as Chairman of the Board
17 Election of auditors: The nomination Mgmt Against Against
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2014. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2012: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, while Mr
Erik Astrom (authorised public accountant)
will be appointed as auditor in charge for
Ernst & Young AB
18 The Board's proposal concerning guidelines Mgmt Against Against
for compensation to senior management
19 The Board's proposal concerning the Mgmt Against Against
appointment of auditors in foundations
without own management
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder's
proposal regarding a change to the articles
of association in respect of the
composition of the Board
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704310438
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 164743 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 9.B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Counsel
Claes Zettermarck is elected Chair at the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7.a Presentation of the annual report and the Non-Voting
consolidated accounts for the financial
year 2012
7.b Presentation of the auditor's reports for Non-Voting
the bank and the group for the financial
year 2012
7.c Address by the CEO Non-Voting
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2012
9.a Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet
9.b PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Decision on the
record date for dividends and in
conjunction herewith the matter submitted
by the shareholder Bo Arnells regarding his
announced proposal to decrease the share
dividend
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members: The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
unchanged at ten
12.a Determination of the fees to the Board Mgmt For For
members
12.b Determination of the fees to the Auditor Mgmt For For
13 Election of the Board members and the Mgmt Against Against
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that all Board members are re-elected,
thus Olav Fjell, Ulrika Francke, Goran
Hedman, Lars Idermark, Anders Igel, Pia
Rudengren, Anders Sundstrom, Charlotte
Stromberg, Karl-Henrik Sundstrom and Siv
Svensson. The Nomination Committee proposes
that Anders Sundstrom be elected as Chair
of the Board of Directors
14 Decision on the Nomination Committee: The Mgmt Against Against
Nomination Committee shall consist of five
members
15 Decision on the guidelines for remuneration Mgmt Against Against
to top executives
16 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
17 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 16
18 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
19.a Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding a common program for 2013
19.b Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding deferred variable remuneration in
the form of shares under an individual
program 2013
19.c Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding transfer of own ordinary shares
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Matter submitted by
the shareholder Bo Arnells on suggested
proposal to decrease the share dividend
(refer to item 9) and for the bank to
become a full service bank again
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE, PROPOSALS 9.A AND 9.B ARE Non-Voting
BEING TREATED AS 1 PROPOSAL. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM Agenda Number: 704331052
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting and election of the Non-Voting
Chairman of the Meeting.: Sven Unger,
attorney at law, is proposed as the
Chairman of the Meeting
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify Non-Voting
the Minutes
4 Determination of whether the Meeting has Non-Voting
been duly convened
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Non-Voting
Auditors' Report, the Consolidated
Financial Statements and the Auditors'
Report on the Consolidated Financial
Statements for 2012, the Auditors'
Statement regarding compliance with the
principles for determination of
remuneration to senior executives as well
as the Board of Directors' motion regarding
the allocation of profit and explanatory
statements. In connection therewith, the
President's address and the report
regarding the work of the Board of
Directors and the work and function of the
Audit Committee
7 Adoption of the Income Statement and Mgmt For For
Balance Sheet and of the Consolidated
Income Statement and Consolidated Balance
Sheet
8 Resolution in respect of allocation of the Mgmt For For
Company's profit in accordance with the
adopted Balance Sheet and resolution on
record day for dividend: The Board of
Directors proposes that a dividend be paid
to the shareholders in the amount of 7.30
SEK per share and that the remaining
profits be carried forward. The proposed
record date for entitlement to receive a
cash dividend is April 30, 2013. The
dividend is expected to be paid through
Euroclear Sweden AB, on May 6, 2013
9 Resolution regarding discharge from Mgmt For For
liability for the Board members and the
President
10.a Resolution regarding the reduction of the Mgmt For For
share capital by way of a recall of
repurchased shares, and the transfer of the
reduced amount to a fund to be used
pursuant to a resolution adopted by the
General Meeting; and
10.b Resolution regarding a bonus issue Mgmt For For
11 Resolution regarding the authorization of Mgmt For For
the Board of Directors to decide on the
acquisition of shares in the Company
12 Adoption of principles for determination of Mgmt Against Against
remuneration payable to senior executives.
In connection therewith the report
regarding the work and function of the
Compensation Committee
13 Determination of the number of members of Mgmt For For
the Board of Directors to be elected by the
Meeting: The Board of Directors shall
comprise seven members elected by the
Annual General Meeting and no deputies
14 Determination of the remuneration to be Mgmt For For
paid to the Board of Directors
15 Election of members of the Board, the Mgmt Against Against
Chairman of the Board and the Deputy
Chairman of the Board: The following Board
members are proposed for re-election:
Andrew Cripps, Karen Guerra, Conny
Karlsson, Robert F. Sharpe, Meg Tiveus and
Joakim Westh. The Nominating Committee
proposes the election of Wenche Rolfsen as
new member of the Board. Conny Karlsson is
proposed to be re-elected as Chairman of
the Board and Andrew Cripps is proposed to
be re-elected as Deputy Chairman of the
Board
16 Determination of the number of Auditors: Mgmt For For
The Nominating Committee proposes the
number of Auditors shall be one with no
Deputy Auditor
17 Determination of the remuneration to be Mgmt For For
paid to the Auditors
18 Election of Auditors: The Nominating Mgmt Against Against
Committee proposes re-election of the
accounting firm KPMG AB, for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 704304790
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152247,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU
1.1 Approval of the annual report, financial Mgmt For For
statements of Swisscom Ltd and consolidated
financial statements for fiscal year 2012
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
2 Appropriation of retained earnings 2012 and Mgmt For For
declaration of dividend
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Re-election of Hansueli Loosli as chairman Mgmt Against Against
4.2 Re-election of Michel Gobet Mgmt For For
4.3 Re-election of Dr Torsten G. Kreindl Mgmt For For
4.4 Re-election of Richard Roy Mgmt For For
4.5 Re-election of Theophil Schlatter Mgmt Against Against
5 Re-election of the statutory auditors KPMG Mgmt Against Against
Ltd, of Muri near Bern
6 Ad-hoc Mgmt Against Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt Against Against
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt Against Against
Young Ag
6 Additional and/or counter - proposals Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt Against Against
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED TAH Agenda Number: 704052454
--------------------------------------------------------------------------------------------------------------------------
Security: Q8815D101
Meeting Type: AGM
Meeting Date: 31-Oct-2012
Ticker:
ISIN: AU000000TAH8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 121493 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 1. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Financial and Other Reports Non-Voting
2.a To re-elect as a Director of the Company Mgmt For For
Mrs Jane Hemstritch who, being a Director
of the Company, retires and, being
eligible, offers herself for re-election
2.b To re-elect as a Director of the Company Dr Mgmt Against Against
Zygmunt Switkowski who, being a Director of
the Company, retires and, being eligible,
offers himself for re-election
2.c To elect as a Director of the Company Mr Mgmt Against Against
Elmer Funke Kupper who, having been
appointed to the Board since the last
Annual General Meeting of the Company,
retires and, being eligible, offers himself
for election
2.d To elect as a Director of the Company Mr Mgmt For For
Steven Gregg who, having been appointed to
the Board since the last Annual General
Meeting of the Company, retires and, being
eligible, offers himself for election
3 Adoption of Remuneration Report Mgmt Against Against
4 Grant of Performance Rights to Managing Mgmt For For
Director and Chief Executive Officer, Mr.
David Attenborough
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt No vote
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt No vote
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 704574498
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATTS GROUP LTD Agenda Number: 704063041
--------------------------------------------------------------------------------------------------------------------------
Security: Q8852J102
Meeting Type: AGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: AU000000TTS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
3 Adoption of the Remuneration Report Mgmt Against Against
4(a) Re-election as Director of the Company-Mr Mgmt Against Against
Robert Bentley
4(b) Re-election as Director of the Company-Mr Mgmt Against Against
Harry Boon
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON, KISTA Agenda Number: 704303849
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Annual Non-Voting
General Meeting: Advokat Sven Unger be
elected Chairman
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda of the Annual Non-Voting
General Meeting
4 Determination whether the Annual General Non-Voting
Meeting has been properly convened
5 Election of two persons approving the Non-Voting
minutes
6 Presentation of the annual report, the Non-Voting
auditors' report, the consolidated
accounts, the auditors' report on the
consolidated accounts and the auditors'
presentation of the audit work during 2012
7 The President's speech and questions from Non-Voting
the shareholders to the Board of Directors
and the management
8.1 Adoption of the income statement and the Mgmt For For
balance sheet, the consolidated income
statement and the consolidated balance
sheet
8.2 Discharge of liability for the members of Mgmt For For
the Board of Directors and the President
8.3 The appropriation of the profit in Mgmt For For
accordance with the approved balance sheet
and determination of the record date for
dividend: The Board of Directors proposes a
dividend of SEK 2.75 per share
9.1 Determination of the number of Board Mgmt For For
members and deputies of the Board of
Directors to be elected by the Annual
General Meeting
9.2 Determination of the fees payable to Mgmt Against Against
non-employed members of the Board of
Directors elected by the Annual General
Meeting and non-employed members of the
Committees of the Board of Directors
elected by the Annual General Meeting
9.3 Election of the Chairman of the Board of Mgmt Against Against
Directors, other Board members and deputies
of the Board of Directors: The Nomination
Committee proposes that the following
persons be elected Board members: Chairman
of the Board: re-election: Leif Johansson,
Other Board members:re-election: Roxanne S.
Austin, Sir Peter L. Bonfield, Borje
Ekholm, Alexander Izosimov, Ulf J.
Johansson, Sverker Martin-Lof, Hans
Vestberg and Jacob Wallenberg; and new
election: Nora Denzel, Kristin Skogen Lund
and Par Ostberg
9.4 Determination of the fees payable to the Mgmt For For
auditor
9.5 Election of auditor: PricewaterhouseCoopers Mgmt For For
AB be appointed auditor for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
10 Resolution on the Guidelines for Mgmt Against Against
remuneration to Group Management
11.1 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Stock Purchase Plan
11.2 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Stock Purchase Plan
11.3 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the Stock
Purchase Plan
11.4 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on implementation of the
Key Contributor Retention Plan
11.5 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on transfer of treasury
stock for the Key Contributor Retention
Plan
11.6 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the Key
Contributor Retention Plan
11.7 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on implementation of the
Executive Performance Stock Plan
11.8 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on transfer of treasury
stock for the Executive Performance Stock
Plan
11.9 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the
Executive Performance Stock Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the
Long-Term Variable Remuneration Programs
2009, 2010, 2011 and 2012
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Carl Axel
Bruno to amend the articles of association
by adding the following wording to the
section on the Board of Directors in the
articles of association: At least one
fourth of the Directors on the Board of
Directors shall be men and at least one
fourth of the Directors shall be women. The
minimum number of proposed men and the
minimum number of proposed women shall be
increased to the next higher whole number
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Einar Hellbom
that the Annual General Meeting resolve to
delegate to the Board of Directors to
review how shares are to be given equal
voting rights and to present a proposal to
that effect at the Annual General Meeting
2014
15.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To take necessary action to
create a shareholders' association in the
company
15.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To write to the Government of
Sweden, requesting a prompt appointment of
a commission instructed to propose
legislation on the abolishment of voting
power differences in Swedish limited
liability companies
15.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: to prepare a proposal regarding
board representation for the small and
midsize Shareholders
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 704482594
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2013
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 MAY 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
I Examination and approval, if applicable, of Mgmt For For
the Individual Annual Accounts, the
Consolidated Financial Statements
(Consolidated Annual Accounts) and the
Management Report of Telefonica, S.A. and
of its Consolidated Group of Companies, as
well as of the proposed allocation of the
profits/losses of Telefonica, S.A. and the
management of its Board of Directors, all
with respect to Fiscal Year 2012
II.1 Re-election of Mr. Jose Maria Abril Perez Mgmt Against Against
as a Director
II.2 Re-election of Mr. Jose Fernando de Almansa Mgmt Against Against
Moreno-Barreda as a Director
II.3 Re-election of Ms. Eva Castillo Sanz as a Mgmt Against Against
Director
II.4 Re-election of Mr. Luiz Fernando Furlan as Mgmt Against Against
a Director
II.5 Re-election of Mr. Francisco Javier de Paz Mgmt Against Against
Mancho as a Director
II.6 Ratification of Mr. Santiago Fernandez Mgmt Against Against
Valbuena as a Director
III To re-elect as Auditor of Telefonica, S.A. Mgmt Against Against
and its Consolidated Group of Companies for
fiscal year 2013 the firm Ernst & Young,
S.L., with registered office in Madrid, at
Plaza Pablo Ruiz Picasso, 1, and Tax
Identification Code (C.I.F.) B-78970506
IV.1 Amendment of Articles 17 (in connection Mgmt For For
with a part of its content which will
become a new Article 20), and 20 bis of the
By-Laws (which becomes the new Article 25),
and addition of two new Articles, numbered
32 and 40, to improve the regulations of
the governing bodies of Telefonica S.A
IV.2 Amendment of Articles 16, 18, 18 bis and 21 Mgmt For For
of the By-Laws (which become Articles 17,
22, 4 and 26, respectively) and addition of
two new Articles, numbered 43 and 44, with
a view to bringing the provisions of the
By-Laws into line with the latest
legislative changes
IV.3 Approval of a consolidated text of the Mgmt For For
By-Laws with a view to systematizing and
standardizing its content, incorporating
the amendments approved, and renumbering
sequentially the titles, sections, and
articles into which it is divided
V Amendment and approval of the Consolidated Mgmt For For
Regulations for the General Shareholders'
Meeting
VI Shareholder Compensation. Distribution of Mgmt For For
dividends with a charge to unrestricted
reserves
VII Delegation to the Board of Directors of the Mgmt For For
power to issue debentures, bonds, notes and
other fixed-income securities, be they
simple, exchangeable and/or convertible,
granting the Board, in the last case, the
power to exclude the pre-emptive rights of
shareholders, as well as the power to issue
preferred shares and the power to guarantee
issuances by companies of the Group
VIII Delegation of powers to formalize, Mgmt For For
interpret, correct and implement the
resolutions adopted by the shareholders at
the General Shareholders' Meeting
IX Consultative vote on the Report on Director Mgmt Against Against
Compensation Policy of Telefonica, S.A.
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA, FORNEBU Agenda Number: 704455674
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Approval of the notice of the Annual Mgmt No vote
General Meeting and the agenda
3 Approval of the financial statements and Mgmt No vote
report from the Board of Directors for the
financial year 2012
4 Approval of the remuneration to the Mgmt No vote
company's auditor
5 Information and vote on the Board of Mgmt No vote
Director's statement regarding the
determination of salary and other
remuneration to the executive management
6 Reduction of share capital by cancelling Mgmt No vote
treasury shares and redemption of shares
owned by the Kingdom of Norway and
reduction of other equity
7 Authorisation to acquire treasury shares Mgmt No vote
for the purpose of cancellation
8.1 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Anders
Skjaevestad
8.2 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: John
Gordon Bernander
8.3 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Kirsten
Ideboen
8.4 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Didrik
Munch
8.5 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Elin
Merete Myrmel-Johansen
8.6 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Widar
Salbuvik
8.7 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Tore
Onshuus Sandvik
8.8 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Silvija
Seres
8.9 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Siri
Pettersen Strandenes
8.10 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Olaug
Svarva
8.11 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Gry
Molleskog (1st deputy)
8.12 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal:
Nils-Edvard Olsen (2nd deputy)
8.13 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Ingvild
Nybo Holth (3rd deputy)
9.i Election of member to the Nomination Mgmt No vote
Committee In line with the nomination
committee's proposal: Mette I. Wikborg
9.ii Election of member to the Nomination Mgmt No vote
Committee In line with the nomination
committee's proposal: Rune Selmar
10.i Determination of remuneration to the Mgmt No vote
members of: the Corporate Assembly; In line
with the nomination committee's proposal
10.ii Determination of remuneration to the Mgmt No vote
members of: the Nomination Committee In
line with the nomination committee's
proposal
--------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB, STOCKHOLM Agenda Number: 704278464
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 03-Apr-2013
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of chairperson of the meeting: Non-Voting
Sven Unger, Attorney-at-law
2 Preparation and approval of voting register Non-Voting
3 Adoption of agenda Non-Voting
4 Election of two persons to check the Non-Voting
meeting minutes along with the chairperson
5 Confirmation that the meeting has been duly Non-Voting
and properly convened
6 Presentation of the Annual Report and Non-Voting
Auditor's Report, Consolidated Financial
Statements and Group Auditor's Report for
2012. Speech by acting President and CEO
Per-Arne Blomquist in connection herewith
and a description of the Board of Directors
work during 2012
7 Resolution to adopt the Income Statement, Mgmt Against Against
Balance Sheet, Consolidated Statement of
Comprehensive Income and Consolidated
Statement of Financial Position for 2012
8 The Board of Directors proposes that a Mgmt For For
dividend of SEK 2.85 per share shall be
distributed to the shareholders, and that
April 8, 2013 shall be set as the record
date for the dividend. If the annual
general meeting adopts this proposal, it is
estimated that disbursement from Euroclear
Sweden AB will take place on April 11, 2013
9 Resolution concerning discharging of Mgmt Against Against
members of the Board of Directors and the
President from personal liability towards
the Company for the administration of the
Company in 2012
10 Resolution concerning number of board Mgmt For For
members and deputy board members to be
elected by the annual general meeting
11 Resolution concerning remuneration to the Mgmt For For
Board of Directors
12 Election of Board of Directors. The Mgmt For For
election will be preceded by information
from the chairperson concerning positions
held in other companies by the candidates:
Re-election of Olli-Pekka Kallasvuo and
Per-Arne Sandstrom. New election of Marie
Ehrling, Mats Jansson, Tapio Kuula, Nina
Linander, Martin Lorentzon and Kersti
Sandqvist. Maija-Liisa Friman, Ingrid
Jonasson Blank, Anders Narvinger, Timo
Peltola, Lars Renstrom och Jon Risfelt have
declined re-election
13 Election of chairman and vice-chairman of Mgmt Against Against
the Board of Directors: Marie Ehrling as
chairman and Olli-Pekka Kallasvuo as
vice-chairman
14 Resolution concerning number of auditors Mgmt For For
and deputy auditors
15 Resolution concerning remuneration to the Mgmt For For
auditors
16 Election of auditors and deputy auditors: Mgmt Against Against
Re-election of PricewaterhouseCoopers AB
until the end of the annual general meeting
2014
17 Election of Nomination Committee: Magnus Mgmt Against Against
Skaninger (Swedish State), Kari Jarvinen
(Finnish State via Solidium Oy), Jan
Andersson (Swedbank Robur Funds), Per
Frennberg (Alecta) and Marie Ehrling
(chairman of the Board of Directors)
18 Proposal regarding guidelines for Mgmt For For
remuneration to the executive management
19 The Board of Directors' proposal for Mgmt For For
authorization to acquire own shares
20(a) The Board of Directors' proposal for: Mgmt For For
implementation of a long-term incentive
program 2013/2016
20(b) The Board of Directors' proposal for: Mgmt For For
hedging arrangements for the program
21 Proposal from the shareholder Carl Henrik Shr Against For
Bramelid: That TeliaSonera either sells
back Skanova, which owns the copper cables
in Sweden, to the Swedish State or
distributes the shares to the company's
shareholders
22 Proposal from the shareholder Carl Henrik Shr For Against
Bramelid: That TeliaSonera keeps its
operations on the mature markets and
separates its operations on the emerging
markets to a separate company/group the
shares of which are distributed to the
company's shareholders. The company/group
responsible for the emerging markets should
be listed
23 Proposal from the shareholder Ake Shr For Against
Raushagen: that the present auditors be
dismissed and that the Nomination Committee
be given the assignment to draw up a
proposal on new auditors and to review the
assignment and the mandate of the new
auditors
24(a) Proposal from the shareholder Lars Shr For Against
Bramelid: (a) that the new Board of
Directors be given the assignment to claim
damages from the persons who have damaged
the company, especially the company's
Management Group and the board members of
that time
24(b) Proposal from the shareholder Lars Shr For Against
Bramelid: that the Board of Directors is
therefore given the right to limit the
company's claim for damages against these
persons to a total of up to SEK 100 million
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704046615
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4, 5 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a That Mr. Timothy Chen, being eligible, be Mgmt For For
elected as a Director
3.b That Mr. Geoffrey Cousins, being eligible, Mgmt For For
be re-elected as a Director
3.c That Mr. Russell Higgins, being eligible, Mgmt For For
be re-elected as a Director
3.d That Ms. Margaret Seale, being eligible, be Mgmt For For
elected as a Director
3.e That Mr. Steven Vamos, being eligible, be Mgmt Against Against
re-elected as a Director
3.f That Mr. John Zeglis, being eligible, be Mgmt For For
re-elected as a Director
4 Increase in Directors' Fee Pool Mgmt For For
5 Grant of Performance Rights Mgmt Against Against
6 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 704532767
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the Mgmt For For
year ended 23 February 2013
2 To approve the Directors Remuneration Mgmt Against Against
Report
3 To declare a final dividend Mgmt For For
4 To elect Olivia Garfield as a director Mgmt For For
5 To re-elect Sir Richard Broadbent as a Mgmt For For
director
6 To re-elect Philip Clarke as a director Mgmt For For
7 To re-elect Gareth Bullock as a director Mgmt For For
8 To re-elect Patrick Cescau as a director Mgmt Against Against
9 To re-elect Stuart Chambers as a director Mgmt Against Against
10 To re-elect Ken Hanna as a director Mgmt Against Against
11 To re-elect Laurie McIlwee as a director Mgmt For For
12 To re-elect Deanna Oppenheimer as a Mgmt Against Against
director
13 To re-elect Jacqueline Tammenoms Bakker as Mgmt For For
a director
14 To re-appoint the auditors Mgmt Against Against
15 To set the auditors remuneration Mgmt Against Against
16 To authorise the directors to allot shares Mgmt For For
17 To disapply pre-emption rights Mgmt For For
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise political donations by the Mgmt For For
Company and its subsidiaries
20 To authorise short notice general meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933740462
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDRES GLUSKI Mgmt For For
1B ELECTION OF DIRECTOR: ZHANG GUO BAO Mgmt For For
1C ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D ELECTION OF DIRECTOR: TARUN KHANNA Mgmt For For
1E ELECTION OF DIRECTOR: JOHN A. KOSKINEN Mgmt For For
1F ELECTION OF DIRECTOR: PHILIP LADER Mgmt Against Against
1G ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt Against Against
1H ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1I ELECTION OF DIRECTOR: MOISES NAIM Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1K ELECTION OF DIRECTOR: SVEN SANDSTROM Mgmt For For
2 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR YEAR
2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF YOKOHAMA,LTD. Agenda Number: 704530446
--------------------------------------------------------------------------------------------------------------------------
Security: J04242103
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3955400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 704583360
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
3 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation
4 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
5 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
6 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
7 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
8 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
9 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
10 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (7)
11 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (8)
12 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (9)
13 Shareholder Proposal: Remove a Director Shr Against For
14 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
15 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
16 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
17 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
18 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
19 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
20 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
21 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
22 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
23 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
24 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
25 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
26 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
27 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
28 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
29 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
30 Shareholder Proposal: Appoint a Director Shr Against For
31 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt Against Against
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt Against Against
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt Against Against
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt Against Against
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt Against Against
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt Against Against
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933789490
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt Against Against
1H. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt Against Against
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt Against Against
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICERS' COMPENSATION
4. RATIFICATION OF BY-LAW AMENDMENT Mgmt For For
5. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE TWO-THIRDS
SUPERMAJORITY REQUIREMENTS IN ARTICLE
ELEVENTH TO A MAJORITY VOTE
6. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE 75% SUPERMAJORITY
REQUIREMENTS IN ARTICLE THIRTEENTH TO A
TWO-THIRDS VOTE
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704446497
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: OGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report 2012: 2012 annual report of Mgmt No vote
the board of directors, 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements, statutory auditors report,
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt No vote
3 Resolution for the appropriation of the net Mgmt No vote
income
4 Re-election to the board of directors Mgmt No vote
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt No vote
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt No vote
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 704573890
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 704561821
--------------------------------------------------------------------------------------------------------------------------
Security: J87000105
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOLL HOLDINGS LTD, MELBOURNE VIC Agenda Number: 704060817
--------------------------------------------------------------------------------------------------------------------------
Security: Q9104H100
Meeting Type: AGM
Meeting Date: 26-Oct-2012
Ticker:
ISIN: AU000000TOL1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 Issue options, rights and/or shares to Mgmt Against Against
executives
4 Grant of options(LTI) to the Managing Mgmt Against Against
Director, Brian Kruger
5 Grant of rights (Deferred STI) to the Mgmt Against Against
Managing Director, Brian Kruger
6 Re-election of Director: Mr Harry Boon Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 704561592
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt Against Against
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt Against Against
1.14 Appoint a Director Mgmt Against Against
1.15 Appoint a Director Mgmt Against Against
1.16 Appoint a Director Mgmt Against Against
2 Shareholder Proposal : Amendments to the Shr For Against
Articles of Incorporation Regarding
Exercise of Voting Rights at General
Meetings of Shareholders
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 704387477
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170136 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301115.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF RESOLUTIONS O.7, E.11 AND E.12.
THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization to be granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Gunnar Brock as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
O.8 Appointment of Mr. Charles Keller as Board Mgmt For For
member representing employee shareholders
pursuant to Article 11 of the bylaws
O.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Appointment of Mr. Philippe
Marchandise as Board member representing
employee shareholders pursuant to Article
11 of the bylaws
O.10 Attendance allowances allocated to the Mgmt For For
Board of Directors
E.11 Authorization to grant Company's share Mgmt Against Against
subscription and/or purchase options to
some employees of the Group and corporate
officers of the company or Group companies
with cancellation of shareholders'
preferential subscription rights to shares
issued following the exercise of share
subscription options
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Labor with
cancellation of shareholders' preferential
subscription rights to shares issued due to
the subscription of shares by employees of
the Group
A PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Creation of an Independent Ethics Committee
B PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Corporate officers and employees
compensation components related to
industrial safety indicators
C PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Total's commitment in favor of the
Diversity Label
D PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Presence of an Employees' Representative in
the compensation Committee
E PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Developing individual shareholding
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
TRANSCANADA CORPORATION Agenda Number: 933744028
--------------------------------------------------------------------------------------------------------------------------
Security: 89353D107
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2013
Ticker: TRP
ISIN: CA89353D1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN E. BENSON Mgmt For For
DEREK H. BURNEY Mgmt For For
PAULE GAUTHIER Mgmt For For
RUSSELL K. GIRLING Mgmt For For
S. BARRY JACKSON Mgmt Withheld Against
PAUL L. JOSKOW Mgmt For For
PAULA ROSPUT REYNOLDS Mgmt Withheld Against
MARY PAT SALOMONE Mgmt For For
W. THOMAS STEPHENS Mgmt For For
D. MICHAEL G. STEWART Mgmt For For
RICHARD E. WAUGH Mgmt For For
02 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt Abstain Against
ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE
DIRECTORS TO SET THEIR REMUNERATION.
03 RESOLUTION TO RECONFIRM AND AMEND THE STOCK Mgmt Against Against
OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
04 RESOLUTION TO CONTINUE AND APPROVE THE Mgmt For For
AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN, AS DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 RESOLUTION TO ACCEPT TRANSCANADA Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933718922
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 01-Feb-2013
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN TYSON Mgmt No vote
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt No vote
1C. ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt No vote
JR.
1D. ELECTION OF DIRECTOR: JIM KEVER Mgmt No vote
1E. ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt No vote
1F. ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt No vote
1G. ELECTION OF DIRECTOR: ROBERT THURBER Mgmt No vote
1H. ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt No vote
1I. ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt No vote
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote
THE TYSON FOODS, INC. 2000 STOCK INCENTIVE
PLAN.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote
THE TYSON FOODS, INC. EMPLOYEE STOCK
PURCHASE PLAN.
4. TO RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt Against Against
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt Against Against
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 704374545
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152227,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report and group and Mgmt For For
parent bank accounts
1.2 Advisory vote on the compensation report Mgmt Against Against
2012
2 Appropriation of retained earnings and Mgmt For For
distribution
3 Discharge of the members of the board of Mgmt Against Against
directors and the group executive board for
the financial year 2012
4.1.1 Re-election of member of the board of Mgmt Against Against
directors: Axel A. Weber
4.1.2 Re-election of member of the board of Mgmt For For
directors: Michel Demare
4.1.3 Re-election of member of the board of Mgmt For For
directors: David Sidwell
4.1.4 Re-election of member of the board of Mgmt For For
directors: Rainer-Marc Frey
4.1.5 Re-election of member of the board of Mgmt Against Against
directors: Ann F. Godbehere
4.1.6 Re-election of member of the board of Mgmt For For
directors: Axel P. Lehmann
4.1.7 Re-election of member of the board of Mgmt For For
directors: Helmut Panke
4.1.8 Re-election of member of the board of Mgmt For For
directors: William G. Parrett
4.1.9 Re-election of member of the board of Mgmt For For
directors: Isabelle Romy
41.10 Re-election of member of the board of Mgmt For For
directors: Beatrice Weder Di Mauro
41.11 Re-election of member of the board of Mgmt For For
directors: Joseph Yam
4.2 Election of Reto Francioni to the board of Mgmt Against Against
directors
4.3 Re-election of the auditors, Ernst and Mgmt For For
Young Ltd., Basel
5 Ad hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 704379064
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive Report of Management Board Non-Voting
2 Approve Financial Statements and Allocation Mgmt For For
of Income
3 Approve Discharge of Executive Board Mgmt For For
Members
4 Approve Discharge of Non Executive Board Mgmt For For
Members
5 Re-elect P.G.J.M. Polman as CEO to Board of Mgmt For For
Directors
6 Re-elect R.J.M.S. Huet as CFO to Board of Mgmt For For
Directors
7 Re-elect L.O. Fresco to Board of Directors Mgmt For For
8 Re-elect A.M. Fudge to Board of Directors Mgmt For For
9 Re-elect C.E. Golden to Board of Directors Mgmt For For
10 Re-elect B.E. Grote to Board of Directors Mgmt For For
11 Re-elect H. Nyasulu to Board of Directors Mgmt For For
12 Re-elect M. Rifkind to Board of Directors Mgmt For For
13 Re-elect K.J. Storm to Board of Directors Mgmt Against Against
14 Re-elect M. Treschow to Board of Directors Mgmt Against Against
15 Re-elect P.S. Walsh to Board of Directors Mgmt Against Against
16 Elect L. M. Cha to Board of Directors Mgmt For For
17 Elect M. Ma to Board of Directors Mgmt For For
18 Elect J. Rishton to Board of Directors Mgmt For For
19 Ratify PricewaterhouseCoopers Accountants Mgmt Against Against
NV as Auditors
20 Grant Board authority to issue shares up to Mgmt For For
10 percent of Issued Capital Plus
additional 10 percent in case of
takeover/merger and restricting/excluding
preemptive rights
21 Authorize Repurchase of up to 10 Percent of Mgmt For For
Issued Share Capital
22 Approve authorization to cancel Ordinary Mgmt For For
Shares
23 Allow Questions and Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 704383140
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Accounts and Mgmt Against Against
Balance Sheet for the year ended 31
December 2012, together with the Directors'
Report and the Auditor's Report
2 To consider and, if thought fit, approve Mgmt For For
the Directors' Remuneration Report for the
year ended 31 December 2012 included within
the Annual Report and Accounts 2012
3 To re-elect as Executive Director: Mr P G J Mgmt For For
M Polman
4 To re-elect as Executive Director: Mr R J-M Mgmt For For
S Huet
5 To re-elect as Non-Executive Director: Mgmt For For
Professor L O Fresco
6 To re-elect as Non-Executive Director: Ms A Mgmt For For
M Fudge
7 To re-elect as Non-Executive Director: Mr C Mgmt For For
E Golden
8 To re-elect as Non-Executive Director: Dr B Mgmt For For
E Grote
9 To re-elect as Non-Executive Director: Ms H Mgmt For For
Nyasulu
10 To re-elect as Non-Executive Director: The Mgmt For For
Rt Hon Sir Malcolm Rifkind MP
11 To re-elect as Non-Executive Director: Mr K Mgmt Against Against
J Storm
12 To re-elect as Non-Executive Director: Mr M Mgmt Against Against
Treschow
13 To re-elect as Non-Executive Director: Mr P Mgmt Against Against
S Walsh
14 To elect as Non-Executive Director: Mrs L M Mgmt For For
Cha
15 To elect as Non-Executive Director: Ms M Ma Mgmt For For
16 To elect as Non-Executive Director: Mr J Mgmt For For
Rishton
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt Against Against
Auditor of the Company, to hold office
until the conclusion of the next general
meeting at which Accounts are laid before
the members
18 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor
19 Directors' authority to issue shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Company's authority to purchase its own Mgmt For For
shares
22 Political Donations and Expenditure Mgmt For For
23 Notice period for General Meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt Against Against
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt Against Against
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt Against Against
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt Against Against
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt Against Against
05 NETWORK NEUTRALITY Shr For Against
06 LOBBYING ACTIVITIES Shr For Against
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr For Against
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 704313686
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 16-Apr-2013
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0308/201303081300520.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300861.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012
O.4 Option for the payment of dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Michael Pragnell as Mgmt For For
Board member for a four-year period
O.6 Appointment of Mrs. Yannick Assouad as Mgmt For For
Board member for a four-year period
O.7 Appointment of Mrs. Graziella Gavezotti as Mgmt For For
Board member for a four-year period
O.8 Renewal of term of Deloitte & Associes as Mgmt Against Against
principal Statutory Auditor for six
financial years
O.9 Appointment of KPMG Audit IS as principal Mgmt Against Against
Statutory Auditor for six financial years
O.10 Renewal of term of BEAS as deputy Statutory Mgmt Against Against
Auditor for six financial years
O.11 Appointment of KPMG Audit ID as deputy Mgmt Against Against
Statutory Auditor for six financial years
O.12 Renewal of the delegation of powers to the Mgmt For For
Board of Directors to allow the Company to
repurchase its own shares
O.13 Approving the transfer by VINCI of its Mgmt For For
shareholding in Cegelec Entreprise to VINCI
Energies
O.14 Approving the renewals of the agreement Mgmt Against Against
entered in on March 3, 2010 between VINCI
and YTSeuropaconsultants
O.15 Approving the renewals of the agreement Mgmt Against Against
entered in on December 22, 2003 between
VINCI and VINCI Deutschland
E.16 Renewing the authorization granted to the Mgmt For For
Board of Directors to reduce share capital
by cancellation of VINCI shares held by the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits or share premiums
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any shares and
securities giving access to capital of the
Company and/or its subsidiaries while
maintaining shareholders' preferential
subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to issue bonds
convertible and/or exchangeable for new
and/or existing shares (Oceane) of the
Company and/or its subsidiaries with
cancellation of preferential subscription
rights
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
representing debts and giving access to the
share capital of the Company and/or its
subsidiaries, other than bonds convertible
and/or exchangeable for new and/or existing
shares (Oceane) with cancellation of
preferential subscription rights
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of surplus
demands
E.22 Delegation granted to the Board of Mgmt For For
Directors to issue any shares and
securities giving access to share capital,
in consideration for in-kind contributions
of equity securities or securities granted
to the Company
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for a category of
beneficiaries in order to provide employees
of certain foreign subsidiaries benefits
similar to those offered to employees
participating directly or indirectly in an
Employee shareholding funds (FCPE) through
a savings plan with cancellation of
preferential subscription rights
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SA, PARIS Agenda Number: 704300209
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 30-Apr-2013
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300558.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291301038.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year 2012
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
2012
O.3 Approval of the Statutory Auditors' special Mgmt For For
report on the regulated agreements and
commitments
O.4 Allocation of income for the financial year Mgmt For For
2012, setting the dividend and the date of
payment
O.5 Approval of the Statutory Auditors' special Mgmt Against Against
report prepared pursuant to Article
L.225-88 of the Commercial Code regarding
the conditional commitment in favor of Mr.
Philippe Capron as Executive Board member
O.6 Appointment of Mr. Vincent Bollore as Mgmt Against Against
Supervisory Board member
O.7 Appointment of Mr. Pascal Cagni as Mgmt Against Against
Supervisory Board member
O.8 Appointment of Mrs. Yseulys Costes as Mgmt Against Against
Supervisory Board member
O.9 Appointment of Mr. Alexandre de Juniac as Mgmt For For
Supervisory Board member
O.10 Appointment of Mrs. Nathalie Bricault Mgmt For For
representing employee shareholders, as
Supervisory Board member
O.11 Authorization granted to the Executive Mgmt Against Against
Board to allow the Company to purchase its
own shares
E.12 Authorization to be granted to the Mgmt For For
Executive Board to reduce share capital by
cancellation of shares
E.13 Delegation granted to the Executive Board Mgmt For For
to increase capital by issuing ordinary
shares or any securities giving access to
capital with shareholders' preferential
subscription rights
E.14 Delegation granted to the Executive Board Mgmt For For
to increase capital without shareholders'
preferential subscription rights and within
the limit of 10% of capital and within the
overall ceiling provided in the thirteenth
resolution, in consideration for in-kind
contributions of equity securities or
securities giving access to capital of
third party companies outside of a public
exchange offer
E.15 Delegation granted to the Executive Board Mgmt For For
to increase capital by incorporation of
reserves, profits, premiums or other
amounts
E.16 Delegation granted to the Executive Board Mgmt For For
to decide to increase share capital in
favor of employees and retired employees
who are members of the Company Savings Plan
without shareholders' preferential
subscription rights
E.17 Delegation granted to the Executive Board Mgmt For For
to decide to increase share capital in
favor of employees of Vivendi foreign
subsidiaries who are members of the Group
Savings Plan and to implement any similar
plan without shareholders' preferential
subscription rights
E.18 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 704329007
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
04.04.2013, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04.04.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
10.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2012, together with the report of the
Supervisory Board on fiscal year 2012 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB - German
Commercial Code) and the report in
accordance with section 289(5) of the HGB.
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Martin
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr
Francisco Javier Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Jochem
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr
Christian Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Michael
Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Horst
Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Leif
Oestling (beginning 01.09.2012)
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Hans
Dieter Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Rupert
Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand K.
Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Berthold
Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hussain Ali
Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Khalifa
Jassim Al-Kuwari
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Joerg Bode
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Annika
Falkengren
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Michael
Frenzel (until 19.04.2012)
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Uwe Fritsch
(beginning 19.04.2012)
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Babette
Froehlich
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Jacobs
(until 19.04.2012)
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr David
McAllister
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hartmut
Meine
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Mosch
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Osterloh
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hans Michel
Piech
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Ursula Piech
(beginning 19.04.2012)
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand
Oliver Porsche
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Porsche
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Ritmeier (until 31.12.2012)
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Juergen
Stumpf (until 31.12.2012)
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Wehlauer (until 31.12.2012)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Thomas
Zwiebler
5.1 Election of a member of the Supervisory Non-Voting
Board: Mr Wolfgang Porsche
6. Resolution on the approval of intercompany Non-Voting
agreements
7. Election of the auditors and Group auditors Non-Voting
for fiscal year 2013 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2013: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt Against Against
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt Against Against
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt Against Against
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt Against Against
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt Against Against
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt Against Against
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt Against Against
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt Against Against
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt Against Against
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt Against Against
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt Against Against
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt Against Against
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt Against Against
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr For Against
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA Agenda Number: 704067936
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 14-Nov-2012
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5, 6 AND 7 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY DOING
SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (3, 5,
6 AND 7), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Proposal to Set a Board Limit Mgmt For For
3 Increase in Remuneration Pool for the Mgmt For For
Non-Executive Directors
4.a Re-election of Mr C B Carter Mgmt For For
4.b Re-election of Mr J P Graham Mgmt Against Against
4.c Re-election of Ms D L Smith-Gander Mgmt Against Against
4.d Election of Mr P M Bassat Mgmt For For
5 Adoption of the Remuneration Report Mgmt For For
6 Grant of Performance Rights to the Group Mgmt For For
Managing Director
7 Grant of Performance Rights to the Finance Mgmt For For
Director
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WEST JAPAN RAILWAY COMPANY Agenda Number: 704561794
--------------------------------------------------------------------------------------------------------------------------
Security: J95094108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3659000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 704460423
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL ("2"), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt Against Against
the year ended 31 December 2012 be approved
3 That Mr Frank Lowy AC is re-elected as a Mgmt Against Against
Director of the Company
4 That Mr Brian Schwartz AM is re-elected as Mgmt For For
a Director of the Company
5 That Mr Roy Furman is re-elected as a Mgmt For For
Director of the Company
6 That Mr Peter Allen is re-elected as a Mgmt Against Against
Director of the Company
7 That Mr Mark G. Johnson is elected as a Mgmt For For
Director of the Company
8 That an extension to the on-market buy-back Mgmt For For
be approved
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 704450523
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 That the continuing appointment of Mr Mgmt For For
Richard Warburton AO, LVO as an independent
director of RE1 Limited and RE2 Limited be
ratified
2 That the continuing appointment of Mr Mgmt For For
Michael Ihlein as an independent director
of RE1 Limited and RE2 Limited be ratified
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 704164451
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3(a) Re-election of Gordon Cairns Mgmt Against Against
3(b) Election of Robert Elstone Mgmt For For
4(a) Changes to the Westpac Constitution Mgmt For For
relating to preference shares
4(b) Other Changes to the Westpac Constitution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC, BRADFORD Agenda Number: 704493814
--------------------------------------------------------------------------------------------------------------------------
Security: G62748119
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: GB0006043169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
report and audited financial statements for
the 53 weeks ended 3 February 2013
2 To approve the Directors' remuneration Mgmt For For
report for the 53 weeks ended 3 February
2013
3 To declare a final dividend Mgmt For For
4 To re-elect Sir Ian Gibson Mgmt For For
5 To re-elect Dalton Philips Mgmt Against Against
6 To re-elect Trevor Stain Mgmt For For
7 To re-elect Philip Cox Mgmt For For
8 To re-elect Richard Gillingwater Mgmt Against Against
9 To re-elect Penny Hughes Mgmt For For
10 To re-elect Johanna Waterous Mgmt Against Against
11 To re-appoint KPMG Audit Plc as auditors of Mgmt Against Against
the Company
12 To authorise the Directors to fix the Mgmt Against Against
remuneration of the auditors
13 To authorise the Company to make market Mgmt For For
purchases of the Company's shares
14 To authorise the Directors to allot Mgmt For For
securities
15 To authorise the Directors to allot Mgmt For For
securities otherwise than in accordance
with s.561 Companies Act 2006
16 To approve the shortening of the period of Mgmt Against Against
notice for a General Meeting
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD, PERTH WA Agenda Number: 704329603
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Frank Cooper Mgmt For For
2.b Re-election of Dr Andrew Jamieson Mgmt Against Against
2.c Election of Dr Sarah Ryan Mgmt For For
3 Remuneration Report Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
APPLICATION OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704092080
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.A, 3.B AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.A, 3.B AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a To re-elect as a Director Mr. John Mgmt For For
Frederick Astbury
2.b To re-elect as a Director Mr. Thomas Mgmt For For
William Pockett
2.c To elect as a Director Ms. Christine Cross Mgmt For For
2.d To elect as a Director Mr. Allan Douglas Mgmt Against Against
(David) Mackay
2.e To elect as a Director Mr. Michael James Mgmt For For
Ullmer
3.a Long Term Incentive Plan Issues - Mr. Grant Mgmt For For
O'Brien
3.b Long Term Incentive Plan Issues - Mr. Tom Mgmt For For
Pockett
4 That, pursuant to sections 136(2) and 648G Mgmt Against Against
of the Corporations Act 2001 (Cth), the
proportional takeover approval provisions
in Articles 6.9 to 6.14 of the Constitution
of the Company are renewed for a period of
three years from the date of this meeting
5 Adoption of Remuneration Report Mgmt For For
6 Capital Reduction Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704110840
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: EGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: That the Company's
Constitution be altered by inserting the
new clause 1A as outlined in the Notice of
Meeting
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 704511775
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution to receive and approve Mgmt For For
the audited accounts
2 Ordinary Resolution to declare a final Mgmt For For
dividend
3 Ordinary Resolution to approve the Mgmt Against Against
remuneration report of the directors
4 Ordinary Resolution to approve the Mgmt For For
sustainability report of the directors
5 Ordinary Resolution to re-elect Colin Day Mgmt Against Against
as a director
6 Ordinary Resolution to re-elect Esther Mgmt Against Against
Dyson as a director
7 Ordinary Resolution to re-elect Orit Mgmt Against Against
Gadiesh as a director
8 Ordinary Resolution to re-elect Philip Mgmt Against Against
Lader as a director
9 Ordinary Resolution to re-elect Ruigang Li Mgmt Against Against
as a director
10 Ordinary Resolution to re-elect Mark Read Mgmt For For
as a director
11 Ordinary Resolution to re-elect Paul Mgmt For For
Richardson as a director
12 Ordinary Resolution to re-elect Jeffrey Mgmt For For
Rosen as a director
13 Ordinary Resolution to re-elect Timothy Mgmt For For
Shriver as a director
14 Ordinary Resolution to re-elect Sir Martin Mgmt For For
Sorrell as a director
15 Ordinary Resolution to re-elect Solomon Mgmt Against Against
Trujillo as a director
16 Ordinary Resolution to elect Roger Agnelli Mgmt Against Against
as a director
17 Ordinary Resolution to elect Dr Jacques Mgmt Against Against
Aigrain as a director
18 Ordinary Resolution to elect Hugo Shong as Mgmt For For
a director
19 Ordinary Resolution to elect Sally Susman Mgmt For For
as a director
20 Ordinary Resolution to re-appoint the Mgmt Against Against
auditors and authorise the directors to
determine their remuneration
21 Ordinary Resolution to authorise the Mgmt For For
directors to allot relevant securities
22 Ordinary Resolution to approve the Mgmt Against Against
Executive Performance Share plan
23 Special Resolution to authorise the Company Mgmt For For
to purchase its own shares
24 Special Resolution to authorise the Mgmt For For
disapplication of pre-emption rights
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166683
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: CRT
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) the proposed scheme of
arrangement referred to in the Notice
convening the Court Meeting (the Scheme)
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166695
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: OGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Scheme of Arrangement dated Mgmt For For
13 November 2012 and related matters
2 To approve the New WPP Reduction of Capital Mgmt For For
3 To change the name of the Company Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704015468
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, subject to and conditional upon the Mgmt No vote
passing of resolution 2 set out in the
notice of the New Xstrata General Meeting,
for the purposes of giving effect to the
Scheme: (a) the directors of the Company be
authorised to take all such actions as they
may consider necessary or appropriate for
carrying the Scheme into full effect; (b)
the re-classification of the ordinary
shares of the Company and the Reduction of
Capital (including any reversals or
contingencies associated therewith) be
approved; (c) the capitalisation of the
reserve arising from the Reduction of
Capital in paying up the New Xstrata Shares
to be allotted to Glencore International
plc (or its nominee(s)) be approved; (d)
the directors of the Company be authorised
to allot the New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That, subject to and conditional upon the Mgmt No vote
passing of resolution 1 set out in the
notice of the New Xstrata General Meeting
and the passing of the resolution set out
in the notice of the Court Meeting: 2.1 the
Amended Management Incentive Arrangements,
as defined in the Supplementary Circular,
be approved and the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to such arrangements; and 2.2 the
New Xstrata 2012 Plan, as defined in the
Supplementary Circular, be adopted and that
the directors of the Company be authorised
to do or procure to be done all such acts
and things on behalf of the Company as they
consider necessary or expedient for the
purpose of giving effect to the New Xstrata
2012 Plan
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703964432
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN ""FOR"" AND ""AGAINST""
ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR
THIS MEETING THEN YOUR VOTE WILL BE
DISREGARDED BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt No vote
thought fit, approving, with or without
modification, the Scheme referred to in the
notice convening the Court Meeting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt For For
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt For For
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
YAMADA DENKI CO.,LTD. Agenda Number: 704530547
--------------------------------------------------------------------------------------------------------------------------
Security: J95534103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3939000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Payment of Accrued Benefits Mgmt Against Against
associated with Abolition of Retirement
Benefit System for Current Directors
5 Approve Amount and Details of Compensation Mgmt Against Against
Concerning Share Acquisition Rights as
Stock Compensation-type Stock Options for
Directors
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933777837
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt Withheld Against
PATRICK J. MARS Mgmt Withheld Against
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt Withheld Against
JUVENAL MESQUITA FILHO Mgmt For For
CARL RENZONI Mgmt For For
ANTENOR F. SILVA, JR. Mgmt Withheld Against
DINO TITARO Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH Agenda Number: 704315767
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152246,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the annual Mgmt For For
financial statements and the consolidated
financial statements for 2012
1.2 Advisory vote on the remuneration system Mgmt Against Against
according to the remuneration report
2.1 Appropriation of available earnings for Mgmt For For
2012
2.2 Appropriation of reserves from capital Mgmt For For
contributions
3 Discharge of members of the board of Mgmt For For
directors and of the group executive
committee
4.1.1 Election of Ms. Monica Maechler as the Mgmt For For
board of director
4.1.2 Re-election of Ms. Susan Bies as the board Mgmt For For
of director
4.1.3 Re-election of Mr. Victor L.L. Chu as the Mgmt Against Against
board of director
4.1.4 Re-election of Mr. Rolf Watter as the board Mgmt Against Against
of director
4.2 Re-election of auditors Mgmt Against Against
PricewaterhouseCoopers ltd, Zurich
5 Additional and/or counter-proposals Mgmt Against Against
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Hexavest International Equity Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617)482-8260
Date of fiscal year end: 7/31
Date of reporting period: 08/29/2012 - 06/30/2013
Eaton Vance Hexavest International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 704363605
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153198,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
2.1 Approval of the annual report, the Mgmt For For
consolidated financial statements, and the
annual financial statements for 2012
2.2 Consultative vote on the 2012 remuneration Mgmt Against Against
report
3 Discharge of the board of directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and Mgmt For For
distribution of capital contribution
reserve
5 Renewal of authorized share capital Mgmt For For
6.1 Re-election to the board of directors: Mgmt For For
Roger Agnelli
6.2 Re-election to the board of directors: Mgmt Against Against
Louis R. Hughes
6.3 Re-election to the board of directors: Hans Mgmt For For
Ulrich Maerki
6.4 Re-election to the board of directors: Mgmt Against Against
Michel De Rosen
6.5 Re-election to the board of directors: Mgmt Against Against
Michael Treschow
6.6 Re-election to the board of directors: Mgmt Against Against
Jacob Wallenberg
6.7 Re-election to the board of directors: Ying Mgmt For For
Yeh
6.8 Re-election to the board of directors: Mgmt Against Against
Hubertus Von Gruenberg
7 Re-election of the auditors / Ernst and Mgmt Against Against
Young AG
8 Ad hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ADECCO SA, CHESEREX Agenda Number: 704355963
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 168803
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the Annual Report 2012 Mgmt For For
1.2 Advisory Vote on the Remuneration Report Mgmt For For
2012
2.1 Appropriation of Available Earnings 2012 Mgmt For For
2.2 Allocation of the Reserve from Capital Mgmt For For
Contributions to Free Reserves and
Distribution of Dividend
3 Granting of Discharge to the Members of the Mgmt For For
Board of Directors
4.1 Re-elect Mr Rolf Dorig as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.2 Re-elect Mr Dominique-Jean Chertier as Mgmt Against Against
member of the Board of Directors for a new
tenure of one year ending at the next
Annual General Shareholders' Meeting
4.3 Re-elect Mr Alexander Gut as member of the Mgmt For For
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.4 Re-elect Mr Andreas Jacobs as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders ' Meeting
4.5 Re-elect Mr Didier Lamouche as member of Mgmt Against Against
the Board of Directors for a new tenure of
one year ending at the next Annual General
Shareholders ' Meeting
4.6 Re-elect Mr Thomas O'Neill as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.7 Re-elect Mr David Prince as member of the Mgmt Against Against
Board of Directors for a new tenure of one
year ending at the next Annual General
Shareholders' Meeting
4.8 Re-elect Ms Wanda Rapaczynski as member of Mgmt For For
the Board of Directors for a new tenure of
one year ending at the next Annual General
Shareholders' Meeting
5 The Board of Directors proposes to re-elect Mgmt Against Against
Ernst & Young Ltd, Zurich, as Auditors for
the business year 2013
6 Additional and/or counter proposals Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt No vote
MDs
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Approval of a) the amendments to the Mgmt No vote
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt No vote
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt No vote
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AEON CO.,LTD. Agenda Number: 704449734
--------------------------------------------------------------------------------------------------------------------------
Security: J00288100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JP3388200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt Against Against
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 704060259
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630104
Meeting Type: AGM
Meeting Date: 23-Oct-2012
Ticker:
ISIN: AU000000AGK9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
2 To adopt the Remuneration Report Mgmt Against Against
3(a) Re-election of Mr Leslie Hosking Mgmt Against Against
3(b) Re-election of Mr John Stanhope Mgmt For For
3(c) Re-election of Mr Graeme Hunt Mgmt For For
4 Increasing the maximum aggregate Mgmt For For
remuneration of Non-Executive Directors
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt Against Against
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt Against Against
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt Against Against
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 704329209
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: OGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2012
3.a Financial Statements, result and dividend: Mgmt For For
Adoption of the 2012 Financial Statements
of the Company
3.b Financial Statements, result and dividend: Mgmt For For
Result allocation
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Adoption of the dividend proposal
4.a Discharge from liability of the members of Mgmt Against Against
the Board of Management in office in 2012
for the performance of their duties in 2012
4.b Discharge from liability of the members of Mgmt Against Against
the Supervisory Board in office in 2012 for
the performance of their duties in 2012
5.a Amendments to the Remuneration Policy for Mgmt For For
the Board of Management: Change in the
short term incentive performance metrics
5.b Amendments to the Remuneration Policy for Mgmt For For
the Board of Management: Continuation of
the performance share plan (long term
incentive) with an additional performance
target
6.a Authorization for the Board of Management: Mgmt For For
to issue shares
6.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of the shareholders
7 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
8 Any other business and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt No vote
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt No vote
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 704325958
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Mgmt For For
Company and the Group and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend of 53 US cents Mgmt For For
per ordinary share, payable on 25 April
2013 to those shareholders registered at
the close of business on 22 March 2013
3 To elect Mark Cutifani as a director of the Mgmt For For
Company
4 To elect Byron Grote as a director of the Mgmt For For
Company
5 To elect Anne Stevens as a director of the Mgmt Against Against
Company
6 To re-elect David Challen as a director of Mgmt Against Against
the Company
7 To re-elect Sir CK Chow as a director of Mgmt Against Against
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray O'Rourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Jack Thompson as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditors of Mgmt Against Against
the Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2012
set out in the Annual Report
17 To resolve that the authority conferred on Mgmt For For
the directors by Article 9.2 of the
Company's Articles of Association be
renewed for the period ending at the
conclusion of the Annual General Meeting in
2014 or on 30 June 2014, whichever is the
earlier, and for such period the Section
551 Amount shall be USD 76.4 million. Such
authority shall be in substitution for all
previous authorities pursuant to Section
551 of the Companies Act 2006
18 To resolve that subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the directors by Article 9.3 of the
Company's Articles of Association be
renewed for the period referred to in
Resolution 17 and for such period the
Section 561 Amount shall be USD 38.2
million. Such authority shall be in
substitution for all previous powers
pursuant to Section 561 of the Companies
Act 2006
19 To resolve that the Company be and is Mgmt For For
generally and unconditionally authorised
for the purpose of Section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of Section693 of the
Companies Act 2006) of ordinary shares of
54 86/91 US cents each in the capital of
the Company provided that: a) the maximum
number of ordinary shares of 54 86/91 US
cents each in the capital of the Company
authorised to be acquired is 208.5 million)
b) the minimum price which may be paid for
an ordinary share is 54 86/91 US cents,
which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the
higher of 105% of the average of the middle
market quotation for an ordinary share,
as derived from the London Stock Exchange
Daily Official CONTD
CONT CONTD List, for the five business days Non-Voting
immediately preceding the day on which such
ordinary share is contracted to be
purchased and the highest current bid as
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulations 2003; and d)
the authority hereby conferred shall expire
at the conclusion of the Annual General
Meeting of the Company to be held in 2014
(except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry) unless
such authority is renewed prior to such
time
20 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933736538
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 11-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED LONG TERM INCENTIVE PLAN
2005
O2. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt No vote
ASHANTI LIMITED BONUS SHARE PLAN 2005
O3. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTIONS 1 TO 2
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933741008
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 27-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. APPROVAL OF A NEW MEMORANDUM OF Mgmt No vote
INCORPORATION FOR ANGLOGOLD ASHANTI LIMITED
O2. AUTHORITY TO DIRECTORS AND COMPANY Mgmt No vote
SECRETARY TO IMPLEMENT RESOLUTION 1
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933806183
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt No vote
AUDITORS OF THE COMPANY
O2 ELECTION OF MR MJ KIRKWOOD AS A DIRECTOR Mgmt No vote
O3 ELECTION OF MR AM O'NEILL AS A DIRECTOR Mgmt No vote
O4 RE-ELECTION OF MR S VENKATAKRISHNAN AS A Mgmt No vote
DIRECTOR
O5 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O6 APPOINTMENT OF MR MJ KIRKWOOD AS A MEMBER Mgmt No vote
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O7 APPOINTMENT OF MR R GASANT AS A MEMBER OF Mgmt No vote
THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O8 APPOINTMENT OF MS NP JANUARY-BARDILL AS A Mgmt No vote
MEMBER OF THE AUDIT AND CORPORATE
GOVERNANCE COMMITTEE OF THE COMPANY
O9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt No vote
ISSUE ORDINARY SHARES
O10 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR Mgmt No vote
CASH, THOSE ORDINARY SHARES PLACED UNDER
THE CONTROL OF THE DIRECTORS IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
11 ENDORSEMENT OF THE ANGLOGOLD ASHANTI Mgmt No vote
REMUNERATION POLICY
S1 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt No vote
S2 INCREASE IN NON-EXECUTIVE DIRECTORS' Mgmt No vote
COMMITTEE FEES
S3 ACQUISITION OF COMPANY'S SHARES Mgmt No vote
S4 APPROVAL TO GRANT FINANCIAL ASSISTANCE IN Mgmt No vote
TERMS OF SECTIONS 44 AND 45
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt Against Against
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt Against Against
of the Company
B.9.b Confirming the grants of stock options and Mgmt Against Against
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA, LUXEMBOURG Agenda Number: 704408079
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: MIX
Meeting Date: 08-May-2013
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 181861 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
A.I Approve Consolidated Financial Statements Mgmt For For
A.II Approve Financial Statements Mgmt For For
A.III Approve Allocation of Income and Dividends Mgmt For For
A.IV Approve Remuneration of Directors Mgmt For For
A.V Approve Discharge of Directors Mgmt For For
A.VI Re-elect Vanish Mittal Bathia as Director Mgmt Against Against
A.VII Re-elect Suzanne P. Nimocks as Director Mgmt Against Against
AVIII Re-elect Jeannot Kreck as Director Mgmt Against Against
A.IX Re-new Appointment of Deloitte as Auditor Mgmt Against Against
A.X Amend Restricted Stock Plan Mgmt Against Against
E.I Approve Issuance of Equity or Equity-Linked Mgmt Against Against
Securities without Preemptive Rights and
Amend Articles 5.2 and 5.5 Accordingly
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704294913
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 704574448
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
2.1 Appoint a Corporate Auditor Mgmt Against Against
2.2 Appoint a Corporate Auditor Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors and Retiring
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
ASCIANO LTD Agenda Number: 704075565
--------------------------------------------------------------------------------------------------------------------------
Security: Q0557G103
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000AIO7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 7), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 Election of Mr Ralph Waters as a Director Mgmt Against Against
of the Company
4 Re-election of Mr Malcolm Broomhead as a Mgmt For For
Director of the Company
5 Re-election of Mr Geoff Kleemann as a Mgmt For For
Director of the Company
6 Re-election of Dr Robert Edgar as a Mgmt For For
Director of the Company
7 Grant of rights to Chief Executive Officer Mgmt Against Against
- 2013 Financial Year
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 704538101
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Mgmt Against Against
Stock Option Scheme as Stock-Linked
Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 704386211
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2012
2 To confirm the first interim dividend of Mgmt For For
USD0.90 (58.1 pence, SEK 6.26) per ordinary
share and to confirm as the final dividend
for 2012 the second interim dividend of
USD1.90 (120.5 pence, SEK 12.08) per
ordinary share
3 To reappoint KPMG Audit Plc London as Mgmt Against Against
Auditor
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To re-elect Leif Johansson as a Director Mgmt For For
5B To elect Pascal Soriot as a Director Mgmt For For
5C To re-elect Simon Lowth as a Director Mgmt For For
5D To re-elect Genevieve Berger as a Director Mgmt Against Against
5E To re-elect Bruce Burlington as a Director Mgmt For For
5F To re-elect Graham Chipchase as a Director Mgmt For For
5G To re-elect Jean-Philippe Courtois as a Mgmt Against Against
Director
5H To re-elect Rudy Markham as a Director Mgmt For For
5I To re-elect Nancy Rothwell as a Director Mgmt For For
5J To re-elect Shriti Vadera as a Director Mgmt For For
5K To re-elect John Varley as a Director Mgmt For For
5L To re-elect Marcus Wallenberg as a Director Mgmt Against Against
6 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
7 To authorise limited EU political donations Mgmt Against Against
8 To authorise the Directors to allot shares Mgmt Against Against
9 To authorise the Directors to disapply pre Mgmt For For
emption rights
10 To authorise the Company to purchase its Mgmt For For
own shares
11 To reduce the notice period for general Mgmt Against Against
meetings
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
REMOVAL OF RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AURICO GOLD INC. Agenda Number: 933802793
--------------------------------------------------------------------------------------------------------------------------
Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 13-May-2013
Ticker: AUQ
ISIN: CA05155C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLIN K. BENNER Mgmt No vote
LUIS M. CHAVEZ Mgmt No vote
RICHARD M. COLTERJOHN Mgmt No vote
MARK J. DANIEL Mgmt No vote
PATRICK D. DOWNEY Mgmt No vote
ALAN R. EDWARDS Mgmt No vote
SCOTT G. PERRY Mgmt No vote
RONALD E. SMITH Mgmt No vote
JOSEPH G. SPITERI Mgmt No vote
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt No vote
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt No vote
ORDINARY RESOLUTION TO APPROVE AND RATIFY
THE AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN OF THE COMPANY, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN THE COMPANY'S
MANAGEMENT PROXY CIRCULAR DATED APRIL 10,
2013 (THE "PROXY CIRCULAR").
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt No vote
ORDINARY RESOLUTION TO APPROVE THE OMNIBUS
LONG-TERM INCENTIVE PLAN OF THE COMPANY,
THE TEXT OF WHICH RESOLUTION IS SET FORTH
IN THE PROXY CIRCULAR.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt No vote
NON-BINDING ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
CIRCULAR, THE TEXT OF WHICH RESOLUTION IS
SET FORTH IN THE PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704167471
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2,3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt Against Against
3 Grant of Performance Rights to Mr Michael Mgmt Against Against
Smith
4 Increase in Non-Executive Directors' Fee Mgmt For For
Cap
5.a To elect Ms P. J. Dwyer as a Board - Mgmt Against Against
Endorsed Candidate
5.b To re-elect Mr J. P. Morschel as a Board - Mgmt Against Against
Endorsed Candidate
5.c To re-elect Mr Lee Hsien Yang as a Board - Mgmt Against Against
Endorsed Candidate
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr R. J.
Reeves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION NUMBER 5.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AVIVA PLC, LONDON Agenda Number: 704374583
--------------------------------------------------------------------------------------------------------------------------
Security: G0683Q109
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: GB0002162385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Company's Mgmt For For
Annual Report and Accounts, together with
the reports of the Directors and the
Auditor, for the financial year ended 31
December 2012
2 To approve the Directors' Remuneration Mgmt For For
Report contained within the Company's
Annual Report and the Auditor's Report on
the part of the Directors' Remuneration
Report which is required to be audited for
the financial year ended 31 December 2012
3 To receive and consider the Corporate Mgmt For For
Responsibility Report contained within the
Company's Annual Report
4 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
5 To elect Mark Wilson as a director of the Mgmt For For
Company
6 To elect Sir Adrian Montague CBE as a Mgmt Against Against
director of the Company
7 To elect Bob Stein as a director of the Mgmt For For
Company
8 To re-elect Glyn Barker as a director of Mgmt Against Against
the Company
9 To re-elect Michael Hawker AM as a director Mgmt Against Against
of the Company
10 To re-elect Gay Huey Evans as a director of Mgmt For For
the Company
11 To re-elect John McFarlane as a director of Mgmt Against Against
the Company
12 To re-elect Patrick Regan as a director of Mgmt For For
the Company
13 To re-elect Scott Wheway as a director of Mgmt For For
the Company
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt Against Against
auditor of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next general meeting of
the Company at which the annual report and
accounts are laid
15 To authorise the directors to determine the Mgmt Against Against
auditor's remuneration
16 Authority to allot new securities Mgmt Against Against
17 Disapplication of pre-emption rights Mgmt Against Against
18 Purchase of own ordinary shares by the Mgmt Against Against
Company
19 Purchase of own 83/4% cumulative Mgmt Against Against
irredeemable preference shares by the
Company
20 Purchase of own 83/8% cumulative Mgmt Against Against
irredeemable preference shares by the
Company
21 Scrip Dividend Mgmt For For
22 Political donations Mgmt For For
23 Notice of meetings other than annual Mgmt Against Against
general meetings
24 Authority to Allot Additional Preference Mgmt Against Against
Shares
--------------------------------------------------------------------------------------------------------------------------
BALFOUR BEATTY PLC Agenda Number: 704388099
--------------------------------------------------------------------------------------------------------------------------
Security: G3224V108
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0000961622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Directors' report and accounts Mgmt For For
for the year ended 31 December 2012
2 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2012
3 To declare a final dividend on the ordinary Mgmt For For
shares of the Company
4 To re-elect Mr. S Marshall as a Director Mgmt Against Against
5 To re-elect Mr. R M Amen as a Director Mgmt For For
6 To re-elect Mr. M J Donovan as a Director Mgmt For For
7 To re-elect Mr. I G T Ferguson CBE as a Mgmt Against Against
Director
8 To elect Mrs. V M Kempston Darkes as a Mgmt Against Against
Director
9 To re-elect Mr. D J Magrath as a Director Mgmt Against Against
10 To re-elect Mr. A J McNaughton as a Mgmt Against Against
Director
11 To re-elect Mr. G C Roberts as a Director Mgmt For For
12 To re-elect Mr. P J L Zinkin as a Director Mgmt Against Against
13 To re-appoint Deloitte LLP as auditor Mgmt Against Against
14 To authorise the Directors to determine the Mgmt Against Against
remuneration of the auditor
15 To authorise the Company and its UK Mgmt For For
subsidiaries to incur political expenditure
16 To authorise the Directors to allot shares Mgmt Against Against
17 To authorise the Directors to allot shares Mgmt For For
for cash
18 To renew the authority for the Company to Mgmt For For
purchase its own ordinary and preference
shares
19 To authorise the Company to hold general Mgmt Against Against
meetings, other than an Annual General
Meeting, on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704267322
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: OGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of financial Mgmt For For
statements (balance sheet, income
statement, statement of changes in equity,
cash flow statement and notes) and
Management Reports of Banco Bilbao Vizcaya
Argentaria, SA and its consolidated group.
Implementation of the outcome. Approval of
corporate management. All for the year
ended December 31, 2011
2.1 Reappointment of D. Francisco Gonzalez Mgmt Against Against
Rodriguez as a Board of Director
2.2 Reappointment of D. Angel Cano Fernandez as Mgmt For For
a Board of Director
2.3 Reappointment of D. Ramon Bustamante y de Mgmt For For
la Mora as a Board of Director
2.4 Reappointment of D. Ignacio Ferrero Jordi Mgmt Against Against
as a Board of Director
3 Adoption of Common Merger of societies Mgmt For For
Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company). Approval
as the merger balance sheet balance Banco
Bilbao Vizcaya Argentaria, SA ended
December 31, 2012, verified by the auditor
of the Company. Approval of the merger
between Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company) in
accordance with the provisions of the said
common merger project approved and signed
by the boards of the companies involved.
Foster fusion of special tax regime under
Chapter VIII of Title VII of the
Consolidated Corporation Tax Law, approved
by Legislative Royal Decree 4/2004, of
March 5
4.1 Approve two capital increases against Mgmt Against Against
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
4.2 Approve two capital increases against Mgmt Against Against
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
5 Approve a system of variable remuneration Mgmt Against Against
in shares for the year 2013, for the
members of its management team, including
executive directors and members of senior
management
6 Reappointment of Banco Bilbao Vizcaya Mgmt Against Against
Argentaria, SA auditors and its
consolidated group for the year 2013
7 Approval of the corporate website Mgmt For For
(www.bbva.com)
8 Delegation of powers to the Board of Mgmt For For
Directors, with power of substitution, to
execute, correct, interpret and implement
the resolutions adopted by the General
Meeting
9 Report advisory vote on the remuneration Mgmt For For
policy of the Board of Directors of BBVA
CMMT THE SHAREHOLDERS HOLDING LESS THAN 500 Non-Voting
SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
MODIFICATION IN TEXT OF RES. 2.1 TO 2.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 704280445
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2012
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2012
2 Application of results obtained during Mgmt For For
Financial Year 2012
3.A Re-election of Mr Guillermo de la Dehesa Mgmt Against Against
Romero
3.B Re-election of Mr Abel Matutes Juan Mgmt Against Against
3.C Re-election of Mr Angel Jado Becerro de Mgmt Against Against
Bengoa
3.D Re-election of Mr Javier Botin-Sanz de Mgmt Against Against
Sautuola y O'Shea
3.E Re-election of Ms Isabel Tocino Mgmt Against Against
Biscarolasaga
3.F Re-election of Mr Fernando de Asua Alvarez Mgmt Against Against
4 Re-election of the Auditor for Financial Mgmt Against Against
Year 2013: Deloitte, S.L., with a
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469
5 Approval of the corporate website Mgmt For For
(www.santander.com) for purposes of section
11 bis of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital)
6 Merger of Banco Santander, S.A. and Banco Mgmt Against Against
Espanol de Credito, S.A. ("Banesto").
Approval of the merger by absorption of
Banesto by Banco Santander, with
termination of the absorbed company and the
en bloc transfer of its assets and
liabilities, by universal succession, to
the absorbing company, with the express
provision that the exchange be covered by
the delivery of treasury shares by Banco
Santander in accordance with the draft
terms of merger formulated by the
respective Boards of Directors of such
companies as included on their respective
websites, and for such purpose: (a)
Approval of the common draft terms of
merger between Banco Santander and Banesto,
and approval of the balance sheet of Banco
Santander ended as of 31 December 2012 as
the merger balance sheet. (b) Approval of
the resolution on the merger by absorption
of Banesto by Banco Santander, with
termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession,
expressly providing that the exchange shall
be covered by means of the delivery of
treasury shares of Banco Santander, all in
compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act (Ley del Impuesto sobre Sociedades) and
section 3 of additional provision two
thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act (Ley del Impuesto sobre
Transmisiones Patrimoniales y Actos
Juridicos Documentados)
7 Merger of Banco Santander, S.A. and Banco Mgmt Against Against
Banif, S.A. Unipersonal ("Banif"). Approval
of the merger by absorption of Banif by
Banco Santander, with termination of the
absorbed company and the en bloc transfer
of its assets and liabilities, by universal
succession, to the absorbing company, in
accordance with the draft terms of merger
formulated by the respective Boards of
Directors of such companies as included on
the website of Banco Santander and
deposited with the Commercial Registry of
Madrid, and for such purpose: (a) Approval
of the common terms of merger between Banco
Santander and Banif, and approval of the
balance sheet of Banco Santander ended as
of 31 December 2012 as the merger balance
sheet. (b) Approval of the merger by
absorption of Banif by Banco Santander,
with termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession, all
in compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act and section 3 of additional provision
two thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act
8.A Director remuneration system: amendment of Mgmt Against Against
article 58 concerning compensation of
directors and determination of its amount
by the General Shareholders' Meeting
8.B Amendment of article 61 (website) Mgmt Against Against
9 Delegation to the Board of Directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the Meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law, depriving
of effect the authorisation granted by
means of resolution Seven II) adopted by
the shareholders at the Ordinary General
Shareholders' Meeting of 30 March 2012
10 Authorisation to the Board of Directors Mgmt Against Against
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,634,670,786
Euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Eight II) adopted at the Ordinary General
Shareholders' Meeting of 30 March 2012.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
11.A Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
Board of Directors, which may in turn
delegate such powers to the Executive
Committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.B Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.C Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.D Increase in share capital by such amount as Mgmt Against Against
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
12.A Delegation to the Board of Directors of the Mgmt Against Against
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the Board of Directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Ten A II) of the shareholders
acting at the Ordinary General
Shareholders' Meeting of 30 March 2012
12.B Delegation to the Board of Directors of the Mgmt Against Against
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
13.A Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Third cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Fourth cycle of the Deferred and
Conditional Delivery Share Plan (Plan de
Acciones de Entrega Diferida y
Condicionada)
13.C Approval, under items Thirteen A and Mgmt Against Against
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Plan for employees of Santander UK
plc. and other companies of the Group in
the United Kingdom by means of options on
shares of the Bank linked to the
contribution of periodic monetary amounts
and to certain continuity requirements
14 Authorisation to the Board of Directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the Meeting, as well
as to delegate the powers received from the
shareholders at the Meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on director remuneration Mgmt Against Against
policy
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt Against Against
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt Against Against
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt Against Against
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt Against Against
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt Against Against
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt Against Against
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt Against Against
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt Against Against
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt Against Against
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt Against Against
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt Against Against
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt Against Against
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt Against Against
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt Against Against
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt Against Against
of the Company
9 That Simon Fraser be reappointed a Director Mgmt Against Against
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt Against Against
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt Against Against
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt Against Against
of the Company
13 That Sir Michael Rake be reappointed a Mgmt Against Against
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt Against Against
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt Against Against
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt For For
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt Against Against
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt Against Against
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt Against Against
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 704328548
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please consider the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2012;
presentation of the Managements Analyses of
BASF SE and the BASF Group for the
financial year 2012 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704304031
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related information and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2012. Resolution on the use of
the distributable profit.
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4. Approval of the Control and Profit and Loss Mgmt No vote
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH
5. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 704330531
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Examination of the annual reports of the Non-Voting
Board of Directors of Belgacom SA under
public law with regard to the annual
accounts and the consolidated annual
accounts at 31 December 2012
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under public law
with regard to the annual accounts and of
the Independent Auditors with regard to the
consolidated annual accounts at 31 December
2012
3 Examination of the information provided by Non-Voting
the Joint Committee
4 Examination of the consolidated annual Non-Voting
accounts at 31 December 2012
5 Ratification of the decisions of the Board Mgmt For For
of Directors dated 25 October 2012 and 28
February 2013 to recognize for the future,
but suspend the dividend rights that were
cancelled up to then, for the total amount
of shares needed to cover the long-term
incentive plans for employees, tranches
2012 and 2013
6 approval of the annual accounts with regard Mgmt For For
to the financial year closed on 31 December
2012, including the following allocation of
the results as specified, For 2012, the
gross dividend amounts to EUR 2.49 per
share, entitling shareholders to a dividend
net of withholding tax of EUR 1.8675 per
share, of which an interim dividend of EUR
0.81 (EUR 0.6075 per share net of
withholding tax) was already paid out on 14
December 2012; this means that a gross
dividend of EUR 1.68 per share (EUR 1.26
per share net of withholding tax) will be
paid on 26 April 2013. The ex-dividend date
is fixed on 23 April 2013, the record date
is 25 April 2013
7 Approval of the remuneration report Mgmt Against Against
8 Granting of a discharge to the members of Mgmt For For
the Board of Directors for the exercise of
their mandate during the financial year
closed on 31 December 2012
9 Granting of a discharge to the members of Mgmt For For
the Board of Auditors for the exercise of
their mandate during the financial year
closed on 31 December 2012
10 Granting of a discharge to the Independent Mgmt For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. Geert Verstraeten
and Mr. Luc Van Coppenolle, for the
exercise of their mandate during the
financial year closed on 31 December 2012
11 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Guido J.M. Demuynck as Board Member for a
period which will expire at the annual
general meeting of 2019
12 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mrs.
Carine Doutrelepont as Board Member for a
period which will expire at the annual
general meeting of 2016
13 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Oren G. Shaffer as Board Member for a
period which will expire at the annual
general meeting of 2014
14 To set the remuneration for the mandate of Mgmt For For
Mr. Guido J.M. Demuynck, Mrs. Carine
Doutrelepont and Mr. Oren G. Shaffer as
follows: Fixed annual remuneration of EUR
25,000; Attendance fee of EUR 5,000 per
Board meeting attended; Attendance fee of
EUR 2,500 per Board advisory committee
meeting attended; EUR 2,000 per year to
cover communication costs
15 To appoint Deloitte Mgmt Against Against
Bedrijfsrevisoren/Reviseurs d'Entreprises
SC sfd SCRL, represented by Mr. Geert
Verstraeten and Mr. Nico Houthaeve, for a
period of three years for an annual audit
fee of 298,061 EUR (to be indexed annually)
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt Against Against
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt Against Against
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt Against Against
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt Against Against
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt Against Against
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt Against Against
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt Against Against
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt Against Against
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt Against Against
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt Against Against
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt Against Against
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt Against Against
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt Against Against
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt For For
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt Against Against
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt Against Against
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt Against Against
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt Against Against
member
O.12 Legal filing of reports and documents by Mgmt Against Against
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt For For
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 704300499
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300554.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301103.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments
O.5 Renewal of term of Mr. Yves Gabriel as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Patrick Kron as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Colette Lewiner as Mgmt For For
Board member
O.8 Renewal of term of Mr. Jean Peyrelevade as Mgmt For For
Board member
O.9 Renewal of term of Mr. Francois-Henri Mgmt For For
Pinault as Board member
O.10 Renewal of term of the company SCDM as Mgmt Against Against
Board member
O.11 Appointment of Mrs. Rose-Marie Van Mgmt For For
Lerberghe as Board member
O.12 Appointment of Mr. Jean-Paul Chifflet as Mgmt Against Against
Board member
O.13 Election of Mrs. Sandra Nombret as Board Mgmt For For
member representing employee shareholders
O.14 Election of Mrs. Michele Vilain as Board Mgmt For For
member representing employee shareholders
O.15 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares
E.16 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital while maintaining preferential
subscription rights by issuing shares and
any securities giving immediate and/or
future access to shares of the Company or
of one of its subsidiaries
E.18 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts
E.19 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by public offering with
cancellation of preferential subscription
rights by issuing shares and any securities
giving immediate and/or future access to
shares of the Company or of one of its
subsidiaries
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital through private placement pursuant
to Article L.411-2, II of the Monetary and
Financial Code with cancellation of
preferential subscription rights by issuing
shares and any securities giving immediate
and/or future access to shares of the
Company or of one of its subsidiaries
E.21 Authorization granted to the Board of Mgmt For For
Directors to set the issue price of equity
securities to be issued immediately or in
the future according to the terms
established by the General Meeting, without
preferential subscription rights, by public
offering or through private placement
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.22 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.23 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital of
another company outside of public exchange
offer
E.24 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital with cancellation of preferential
subscription rights, in consideration for
contributions securities in case of public
exchange offer initiated by the Company
E.25 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares with
cancellation of preferential subscription
rights as a result of the issuance by a
subsidiary of securities giving access to
shares of the Company
E.26 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
entitling to the allotment of debt
securities
E.27 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital with cancellation of preferential
subscription rights in favor of employees
or corporate officers of the Company or
affiliated companies who are members of a
company savings plan
E.28 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing or to be issued with
cancellation of preferential subscription
rights to employees or corporate officers
of the Company or affiliated companies
E.29 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during period of
public offer on shares of the Company
E.30 Authorization granted to the Board of Mgmt For For
Directors to use the various delegations of
authority and authorizations for share
capital increase during period of public
offer on shares of the Company
E.31 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 704310870
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt Against Against
Report
3 To re-elect Mr R W Dudley as a Director Mgmt For For
4 To re-elect Mr I C Conn as a Director Mgmt For For
5 To re-elect Dr B Gilvary as a Director Mgmt For For
6 To re-elect Mr P M Anderson as a Director Mgmt For For
7 To re-elect Admiral F L Bowman as a Mgmt For For
Director
8 To re-elect Mr A Burgmans as a Director Mgmt Against Against
9 To re-elect Mrs C B Carroll as a Director Mgmt Against Against
10 To re-elect Mr G David as a Director Mgmt For For
11 To re-elect Mr I E L Davis as a Director Mgmt For For
12 To re-elect Professor Dame Ann Dowling as a Mgmt For For
Director
13 To re-elect Mr B R Nelson as a Director Mgmt For For
14 To re-elect Mr F P Nhleko as a Director Mgmt For For
15 To re-elect Mr A B Shilston as a Director Mgmt For For
16 To re-elect Mr C-H Svanberg as a Director Mgmt For For
17 To reappoint Ernst and Young LLP as Mgmt Against Against
auditors and authorize the Board to fix
their remuneration
18 Special Resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the Company
19 To give limited authority to allot shares Mgmt For For
up to a specified amount
20 Special Resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights
21 Special Resolution: to authorize the Mgmt Against Against
calling of general meetings (excluding
Annual General Meetings) by notice of at
least 14 clear days
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704044255
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2 AND 10), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 To elect Mr. Douglas Gordon Duncan to the Mgmt For For
Board of Brambles
4 To elect Mr. David Peter Gosnell to the Mgmt For For
Board of Brambles
5 To elect Ms. Tahira Hassan to the Board of Mgmt For For
Brambles
6 To re-elect Mr. Graham John Kraehe AO to Mgmt Against Against
the Board of Brambles
7 To re-elect Mr. Stephen Paul Johns to the Mgmt Against Against
Board of Brambles
8 To re-elect Ms. Sarah Carolyn Hailes Kay to Mgmt For For
the Board of Brambles
9 To re-elect Mr. Brian Martin Schwartz AM to Mgmt Against Against
the Board of Brambles
10 To increase the Non-executive Directors' Mgmt For For
fee pool
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704294937
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt Against Against
4 Presentation of Remuneration by Stock Mgmt Against Against
Options to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt Against Against
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt Against Against
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt Against Against
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt Against Against
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt Against Against
Director
10 Re-election of Ann Godbehere as a Director Mgmt Against Against
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt Against Against
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt Against Against
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt Against Against
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt Against Against
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt Against Against
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704068584
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 01-Nov-2012
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2012, together with the
reports of the Directors and Auditors
thereon
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2012 of 16.20 pence for each
ordinary share in the capital of the
Company
3 To reappoint Tracy Clarke as a Director Mgmt For For
4 To reappoint Jeremy Darroch as a Director Mgmt Against Against
5 To reappoint David F. DeVoe as a Director Mgmt Against Against
6 To reappoint Nicholas Ferguson as a Mgmt For For
Director
7 To reappoint Martin Gilbert as a Director Mgmt Against Against
8 To reappoint Andrew Griffith as a Director Mgmt Against Against
9 To reappoint Andrew Higginson as a Director Mgmt Against Against
10 To reappoint Thomas Mockridge as a Director Mgmt Against Against
11 To reappoint James Murdoch as a Director Mgmt Against Against
12 To reappoint Matthieu Pigasse as a Director Mgmt Against Against
13 To reappoint Daniel Rimer as a Director Mgmt Against Against
14 To reappoint Arthur Siskind as a Director Mgmt Against Against
15 To reappoint Lord Wilson of Dinton as a Mgmt For For
Director
16 To reappoint Deloitte LLP as Auditors of Mgmt Against Against
the Company and to authorise the Directors
to agree their remuneration
17 To approve the report on Directors' Mgmt For For
remuneration for the year ended 30 June
2012
18 That, in accordance with sections 366 and Mgmt For For
367 of the Companies Act 2006, the Company
and all companies that are subsidiaries of
the Company at the time at which this
Resolution is passed or at any time during
the period for which this Resolution has
effect are generally and unconditionally
authorised to: (a) make political donations
to political parties or independent
election candidates, not exceeding GBP
100,000 in total; (b) make political
donations to political organisations other
than political parties, not exceeding GBP
100,000 in total; and (c) incur political
expenditure, not exceeding GBP 100,000 in
total, (as such terms are defined in the
Companies Act 2006) during the period
beginning with the date of the passing of
this Resolution and ending on 31 December
2013 or, if sooner, the conclusion of the
annual general meeting of the Company to be
held in 2013, provided that the authorised
sum referred to in paragraphs (a), (b) and
(c) above may be comprised of one or more
amounts in different currencies which, for
the purposes of calculating the said sum,
shall be converted into pounds sterling at
the exchange rate published in the London
edition of the Financial Times on the day
on which the relevant donation is made or
expenditure incurred (or the first business
day thereafter) or, if earlier, on the day
in which the Company enters into any
contract or undertaking in relation to the
same
19 That the Directors be generally and Mgmt For For
unconditionally authorised pursuant to and
in accordance with section 551 of the
Companies Act 2006 to exercise all the
powers of the Company to allot shares in
the Company and to grant rights to
subscribe for, or to convert any security
into, shares in the Company (Rights) up to
a maximum nominal amount of GBP 273,000,000
(being approximately 33% of the issued
ordinary share capital of the Company),
provided that this authority shall expire
at the conclusion of the annual general
meeting of the Company to be held in 2013,
save that the Company shall be entitled to
make offers or agreements before the expiry
of this authority which would or might
require shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot shares
and grant Rights pursuant to any such
offers or agreements as if this authority
had not expired; and all unexercised
authorities previously granted to the
Directors to allot shares and grant Rights
be and are hereby revoked
20 That, (a) subject to the passing of Mgmt For For
Resolution 19 set out above, the Directors
be empowered pursuant to section 570 and
section 573 of the Companies Act 2006 to
allot equity securities, within the meaning
of section 560 of that Act, for cash
pursuant to the authority conferred by
Resolution 18, as if section 561 (1) of
that Act did not apply to any such
allotment, provided that this power shall
be limited to: (i) the allotment of equity
securities in connection with a rights
issue; and (ii) the allotment to any person
or persons (otherwise than in connection
with a rights issue) of equity securities
up to an aggregate nominal amount of GBP
41,000,000 (being approximately 5% of the
issued ordinary share capital of the
Company); (b) the power given by this
resolution shall expire upon the expiry of
the authority conferred by Resolution 18
set out above, save that the Directors
shall be entitled to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offers or agreements as if the power
conferred hereby had not expired; and (c)
for the purposes of this Resolution,
"rights issue" means a rights issue, open
offer or other offer of equity securities
open for acceptance for a period fixed by
the Directors to holders of equity
securities on the register on a fixed
record date where the equity securities
respectively attributable to the interests
of such holders are proportionate (as
nearly as may be practicable) to their
respective holdings of such equity
securities or in accordance with the rights
attached thereto (but subject to such
exclusions or other arrangements as the
Directors may deem necessary or expedient
in relation to treasury shares, fractional
entitlements or legal or practical problems
under the laws of, or the requirements, of
any recognised body or any stock exchange
in, any territory or by virtue of shares
being represented by depositary receipts or
any other matter)
21 That until the conclusion of the annual Mgmt Against Against
general meeting of the Company in 2013, a
general meeting of the Company, other than
an annual general meeting of the Company,
may be called on not less than 14 clear
days' notice
22 That, subject to and conditional on the Mgmt Against Against
passing of Resolutions 23 and 24 set out
below, the Company be and is hereby
generally and unconditionally authorised
for the purpose of section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of section 693(4) of
the Companies Act 2006) of its ordinary
shares of GBP 0.50 each on such terms and
in such manner as the Directors may from
time to time determine provided that: (a)
the maximum number of ordinary shares
authorised to be purchased is 248,313,994
(representing approximately 14.99% of the
Company's issued share capital as at 17
September 2012); (b) the minimum price
(excluding expenses) which may be paid for
each ordinary share is GBP 0.50; (c) the
maximum price (excluding expenses) which
may be paid for each ordinary share is the
higher of: (i) 105% of the average of the
middle market quotations for an ordinary
share in the Company as derived from the
London Stock Exchange Daily Official List
for the five business days immediately
preceding the day on which such share is
contracted to be purchased; and (ii) the
amount stipulated by Article 5(1) of the EU
Buyback and Stabilisation Regulation (being
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share on the trading venue where
the purchase is carried out); (d) the
authority hereby conferred shall, unless
previously varied, revoked or renewed,
expire on the date on which the annual
general meeting of the Company is held in
2013 or, if earlier, when the Company has
repurchased such number of ordinary shares
as shall result in the aggregate total
payment by the Company to shareholders of
GBP 500,000,000 pursuant to market
purchases made under this authority and
off-market purchases made pursuant to the
authority granted by Resolution 23; and (e)
the Company may, before the expiry of the
authority granted by this resolution, enter
into a contract to purchase ordinary shares
which will or may be executed wholly or
partly after the expiry of such authority
23 That, subject to and conditional upon the Mgmt Against Against
passing of Resolution 22 set out above and
Resolution 24 set out below, the terms of
the agreement between the Company, BSkyB
Holdco Inc., News Corporation and News UK
Nominees Limited dated 25 July 2012 (a copy
of which has been produced to the meeting
and made available at the Company's
registered office for not less than 15 days
ending with the date of this meeting)
pursuant to which the Company may make
off-market purchases (as defined by section
693(2) of the Companies Act 2006) of its
ordinary shares of GBP 0.50 each from BSkyB
Holdco Inc. (as beneficial owner) and News
UK Nominees Limited (as legal owner), be
and are hereby approved and authorised for
the purposes of section 694 of the
Companies Act 2006 and that: (a) the
Company be and is hereby authorised to make
such off-market purchases from News UK
Nominees Limited, provided that this
authority shall expire on the date on which
the annual general meeting of the Company
is held in 2013 or, if earlier, when the
Company has repurchased such number of
ordinary shares as shall result in the
aggregate total payment by the Company to
shareholders of GBP 500,000,000 pursuant to
off-market purchases made pursuant to this
authority and market purchases made under
the authority granted by Resolution 22; and
(b) the Company may, before expiry of the
authority granted by this resolution enter
into a contract to purchase ordinary shares
which will be executed wholly or partly
after the expiry of such authority
24 That subject to and conditional upon the Mgmt Against Against
passing of Resolutions 22 and 23 set out
above, the agreement between the Company,
BSkyB Holdco Inc., News Corporation and
News UK Nominees Limited dated 25 July 2012
(a copy of which has been produced to the
meeting) pursuant to which the Company may
make off-market purchases (as defined by
section 693(2) of the Companies Act 2006)
of its ordinary shares of GBP 0.50 each
from BSkyB Holdco Inc. (as beneficial
owner) and News UK Nominees Limited (as
legal owner), be and is hereby approved and
that the Directors be and are hereby
authorised to take all such steps as may be
necessary or desirable in relation thereto
and to carry the same into effect
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
2.18 Appoint a Director Mgmt Against Against
2.19 Appoint a Director Mgmt Against Against
2.20 Appoint a Director Mgmt Against Against
2.21 Appoint a Director Mgmt Against Against
3 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 704330454
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 22-Apr-2013
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0318/201303181300789.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0401/201304011301068.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301064.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Regulated agreement: Partnership agreement Mgmt For For
entered in with Mercialys
O.5 Regulated agreement: current account Mgmt For For
overdraft agreement entered in with
Mercialys
O.6 Regulated agreement: addendum to the loan Mgmt For For
and current account overdraft agreement
entered in with Monoprix
O.7 Renewal of term of Mr. Henri Giscard Mgmt Against Against
d'Estaing as Board member
O.8 Renewal of term of Mr. Marc Ladreit de Mgmt Against Against
Lacharriere as Board member
O.9 Renewal of term of Mr. Jean-Charles Naouri Mgmt Against Against
as Board member
O.10 Renewal of term of Mr. Gilles Pinoncely as Mgmt Against Against
Board member
O.11 Renewal of term of the company Matignon Mgmt Against Against
Diderot as Board member
O.12 Renewal of term of Mr. Pierre Giacometti as Mgmt For For
Censor
O.13 Authorization for the Company to repurchase Mgmt Against Against
its own shares
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities while
maintaining preferential subscription
rights
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights in case of public offers
E.16 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights through an offer pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to set the issue price for
issuances carried out without preferential
subscription rights according to the terms
established by the General Meeting pursuant
to Article L.225-136 of the Commercial Code
E.18 Authorization granted to the Board of Mgmt Against Against
Directors to increase the amount of the
initial issuance in case of capital
increases carried out with or without
preferential subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital by
incorporation of reserves, profits,
premiums or other amounts which may be
capitalized
E.20 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities giving access to capital in case
of public offer initiated by Casino,
Guichard-Perrachon on shares of another
listed company with cancellation of
preferential subscription rights
E.21 Delegation of powers granted to the Board Mgmt For For
of Directors within the limit of 10% of
capital of the Company to issue shares or
securities giving access to capital, in
consideration for in-kind contributions
granted to the Company and comprised of
equity securities or securities giving
access to capital
E.22 Overall limitation of financial Mgmt Against Against
authorization granted to the Board of
Directors
E.23 Authorization for any company which owns Mgmt For For
more than 50% of capital of the company
Casino, Guichard-Perrachon to issue
securities of the issuing company entitling
to the allotment of existing shares of the
Company
E.24 Authorization to grant share purchase Mgmt Against Against
options to staff members of the Company and
to staff members, and corporate officers of
affiliated companies
E.25 Authorization to grant share subscription Mgmt Against Against
options to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.26 Authorization granted to the Board of Mgmt For For
Directors to allocate free shares of the
Company to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.27 Authorization granted to the Board of Mgmt For For
Directors to increase capital or sell
treasury shares to employees
E.28 Merger by absorption of the company Chamer Mgmt For For
E.29 Merger by absorption of the company Mgmt For For
Minahouet
E.30 Merger by absorption of the company Mgmt For For
Orgecourt
E.31 Acknowledgement of the capital increase as Mgmt For For
a result of the aforementioned mergers and
amendment to Article 6 of the bylaws
E.32 Authorization to reduce share capital by Mgmt For For
cancellation of treasury shares
E.33 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC. Agenda Number: 933793742
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CAGDF
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IAN ATKINSON Mgmt No vote
RICHARD W. CONNOR Mgmt No vote
RAPHAEL A. GIRARD Mgmt No vote
KARYBEK U. IBRAEV Mgmt No vote
STEPHEN A. LANG Mgmt No vote
JOHN W. LILL Mgmt No vote
AMANGELDY M. MURALIEV Mgmt No vote
SHERYL K. PRESSLER Mgmt No vote
TERRY V. ROGERS Mgmt No vote
BRUCE V. WALTER Mgmt No vote
02 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 704354416
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To approve the remuneration report Mgmt Against Against
3 To declare a final dividend Mgmt For For
4 To reappoint Sir Roger Carr Mgmt For For
5 To reappoint Sam Laidlaw Mgmt Against Against
6 To reappoint Phil Bentley Mgmt Against Against
7 To reappoint Margherita Della Valle Mgmt For For
8 To reappoint Mary Francis Mgmt For For
9 To reappoint Mark Hanafin Mgmt Against Against
10 To reappoint Lesley Knox Mgmt Against Against
11 To reappoint Nick Luff Mgmt Against Against
12 To reappoint Ian Meakins Mgmt For For
13 To reappoint Paul Rayner Mgmt Against Against
14 To reappoint Chris Weston Mgmt Against Against
15 To reappoint the auditors Mgmt Against Against
16 To authorise the directors to determine the Mgmt For For
auditors remuneration
17 Authority for political donations and Mgmt For For
political expenditure in the European Union
18 Authority to allot shares Mgmt For For
19 Authority to disapply pre-emption rights Mgmt For For
20 Authority to purchase own shares Mgmt For For
21 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD Agenda Number: 704393696
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN201304081050.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN20130408962.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31st December, 2012
2 To declare a final dividend Mgmt For For
3.1 To elect Mr. Li Tzar Kuoi, Victor as Mgmt Against Against
Director
3.2 To elect Mr. Ip Tak Chuen, Edmond as Mgmt Against Against
Director
3.3 To elect Mr. Chiu Kwok Hung, Justin as Mgmt Against Against
Director
3.4 To elect Mr. Leung Siu Hon as Director Mgmt Against Against
3.5 To elect Mr. Chow Kun Chee, Roland as Mgmt Against Against
Director
3.6 To elect Mr. Lee Yeh Kwong, Charles as Mgmt Against Against
Director
3.7 To elect Mr. Yeh Yuan Chang, Anthony as Mgmt For For
Director
3.8 To elect Dr. Wong Yick-ming, Rosanna as Mgmt For For
Director
4 To appoint Messrs. PricewaterhouseCoopers Mgmt Against Against
as Auditor and authorise the Directors to
fix their remuneration
5.1 Ordinary Resolution No. 5(1) of the Notice Mgmt Against Against
of Annual General Meeting (To give a
general mandate to the Directors to issue
additional shares of the Company)
5.2 Ordinary Resolution No. 5(2) of the Notice Mgmt For For
of Annual General Meeting (To give a
general mandate to the Directors to
repurchase shares of the Company)
5.3 Ordinary Resolution No. 5(3) of the Notice Mgmt Against Against
of Annual General Meeting (To extend the
general mandate granted to the Directors
pursuant to Ordinary Resolution No. 5(1) to
issue additional shares of the Company)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933729177
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Special
Meeting Date: 19-Feb-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against
AUDITORS OF THE COMPANY FOR THE YEAR 2013
S2. TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
S3. TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against
AMENDMENTS TO THE PROCEDURAL RULES FOR THE
BOARD OF DIRECTORS MEETINGS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933831326
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2012.
O2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2012.
O3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt No vote
REPORT OF THE COMPANY YEAR 2012.
O4 TO CONSIDER AND APPROVE THE PROFIT Mgmt No vote
DISTRIBUTION OF THE COMPANY FOR THE YEAR
2012.
O5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt No vote
DIRECTORS AND SUPERVISORS OF THE COMPANY.
O6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt No vote
AUDITORS OF THE COMPANY FOR THE YEAR 2012.
O7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
THE AUDITORS OF THE COMPANY FOR THE YEAR
2013.
O8 TO CONSIDER AND APPROVE THE CAP AMOUNTS IN Mgmt No vote
RESPECT OF THE FRAMEWORK AGREEMENT FOR
DAILY CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD.
S9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
AMENDMENTS TO THE ARTICLES OF ASSOCIATION,
AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD
OF DIRECTORS OR HIS/HER ATTORNEY(S) TO MAKE
SUCH FURTHER AMENDMENTS, WHICH IN HIS/HER
OPINION MAY BE NECESSARY OR DESIRABLE, IN
THE PROCESS OF OBTAINING THE RELEVANT
REGULATORY APPROVALS.
10 TO RECEIVE THE DUTY REPORT OF THE Mgmt No vote
INDEPENDENT DIRECTORS FOR THE YEAR 2012.
11 RECEIVE REPORT ON STATUS OF CONNECTED Mgmt No vote
TRANSACTIONS & EXECUTION OF CONNECTED
TRANSACTIONS MANAGEMENT SYSTEM FOR THE YEAR
2012.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED Agenda Number: 933812720
--------------------------------------------------------------------------------------------------------------------------
Security: 16941M109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: CHL
ISIN: US16941M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2012.
2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31 DECEMBER 2012.
3A. TO RE-ELECT THE MR. LI YUE AS A DIRECTOR OF Mgmt No vote
THE COMPANY.
3B. TO RE-ELECT THE MR. XUE TAOHAI AS A Mgmt No vote
DIRECTOR OF THE COMPANY.
3C. TO RE-ELECT THE MADAM HUANG WENLIN AS A Mgmt No vote
DIRECTOR OF THE COMPANY
4. APPOINT MESSRS PRICEWATERHOUSECOOPERS AND Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED AS AUDITORS OF COMPANY AND ITS
SUBSIDIARIES FOR HONG KONG FINANCIAL
REPORTING AND U.S. FINANCIAL REPORTING
PURPOSES, RESPECTIVELY, AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION.
5. GENERAL MANDATE TO DIRECTORS TO REPURCHASE Mgmt No vote
SHARES IN COMPANY NOT EXCEEDING 10% OF
AGGREGATE NOMINAL AMT. OF ISSUED SHARE
CAPITAL.
6. TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF EXISTING
ISSUED SHARE CAPITAL.
7. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt No vote
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED.
--------------------------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 704574955
--------------------------------------------------------------------------------------------------------------------------
Security: J06510101
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3526600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
3 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Change in
Business Strategy
4 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Withdrawal
from Nuclear Power Generation
5 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Limitation on
Investment and Debt Guarantee
6 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Implementation
of Disclosure of Donation, Financial
Assistance, and Compensation
7 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Establishment
of Committee on Nuclear Power Plant
Decommissioning
8 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Plutonium
Management
9 Shareholder Proposal: Amend Articles to Add Shr Against For
a New Chapter with Regard to Basic Policy
for Countermeasure Against Earthquake and
Tsunami
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 704301148
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 933842076
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Consent
Meeting Date: 25-Jun-2013
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFICATION OF 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS
2. RATIFICATION OF THE PROPOSAL FOR THE Mgmt No vote
DISTRIBUTION OF 2012 EARNINGS
3. THE PROPOSAL FOR A CASH DISTRIBUTION FROM Mgmt No vote
CAPITAL SURPLUS
4. REVISION OF THE "ARTICLES OF INCORPORATION" Mgmt No vote
5. REVISION OF THE "PROCEDURES FOR ACQUISITION Mgmt No vote
OR DISPOSAL OF ASSETS"
6. REVISION OF THE "PROCEDURES FOR LENDING OF Mgmt No vote
CAPITAL TO OTHERS"
7. REVISION OF THE "OPERATIONAL PROCEDURES FOR Mgmt No vote
ENDORSEMENTS AND GUARANTEES"
8A. ELECTION OF DIRECTOR: YEN-SUNG LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8B. ELECTION OF DIRECTOR: MU-PIAO SHIH Mgmt No vote
(REPRESENTATIVE OF MOTC)
8C. ELECTION OF DIRECTOR: YU-FEN HONG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8D. ELECTION OF DIRECTOR: JIH-CHU LEE Mgmt No vote
(REPRESENTATIVE OF MOTC)
8E. ELECTION OF DIRECTOR: GORDON S. CHEN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8F. ELECTION OF DIRECTOR: YI-BING LIN Mgmt No vote
(REPRESENTATIVE OF MOTC)
8G. ELECTION OF DIRECTOR: SU-GHEN HUANG Mgmt No vote
(REPRESENTATIVE OF MOTC)
8H. ELECTION OF DIRECTOR: SHIH-PENG TSAI Mgmt No vote
(REPRESENTATIVE OF MOTC)
8I. ELECTION OF INDEPENDENT DIRECTOR: CHUNG-YU Mgmt No vote
WANG
8J. ELECTION OF INDEPENDENT DIRECTOR: ZSE-HONG Mgmt No vote
TSAI
8K. ELECTION OF INDEPENDENT DIRECTOR: REBECCA Mgmt No vote
CHUNG-FERN WU
8L. ELECTION OF INDEPENDENT DIRECTOR: TAIN-JY Mgmt No vote
CHEN
8M. ELECTION OF INDEPENDENT DIRECTOR: YUN-TSAI Mgmt No vote
CHOU
9.1 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
TAIN-JY CHEN (INDEPENDENT DIRECTOR)
9.2 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt No vote
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
JIH-CHU LEE (REPRESENTATIVE OF MOTC)
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 704402053
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of Remuneration Report Mgmt Against Against
3.a Re-election of Ms Ilana Atlas as a Director Mgmt For For
3.b Re-election of Ms Catherine Brenner as a Mgmt For For
Director
3.c Re-election of Mr Anthony Froggatt as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
COLOPLAST A/S, HUMLEBAEK Agenda Number: 704169158
--------------------------------------------------------------------------------------------------------------------------
Security: K16018184
Meeting Type: AGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: DK0010309657
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE
REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "5.1 TO 5.6". THANK YOU.
1 To receive the report of the Board of Non-Voting
Directors on the activities of the Company
during the past financial year
2 To present and approve the audited annual Mgmt For For
report
3 To pass a resolution on the distribution of Mgmt For For
profit in accordance with the approved
annual report
4.1.a To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 3(1): To lower the
nominal value per share from DKK 5.00 to
DKK 1.00
4.1.b To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 5(4) : To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.c To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 7(1): To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.d To consider any resolutions proposed by the Mgmt Against Against
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 9(4): Due to the
amendment of Article 3(1), to change the
wording to "Each A share of DKK 1.00 shall
entitle the holder to ten votes, and each B
share of DKK 1.00 shall entitle the holder
to one vote
4.2 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Capital reduction: To reduce the share
capital by a nominal amount of DKK 5
million of the company's holding of
treasury shares to the effect that these
treasury shares be cancelled
4.3 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Grant of authority to the company's Board
of Directors to allow the company to
acquire treasury shares representing up to
10% of the company's share capital. The
authority shall be valid until the
company's Annual General Meeting to be held
in 2013
4.4 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Extraordinary dividend: To authorise the
Board of Directors to pay extraordinary
dividend in accordance with the rules of
the Danish Companies Act
5.1 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Michael Pram
Rasmussen, Director (Chairman)
5.2 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Niels Peter
Louis-Hansen, BCom (Deputy Chairman)
5.3 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Sven Hakan
Bjorklund, Director
5.4 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Per Magid,
Attorney
5.5 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Brian Petersen,
Director
5.6 To elect members to the Board of Directors. Mgmt Against Against
The Board of Directors proposes re-election
of the following member: Mr Jorgen
Tang-Jensen, CEO
6 To appoint auditors. The Board of Directors Mgmt Against Against
proposes the re-appointment of
PricewaterhouseCoopers Statsautoriseret
Revisionspartnerselskab as the company's
auditors
7 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704063104
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
2.a Re-election of Director, Mr David Turner Mgmt For For
2.b Re-election of Director, Ms Carolyn Kay Mgmt For For
2.c Re-election of Director, Mr Harrison Young Mgmt Against Against
3 Remuneration Report (non-binding Mgmt For For
resolution)
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5 Approval of Selective Buy-Back Agreement Mgmt For For
for PERLS IV
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 704366182
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 06-Jun-2013
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291301008.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0501/201305011301626.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Appointment of Mrs. Agnes Lemarchand as Mgmt For For
Board member
O.6 Appointment of Mrs. Pamela Knapp as Board Mgmt For For
member
O.7 Appointment of Mr. Philippe Varin as Board Mgmt For For
member
O.8 Renewal of term of Mr. Jean-Martin Folz as Mgmt Against Against
Board member
O.9 Renewal of term of Mr. Gilles Schnepp as Mgmt Against Against
Board member
O.10 Authorization to the Board of Directors to Mgmt Against Against
purchase shares of the Company
E.11 Renewing the delegation of authority to the Mgmt For For
Board of Directors to carry out a share
capital increase while maintaining
preferential subscription rights by issuing
shares of the Company for a maximum nominal
amount of four hundred twenty-five million
Euros, or approximately 20% of share
capital with the amounts set in the 12th,
15th and 16th resolutions being deducted
from this amount
E.12 Renewing the delegation of authority to the Mgmt For For
Board of Directors to issue with
cancellation of preferential subscription
rights but with a mandatory priority period
for shareholders, securities representing
debts giving access to capital of the
Company or its subsidiaries, or shares of
the Company which would entitle to
securities to be issued by subsidiaries, if
applicable, for a maximum nominal amount of
two hundred twelve million five hundred
thousand Euros (shares), or approximately
10% of share capital, and one and a half
billion Euros (securities representing
debts), the amount of the deferred capital
increase being deducted from the amount set
under the 11th resolution
E.13 Renewing the delegation of authority to the Mgmt For For
Board of Directors to increase the number
of issuable securities in case of surplus
demand during the issue of securities
representing debts without preferential
subscription rights up to the limit of 15%
of the initial issues and up to the limit
of the corresponding ceiling set under the
12th resolution
E.14 Renewing the delegation of powers to the Mgmt For For
Board of Directors to increase capital with
cancellation of preferential subscription
rights up to the limit of 10%, in
consideration for in-kind contributions
comprised of equity securities or
securities giving access to capital, the
amounts of the capital increase and
securities to be issued being deducted from
the corresponding ceilings set under the
12th resolution
E.15 Renewing the delegation of authority to the Mgmt For For
Board of Directors to increase share
capital by incorporation of premiums,
reserves, profits or other amounts, for a
maximum nominal amount of one hundred six
million Euros, or approximately 5% of share
capital, this amount being deducted from
the amount set under the 11th resolution
E.16 Renewing the delegation of authority to the Mgmt For For
Board of Directors to issue with
cancellation of preferential subscription
rights equity securities reserved for
members of the Group Savings Plan for a
maximum nominal amount of forty-two million
five hundred thousand Euros, or
approximately 2% of share capital, the
amounts of capital increases being deducted
from the corresponding ceiling set under
the 11th resolution
E.17 Renewing the authorization to the Board of Mgmt For For
Directors to cancel up to 10% of shares of
the Company, if applicable
E.18 Powers to implement the decisions of the Mgmt For For
General Meeting and to carry out all legal
formalities
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933796875
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O3 ELECTION OF MEMBERS OF THE COMPANY'S FISCAL Mgmt No vote
COUNCIL AND THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704216515
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 07-Feb-2013
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon
2 Receive and adopt the Directors' Mgmt For For
Remuneration Report
3 Declare a final dividend on the ordinary Mgmt For For
shares
4 Re-elect Sir Roy Gardner as a Director Mgmt Against Against
5 Elect Dominic Blakemore as a Director Mgmt Against Against
6 Re-elect Richard Cousins as a Director Mgmt Against Against
7 Re-elect Gary Green as a Director Mgmt Against Against
8 Re-elect Andrew Martin as a Director Mgmt For For
9 Re-elect John Bason as a Director Mgmt For For
10 Re-elect Sir James Crosby as a Director Mgmt For For
11 Re-elect Susan Murray as a Director Mgmt Against Against
12 Re-elect Don Robert as a Director Mgmt Against Against
13 Re-elect Sir Ian Robinson as a Director Mgmt For For
14 Re-appoint Deloitte LLP as Auditor Mgmt Against Against
15 Authorise the Directors to agree the Mgmt Against Against
Auditor's remuneration
16 Donations to EU political organisations Mgmt For For
17 Approve changes to the Compass Group PLC Mgmt Against Against
Long Term Incentive Plan 2010
18 Authority to allot shares (s.551) Mgmt Against Against
19 Authority to allot shares for cash (s.561) Mgmt For For
20 Authority to purchase shares Mgmt For For
21 Reduce general meeting notice periods Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 704340366
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150256,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR HOLDINGS MUST BE
NOTIFIED TO THE COMPANY REGISTRAR IN EITHER
THE NOMINEE NAME OR THE BENEFICIAL OWNER
NAME BEFORE THE REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT
ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158581.PDF AND
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158582.PDF
1.1 Presentation of the 2012 annual report, the Non-Voting
parent company's 2012 financial statements,
the Group's 2012 consolidated financial
statements and the 2012 remuneration report
1.2 Consultative vote on the 2012 remuneration Mgmt Against Against
report
1.3 Approval of the 2012 annual report, the Mgmt For For
parent company's 2012 financial statements
and the Group's 2012 consolidated financial
statements
2 Discharge of the acts of the Members of the Mgmt For For
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt For For
earnings
3.2 Resolution on the distribution against Mgmt For For
reserves from capital contributions in
shares and in cash
4.1 Changes in share capital: Increase in, Mgmt For For
amendment to and extension of authorized
capital
4.2 Changes in share capital: Increase in Mgmt For For
conditional capital for employee shares
5 Other amendments to the Articles of Mgmt For For
Association (quorum of the Board of
Directors)
6.1.1 Re-election of Noreen Doyle to the Board of Mgmt For For
Directors
6.1.2 Re-election of Jassim Bin Hamad J.J. Al Mgmt Against Against
Thani to the Board of Directors
6.1.3 Election of Kai S. Nargolwala to the Board Mgmt Against Against
of Directors
6.2 Election of the independent auditors: KPMG Mgmt Against Against
AG, Zurich
6.3 Election of the special auditors: BDO AG, Mgmt Against Against
Zurich
7 If voting or elections take place on Mgmt Against Against
proposals submitted during the Annual
General Meeting itself as defined in art.
700 paras. 3 and 4 of the Swiss Code of
Obligations, I hereby instruct the
independent proxy to vote in favor of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CROWN LTD, MELBOURNE Agenda Number: 704073509
--------------------------------------------------------------------------------------------------------------------------
Security: Q3014T106
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000CWN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT CONDITION FOR ITEM 4: ITEM 4 WILL BE Non-Voting
CONSIDERED AT THE AGM ONLY IF AT LEAST 25%
OF THE VOTES CAST ON ITEM 3 ARE AGAINST THE
ADOPTION OF THE REMUNERATION REPORT. THE
EXPLANATORY NOTES FURTHER EXPLAIN THE
CIRCUMSTANCES IN WHICH ITEM 4 WILL BE PUT
TO THE MEETING
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Elect Ms Helen Coonan as a director Mgmt For For
2.b Re-elect Mr Benjamin Brazil as a director Mgmt For For
2.c Re-elect Mrs Rowena Danziger as a director Mgmt For For
2.d Re-elect Professor John Horvath as a Mgmt For For
director
2.e Re-elect Mr Michael Johnston as a director Mgmt Against Against
3 Remuneration Report Mgmt Against Against
4 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Holding a Spill Meeting
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 704561465
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704293238
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the financial
year 2012
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members actions in the 2012
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members actions in the 2012 financial
year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2013
financial year
6.a Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Sari Baldauf
6.b Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Juergen
Hambrecht
6.c Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Andrea Jung
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt Against Against
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt Against Against
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt Against Against
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt Against Against
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 704573648
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704312874
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: EGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
27.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 2 (Appropriation of
distributable profit) taken by the General
Meeting on May 31, 2012
2. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 5 (Election of the auditor
for the 2012 financial year, interim
accounts) taken by the General Meeting on
May 31, 2012
3.1 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Dr. Paul
Achleitner
3.2 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Peter Loescher
3.3 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Prof. Dr. Klaus
Ruediger Truetzschler
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704443504
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 289 (4)
German Commercial Code) for the 2012
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 315 (4)
German Commercial Code)
2. Appropriation of distributable profit Mgmt No vote
3. Ratification of the acts of management of Mgmt No vote
the members of the Management Board for the
2012 financial year
4. Ratification of the acts of management of Mgmt No vote
the members of the Supervisory Board for
the 2012 financial year
5. Election of the auditor for the 2013 Mgmt No vote
financial year, interim accounts: KPMG AG
6. Authorization to acquire own shares for Mgmt No vote
trading purposes pursuant to Paragraph 71
(1) No. 7 Stock Corporation Act
7. Authorization to acquire own shares Mgmt No vote
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
8. Authorization to use derivatives within the Mgmt No vote
framework of the purchase of own shares
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act
9. Approval of the compensation system for the Mgmt No vote
Management Board members
10. Amendments to the Articles of Association Mgmt No vote
regarding the new regulation on Supervisory
Board compensation
11.1 Election to the Supervisory Board: Mr. John Mgmt No vote
Cryan
11.2 Election to the Supervisory Board: Mr Mgmt No vote
Professor Dr. Henning Kagermann
11.3 Election to the Supervisory Board: Ms. Mgmt No vote
Suzanne Labarge
11.4 Election to the Supervisory Board: Mr Dr. Mgmt No vote
Johannes Teyssen
11.5 Election to the Supervisory Board: Mr. Mgmt No vote
Georg F. Thoma
11.6 Election to the Supervisory Board: Mr Mgmt No vote
Tilman Todenhoefer
11.7 Election to the Supervisory Board: Ms. Dina Mgmt No vote
Dublon
12. Cancellation of an existing authorized Mgmt No vote
capital, creation of new authorized capital
for capital increases in cash and/or in
kind (with the possibility of excluding
shareholders pre-emptive rights, also in
accordance with Paragraph 186 (3) sentence
4 Stock Corporation Act) and amendment to
the Articles of Association
13. Approval to conclude a domination agreement Mgmt No vote
between Deutsche Bank Aktiengesellschaft
(as the parent company) and RREEF
Management GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda Number: 704437789
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and approved
consolidated financial statements, of the
management reports for the Company and the
Group with the explanatory report on
information in accordance with Sections 289
(4), 315 (4) of the German Commercial Code
(Handelsgesetzbuch, "HGB") and in
accordance with Section 289 (5) HGB and of
the report by the Supervisory Board for
fiscal year 2012
2. Appropriation of available net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Board of Management
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. Appointment of the independent auditors for Mgmt No vote
fiscal year 2013 and the independent
auditors for the audit review of the
Group's condensed financial statements and
the interim management report as of June
30, 2013: PricewaterhouseCoopers AG,
Wirtschaftsprufungsgesellschaft, Dusseldorf
6. Creation of an Authorized Capital 2013 and Mgmt No vote
authorization to exclude subscription
rights as well as amendment of the Articles
of Association: Report of the Board of
Management to the Annual General Meeting on
Item 6 of the Agenda pursuant to Sections
203 (1) and (2) and 186 (4) sentence 2 AktG
7. Authorization to issue bonds with warrants, Mgmt No vote
convertible bonds and/or participating
bonds and profit participation certificates
(or combinations of these instruments) and
to exclude subscription rights together
with concurrent creation of a contingent
capital as well as amendment of the
Articles of Association: a) Authorization
to issue bonds with warrants, convertible
bonds and/or participating bonds and profit
participation certificates aa) Nominal
amount, authorization period, number of
shares bb) Subscription rights and
exclusion of subscription rights cc)
Warrant right dd) Conversion right ee)
Warrant or conversion obligation, right to
delivery of shares ff) Warrant or
conversion price gg) Further structuring
options; b) Contingent capital c) Amendment
to the Articles of Association; Report of
the Board of Management to the Annual
General Meeting on item 7 of the agenda
pursuant to Section 221 (4) sentence 2 and
Section 186 (4) sentence 2 AktG
8. Election to the Supervisory Board: Prof. Mgmt No vote
Dr. Wulf von Schimmelmann
9. Change to the remuneration of the Mgmt No vote
Supervisory Board
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda Number: 704385839
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Submissions to the shareholders' meeting Non-Voting
pursuant to section 176 (1) sentence 1 of
the AktG (Aktiengesetz - German Stock
Corporation Act)
2. Resolution on the appropriation of net Mgmt No vote
income
3. Resolution on the approval of the actions Mgmt No vote
of the members of the Board of Management
for the 2012 financial year
4. Resolution on the approval of the actions Mgmt No vote
of the members of the Supervisory Board for
the 2012 financial year
5. Resolution on the appointment of the Mgmt No vote
independent auditor and the Group auditor
for the 2013 financial year as well as the
independent auditor to review the condensed
financial statements and the interim
management report pursuant to section 37w,
section 37y no. 2 WpHG
(Wertpapierhandelsgesetz - German
Securities Trading Act) in the 2013
financial year: PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Frankfurt
am Main
6. Election of a Supervisory Board member: Ms. Mgmt No vote
Sari Baldauf
7. Election of a Supervisory Board member: Mgmt No vote
Prof. Ulrich Lehner
8. Resolution on the amendment to Supervisory Mgmt No vote
Board remuneration and the related
amendment to section 13 Articles of
Incorporation
9. Resolution on the cancellation of Mgmt No vote
contingent capital II and the related
amendment to section 5 Articles of
Incorporation
10. Resolution on the cancellation of Mgmt No vote
authorized capital 2009/I and the creation
of authorized capital 2013 for cash and/or
non-cash contributions, with the
authorization to exclude subscription
rights and the relevant amendment to the
Articles of Incorporation
11. Resolution on approval of a control and Mgmt No vote
profit and loss transfer agreement with
PASM Power and Air Condition Solution
Management GmbH
12. Resolution regarding approval of the Mgmt No vote
amendment to the profit and loss transfer
agreement with GMG Generalmietgesellschaft
mbH
13. Resolution regarding approval of the Mgmt No vote
amendment to the profit and loss transfer
agreement with DeTeMedien, Deutsche Telekom
Medien GmbH
14. Resolution regarding approval of the Mgmt No vote
amendment to the control agreement with GMG
Generalmietgesellschaft mbH
15. Resolution regarding approval of the Mgmt No vote
amendment to the control agreement with
DeTeMedien, Deutsche Telekom Medien GmbH
--------------------------------------------------------------------------------------------------------------------------
DEXUS PROPERTY GROUP Agenda Number: 704066819
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P100
Meeting Type: AGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2, 3.1, 3.2, AND 4 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSAL (1, 2, 3.1, 3.2,
AND 4), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 That: (a) a meeting of holders of DEXUS Mgmt For For
stapled securities be held within 90 days
of this Annual General Meeting ("Spill
Meeting"); and (b) all of DEXUS Funds
Management Limited's directors who were
directors when the resolution to make the
2012 Remuneration Report was passed, other
than a managing director of the company who
may, in accordance with the ASX Listing
Rules, continue to hold office indefinitely
without being re-elected to the office,
cease to hold office immediately before the
end of the Spill Meeting; and (c)
resolutions to appoint persons to the
offices that will be vacated immediately
before the end of the Spill Meeting be put
to the vote at the Spill Meeting
3.1 Approval of DEXUS Transitional Performance Mgmt For For
Rights Plan
3.2 Approval of DEXUS Short Term Incentive Mgmt For For
Performance Rights Plan and DEXUS Long Term
Incentive Performance Rights Plan
4 Grant of Performance Rights to the Mgmt For For
Executive Director under the Transitional
Plan
5.1 Approval of an Independent Director: Mgmt For For
Richard Sheppard
5.2 Approval of an Independent Director: Chris Mgmt Against Against
Beare
5.3 Approval of an Independent Director: John Mgmt Against Against
Conde
5.4 Approval of an Independent Director: Peter Mgmt For For
St George
CMMT PLEASE NOTE THAT THE RESOLUTION 2 WILL ONLY Non-Voting
BE PUT TO THE MEETING IF MORE THAN 25% OF
VOTES VALIDLY CAST ON RESOLUTION 1 ARE CAST
AGAINST THAT RESOLUTION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt Against Against
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt Against Against
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt Against Against
12 Re-election of PS Walsh as a director Mgmt Against Against
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt Against Against
16 Remuneration of auditor Mgmt Against Against
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt Against Against
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt Against Against
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 704344922
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2012 financial year, along with the
Management Report Summary for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt No vote
the 2012 financial year
3. Discharge of the Board of Management for Mgmt No vote
the 2012 financial year
4. Discharge of the Supervisory Board for the Mgmt No vote
2012 financial year
5.a Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the annual
as well as the consolidated financial
statements for the 2013 financial year.
5.b Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the
inspection of the abbreviated financial
statements and the interim management
report for the first half of the 2013
financial year
6.a Election of the Supervisory Board: Ms Mgmt No vote
Baroness Denise Kingsmill CBE
6.b Election of the Supervisory Board: Mr Prof. Mgmt No vote
Dr. Ulrich Lehner
6.c Election of the Supervisory Board: Mr Rene Mgmt No vote
Obermann
6.d Election of the Supervisory Board: Ms Dr. Mgmt No vote
Karen de Segundo
6.e Election of the Supervisory Board: Mr Dr. Mgmt No vote
Theo Siegert
6.f Election of the Supervisory Board: Mr Mgmt No vote
Werner Wenning
7. Approval of the compensation system Mgmt No vote
applying to the members of the Board of
Management
8. Remuneration of the first Supervisory Board Mgmt No vote
of E.ON SE
--------------------------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY Agenda Number: 704561782
--------------------------------------------------------------------------------------------------------------------------
Security: J1257M109
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3783600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
5 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (1)
6 Shareholder Proposal: Establishment of a Shr Against For
Committee for Development of Recovery Plans
7 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (2)
8 Shareholder Proposal: Establishment of a Shr For Against
Special Committee for Compliance
Surveillance
9 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporoation (3)
10 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (4)
11.1 Shareholder Proposal: Dismisal of Director Shr For Against
11.2 Shareholder Proposal: Dismisal of Director Shr For Against
11.3 Shareholder Proposal: Dismisal of Director Shr For Against
11.4 Shareholder Proposal: Dismisal of Director Shr For Against
11.5 Shareholder Proposal: Dismisal of Director Shr For Against
12 Shareholder Proposal: Reduction of Shr For Against
remuneration to Directors and Corporate
Auditors
13 Shareholder Proposal: Proposal for Shr Against For
appropriation of retained earnings
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 704515103
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Allow Use of Treasury Mgmt For For
Shares for Odd-Lot Purchases
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 933761872
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ROSS CORY Mgmt No vote
ROBERT R. GILMORE Mgmt No vote
GEOFFREY A. HANDLEY Mgmt No vote
WAYNE D. LENTON Mgmt No vote
MICHAEL A. PRICE Mgmt No vote
STEVEN P. REID Mgmt No vote
JONATHAN A. RUBENSTEIN Mgmt No vote
DONALD M. SHUMKA Mgmt No vote
PAUL N. WRIGHT Mgmt No vote
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR Mgmt No vote
(SEE PAGE 18 OF THE MANAGEMENT PROXY
CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE Mgmt No vote
AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS
THE INDEPENDENT AUDITOR (SEE PAGE 18 OF THE
MANAGEMENT PROXY CIRCULAR).
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A., ROMA Agenda Number: 704391476
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171755 DUE TO RECEIPT OF SLATES
FOR INTERNAL AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Financial statements as of December 31st, Mgmt For For
2012. Reports of the board of directors, of
the board of statutory auditors and of the
external auditor. Related resolutions.
Presentation of the consolidated financial
statements for the year ended December
31st, 2012
2 Allocation of the annual net income Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
3.1 Election of the board of statutory Shr Against For
auditors: List presented by Ministero
dell'Economia e delle Finanze representing
31.24% of company stock capital: Effective
Auditors: 1. Lidia D'Alessio 2. Gennaro
Mariconda; Alternate Auditors: 1. Giulia De
Martino 2. Pierpaolo Singer
3.2 Election of the board of statutory Shr No vote
auditors: List presented by Aletti
Gestielle SGR SpA, Allianz Global Investors
Italia SGR SpA, Anima SGR SpA, APG
Alegemene Pensioen Groep NV; Arca SGR SpA,
BNP Paribas Investment Partners SpA, Ersel
Asset Management SGR SpA, Eurizon Capital
SA, Eurizon Capital SA, SpA, FIL Investment
International, Fideuram Investimenti SGR
SpA, Fideuram Gestions SA, Interfund Sicav,
Mediolanum Gestione FondiSGR SpA,
Madiolanum Internation Funds Limited,
Pioneer Asset Management SA, Pioneer
Investment Management SGR SpA, and UBI
Pramerica SGR Spa representing 1.07% of
company stock capital: Effective Auditors:
1. Sergio Duca; Alternate Auditors: 1.
Franco Luciano Tutino
4 Determination of the compensation of the Mgmt For For
regular members of the board of statutory
auditors
5 Remuneration report Mgmt Against Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF AMENDMENT COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 704384902
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 16-May-2013
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301140.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Renewal of terms of the firm Mgmt Against Against
PricewaterhouseCoopers Audit as principal
Statutory Auditor and Mr. Etienne Boris as
deputy Statutory Auditor
O.5 Renewal of terms of the firm Mazars as Mgmt Against Against
principal Statutory Auditor and Mr.
Jean-Louis Simon as deputy Statutory
Auditor
O.6 Renewal of term of Mr. Yves Chevillotte as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Mireille Faugere Mgmt For For
as Board member
O.8 Renewal of term of Mr. Xavier Fontanet as Mgmt Against Against
Board member
O.9 Appointment of Mrs. Maureen Cavanagh as Mgmt Against Against
Board member
O.10 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital by
issuing shares reserved for members of a
company savings plan
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares
and/or securities giving access to capital
of the Company and/or securities entitling
to the allotment of debt securities as part
of an offer, including to qualified
investors or a limited group of investors
pursuant to Article L.411-2, II of the
Monetary and Financial Code without
preferential subscription rights
E.13 Amendment to Article 24 of the bylaws: Mgmt For For
Holding General Meetings 3) Quorum-Voting
(excerpt) - Introducing the option to waive
double voting rights
E.14 Powers to carry out all legal formalities Mgmt For For
resulting from the decisions of the
Ordinary and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION - GR Agenda Number: 704466386
--------------------------------------------------------------------------------------------------------------------------
Security: B33432129
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: BE0003562700
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191672 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 1, 2 AND 3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Presentation of the management report of Non-Voting
the Board of Directors on the financial
year ended December 31, 2012
2 Presentation of the report of the statutory Non-Voting
auditor on the financial year ended
December 31, 2012
3 Communication of the consolidated annual Non-Voting
accounts as of December 31, 2012
4 Approval of the statutory Mgmt For For
(non-consolidated) annual accounts as of
December 31, 2012, including the allocation
of profits, and approval of the
distribution of a gross dividend of EUR
1.40
5 Approve the discharge of liability of Mgmt Against Against
persons who served as directors of the
Company during the financial year ended
December 31, 2012
6 Approve the discharge of liability of the Mgmt Against Against
statutory auditor of the Company for the
financial year ended December 31, 2012
7 Appoint Ms. Elizabeth Doherty as director Mgmt For For
for a period of three years that will
expire at the end of the ordinary
shareholders' meeting that will be
requested to approve the annual accounts
relating to the financial year 2015
8 Upon proposal of the Board of Directors, Mgmt For For
acknowledge that Ms. Elizabeth Doherty,
whose appointment as director is proposed
until the end of the ordinary shareholders'
meeting that will be requested to approve
the annual accounts relating to the
financial year 2015, satisfies the
requirements of independence set forth by
the Belgian Companies Code for the
assessment of independence of directors,
and appoint her as independent director
pursuant to the criteria of the Belgian
Companies Code. Ms. Elizabeth Doherty
complies with the functional, family and
financial criteria of independence as
provided for in Article 526ter of the
Belgian Companies Code. Moreover, Ms.
Elizabeth Doherty expressly stated and the
Board of Directors is of the opinion that
she does not have any relationship with any
company that could compromise her
independence
9 Approve the remuneration report included in Mgmt For For
the corporate governance statement of the
management report of the Board of Directors
on the financial year ended December 31,
2012
10 Pursuant to Article 556 of the Belgian Mgmt For For
Companies Code, approve the provision
granting to the holders of the bonds,
convertible bonds or medium-term notes that
the Company may issue within the 12 months
following the ordinary shareholders'
meeting of May 2013, in one or several
offerings and tranches, with a maturity or
maturities not exceeding 30 years, for a
maximum equivalent aggregate amount of EUR
1.5 billion, the right to obtain the
redemption, or the right to require the
repurchase, of such bonds or notes for an
amount not in excess of 101% of the
outstanding principal amount plus accrued
and unpaid interest of such bonds or notes,
in the event of a change of control of the
Company, as would be provided in the terms
and conditions relating to such bonds
and/or notes. Any such bond or note issue
will be disclosed through a press release,
which will summarize the applicable change
of control provision and mention the total
amount of bonds and notes already issued by
the Company that are subject to a change of
control provision approved under this
resolution
11 The Ordinary Shareholders' Meeting grants Mgmt For For
the powers to the board of directors, with
the power to sub-delegate, to implement the
decisions taken by the Ordinary
Shareholders' Meeting and to carry out all
necessary or useful formalities to that
effect
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS, PARIS Agenda Number: 704119709
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128
Meeting Type: MIX
Meeting Date: 08-Nov-2012
Ticker:
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 126401 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1024/201210241206083.pdf
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income for the financial year Mgmt For For
ended June 30, 2011
O.5 Renewal of term of Mr. Jean-Martin Folz as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Bertrand Mabille as Mgmt Against Against
Board member
O.7 Renewal of term of the company Fonds Mgmt Against Against
Strategique d'Investissement as Board
member
O.8 Renewal of term of Mr. Olivier Rozenfeld as Mgmt For For
Board member
O.9 Renewal of term of Mr. Jean-Paul Brillaud Mgmt Against Against
as Board member
O.10 Renewal of term of Lord John Birt as Board Mgmt For For
member
O.11 Renewal of term of Mr. Michel de Rosen as Mgmt Against Against
Board member
O.12 Renewal of term of Mrs. Carole Piwnica as Mgmt Against Against
Board member
O.13 Appointment of Mrs Meriem Bensalah Chaqroun Mgmt Against Against
as Board member
O.14 Appointment of Mrs Elisabetta Oliveri as Mgmt Against Against
Board member
O.15 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.16 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares acquired by the Company under the
share repurchase program
E.17 Amendment to Article 14 of the Company's Mgmt Against Against
bylaws regarding the length of term of
Board members
E.18 Amendment to Article 21 of the Company's Mgmt For For
bylaws regarding the representation of
shareholders at General Meetings
E.19 Deletion of Articles 28 and 29 of the Mgmt For For
Company's bylaws regarding publication and
signatories as part of Title IX entitled
"Miscellaneous" of the said bylaws
E.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 704468291
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA, PARIS Agenda Number: 704354769
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103
Meeting Type: MIX
Meeting Date: 28-May-2013
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300944.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 22 APR TO 22 MAY 2013 AND
RECEIPT OF ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0503/201305031301684.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt Against Against
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt Against Against
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 as shown in the
financial statements
O.4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code - Approval of the
agreement entered in with Thales and Caisse
des Depots et Consignations regarding
Cloudwatt
O.5 Appointment of Fonds Strategique Mgmt Against Against
d'Investissement as new Board member
O.6 Authorization to be granted to the Board of Mgmt Against Against
Directors to purchase or transfer shares of
the Company
E.7 Changing the corporate name and Mgmt For For
consequential amendment to Articles 1 and 3
of the bylaws
E.8 Amendment to Article 13 of the bylaws, Mgmt For For
deleting obsolete provisions
E.9 Amendment to point 2 of Article 13 of the Mgmt For For
bylaws, terms for the election of Board
members representing personnel
E.10 Amendment to point 3 of Article 13 of the Mgmt For For
bylaws, terms for the election of the Board
member representing employee shareholders
E.11 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
while maintaining shareholders'
preferential subscription rights
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through
public offering
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through an
offer pursuant to Article L.411-2, II of
the Monetary and Financial Code
E.14 Authorization to the Board of Directors to Mgmt For For
increase the number of issuable securities
in case of capital increase
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in case of public exchange offer
initiated by the Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital
E.17 Delegation of powers to the Board of Mgmt Against Against
Directors to issue shares reserved for
persons having signed a liquidity contract
with the Company as holders of shares or
options to subscribe for shares of the
company Orange Holding S.A, previously
Orange S.A., with cancellation of
shareholders' preferential subscription
rights
E.18 Overall limitation on authorizations Mgmt For For
E.19 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits or premiums
E.20 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases
reserved for members of savings plans with
cancellation of shareholders' preferential
subscription rights
E.21 Authorization to the Board of Directors to Mgmt For For
reduce capital by cancellation of shares
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt Against Against
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt Against Against
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt Against Against
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt Against Against
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt Against Against
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt Against Against
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ SA, PARIS Agenda Number: 704384344
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 23-Apr-2013
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 168611 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINKS:
http://www.journal-officiel.gouv.fr//pdf/20
13/0311/201303111300591.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301066.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approval of the transactions and annual Mgmt For For
corporate financial statements for the
financial year ended December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend for the financial year 2012
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.6 Ratification of the appointment of Mrs. Mgmt Against Against
Ann-Kristin Achleitner as Board member
O.7 Appointment of Mr. Jonathan Reynolds as Mgmt For For
Board member representing employee
shareholders pursuant to Article 13.3 2 of
the bylaws
O.8 Appointment of Mrs. Caroline Simon as Board Mgmt For For
member representing employee shareholders
pursuant to Article 13.3 2 of the bylaws
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Given the unfavorable
economic environment, and to minimize the
use of debt while increasing the capacity
of the Group's investment, proposal to
replace the dividend set under the 3rd
resolution by dividends for the financial
year 2012 set at EUR 083 per share,
including the interim dividend of EUR 0.83
per share already paid on October 25, 2012
E.9 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of employees participating in GDF
SUEZ Group savings plans
E.10 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of any entities formed within the
framework of the implementation of the GDF
SUEZ Group International Employee Share
Ownership
E.11 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
existing shares of the Company to employees
of the Company and employees and corporate
officers of the companies of the Group
(with the exception of corporate officers
of the Company)
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
existing shares of the Company to some
employees of the Company and some employees
and corporate officers of affiliated
companies or groups(with the exception of
corporate officers of the Company)
E.13 Amendment to Article 13.3 1 of the bylaws Mgmt For For
(Composition of the Board of Directors)
E.14 Powers to carry out decisions of the Mgmt Against Against
General Meeting and legal formalities
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER Agenda Number: 704282754
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150255,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the annual report, including Mgmt For For
the annual financial statements, the
compensation report and the consolidated
financial statements 2012
2 Consultative vote on the compensation Mgmt Against Against
policy as set out in the compensation
report
3 Discharge of the board of directors Mgmt For For
4 Decision regarding the appropriation of Mgmt For For
available earnings
5 Changes in the articles of incorporation: Mgmt For For
To delete in its entirety article 3c of the
articles of incorporation of the company
6.1 Election of member of the Board of Mgmt For For
Directors: To re-elect Mr. Peter Kappeler
for a term of three years in accordance
with the articles of incorporation
6.2 Election of member of the Board of Mgmt For For
Directors: To re-elect Ms Irina du Bois for
a term of one year in accordance with the
articles of incorporation
7 Election of the statutory auditors: To Mgmt Against Against
re-elect Deloitte SA as the statutory
auditors for the financial year 2013
8 Additional and/or counter proposal Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 704337597
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and the Financial Statements for the year
ended 31 December 2012
2 To approve the Remuneration Report for the Mgmt Against Against
year ended 31 December 2012
3 To elect Lynn Elsenhans as a Director Mgmt For For
4 To elect Jing Ulrich as a Director Mgmt For For
5 To elect Hans Wijers as a Director Mgmt Against Against
6 To re-elect Sir Christopher Gent as a Mgmt For For
Director
7 To re-elect Sir Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
10 To re-elect Stacey Cartwright as a Director Mgmt For For
11 To re-elect Simon Dingemans as a Director Mgmt For For
12 To re-elect Judy Lewent as a Director Mgmt Against Against
13 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
14 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
15 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
16 To re-elect Tom de Swaan as a Director Mgmt Against Against
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to Mgmt Against Against
re-appoint PricewaterhouseCoopers LLP as
the auditors to the company to hold office
from the end of the meeting to the end of
the next meeting at which accounts are laid
before the company
19 To authorise the Audit & Risk Committee to Mgmt Against Against
determine the remuneration of the auditors
20 Donations to political organizations and Mgmt For For
political expenditure
21 Authority to allot shares Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares by the company Mgmt For For
24 Exemption from statement of the name of the Mgmt Against Against
senior statutory auditor in published
copies of the auditors' reports
25 Reduced notice of a general meeting other Mgmt Against Against
than an Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC, ST HELIER Agenda Number: 704452642
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and auditors for
the year ended 31 December 2012 (the "2012
Annual Report")
2 To declare a final dividend of USD0.1035 Mgmt For For
per ordinary share for the year ended 31
December 2012 which the Directors propose,
and the shareholders resolve, is to be paid
only from the capital contribution reserves
of the Company
3 To re-elect Ivan Glasenberg (Chief Mgmt Against Against
Executive Officer) as a Director
4 To re-elect Anthony Hayward (Senior Mgmt Against Against
Independent Non-Executive Director) as a
Director
5 To re-elect Leonhard Fischer (Independent Mgmt Against Against
Non-Executive Director) as a Director
6 To re-elect William Macaulay (Independent Mgmt Against Against
Non-Executive Director) as a Director
7 Subject to the Company's merger with Mgmt For For
Xstrata plc (the "Merger") becoming
effective and Sir John Bond being appointed
as a Director, to elect Sir John Bond
(Independent Non-Executive Chairman) as a
Director
8 Subject to the Merger becoming effective Mgmt For For
and Sir Steve Robson being appointed as a
Director, to elect Sir Steve Robson
(Independent Non-Executive Director) as a
Director
9 Subject to the Merger becoming effective Mgmt For For
and Ian Strachan being appointed as a
Director, to elect Ian Strachan
(Independent Non-Executive Director) as a
Director
10 Subject to the Merger becoming effective Mgmt For For
and Con Fauconnier being appointed as a
Director, to elect Con Fauconnier
(Independent Non-Executive Director) as a
Director
11 Subject to the Merger becoming effective Mgmt For For
and Peter Hooley being appointed as a
Director, to elect Peter Hooley
(Independent Non-Executive Director) as a
Director
12 Subject to the Merger having not become Mgmt Against Against
effective, to re-elect Simon Murray
(Independent Non-Executive Chairman) as a
Director
13 Subject to the Merger having not become Mgmt For For
effective, to re-elect Steven Kalmin (Chief
Financial Officer) as a Director
14 Subject to the Merger having not become Mgmt Against Against
effective, to re-elect Peter Coates
(Director) as a Director
15 Subject to the Merger having not become Mgmt For For
effective, to re-elect Li Ning (Independent
Non-Executive Director) as a Director
16 To approve the Directors' Remuneration Mgmt Against Against
Report on pages 93 to 100 of the 2012
Annual Report
17 To reappoint Deloitte LLP as the Company's Mgmt Against Against
auditors to hold office until the
conclusion of the next general meeting at
which accounts are laid
18 To authorise the audit committee to fix the Mgmt Against Against
remuneration of the auditors
19 To renew the authority conferred on the Mgmt Against Against
Directors to allot shares or grant rights
to subscribe for or to convert any security
into shares
20 Subject to and conditionally upon the Mgmt For For
passing of resolution 19, to empower the
Directors to allot equity securities
21 The Company be and is hereby generally and Mgmt For For
unconditionally authorised pursuant to
Article 57 of the Companies (Jersey) Law
1991 (the "Companies Law") to make market
purchases of ordinary shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423183.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770073
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt Withheld Against
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt Withheld Against
IAN W. TELFER Mgmt Withheld Against
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt Against Against
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV, AMSTERDAM Agenda Number: 704320299
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- Opening Non-Voting
1.a Report for the financial year 2012 Non-Voting
1.b Adoption of the financial statements for Mgmt For For
the financial year 2012
1.c Decision on the appropriation of the Mgmt For For
balance of the income statement in
accordance with Article 12 paragraph 7 of
the Company's Articles of Association
1.d Discharge of the members of the Executive Mgmt For For
Board
1.e Discharge of the members of the Supervisory Mgmt For For
Board
2.a Authorisation of the Executive Board to Mgmt For For
acquire own shares
2.b Authorisation of the Executive Board to Mgmt For For
issue (rights to) shares
2.c Authorisation of the Executive Board to Mgmt For For
restrict or exclude shareholders'
pre-emptive rights
3 Extraordinary share award Executive Board Mgmt Against Against
4.a Re-appointment of Mr. J.F.M.L. van Boxmeer Mgmt Against Against
as member of the Executive Board
4.b Retention shares Mr. J.F.M.L. van Boxmeer Mgmt Against Against
5.a Re-appointment of Mr. M. Das as member (and Mgmt Against Against
delegated member) of the Supervisory Board
5.b Re-appointment of Mr. V.C.O.B.J. Navarre as Mgmt For For
member of the Supervisory Board
5.c Appointment of Mr. H. Scheffers as member Mgmt Against Against
of the Supervisory Board
- Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 704344768
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Non-Voting
Proposed by the Election Committee: the
lawyer Sven Unger is proposed as chairman
of the AGM
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8A Presentation of the annual accounts and Non-Voting
auditor's report as well as the
consolidated accounts and consolidated
auditor's report, and auditor's statement
on whether the guidelines for remuneration
to senior executives applicable since the
last AGM have been followed
8B Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8C Statement by the Chairman of the Board on Non-Voting
the work of the Board
8D Statement by the chairman of the Election Non-Voting
Committee on the work of the Election
Committee
9A Resolution: Adoption of the income Mgmt For For
statement and balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9B Resolution: Disposal of the company's Mgmt For For
earnings in accordance with the adopted
balance sheets, and record date. The Board
has proposed a dividend to the shareholders
of SEK 9.50 per share. The Board of
Directors has proposed Friday 26 April as
the record date. If the resolution is
passed, dividends are expected to be paid
out by Euroclear Sweden AB on Thursday 2
May 2013
9C Resolution: Discharge of the members of the Mgmt For For
Board and Managing Director from liability
to the company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt Against Against
the Board: The Election Committee proposes
the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board: re-election
of Stefan Persson
13 Election of auditor. The Election Committee Mgmt Against Against
proposes that the registered audit firm
Ernst & Young AB be elected as the
company's auditor for a 4-year mandate
period, i.e. up to and including the Annual
General Meeting to be held in 2017. Ernst &
Young AB has notified that if the AGM
approves the proposal, authorised public
accountant Asa Lundvall will be the
auditor-in-charge
14 Elect Stefan Persson, Lottie Tham, Liselott Mgmt For For
Ledin, Jan Andersson and Anders Oscarsson
to the nominating committee approve
nominating committee guidelines
15 Resolution on guidelines for remuneration Mgmt Against Against
to senior executives
16 Resolution amending the basis for Mgmt Against Against
contributions to the H&M Incentive Program
17 Closing of the AGM Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF THE TEXT OF THE RESOLUTION
NO. 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 704537995
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt Against Against
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt Against Against
1.14 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 704581253
--------------------------------------------------------------------------------------------------------------------------
Security: 438090201
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: US4380902019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Chairman to announce the commencement of Non-Voting
meeting
2.1 To report business of 2012 Non-Voting
2.2 Statutory Auditors' review of 2012 audited Non-Voting
financial statements
2.3 Status Report of Company's indirect Non-Voting
investment in Mainland China
2.4 Status Report of domestic corporate bond Non-Voting
issuance
2.5 Upon first-time adoption of the Non-Voting
International Financial Reporting Standards
(IFRSs), the report of adjustments to
distributable earnings conditions and the
total amount of special reserve set aside
3.1 Ratification of the 2012 Business Report Mgmt For For
and Audited Financial Statements
3.2 Ratification of the proposal for Mgmt For For
distribution of 2012 profits
3.3 Discussion to approve the new shares Mgmt Against Against
issuance for capital increase by earnings
re-capitalization
3.4 Discussion to approve the issuance of Mgmt Against Against
overseas depository receipts ("DRs")
3.5 Discussion to approve the issuance of new Mgmt Against Against
shares for employee Restricted Stock Awards
3.6 Discussion of amendments to the Company's Mgmt For For
"Procedures for Lending Funds to Others
3.7 Discussion of amendments to the Company's Mgmt For For
"Procedures for Endorsements & Guarantees
3.8 Discussion of amendments to the Company's Mgmt Against Against
Articles of Incorporation
3.9.1 Election of Director: Gou, Tai-ming (Terry Mgmt Against Against
Gou), Shareholder ID: 1
3.9.2 Election of Director: Representative of Hon Mgmt Against Against
Chiao International Investment Co., Ltd.:
Tai, Jeng-wu, Shareholder ID: 16662
3.9.3 Election of Director: Huang, Qing-yuan, Mgmt Against Against
Personal ID: R10180****
3.9.4 Election of Director: Representative of Hon Mgmt Against Against
Jin International Investment Co., Ltd.: Lu,
Fang-ming, Shareholder ID: 57132
3.9.5 Election of Director: Chien, Yi-bin, Mgmt Against Against
Shareholder ID: 13188
3.9.6 Election of Independent Director: Wu, Mgmt For For
Yu-chi, Personal ID: N12074****
3.9.7 Election of Independent Director: Liu, Mgmt For For
Cheng-yu, Personal ID: E12118****
3.9.8 Election of Supervisor: Wan, Jui-hsia, Mgmt Against Against
Personal ID: S20102****
3.9.9 Election of Supervisor: Representative of Mgmt Against Against
Fu-Rui International Investment Co., Ltd.:
Chuo, Min-chih, Shareholder ID: 18953
3.10 Discussion to approve the lifting of Mgmt For For
director of non-competition restrictions
4 Extraordinary Motions Mgmt Against Against
5 Adjournment Non-Voting
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THE RESOLUTION 3.9 REGARDING THE
ELECTION OF DIRECTORS, INDEPENDENT
DIRECTORS AND SUPERVISORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTORS, INDEPENDENT DIRECTORS AND
SUPERVISORS WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 704541526
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 704561631
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt For For
2 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Individual
disclosure of remunerations to Directors
and Executive Officers)
3 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Amendment to
increase to 1,000 characters the volume of
explanatory text permitted for
shareholders' propositions)
4 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Prohibition
to treat a submitted voting form left blank
as affirmative to Company's proposal and
dissenting to shareholder's proposal)
5 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Obligation
to hold meetings not involving Executive
Officers)
6 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Separation
of roles of Chairman of the Board and CEO)
7 Shareholder Proposal:Partial Amendment to Shr For Against
the Articles of Incorporation
(Establishment of a contact point within
the Audit Committee for whistle-blowing)
8 Shareholder Proposal:Partial amendment to Shr For Against
the Articles of Incorporation (Retaining of
legal counsel to the Board of Directors)
9 Shareholder Proposal:Partial Amendment to Shr For Against
the Articles of Incorporation (Allocation
of committee budget that may be used
without the approval of the Executive
Officers)
10 Shareholder Proposal:Election of One (1) Shr For Against
Director
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt Against Against
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt Against Against
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt Against Against
3.f To re-elect J Faber a Director Mgmt Against Against
3.g To re-elect R A Fairhead a Director Mgmt Against Against
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt Against Against
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt Against Against
3.l To re-elect W S H Laidlaw a Director Mgmt Against Against
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt Against Against
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt Against Against
3.q To re-elect J L Thornton a Director Mgmt Against Against
4 To reappoint the Auditor at remuneration to Mgmt Against Against
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt Against Against
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933807767
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt For For
DONALD K. CHARTER Mgmt Withheld Against
W. ROBERT DENGLER Mgmt For For
GUY G. DUFRESNE Mgmt Withheld Against
RICHARD J. HALL Mgmt For For
STEPHEN J.J. LETWIN Mgmt For For
MAHENDRA NAIK Mgmt Withheld Against
WILLIAM D. PUGLIESE Mgmt For For
JOHN T. SHAW Mgmt For For
TIMOTHY R. SNIDER Mgmt For For
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt Abstain Against
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS.
04 RESOLVED THAT BY-LAW NUMBER TWO OF THE Mgmt For For
CORPORATION, IN THE FORM MADE BY THE BOARD
OF DIRECTORS, BEING A BY-LAW TO AMEND
BY-LAW NUMBER ONE OF THE CORPORATION, AND
INCLUDED AS APPENDIX "C" TO THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS, IS HEREBY
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933807779
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt No vote
DONALD K. CHARTER Mgmt No vote
W. ROBERT DENGLER Mgmt No vote
GUY G. DUFRESNE Mgmt No vote
RICHARD J. HALL Mgmt No vote
STEPHEN J.J. LETWIN Mgmt No vote
MAHENDRA NAIK Mgmt No vote
WILLIAM D. PUGLIESE Mgmt No vote
JOHN T. SHAW Mgmt No vote
TIMOTHY R. SNIDER Mgmt No vote
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt No vote
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt No vote
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS.
04 RESOLVED THAT BY-LAW NUMBER TWO OF THE Mgmt No vote
CORPORATION, IN THE FORM MADE BY THE BOARD
OF DIRECTORS, BEING A BY-LAW TO AMEND
BY-LAW NUMBER ONE OF THE CORPORATION, AND
INCLUDED AS APPENDIX "C" TO THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS, IS HEREBY
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO Agenda Number: 704284417
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHAREHOLDERS PARTICIPATING IN THE GENERAL Non-Voting
MEETING, WHETHER DIRECTLY, BY PROXY, OR BY
LONG-DISTANCE VOTING, SHALL BE ENTITLED TO
RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EURO
GROSS PER SHARE, TO BE PAID TO THOSE
ENTITLED WITH TRADES REGISTERED ON MARCH
17TH OR 18TH (DEPENDING UPON THE
CELEBRATION OF THE MEETING IN 1ST OR 2ND
CALL) THROUGH THE ENTITIES PARTICIPATING IN
IBERCLEAR, SPAIN'S CENTRAL DEPOSITARY
1 Approval of the individual annual financial Mgmt For For
statements of the Company and of the annual
financial statements consolidated with its
subsidiaries for the fiscal year 2012
2 Approval of the individual management Mgmt For For
report of the Company and of the
consolidated management report of the
Company and its subsidiaries for the fiscal
year 2012
3 Approval of the management activity and Mgmt For For
activities of the Board of Directors during
the fiscal year 2012
4 Re-election of Ernst & Young, S.L. as Mgmt Against Against
auditor of the Company and its consolidated
group for the fiscal year 2013
5 Approval of the proposal for the allocation Mgmt For For
of profits/losses and the distribution of
dividends for the fiscal year 2012
6.a Approval of an increase in share capital by Mgmt Against Against
means of a scrip issue at a maximum
reference market value of 883 million Euros
for the free-of-charge allocation of new
shares to the shareholders of the Company.
Offer to the shareholders for the
acquisition of their free-of-charge
allocation rights at a guaranteed price.
Express provision for the possibility of an
incomplete allocation. Application for
admission of the shares issued to listing
on the Bilbao, Madrid, Barcelona and
Valencia Stock Exchanges, through the
Automated Quotation System (Sistema de
Interconexion bursatil). Delegation of
powers to the Board of Directors, with the
express power of substitution, including,
among others, the power to amend Article 5
of the By-Laws
6.b Approval of an increase in share capital by Mgmt Against Against
means of a scrip issue at a maximum
reference market value of 1,021 million
Euros for the free-of-charge allocation of
new shares to the shareholders of the
Company. Offer to the shareholders for the
acquisition of their free-of-charge
allocation rights at a guaranteed price.
Express provision for the possibility of an
incomplete allocation. Application for
admission of the shares issued to listing
on the Bilbao, Madrid, Barcelona and
Valencia Stock Exchanges, through the
Automated Quotation System (Sistema de
Interconexion bursatil). Delegation of
powers to the Board of Directors, with the
express power of substitution, including,
among others, the power to amend Article 5
of the By-Laws
7 Ratification of the appointment on an Mgmt Against Against
interim basis and re-election of Mr. Manuel
Lagares Gomez-Abascal as director of the
Company, with the status of proprietary
director
8 Authorization to the Board of Directors, Mgmt Against Against
with the express power of substitution, to
create and fund associations, entities and
foundations, up to a maximum annual amount
of 12 million Euros, in accordance to the
applicable legal provisions, for which
purpose the authorization granted by the
General Shareholders' Meeting of June 22,
2012 is hereby deprived of effect with
regard to the unused amount
9.a Amendment of Article 6 of the By-Laws Mgmt For For
pursuant to Section 497 of the Corporate
Enterprises Act (Ley de Sociedades de
Capital)
9.B Amendment of Articles 39, 42 and 43 of the Mgmt For For
By-Laws to include technical improvements
in the regulation of the operation of the
Board of Directors and its committees
10 Approval of a share capital decrease by Mgmt For For
means of the redemption of 87,936,576
treasury shares of Iberdrola, S.A. which
represent 1.40 % of its share capital and
the acquisition of the Company's own shares
representing up to a maximum of 1 % of the
Company's share capital under a buy- back
program for redemption thereof. Delegation
of powers to the Board of Directors, with
the express power of substitution,
including, among others, the powers to
amend Article 5 of the By-Laws and request
the exclusion to listing and the
cancellation of the accounting records of
the shares to be redeemed
11 Delegation of powers to formalize and Mgmt For For
execute all resolutions adopted by the
shareholders at the general Shareholders'
Meeting, for the conversion thereof into a
public instrument, and the interpretation,
correction and supplementation thereof or
further elaboration thereon until the
required registrations are made
12 Consultative vote of the Annual report Mgmt Against Against
regarding the directors remunerations
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 704209433
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2013
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt Against Against
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt Against Against
10 To re-elect Mr I J G Napier Mgmt Against Against
11 To elect Mr M R Phillips Mgmt For For
12 To re-elect Mr B Setrakian Mgmt Against Against
13 To re-elect Mr M D Williamson Mgmt For For
14 To re-elect Mr M I Wyman Mgmt For For
15 That PricewaterhouseCoopers LLP be Mgmt Against Against
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 Remuneration of Auditors Mgmt For For
17 Donations to political organisations Mgmt Against Against
18 Authority to allot securities Mgmt For For
19 Share Matching Scheme renewal Mgmt Against Against
20 Long Term Incentive Plan renewal Mgmt Against Against
21 International Sharesave Plan renewal Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares Mgmt For For
24 That a general meeting of the Company other Mgmt Against Against
than an AGM of the Company may be called on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt Against Against
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt Against Against
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt Against Against
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt Against Against
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt Against Against
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt Against Against
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt Against Against
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704084526
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Opening and announcements Non-Voting
2 Announcement of activities of the Stichting Non-Voting
ING Aandelen
3 Any other business and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704355191
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2012 Non-Voting
2.B Report of the Supervisory Board for 2012 Non-Voting
2.C Annual Accounts for 2012 Mgmt For For
2.D Discontinuation of the Dutch translation of Non-Voting
the Annual Report with effect from the 2013
Annual Report
3 Profit retention and distribution policy Non-Voting
4 Remuneration report Non-Voting
5 Corporate governance Non-Voting
6 Sustainability Non-Voting
7.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2012
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2012
8 Appointment of the auditor: Ernst & Young Mgmt Against Against
9.A Composition of the Executive Board: Mgmt For For
Re-appointment of Jan Hommen
9.B Composition of the Executive Board: Mgmt For For
Re-appointment of Patrick Flynn
9.C Composition of the Executive Board: Mgmt For For
Appointment of Ralph Hamers
10.A Composition of the Supervisory Board: Mgmt Against Against
Re-appointment of Jeroen van der Veer
10.B Composition of the Supervisory Board: Mgmt Against Against
Re-appointment of Tineke Bahlmann
10.C Composition of the Supervisory Board: Mgmt For For
Appointment of Carin Gorter
10.D Composition of the Supervisory Board: Mgmt For For
Appointment of Hermann-Josef Lamberti
10.E Composition of the Supervisory Board: Mgmt Against Against
Appointment of Isabel Martin Castella
11.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
11.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
12.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
12.B Authorisation to acquire ordinary shares or Mgmt Against Against
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
13 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INMARSAT PLC, LONDON Agenda Number: 704374595
--------------------------------------------------------------------------------------------------------------------------
Security: G4807U103
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B09LSH68
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the accounts and report of the Mgmt For For
directors and the auditor for the year
ended 31 December 2012 (the '2012 Report
and Accounts') be received
2 That the Remuneration Report contained in Mgmt Against Against
the 2012 Report and Accounts be approved
3 That the final dividend for the year ended Mgmt For For
31 December 2012 of 27.45 cents (USD ) per
ordinary share recommended by the directors
be declared payable on 24 May 2013 to the
holders of ordinary shares whose names are
on the register of members of the Company
at the close of business on 17 May 2013
4 That Andrew Sukawaty be re-elected as a Mgmt Against Against
director
5 That Rupert Pearce be re-elected as a Mgmt For For
director
6 That Rick Medlock be re-elected as a Mgmt For For
director
7 That Sir Bryan Carsberg be re-elected as a Mgmt For For
director
8 That Stephen Davidson be re-elected as a Mgmt Against Against
director
9 That Admiral James Ellis Jr (RTD) be Mgmt For For
re-elected as a director
10 That Kathleen Flaherty be re-elected as a Mgmt For For
director
11 That Janice Obuchowski be re-elected as a Mgmt For For
director
12 That John Rennocks be re-elected as a Mgmt Against Against
Director.
13 That Deloitte LLP be re-appointed as the Mgmt Against Against
auditor of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next general meeting of
the Company at which accounts are laid
before the members
14 That the directors be authorised to Mgmt Against Against
determine the remuneration of the auditor
of the Company
15 Authority to make political donations Mgmt For For
16 Employee Stock Purchase Plan Mgmt Against Against
17 Authority to allot shares Mgmt For For
18 Authority to disapply pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 That a general meeting other than an Annual Mgmt Against Against
General Meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 704072519
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: EGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_142562.PDF
1 Amendments to Articles 5 (Share capital), 7 Mgmt For For
(Shareholders' Meeting), 9 (Right to attend
and vote in the Shareholders' Meeting), 10
(Chair and conduct of the Meeting.
Secretary), 13 (Management Board), 15
(Remuneration of members of the Management
Board who are appointed to particular
positions), 16 (Meetings and resolutions of
the Management Board), 17 (Powers of the
Management Board), 18 (Chairman of the
Management Board), 22 (Supervisory Board),
23 (Election of the Supervisory Board), 24
(Meetings and resolutions of the
Supervisory Board), 25 (Competence of the
Supervisory Board), 27 (General Managers),
29 (Savings shares); insertion of the new
Article 36 (Provisions on gender balance in
the structure of the administrative and
control bodies. Additional amendments to
the Articles of Association introduced by
the CONTD
CONT CONTD Shareholders' Meeting on 29 October Non-Voting
2012)
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 704365750
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: OGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175635 DUE TO RECEIPT OF AN
ADDITIONAL SLATE FOR SUPERVISORS' NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157523.PDF
1 Proposal for allocation of net income Mgmt For For
relating to the financial statements as at
31 December 2012 and distribution of
dividends
2.A Resolution with respect to the Supervisory Mgmt Against Against
Board : Determination of the number of
Supervisory Board members for financial
years 2013/2014/2015
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
SLATES TO BE ELECTED AS SUPERVISORS, THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 3 SLATES. THANK YOU.
2.B.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): List presented by Compagnia
di San Paolo and Fondazione Cariplo,
representing 14.666% of company stock
capital: 1. Giovanni Bazoli, 2. Jean Paul
Fitoussi, 3. Gianfranco Carbonato, 4.
Rossella Locatelli, 5. Beatrice Ramasco, 6.
Giulio Lubatti, 7. Carlo Corradini, 8.
Monica Schiraldi, 9. Giuseppe Berta, 10.
Franco Dalla Sega, 11. Pietro Garibaldi,
12. Piergiuseppe Dolcini, 13. Marcella
Sarale, 14. Luca Galli, 15. Carla Alberta
Federica Bianchin, 16. Fabrizio Gnocchi and
17. Luigi Attanasio
2.B.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): List presented by Fondazione
Cassa di Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze and
Fondazione Cassa di Risparmio in Bologna
representing 9.859% of company stock
capital: 1. Mario Bertolissi, 2. Jacopo
Mazzei, 3. Gianluigi Baccolini, 4. Edoardo
Gaffeo, 5. Francesco Bianchi, 6. Cristina
Finocchi Mahne, 7. Stefano Caselli, 8.
Marina Manna, 9. Giuseppe Rogantini Picco
and 10. Andrea Cammelli
2.B.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): Submission of the third list
of candidates for the posts of supervisory
board members by Aletti Gestielle SGR
S.p.A. fund manager of Gestielle Obiettivo
Internazionale, Gestielle Obiettivo Italia
and Gestielle Obiettivo Europa; Allianz
Global Investors Italia SGR S.p.A. fund
manager of Allianz Azioni Italia All Stars;
Anima SGR S.p.A. fund manager of Prima Geo
Italia and Anima Italia; Arca SGR S.p.A.
fund manager of Arca Azioni Italia and Arca
BB; BancoPosta Fondi SGR S.p.A. fund
manager of BancoPosta Mix 1, BancoPosta Mix
2, BancoPosta Azionario Euro and BancoPosta
Azionario Internazionale; BNP Paribas
Investment Partners SGR S.p.A. fund manager
of BNL Azioni Italia; Eurizon Capital SGR
S.p.A. fund manager of Eurizon Azioni
Internazionali, Eurizon Azioni Area Euro,
Eurizon Azionario Internazionale Etico,
Eurizon Azioni Europa, Eurizon Azioni
Finanza, Eurizon Diversificato Etico,
Eurizon Azioni Italia and Malatesta
Azionario Europa; Eurizon Capital SA fund
manager of EIS - Flexible Beta Total
Return, EEF - Equity Europe and EEF -
Equity Italy; Fideuram Investimenti SGR
S.p.A. fund manager of Fideuram Italia;
Fideuram Gestions SA fund manager of
Fideuram Fund Equity Europe, Fideuram Fund
Equity Italy, Fonditalia Equity Italy and
Fonditalia Euro Financials; Interfund Sicav
fund manager of Interfund Equity Italy;
Mediolanum Gestioni Fondi SGR S.p.A. fund
manager of Mediolanum Flessibile Italia;
Mediolanum International Funds Limited fund
manager of Challenge Funds; Pioneer Asset
Management SA; Pioneer Investment
Management SGRp.A. Fund manager of Pioneer
Italia Azionario Crescita and Fondo Pioneer
Italia Obbl. Piu a distrib., holding a
total of 91,192,224 shares, representing
0.588% of the ordinary share capital: 1.
Rosalba Casiraghi, 2. Marco Mangiagalli, 3.
Laura Cioli and 4. Chiara Mosca
2.C Resolution with respect to the Supervisory Mgmt Against Against
Board : Election of the Chairman and Deputy
Chairpersons of the Supervisory Board for
financial years 2013/2014/2015 (pursuant to
Art. 23.8 of the Articles of Association)
2.D Resolution with respect to the Supervisory Mgmt For For
Board : Determination of remuneration due
to Supervisory Board members (pursuant to
Art. 23.13 of the Articles of Association)
3.A Remuneration and own shares: Remuneration Mgmt Against Against
policy for Management Board Members
3.B Remuneration and own shares: Report on Mgmt Against Against
Remuneration: resolution pursuant to Art.
123-ter paragraph 6 of Legislative Decree
58/1998
3.C Remuneration and own shares: Proposal to Mgmt Against Against
approve the Incentive System based on
financial instruments and to authorise the
purchase and use of own shares
--------------------------------------------------------------------------------------------------------------------------
INVESTOR AB, STOCKHOLM Agenda Number: 704326695
--------------------------------------------------------------------------------------------------------------------------
Security: W48102128
Meeting Type: AGM
Meeting Date: 15-Apr-2013
Ticker:
ISIN: SE0000107419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 158309 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Meeting: Non-Voting
Sven Unger, member of the Swedish Bar
Association, as Chairman of the Meeting
2 Drawing up and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of one or two persons to attest to Non-Voting
the accuracy of the minutes
5 Determination of whether the Meeting has Non-Voting
been duly convened
6 Presentation of the parent company's annual Non-Voting
report and the auditors' report, as well as
of the consolidated financial statements
and the auditors' report for the Investor
Group
7 The President's address Non-Voting
8 Report on the work of the Board of Non-Voting
Directors, the Remuneration Committee, the
Audit Committee and the Finance and Risk
Committee
9 Resolutions regarding adoption of the Mgmt For For
income statement and the balance sheet for
the parent company, as well as of the
consolidated income statement and the
consolidated balance sheet for the Investor
Group
10 Resolution regarding discharge from Mgmt For For
liability of the Members of the Board of
Directors and the President
11 Resolution regarding disposition of Mgmt For For
Investor's earnings in accordance with the
approved balance sheet and determination of
a record date for dividends: The Board of
Directors and the President propose a
dividend to the shareholders of SEK 7.00
per share and that Thursday, April 18,
2013, shall be the record date for receipt
of the dividend. Should the Meeting decide
in favor of the proposal, payment of the
dividend is expected to be made by
Euroclear Sweden AB on Tuesday, April 23,
2013
12.A Decisions on: The number of Members and Mgmt For For
Deputy Members of the Board of Directors
who shall be appointed by the Meeting:
Thirteen Members of the Board of Directors
and no Deputy Members of the Board of
Directors
12.B Decisions on: The number of Auditors and Mgmt For For
Deputy Auditors who shall be appointed by
the Meeting: One registered auditing
company
13.A Decisions on: The compensation that shall Mgmt For For
be paid to the Board of Directors
13.B Decisions on: The compensation that shall Mgmt Against Against
be paid to the Auditors
14 Election of Chairman of the Board of Mgmt Against Against
Directors, other Members and Deputy Members
of the Board of Directors: The following
persons are proposed for re-election as
Members of the Board of Directors: Dr.
Josef Ackermann, Gunnar Brock, Sune
Carlsson, Borje Ekholm, Tom Johnstone,
Carola Lemne, Grace Reksten Skaugen, O.
Griffith Sexton, Hans Straberg, Lena
Treschow Torell, Jacob Wallenberg, Marcus
Wallenberg and Peter Wallenberg Jr. Jacob
Wallenberg is proposed to be re-elected as
Chairman of the Board of Directors
15 Election of Auditors and Deputy Auditors: Mgmt For For
The registered auditing company Deloitte AB
is proposed to be elected as Auditor for
the period until the end of the Annual
General Meeting 2014. Deloitte AB has
informed that, subject to the approval of
the proposal from the Nomination Committee
regarding Auditor, the Authorized Public
Accountant Thomas Stromberg will be the
auditor in charge for the audit
16.A Proposals for resolution on: Guidelines for Mgmt For For
salary and on other remuneration for the
President and other Members of the
Management Group
16.B Proposals for resolution on: A long-term Mgmt For For
variable remuneration program for the
Members of the Management Group and other
employees
17.A Proposals for resolution on: Purchase and Mgmt For For
transfer of own shares in order to give the
Board of Directors wider freedom of action
in the work with the Company's capital
structure, in order to enable transfer of
own shares according to 17B below, and in
order to secure the costs connected to the
long-term variable remuneration program and
the allocation of synthetic shares as part
of the remuneration to the Board of
Directors
17.B Proposals for resolution on: Transfer of Mgmt For For
own shares in order to enable the Company
to transfer own shares to employees who
participate in the long-term variable
remuneration program 2013
18 Conclusion of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 704545776
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Shareholder Proposal:Dividend Proposal Shr Against For
5 Shareholder Proposal:Share Buy-back Shr Against For
6 Shareholder Proposal:Partial Amendments to Shr Against For
the Articles of Incorporation
7 Shareholder Proposal:Cancellation of All Shr Against For
Existing Treasury Shares
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704026702
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 19-Sep-2012
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 115043,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Creation of authorized share capital for Mgmt No vote
the purpose of the partial financing of the
acquisition of the International Wealth
Management business of Bank of America
Merrill Lynch outside the Unites States
2 Ad-hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704343540
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170808 DUE TO SPLITTING OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150296,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Annual report, financial statements and Mgmt For For
group accounts 2012
1.2 Advisory vote on the remuneration report Mgmt Against Against
2012
2 Appropriation of disposable profit, Mgmt For For
dissolution and distribution of 'share
premium reserve/capital contribution
reserve
3 Discharge of the members of the board of Mgmt For For
directors and of the executive board
4.1.1 Re-election to the board of directors: Mr Mgmt For For
Daniel J. Sauter
4.1.2 Re-election to the board of directors: Mrs Mgmt For For
Claire Giraut
4.1.3 Re-election to the board of directors: Mr Mgmt Against Against
Gilbert Achermann
4.1.4 Re-election to the board of directors: Mr Mgmt For For
Andreas Amschwand
4.1.5 Re-election to the board of directors: Mr Mgmt For For
Leonhard H. Fischer
4.1.6 Re-election to the board of directors: Mr Mgmt Against Against
Gareth Penny
5 Re-election of the auditors / KPMG AG, Mgmt For For
Zurich
6 Ad-hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704289998
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC, LONDON Agenda Number: 704485300
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts for the year Mgmt For For
ended 2 February 2013 together with the
directors' and auditor's report thereon be
received
2 That the directors' remuneration report for Mgmt Against Against
the year ended 2 February 2013 be approved
3 That a final dividend of 6.37 pence per Mgmt For For
ordinary share be declared for payment on
17 June 2013 to those shareholders on the
register at the close of business on 10 May
2013
4 That Daniel Bernard be re-appointed as a Mgmt Against Against
director of the company
5 That Andrew Bonfield be re-appointed as a Mgmt For For
director of the company
6 That Pascal Cagni be re-appointed as a Mgmt For For
director of the company
7 That Clare Chapman be re-appointed as a Mgmt For For
director of the company
8 That Ian Cheshire be re-appointed as a Mgmt Against Against
director of the company
9 That Anders Dahlvig be re-appointed as a Mgmt Against Against
director of the company
10 That Janis Kong be re-appointed as a Mgmt Against Against
director of the company
11 That Kevin O'Byrne be re-appointed as a Mgmt Against Against
director of the company
12 That Mark Seligman be re-appointed as a Mgmt For For
director of the company
13 That Philippe Tible be appointed as a Mgmt Against Against
director of the company
14 That Karen Witts be appointed as a director Mgmt Against Against
of the company
15 That Deloitte LLP be re-appointed as Mgmt For For
auditor of the company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the
company
16 That the Audit committee of the Board be Mgmt For For
authorised to determine the remuneration of
the auditor
17 That in accordance with section 366 of the Mgmt For For
companies Act 2006, Kingfisher PLC and
its subsidiaries are hereby authorised, at
any time during the period for which this
resolution has effect, to: i) make
political donations to political
parties, political organisations other than
political parties and/or independent
election candidates not exceeding GBP
75,000 in total; and ii) incur political
expenditure not exceeding GBP 75,000 in
total, provided that the aggregate amount
of any such donations and expenditure shall
not exceed GBP 75,000 during the period
from the date of this resolution until
the conclusion of the next AGM of the
company or, if earlier, on 1 August
2014. For the purpose of this resolution,
the terms 'political donations',
'political parties', 'independent election
candidates', 'political
organisations' CONTD
CONT CONTD and 'political expenditure' have the Non-Voting
meanings set out in sections 363 to 365 of
the companies Act 2006
18 That the directors be generally and Mgmt For For
unconditionally authorised, pursuant to
section 551 of the companies Act 2006, to
allot shares in the company, and to grant
rights to subscribe for or to convert any
security into shares in the company: i) up
to an aggregate nominal amount of GBP
124,279,699; and ii) comprising equity
securities (as defined in section 560(1) of
the companies Act 2006) up to an aggregate
nominal amount of GBP 248,559,398
(including within such limit any shares
issued or rights granted under paragraph i)
above) in connection with an offer by way
of a rights issue: a) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and b) to holders of other equity
securities as required by the rights of
those securities or, if the directors
consider it necessary, as CONTD
CONT CONTD permitted by the rights of those Non-Voting
securities, and so that the directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter. Such
authority shall apply (unless previously
renewed, varied or revoked by the company
in general meeting) until the conclusion of
the next AGM of the company (or if earlier,
until the close of business on 1 August
2014), but in each case, so that the
company may make offers or enter into any
agreements during this period which would
or might require relevant securities to be
allotted or rights to subscribe for or
convert any security shares into shares to
be granted, CONTD
CONT CONTD after expiry of this authority and Non-Voting
the directors may allot relevant securities
and grant such rights in pursuance of that
offer or agreement as if this authority had
not expired
19 That subject to the passing of resolution Mgmt For For
18, the directors be and are hereby
generally and unconditionally empowered
pursuant to section 570 of the companies
Act 2006 to allot equity securities (as
defined in section 560(2) of the companies
Act 2006) for cash under the authority
given by that resolution and/or where the
allotment is treated as an allotment of
equity securities under section 560(3) of
the companies Act 2006, as if section 561
of the companies Act 2006 did not apply to
such allotment, provided that this power
shall be limited: i) to the allotment of
equity securities in connection with an
offer of equity securities (but in case of
the authority granted under paragraph ii)
of resolution 18), by way of a rights issue
only); a) to ordinary shareholders in
proportion (as nearly may be practicable)
to their CONTD
CONT CONTD respective existing holdings; and b) Non-Voting
to holders of other equity securities, as
required by the rights of those securities
or, as the directors otherwise consider
necessary, ii) in the case of the authority
granted under paragraph i) of resolution
18, to the allotment (otherwise than under
paragraph i) above) of equity securities up
to a nominal value of GBP 18,641,954 and so
that the directors may impose any limits or
restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter. Such authorities shall apply
until the conclusion of the next AGM (or if
earlier, the close of business on 1 August
2014) but in each case, so that CONTD
CONT CONTD the company may make offers or enter Non-Voting
into any agreements during the period which
would or might require equity securities to
be allotted after the expiry of this
authority and the directors may allot
equity securities in pursuance of that
offer or agreement as if this authority had
not expired
20 That the company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the companies Act 2006) of its
ordinary shares of 155/7 pence each in the
capital of the company provided that: i)
the maximum number of ordinary shares which
may be purchased is 237,261,243 being just
under 10% of the company's issued share
capital as at 12 April 2013; ii) the
minimum price (exclusive of stamp duty and
expenses) which may be paid for an ordinary
share is 155/7 pence; iii) the maximum
price (exclusive of stamp duty and
expenses) which may be paid for each
ordinary share is the higher of: a) an
amount equal to 105% of the average of the
middle market quotations of an ordinary
share of the company as derived from the
London Stock Exchange daily official List
for the five business CONTD
CONT CONTD days immediately prior to the day on Non-Voting
which the ordinary share is contracted to
be purchased; and b) an amount equal to the
higher of the price of the last independent
trade of an ordinary share and the highest
current independent bid for an ordinary
share as stipulated by Article 5(1) of the
Buy Back and Stabilisation Regulations 2003
(in each case exclusive of expenses); and
iv) the authority shall expire at the
conclusion of next year's AGM (or, if
earlier, on 1 August 2014); and v) a
contract to purchase ordinary shares under
this authority may be made prior to the
expiry of this authority, and concluded in
whole or in part after the expiry of this
authority
21 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 10. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933789426
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt No vote
JOHN K. CARRINGTON Mgmt No vote
JOHN M.H. HUXLEY Mgmt No vote
KENNETH C. IRVING Mgmt No vote
JOHN A. KEYES Mgmt No vote
JOHN A. MACKEN Mgmt No vote
C. MCLEOD-SELTZER Mgmt No vote
JOHN E. OLIVER Mgmt No vote
UNA M. POWER Mgmt No vote
TERENCE C.W. REID Mgmt No vote
J. PAUL ROLLINSON Mgmt No vote
RUTH G. WOODS Mgmt No vote
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt No vote
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt No vote
PASS, AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704306489
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company's Mgmt For For
Location to Nakano-ku
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV Agenda Number: 704305261
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Corporate Executive Board for Non-Voting
financial year 2012
3 Explanation of policy on additions to Non-Voting
reserves and dividends
4 Proposal to adopt 2012 financial statements Mgmt For For
5 Proposal to determine the dividend over Mgmt For For
financial year 2012: EUR 0,44 per share
6 Discharge of liability of the members of Mgmt For For
the Corporate Executive Board
7 Discharge of liability of the members of Mgmt For For
the Supervisory Board
8 Proposal to appoint Mr. J.H.M. Hommen as a Mgmt For For
member of the Supervisory Board, with
effect from October 1, 2013
9 Proposal to appoint Mr. D.C. Doijer for a Mgmt Against Against
new term as a member of the Supervisory
Board, with effect from April 17, 2013
10 Proposal to appoint Mrs. S.M. Shern for a Mgmt For For
new term as a member of the Supervisory
Board, with effect from April 17, 2013
11 Proposal to appoint Mr. B.J. Noteboom for a Mgmt For For
new term as a member of the Supervisory
Board, with effect from April 17, 2013
12 Proposal to amend the Remuneration Policy Mgmt For For
for the Corporate Executive Board members
13 Proposal to amend the remuneration of the Mgmt For For
Supervisory Board
14 Proposal to amend the Articles of Mgmt For For
Association: Articles 5.9, 5.10, 41.1, 45,
9.2, 9.4-9.18, 14.1, 29.1, 7.1, 8.3,
28.1-28.4, 29.1-29.5, 42.4, 17.2-17.5,
22.7, 22.8, 36.3, 37.2, 37.5-37.10, 20.4,
20.6 and 23.5-23.7 and 39.11
15 Proposal to appoint PricewaterhouseCoopers Mgmt Against Against
Accountants N.V. as external auditor of the
Company for financial year 2013
16 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to issue common shares or grant rights to
acquire common shares up to a maximum of
10% of the issued share capital, subject to
the approval of the Supervisory Board
17 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to restrict or exclude, subject to the
approval of the Supervisory Board,
preemptive rights in relation to the issue
of common shares or the granting of rights
to acquire common shares
18 Proposal to authorize the Corporate Mgmt For For
Executive Board for a period of 18 months,
i.e. until and including October 17, 2014,
to acquire shares in the Company, subject
to the approval of the Supervisory Board,
up to a maximum of 10% of the issued share
capital at the date of acquisition. Shares
may be acquired at the stock exchange or
otherwise, at a price (i) for common shares
between par value and 110% of the opening
price at Euronext Amsterdam N.V. at the
date of the acquisition, and (ii) for the
cumulative preferred financing shares
between par value and 110% of the amount
paid up (including share premium) on the
relevant shares, provided that the Company
together with its subsidiaries will not
hold more than 10% of the issued share
capital in the Company
19 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Corporate Executive Board
20 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 704301819
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening and announcements Non-Voting
2 Report by the Board of Management for the Non-Voting
financial year 2012
3 Proposal to adopt the financial statements Mgmt For For
for the financial year 2012
4 Explanation of the financial and dividend Non-Voting
policy
5 Proposal to determine the dividend over the Mgmt For For
financial year 2012: EUR 0.12 per share
6 Proposal to discharge the members of the Mgmt For For
Board of Management from liability
7 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability
8 Opportunity to make recommendations for the Non-Voting
appointment of a member of the Supervisory
Board
9 Proposal to reappoint Ms M.E. van Lier Lels Mgmt For For
as member of the Supervisory Board
10 Proposal to reappoint Mr R.J. Routs as Mgmt Against Against
member of the Supervisory Board
11 Proposal to reappoint Mr D.J. Haank as Mgmt For For
member of the Supervisory Board
12 Proposal to appoint Mr C.J. Garcia Moreno Mgmt For For
Elizondo as member of the Supervisory Board
13 Proposal to appoint Mr O. von Hauske as Mgmt Against Against
member of the Supervisory Board
14 Announcement concerning vacancies in the Non-Voting
Supervisory Board in 2014
15.a Capital raise by KPN: Explanation of the Non-Voting
capital raise
15.b Capital raise by KPN: Designation of the Mgmt Against Against
Board of Management as the body authorised
to issue ordinary shares, to grant rights
to subscribe for ordinary shares and to
exclude statutory pre-emptive rights and
proposal to amend the articles of
association of KPN
16 Announcement of the intended appointment of Non-Voting
Mr J.F.E. Farwerck as member of the Board
of Management of KPN
17 Proposal to appoint the external auditor: Mgmt Against Against
PricewaterhouseCoopers Accountants N.V
18 Proposal to authorise the Board of Mgmt For For
Management to resolve that the company may
acquire its own shares
19 Any other business and closure of the Non-Voting
meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION Agenda Number: 933717526
--------------------------------------------------------------------------------------------------------------------------
Security: 500631106
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: KEP
ISIN: US5006311063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CHIEF EXECUTIVE OFFICER: MOON, Mgmt No vote
HO
1B. ELECTION OF CHIEF EXECUTIVE OFFICER: CHO, Mgmt No vote
HWAN EIK
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 704583245
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 704331494
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 26-Apr-2013
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/0318/201303181300730.pdf .PLEASE
NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301045.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
2012 and setting the dividend
O.4 Appointment of Mrs. Virginie Morgon as Mgmt For For
Board member
O.5 Renewal of term of Mrs. Francoise Mgmt Against Against
Bettencourt Meyers as Board member
O.6 Renewal of term of Mr. Peter Mgmt Against Against
Brabeck-Letmathe as Board member
O.7 Renewal of term of Mr. Louis Schweitzer as Mgmt For For
Board member
O.8 Authorization for the Company to repurchase Mgmt For For
its own shares
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
either by issuing ordinary shares while
maintaining preferential subscription
rights, or by incorporating reserves,
profits, premiums or other amounts
E.10 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing and/or to be issued
carrying waiver by shareholders of their
preferential subscription rights, to
employees and corporate officers
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to allow the completion
of a capital increase reserved for
employees with cancellation of
shareholders' preferential subscription
rights
E.12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAGARDERE SCA, PARIS Agenda Number: 704342168
--------------------------------------------------------------------------------------------------------------------------
Security: F5485U100
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000130213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0322/201303221300886.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0325/201303251300980.pdf,
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271301020.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301315.pdf . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income; Setting the regular Mgmt For For
dividend at EUR 1.30 per share
O.4 Authorization to be granted to the Mgmt Against Against
Management for an 18-month period to trade
in Company's shares
O.5 Appointment of Mrs. Aline Sylla-Walbaum as Mgmt For For
Supervisory Board member for a 4-year
period in substitution for Mr. Didier
Pineau-Valencienne, who was resigning
O.6 Appointment of Mrs. Soumia Malinbaum as Mgmt For For
Supervisory Board member for a 4-year
period in substitution for Mrs. Amelie
Oudea-Castera, who was resigning
E.7 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
securities which only give or will give
access, immediately or in the future, to
debt securities and/or to a fraction of the
capital of companies other than the Company
Lagardere SCA, up to a limit of 1.5 billion
Euros for the resulting borrowings
E.8 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
with shareholders' preferential
subscription rights shares and securities
giving access to capital of the Company up
to a limit of 265 million Euros for capital
increases and 1.5 billion Euros for debt
securities
E.9 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through public offering without
shareholders' preferential subscription
rights but with a priority right of at
least five days, shares and securities
giving access to capital of the Company up
to a limit of 160 million Euros for capital
increases and 1.5 billion Euros for debt
securities
E.10 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through public offering without
shareholders' preferential subscription
rights and without priority right, shares
and securities giving access to capital of
the Company up to a limit of 120 million
Euros for capital increases and 1.5 billion
Euros for debt securities
E.11 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
through private placement in favor of
qualified investors or a limited group of
investors without shareholders'
preferential subscription rights, shares
and securities giving access to capital of
the Company up to a limit of 80 million
Euros for capital increases and 1.5 billion
Euros for debt securities
E.12 Authorization to be granted to the Mgmt For For
Management to increase the amount of
issuances which had been decided, under
fixed caps, in case of surplus demands
E.13 Authorization to be granted to the Mgmt Against Against
Management for a 26-month period to issue
shares and securities giving access to
capital of the Company, in consideration
for securities contributions from public
exchange offer or as in-kind contribution
up to a limit of 120 million Euros for
capital increases and 1.5 billion Euros for
debt securities
E.14 Overall limitation up to 120 million Euros Mgmt For For
(excluding share premiums) for capital
increases resulting from issuances carried
out without shareholders' preferential
subscription rights and 1.5 billion Euros
for debt securities resulting from
issuances authorized under previous
resolutions
E.15 Authorization to be granted to the Mgmt For For
Management for a 26-month period to
increase share capital by incorporation of
reserves or premiums and free allocation of
shares to shareholders, or by increasing
the nominal value of existing shares up to
the limit of 300 million Euros
E.16 Authorization to be granted to the Mgmt Against Against
Management to grant Company's share
subscription and/or purchase options to
executive officers of the Company and
affiliated companies
E.17 Authorization to be granted to the Mgmt Against Against
Management to grant free shares of the
Company to executive corporate officers of
the Company
E.18 Authorization to be granted to the Mgmt Against Against
Management to grant free shares of the
Company to employees and executive officers
of affiliated companies
E.19 Authorization to be granted to the Mgmt For For
Management for a 26-month period to issue
shares reserved for employees of Lagardere
Group in connection with the Group Savings
Plan up to the limit of 0.5% of the current
capital per year
E.20 Overall limitation of the number of shares Mgmt Against Against
or options that may be granted to,
subscribed for or purchased by employees
and executive officers of the Company and
affiliated companies
E.21 Authorization granted to the Management for Mgmt For For
a 4-year period to reduce share capital by
cancellation of all or part of repurchased
shares of the Company under share
repurchase programs
E.22 Harmonization and/or amendment to the Mgmt For For
bylaws
E.23 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAWSON,INC. Agenda Number: 704461817
--------------------------------------------------------------------------------------------------------------------------
Security: J3871L103
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: JP3982100004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3 Appoint a Director Mgmt Against Against
4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt Against Against
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt Against Against
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt Against Against
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt Against Against
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt Against Against
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt Against Against
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAN GROUP PLC, LONDON Agenda Number: 704065716
--------------------------------------------------------------------------------------------------------------------------
Security: G5790V156
Meeting Type: CRT
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB00B28KQ186
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) a scheme of arrangement (the
''Scheme of Arrangement'') proposed to be
made between Man Group plc (registered in
England and Wales with registered number
02921462) (hereinafter the ''Company'') and
the holders of Scheme Shares (as defined in
the Scheme of Arrangement)
--------------------------------------------------------------------------------------------------------------------------
MAN GROUP PLC, LONDON Agenda Number: 704065184
--------------------------------------------------------------------------------------------------------------------------
Security: G5790V156
Meeting Type: OGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB00B28KQ186
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Implement the Scheme of Arrangement Mgmt For For
2 Amend the Articles of Association: Articles Mgmt For For
6(D), 6(E), 155, 156, 10, 10(A) and 2
3 Change the Company's Name to Man Strategic Mgmt For For
Holdings plc
4 Approve the New Man Reduction of Capital Mgmt For For
5 Approve the establishment of the New Man Mgmt Against Against
2012 Long-Term Incentive Plan
6 Approve the establishment of the New Man Mgmt Against Against
2012 Executive Share Option Plan
7 Approve the establishment of the New Man Mgmt Against Against
2012 Sharesave Scheme
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM EGM TO OGM AND
RECEIPT OF ARTICLE NUMBERS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA, DARMSTADT Agenda Number: 704326467
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 05 APR 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the annual financial Non-Voting
statements and the management report of
Merck KGaA (including the explanatory
report on the information in accordance
with Section 289 (4) and (5) of the German
Commercial Code- "HGB") approved by the
Supervisory Board as well as the
consolidated financial statements and the
management report of the Merck Group
approved by the Supervisory Board
(including the explanatory report on the
information in accordance with Section 315
(4) HGB) for fiscal 2012 and the Report of
the Supervisory Board
2. Resolution on the adoption of the annual Mgmt For For
financial statements of Merck KGaA for
fiscal 2012
3. Resolution authorizing the appropriation of Mgmt For For
the net retained profit for fiscal 2012
4. Resolution on the approval of the actions Mgmt For For
of the Executive Board for fiscal 2012
5. Resolution on the approval of the actions Mgmt For For
of the Supervisory Board for fiscal 2012
6. Resolution on the election of the auditors Mgmt Against Against
of the annual financial statements and the
consolidated financial statements for
fiscal 2013 as well as the auditors for the
audit review of the interim financial
statements and management report of the
Merck Group as of June 30, 2013: KPMG
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Berlin
7. Resolution on the approval of the entry Mgmt For For
into seven amendment agreements on existing
control and profit and loss transfer
agreements as well as profit and loss
transfer agreements
8. Resolution on the amendment of Article 15 Mgmt For For
(1) of the Articles of Association on the
composition of the Supervisory Board
9. Resolution on the amendment of section 20 Mgmt For For
of the Articles of Association on the
compensation of the Supervisory Board
10.1 Supervisory Board election: Johannes Mgmt For For
Baillou
10.2 Supervisory Board election: Frank Binder Mgmt Against Against
10.3 Supervisory Board election: Dr. Wolfgang Mgmt For For
Buchele
10.4 Supervisory Board election: Prof. Dr. Dr. Mgmt Against Against
h.c. Rolf Krebs
10.5 Supervisory Board election: Dr. Hans-Jurgen Mgmt For For
Leuchs
10.6 Supervisory Board election: Prof. Dr. Theo Mgmt For For
Siegert
11. Resolution authorizing the cancellation of Mgmt For For
the previously authorized capital and the
creation of new Authorized Capital with the
possibility of excluding subscription
rights and corresponding amendment of the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda Number: 704345518
--------------------------------------------------------------------------------------------------------------------------
Security: D53968125
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE0007257503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17.04.2013 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
23.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements and the
management reports for METRO AG and METRO
GROUP including the explanatory reports of
the Management Board on the information
pursuant to Sections 289 (4) and (5), 315
(4) German Commercial Code for the 2012
financial year as well as the report of the
Supervisory Board
2. Appropriation of balance sheet profits Mgmt For For
3. Formal approval of the actions of the Mgmt For For
members of the Management Board for the
2012 financial year
4. Formal approval of the actions of the Mgmt For For
members of the Supervisory Board for the
2012 financial year
5. Election of the auditor for the short Mgmt Against Against
financial year from 1 January 2013 through
30 September 2013 and the review of the
abbreviated financial statements and the
interim management report as per 30 June
2013: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin
6.a Elections to the Supervisory Board: Dr. Mgmt Against Against
Wulf H. Bernotat, Essen
6.b Elections to the Supervisory Board: Juergen Mgmt Against Against
Fitschen, Hofheim
6.c Elections to the Supervisory Board: Prof. Mgmt Against Against
Dr. Dr. h.c. mult. Erich Greipl
6.d Elections to the Supervisory Board: Dame Mgmt Against Against
Lucy Neville-Rolfe DBE CMG
6.e Elections to the Supervisory Board: Mgmt Against Against
Mattheus P. M. (Theo) de Raad
6.f Elections to the Supervisory Board: Dr. Mgmt Against Against
jur. Hans-Juergen Schinzler
7. Amendment of section 13 of the Articles of Mgmt For For
Association (Remuneration of the
Supervisory Board)
8. Amendment of section 15 (1) of the Articles Mgmt For For
of Association (Venue of the General
Meeting)
9. Amendment of section 20 of the Articles of Mgmt For For
Association (Annual Financial Statements
and Appropriation of Profits)
10. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Gross- und
Lebensmitteleinzelhandel Holding GmbHH
11. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Kaufhaus und Fachmarkt Holding
GmbH
12. Approval of the revision of the control and Mgmt For For
profit transfer agreement between METRO AG
and METRO Dienstleistungs-Holding GmbH
13. Approval of the revision of the profit Mgmt For For
transfer agreement between METRO AG and
METRO Group Asset Management Services GmbH
as a control and profit transfer agreement
14. Approval of the amendment of the control Mgmt For For
and profit transfer agreement between METRO
AG and METRO PROPERTIES Holding GmbH
15. Approval of the amendment of the control Mgmt For For
and profit transfer agreement between METRO
AG and METRO Zwolfte Gesellschaft fur
Vermogensverwaltung mbH
16. Approval of a control and profit transfer Mgmt For For
agreement between METRO AG and METRO
Siebzehnte Gesellschaft fur
Vermogensverwaltung mbH
17. Approval of a control and profit transfer Mgmt For For
agreement between METRO AG and METRO
Achtzehnte Gesellschaft fur
Vermogensverwaltung mbH
--------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda Number: 704085314
--------------------------------------------------------------------------------------------------------------------------
Security: Q62377108
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000MGR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5, 6.1 AND 6.2 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 5, 6.1 AND
6.2), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.1 Re-elect James MacKenzie as a Director of Mgmt For For
Mirvac Limited
2.2 Elect John Peters as a Director of Mirvac Mgmt For For
Limited
2.3 Elect Marina Santini Darling as a Director Mgmt Against Against
of Mirvac Limited
2.4 Elect Gregory Dyer as a Director of Mirvac Mgmt For For
Limited
3 Adopt the Remuneration Report of Mirvac Mgmt Against Against
Limited
4 Amendment to the Mirvac Limited Mgmt For For
Constitution - Capital Reallocation
5 Amendment to the MPT Constitution - Capital Mgmt For For
Reallocation
6.1 Approve the participation by the Finance Mgmt Against Against
Director in the Mirvac Long Term
Performance Plan
6.2 Approve the participation by the incoming Mgmt Against Against
Managing Director in the Mirvac Long Term
Performance Plan
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 704545978
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 704578383
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI TANABE PHARMA CORPORATION Agenda Number: 704545827
--------------------------------------------------------------------------------------------------------------------------
Security: J4448H104
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3469000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 704595810
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 8th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 33,800,001,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Class 3 Preferred Shares, Establish a
Record Date with Respect to General
Meetings of Holders of Class Shares (PLEASE
NOTE THAT THIS IS THE CONCURRENT AGENDA
ITEM FOR THE CLASS SHAREHOLDERS MEETING OF
SHAREHOLDERS OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
5 Abolition of Stock Option Remuneration, Mgmt For For
etc. for Outside Directors and Corporate
Auditors, and Revision of the Amount and
Details of Stock Option Remuneration, etc.
for Directors and the Amount of Annual
Remuneration for Directors and Corporate
Auditors in connection with such Abolition
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 704545942
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 704573787
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Acquisition of Thirteenth Series Class XIII Mgmt For For
Preferred Stock
3 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 52,251,442,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares
4.1 Appoint a Director Mgmt Against Against
4.2 Appoint a Director Mgmt Against Against
4.3 Appoint a Director Mgmt Against Against
4.4 Appoint a Director Mgmt Against Against
4.5 Appoint a Director Mgmt Against Against
4.6 Appoint a Director Mgmt Against Against
4.7 Appoint a Director Mgmt Against Against
4.8 Appoint a Director Mgmt Against Against
4.9 Appoint a Director Mgmt Against Against
5 Appoint a Corporate Auditor Mgmt Against Against
6 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation
7 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Proposal to
provide financing to railway business
operators to set up security video cameras
inside trains)
8 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Exercise of
voting rights of shares held for strategic
reasons)
9 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Concerning
disclosure of policy and results of officer
training)
10 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Resolution
of general meeting of shareholders for
retained earnings)
11 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Request to
disclose an action seeking revocation of a
resolution by a general meeting of
shareholders, or any other actions similar
thereto, which may be brought against
companies in which the group invested or
provided financing for)
12 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Disclosure
of compensation paid to each officer)
13 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (Disclosure
of an evaluation report at the time of an
IPO)
14 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Holding of
seminars for investors)
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 704161291
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.a, 3.b AND 4 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.a, 3.b AND 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Director: Mr Michael Chaney Mgmt Against Against
2.b Re-election of Director: Mr Mark Joiner Mgmt Against Against
2.c Re-election of Director: Mr Paul Rizzo Mgmt For For
2.d Re-election of Director: Mr John Waller Mgmt Against Against
3.a Performance Rights - Group Chief Executive Mgmt Against Against
Officer and Executive Director Finance: Mr
Cameron Clyne
3.b Performance Rights - Group Chief Executive Mgmt Against Against
Officer and Executive Director Finance: Mr
Mark Joiner
4 Remuneration Report Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt Against Against
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt Against Against
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt Against Against
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt Against Against
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr For Against
Directors
5.C Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt Against Against
only)
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt Against Against
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt Against Against
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt Against Against
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEWS CORP Agenda Number: 704528934
--------------------------------------------------------------------------------------------------------------------------
Security: U6525C103
Meeting Type: SGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: AU000000NWS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 200466 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "4". THANK YOU.
1 Amendment to Parent's Restated Certificate Mgmt Against Against
of Incorporation Clarifying Our Ability to
Make Distributions in Comparable Securities
in Connection With Separation Transactions,
Including the Separation
2 Amendment to Parent's Restated Certificate Mgmt Against Against
of Incorporation to Allow Us to Make
Certain Distributions on Subsidiary-Owned
Shares and Create Additional
Subsidiary-Owned Shares
3 Amendment to Parent's Restated Certificate Mgmt For For
of Incorporation to Change Our Name
4 Citizenship certification Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEWS CORP, NEW YORK, NY Agenda Number: 704063510
--------------------------------------------------------------------------------------------------------------------------
Security: U6525C103
Meeting Type: AGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: AU000000NWS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "7". THANK YOU.
CMMT PLEASE NOTE THAT COMPANY NOTICE IS UNDER Non-Voting
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_141869.PDF
1.a Election of the Director : Jose Maria Aznar Mgmt For For
1.b Election of the Director : Natalie Bancroft Mgmt For For
1.c Election of the Director : Peter L. Barnes Mgmt Against Against
1.d Election of the Director : James W. Breyer Mgmt Against Against
1.e Election of the Director : Chase Carey Mgmt Against Against
1.f Election of the Director : Elaine L. Chao Mgmt For For
1.g Election of the Director : David F. DeVoe Mgmt Against Against
1.h Election of the Director : Viet Dinh Mgmt Against Against
1.i Election of the Director : Sir Roderick I. Mgmt Against Against
Eddington
1.j Election of the Director : Joel I. Klein Mgmt Against Against
1.k Election of the Director : James R. Murdoch Mgmt Against Against
1.l Election of the Director : K. Rupert Mgmt Against Against
Murdoch
1.m Election of the Director : Lachlan K. Mgmt Against Against
Murdoch
1.n Election of the Director : Alvaro Uribe Mgmt Against Against
2 Proposal to ratify the selection of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2013
3 Advisory Vote on Executive Compensation Mgmt Against Against
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Adopt a policy that
the chairman of the Board of Directors be
an Independent Director
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Adopt simple majority
vote
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Eliminate the
company's dual class capital structure
7 Please mark "yes" if the stock is owned or Mgmt Against Against
record of beneficiary by a U.S stockholder
or mark "NO" if such stock is owned record
of beneficiary by a non U.S
stockholder(please refer to Appendix B of
the proxy statement for additional
guidance.) if you do not provide a response
to the item 7, you will be deemed to be a
non U.S stockholder and the share will be
subject to the suspension of voting rights
unless you are a stockholder of record as
of the voting record date and you
previously submitted a U.s ownership
certification to the company's transfer
agent Australian share registrar
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 704574537
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Partial amendment of the Articles of Mgmt For For
Incorporation
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 704574020
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 704573763
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt Against Against
3 Granting of Share Appreciation Rights (SAR) Mgmt Against Against
to the Directors
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 704323435
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the Meeting Non-Voting
2 Matters of order for the Meeting Non-Voting
3 Election of the persons to confirm the Non-Voting
minutes and to verify the counting of votes
4 Recording the legal convening of the Non-Voting
Meeting and quorum
5 Recording the attendance at the Meeting and Non-Voting
adoption of the list of votes
6 Presentation of the Annual Accounts, the Non-Voting
review by the Board of Directors and the
Auditor's report for the year 2012 - Review
by the President and CEO
7 Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend: The Board proposes to the Annual
General Meeting that no dividend be paid
for the fiscal year 2012
9 Resolution on the discharge of the members Mgmt Against Against
of the Board of Directors and the President
and CEO from liability
10 Resolution on the remuneration of the Mgmt For For
members of the Board of Directors
11 Resolution on the number of members of the Mgmt For For
board of directors boards corporate
governance and nomination committee
proposes that the number of board members
be Ten(10)
12 Election of members of the Board of Mgmt Against Against
Directors: The Board's Corporate Governance
and Nomination Committee proposes to the
Annual General Meeting that the following
current Nokia Board members be re-elected
as members of the Board for a term ending
at the Annual General Meeting in 2014:
Bruce Brown, Stephen Elop, Henning
Kagermann, Jouko Karvinen, Helge Lund,
Marten Mickos, Elizabeth Nelson, Risto
Siilasmaa and Kari Stadigh. In addition,
the Committee proposes that Elizabeth
Doherty, the Chief Financial Officer of
Reckitt Benckiser Group plc until March 15,
2013, be elected as a new member of the
Board for the same term
13 Resolution on the remuneration of the Mgmt For For
Auditor
14 The Board's Audit Committee proposes to the Mgmt For For
Annual General Meeting that
PricewaterhouseCoopers Oy be re-elected as
the auditor of the Company for the fiscal
year 2013
15 Authorizing the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
16 Authorization to the Board of Directors to Mgmt For For
resolve on the issuance of shares and
special rights entitling to shares
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704261178
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the company's Mgmt For For
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.34 euro per share,
and further, that the record date for
dividend should be 19 March 2013. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 26
March 2013
9 Decision regarding discharge from liability Mgmt Against Against
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt For For
members
11 Determination of the number of auditors Mgmt For For
12 Determination of fees for board members and Mgmt For For
auditors
13 Election of board members and chairman of Mgmt Against Against
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Peter F Braunwalder, Marie
Ehrling, Svein Jacobsen, Tom Knutzen, Lars
G Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Elisabeth Grieg shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt Against Against
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt For For
committee
16 Resolution on authorization for the board Mgmt For For
of directors to decide on issue of
convertible instruments in the Company
17.A Resolution on authorization for the board Mgmt For For
of directors to decide on acquisition of
shares in the Company
17.B Resolution on authorization for the board Mgmt For For
of directors to decide on conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt For For
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt For For
to the executive officers
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA, OSLO Agenda Number: 704437830
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Approval of the notice and the agenda Mgmt No vote
2 Election of one person to countersign the Mgmt No vote
Minutes
3 Approval of the Financial Statements and Mgmt No vote
the Board of Directors' Report for the
financial year 2012 for Norsk Hydro ASA and
the group, including distribution of
dividend
4 Auditor's remuneration Mgmt No vote
5 Statement on corporate governance in Non-Voting
accordance with Section 3-3b of the
Norwegian Accounting Act
6 Guidelines for remuneration to the Mgmt No vote
executive management
7.1 Remuneration for the members of the Mgmt No vote
Corporate Assembly
7.2 Remuneration for the members of the Mgmt No vote
Nomination Committee
8 Question from a shareholder Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt Against Against
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt Against Against
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt For Against
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt Against Against
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt Against Against
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt Against Against
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt Against Against
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt Against Against
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt Against Against
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. Agenda Number: 704538036
--------------------------------------------------------------------------------------------------------------------------
Security: J59399105
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Japanese Official Mgmt Against Against
Company Name to NTT DOCOMO,INC., Expand
Business Lines, Increase Capital Shares to
be issued to 17,460,000,000 shs., Change
Trading Unit from 1 shs. to 100 shs., Adopt
Restriction to the Rights for Odd-Lot
Shares, Allow Use of Treasury Shares for
Odd-Lot Purchases
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OMV AG, WIEN Agenda Number: 704056084
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: EGM
Meeting Date: 09-Oct-2012
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of one member to supervisory board Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 704573749
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSAKA GAS CO.,LTD. Agenda Number: 704561819
--------------------------------------------------------------------------------------------------------------------------
Security: J62320114
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3180400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 933792512
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR H. BRADLEY Mgmt No vote
JOHN F. BURZYNSKI Mgmt No vote
MARCEL COTE Mgmt No vote
MICHELE DARLING Mgmt No vote
JOANNE FERSTMAN Mgmt No vote
S. LEAVENWORTH BAKALI Mgmt No vote
WILLIAM A. MACKINNON Mgmt No vote
CHARLES E. PAGE Mgmt No vote
SEAN ROOSEN Mgmt No vote
GARY A. SUGAR Mgmt No vote
SERGE VEZINA Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS INDEPENDENT AUDITORS AND AUTHORIZING
DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION TO APPLY FOR A Mgmt No vote
CERTIFICATE OF AMENDMENT OF THE ARTICLES OF
THE CORPORATION.
04 RESOLUTION - RATIFYING THE CONTINUED Mgmt No vote
EXISTENCE OF THE SHAREHOLDER RIGHTS PLAN.
05 RESOLUTION - RATIFYING BY-LAW 2012-1 Mgmt No vote
REGARDING AN ADVANCE NOTICE PROVISION.
06 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 933801070
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108 Meeting Type: Annual and Special
Ticker: PAAS Meeting Date: 13-May-2013
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS J. BEATY Mgmt No vote
GEOFFREY A. BURNS Mgmt No vote
MICHAEL L. CARROLL Mgmt No vote
CHRISTOPHER NOEL DUNN Mgmt No vote
NEIL DE GELDER Mgmt No vote
ROBERT P. PIROOZ Mgmt No vote
DAVID C. PRESS Mgmt No vote
WALTER T. SEGSWORTH Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE Mgmt No vote
CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO PASS AN Mgmt No vote
ORDINARY RESOLUTION APPROVING THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT
OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG, BAAR Agenda Number: 704412662
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting
MEETING WAS RECEIVED AFTER THE REGISTRATION
DEADLINE. IF YOUR SHARES WERE REGISTERED
PRIOR TO THE DEADLINE OF 02 APR 2013 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR
VOTING INSTRUCTIONS WILL BE ACCEPTED FOR
THIS MEETING. HOWEVER, VOTING INSTRUCTIONS
FOR SHARES THAT WERE NOT REGISTERED PRIOR
TO THE REGISTRATION DEADLINE WILL NOT BE
ACCEPTED.
1 Accept financial statements and statutory Mgmt For For
reports
2 Approve allocation of income and dividends Mgmt For For
of CHF 6.25 per share
3 Approve remuneration report Mgmt Against Against
4 Approve discharge of board and senior Mgmt Against Against
management
5.a Re-elect Alfred Gantner as director Mgmt Against Against
5.b Re-elect Peter Wuffli as director Mgmt For For
5.c Elect Steffen Meister as director Mgmt Against Against
5.d Elect Charles Dallara as director Mgmt Against Against
5.e Elect Patrick Ward as director Mgmt For For
6 Ratify KPMG AG as auditors Mgmt Against Against
7 Transact other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 704341661
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the accounts of the Mgmt For For
company and reports of the directors of the
company (directors) and the auditors of the
company (auditors) for the year ended 31
December 2012
2 To declare a final dividend on the ordinary Mgmt For For
shares, as recommended by the directors
3 To re-elect David Arculus as a director Mgmt Against Against
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Will Ethridge as a director Mgmt For For
6 To re-elect Robin Freestone as a director Mgmt For For
7 To re-elect Susan Fuhrman as a director Mgmt For For
8 To re-elect Ken Hydon as a director Mgmt For For
9 To re-elect Josh Lewis as a director Mgmt For For
10 To re-elect John Makinson as a director Mgmt For For
11 To re-elect Glen Moreno as a director Mgmt For For
12 To reappoint John Fallon as a director Mgmt Against Against
13 To receive and approve the report on Mgmt For For
directors' remuneration for the year ended
31 December 2012
14 To reappoint PricewaterhouseCoopers LLP as Mgmt Against Against
auditors for the ensuing year
15 To authorise the directors to determine the Mgmt Against Against
remuneration of the auditors
16 That, pursuant to section 551 of the Mgmt For For
Companies Act 2006 (the Act), the board be
authorised to allot shares in the company
and to grant rights to subscribe for or to
convert any security into shares in the
company: (A) up to an aggregate nominal
amount of GBP 68,122,339.42; and (B)
comprising equity securities, as defined in
the Act, up to an aggregate nominal amount
of GBP 136,244,678.83 (including within
such limit any shares or rights issued or
granted under (A) above) in connection with
an offer by way of a rights issue; (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those CONTD
CONT CONTD securities; and so that the board may Non-Voting
impose any limits or restrictions and make
any arrangements which it considers
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; such
authorities to expire (unless previously
reviewed, varied or revoked by the company
in general meeting)at the close of the AGM
in 2014 provided that, in each case, the
company may make offers and enter in to
agreements during the relevant period which
would, or might, require shares in the
company to be allotted or rights to
subscribe for, or convert any security
into, shares to be granted, after the
authority expires and the board may allot
shares in the company and grant rights
under any such offer or CONTD
CONT CONTD agreement as if the authority had not Non-Voting
expired
17 That, subject to resolution 16 being Mgmt For For
passed, the board be given authority to
allot equity securities for cash under the
authority given by that resolution, free of
the restriction in section 561 (I) of the
Act, such authority to be limited: (A) to
the allotment of equity securities in
connection with an offer of equity
securities (but in the case of the
authority granted under resolution 16(B),
by way of a rights issue only): (i) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (ii) to people who
are holders of other equity securities, if
this is required by the rights of those
securities or, if the board considers it
necessary, as permitted by the rights of
those securities; and so that the board may
impose any limits or restrictions and make
any arrangements which CONTD
CONT CONTD it considers necessary or appropriate Non-Voting
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (B) in the case of the
authority granted under resolution 16(A),
to the allotment (otherwise than under
17(A) above) of equity securities with an
aggregate nominal value of up to GBP
10,218,350.91; such authority to expire
(unless previously reviewed, varied or
revoked by the company in general meeting)
at the close of the AGM in 2014 provided
that during the relevant period the company
may make offers, and enter into agreements,
which would, or might, require equity
securities to be allotted after the
authority expires and the board may allot
equity securities under any such offer or
agreement as if the CONTD
CONT CONTD authority had not expired Non-Voting
18 That, the company is hereby generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of section
693(4) of the Act) of ordinary shares of
25p each in the capital of the company
provided that: (i) the maximum number of
ordinary shares hereby authorised to be
purchased is 81,746,807; (ii) the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 25p per
share; (iii) the maximum price (exclusive
of expenses) which may be paid for an
ordinary share is, in respect of an
ordinary share contracted to be purchased
on any day, the higher of (a) an amount
equal to 105% of the average of the middle
market quotations of an ordinary share of
the company derived from the CONTD
CONT CONTD London Stock Exchange Daily Official Non-Voting
List for the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchased and (b)
an amount equal to the higher of the price
of the last independent trade of an
ordinary share and the highest current
independent bid for an ordinary share as
derived from the London Stock Exchange
Trading System; (iv) the authority hereby
conferred shall expire at the close of the
AGM in 2014; and (v) during the relevant
period the company may make a contract to
purchase ordinary shares under this
authority prior to the expiry of such
authority which will or may be executed
wholly or partly after the expiry of such
authority and may make a purchase of
ordinary shares In pursuance of any such
contract as if the authority had not
expired
19 That, in accordance with the company's Mgmt Against Against
Articles of Association, the company be and
is hereby authorized until the close of the
AGM in 2014, to call general meetings
(other than an annual general meeting) on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 18. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt Against Against
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt Against Against
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt Against Against
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt Against Against
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt Against Against
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt Against Against
member
O.13 Renewal of term of Mrs. Martina Mgmt Against Against
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt Against Against
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt Against Against
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt For For
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790328
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE
CANDIDATE APPOINTED BY THE MAJORITY OF THE
MINORITY SHAREHOLDERS)
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt No vote
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS (ACCOMPANYING
THE VOTES OF THE CANDIDATE APPOINTED BY THE
MAJORITY OF THE MINORITY SHAREHOLDERS)
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD, ST HELIER Agenda Number: 704352234
--------------------------------------------------------------------------------------------------------------------------
Security: G73740113
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: GB00B01C3S32
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements of the company for the
year ended 31 December 2012 together with
the directors' reports and the auditors'
report on the financial statements
2 To declare a final dividend of USD 0.50 per Mgmt For For
ordinary share recommended by the directors
in respect of the financial year ended 31
December 2012
3 To approve the directors' remuneration Mgmt Against Against
report for the financial year ended 31
December 2012
4 To re-elect Philippe Lietard as a director Mgmt For For
of the company
5 To re-elect Mark Bristow as a director of Mgmt For For
the company
6 To re-elect Norborne Cole Jr as a director Mgmt Against Against
of the company
7 To re-elect Christopher Coleman as a Mgmt Against Against
director of the company
8 To re-elect Kadri Dagdelen as a director of Mgmt For For
the company
9 To re-elect Jeanine Mabunda Lioko as a Mgmt For For
director of the company
10 To re-elect Graham Shuttleworth as a Mgmt For For
director of the company
11 To re-elect Andrew Quinn as a director of Mgmt For For
the company
12 To re-elect Karl Voltaire as a director of Mgmt For For
the company
13 To re-appoint BDO LLP as the auditor of the Mgmt Against Against
company to hold office until the conclusion
of the next annual general meeting of the
company
14 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
15 Authority to allot shares and grant rights Mgmt For For
to subscribe for, or convert any security
into shares
16 Awards of ordinary shares to non-executive Mgmt For For
directors
17 To authorise the board to grant to the CEO Mgmt Against Against
a one-off 'career shares' award of ordinary
shares in the company
18 To Increase the aggregate amounts of fees Mgmt For For
that may be paid to the directors pursuant
to article 40 of the articles of
association of the Company from USD 750,000
to USD 1,000,000
19 Authority to disapply pre-emption rights Mgmt For For
20 Authority for the company to purchase its Mgmt For For
own ordinary shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 10. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt Against Against
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt Against Against
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt Against Against
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt Against Against
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt Against Against
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt Against Against
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt Against Against
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt Against Against
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt Against Against
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER PLC, LONDON Agenda Number: 704322887
--------------------------------------------------------------------------------------------------------------------------
Security: G74570121
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Approval of Remuneration Report Mgmt Against Against
3 Declaration of final dividend Mgmt For For
4 Re appointment of auditors: Deloitte LLP Mgmt Against Against
5 Auditors remuneration Mgmt Against Against
6 Elect Dr Wolfhart Hauser as a director Mgmt For For
7 Elect Duncan Palmer as a director Mgmt For For
8 Elect Linda Sanford as a director Mgmt For For
9 Re-elect Erik Engstrom as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt Against Against
of the Company
11 Re-elect Adrian Hennah as a director Mgmt For For
12 Re-elect Lisa Hook as a director Mgmt Against Against
13 Re-elect Robert Polet as a director Mgmt Against Against
14 Re-elect Ben van der Veer as a director Mgmt For For
15 Authority to allot shares Mgmt Against Against
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own shares Mgmt For For
18 Notice period for general meetings Mgmt Against Against
19 Long Term Incentive Plan 2013 Mgmt Against Against
20 Executive Share Option Scheme 2013 Mgmt Against Against
21 SAYE Share Option Scheme 2013 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A, MADRID Agenda Number: 704474648
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 31-May-2013
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING WILL BE HELD Non-Voting
AT SECOND CALL - MAY 31 2013. THANK YOU.
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Review and approval, if appropriate, of the Mgmt For For
Annual Financial Statements and Management
Report of Repsol, S.A., the Consolidated
Annual Financial Statements and
Consolidated Management Report, for fiscal
year ended 31 December 2012
2 Review and approval, if appropriate, of the Mgmt For For
management of the Board of Directors of
Repsol, S.A. during 2012
3 Appointment of the Accounts Auditor of Mgmt Against Against
Repsol, S.A. and its Consolidated Group for
fiscal year 2013: Deloitte, S.L.
4 Review and approval, if appropriate, Mgmt For For
effective as of January 1, 2013, of the
Updated Balance Sheet of Repsol, S.A., in
accordance with Law 16/2012, of 27 December
5 Review and approval, if appropriate, of the Mgmt For For
proposed application of profits and
distribution of the dividend for 2012
6 Increase of share capital in an amount Mgmt Against Against
determinable pursuant to the terms of the
resolution, by issuing new common shares
having a par value of one (1) euro each, of
the same class and series as those
currently in circulation, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
scrip dividend rights to the Company itself
or on the market. Delegation of authority
to the Board of Directors or, by
delegation, to the Executive Committee, to
fix the date the increase is to be
implemented and the terms of the increase
in all respects not provided for by the
General Meeting, all in accordance with
article 297.1.(a) of the Companies Act.
Application for official listing of the
newly issued shares on the Barcelona,
Bilbao, Madrid and Valencia stock exchanges
through the Spain's Continuous CONTD
CONT CONTD Market and on the Buenos Aires stock Non-Voting
exchange
7 Second capital increase in an amount Mgmt Against Against
determinable pursuant to the terms of the
resolution, by issuing new common shares
having a par value of one (1) euro each, of
the same class and series as those
currently in circulation, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
scrip dividend rights to the Company itself
or on the market. Delegation of authority
to the Board of Directors or, by
delegation, to the Executive Committee, to
fix the date the increase is to be
implemented and the terms of the increase
in all respects not provided for by the
General Meeting, all in accordance with
article 297.1.(a) of the Companies Act.
Application for official listing of the
newly issued shares on the Barcelona,
Bilbao, Madrid and Valencia stock exchanges
through Spain's stock exchange Market CONTD
CONT CONTD and on the Buenos Aires stock Non-Voting
exchange
8 Re-election of Mr. Luis Suarez de Lezo Mgmt Against Against
Mantilla as Director
9 Re-election of Ms. Maria Isabel Gabarro Mgmt For For
Miquel as Director
10 Ratification of the interim appointment and Mgmt Against Against
re-election of Mr. Manuel Manrique Cecilia
as Director of the Company
11 Appointment of Mr. Rene Dahan as Director Mgmt For For
12 Directors' Remuneration system: amendment Mgmt For For
of Article 45 ("Remuneration of Directors")
of the Bylaws
13 Remuneration of Board members Mgmt Against Against
14 Advisory vote on the Report on the Mgmt Against Against
Remuneration Policy for Directors of
Repsol, S.A. for 2012
15 Delegation to the Board of Directors of the Mgmt Against Against
power to issue debentures, bonds and any
other fixed rate securities or debt
instruments of analogous nature, simples or
exchangeables by issued shares or other
pre-existing securities of other entities,
as well as promissory notes and preference
shares, and to guarantee the issue of
securities by companies within the Group,
leaving without effect, in the portion not
used, the eighth resolution of the General
Shareholders' Meeting held on May 14, 2009
16 Composition of the Delegate Committee: Mgmt Against Against
amendment of Article 38 ("Delegate
Committee") of the Bylaws
17 Delegation of powers to interpret, Mgmt For For
supplement, develop, execute, rectify and
formalize the resolutions adopted by the
General Shareholders' Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 6. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt Against Against
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt Against Against
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt Against Against
director
8 To re-elect Ann Godbehere as a director Mgmt Against Against
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt Against Against
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt Against Against
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt Against Against
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt Against Against
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt Against Against
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450535
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt Against Against
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt Against Against
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors: Mgmt Against Against
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME AND CHANGE IN
MEETING TIME FROM 0900HRS TO 10.00HRS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450547
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt Against Against
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt Against Against
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors Mgmt Against Against
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
CHANGE IN MEETING TIME FROM 09:00 TO 10:00.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda Number: 704283136
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Speech President : speech of the CEO, Mr. Non-Voting
F.van Houten
2.A Proposal to adopt the 2012 financial Mgmt For For
statements
2.B Explanation of policy on additions to Non-Voting
reserves and dividends
2.C Proposal to adopt a dividend of EUR 0.75 Mgmt For For
per common share, in cash or shares at the
option of the shareholder, to be charged
against the net income for 2012 and
retained earnings of the Company
2.D Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2.E Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3.A Proposal to re-appoint Ms C.A. Poon as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.B Proposal to re-appoint Mr J.J. Schiro as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.C Proposal to re-appoint Mr J. van der Veer Mgmt For For
as a member of the Supervisory Board of the
Company with effect from May 3, 2013
4.A Proposal to amend the Long-Term Incentive Mgmt For For
Plan for the Board of Management
4.B Proposal to adopt the Accelerate Grant for Mgmt Against Against
the Board of Management
5 Proposal to amend the Articles of Mgmt For For
Association of the Company to change the
name of the Company to Koninklijke Philips
N.V.
6.A Proposal to authorize the Board of Mgmt Against Against
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares within the limits
laid down in the Articles of Association of
the Company. The authorization referred to
above under a. will be limited to a maximum
of 10% of the number of issued shares as of
May 3, 2013, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers and acquisitions
and strategic alliances
6.B Proposal to authorize the Board of Mgmt Against Against
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
shareholders
7 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the Company at a price
between, on the one hand, an amount equal
to the par value of the shares and, on the
other hand, an amount equal to 110% of the
market price of these shares on the
Official Segment of Euronext Amsterdam; the
market price being the average of the
highest price on each of the five days of
trading prior to the date of acquisition,
as shown in the Official Price List of
Euronext Amsterdam. The maximum number of
shares the Company may hold, will not
exceed 10% of the issued share capital as
of May 3, 2013, which number CONTD
CONT CONTD may be increased by 10% of the issued Non-Voting
capital as of that same date in connection
with the execution of share repurchase
programs for capital reduction purposes.
8 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Board of Management
9 Any other business Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 6a.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704270494
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1,35 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that the
number of board members be eight (8)
12 Election of members of the board of Mgmt Against Against
directors the nomination and compensation
committee proposes to re-elect A.Brunila,
A.Grate Axen,V-M.Mattila, E.Palin-Lehtinen,
P.A.Sorlie, M.Vuoria, B.Wahlroos and to
elect J.Fagerholm as new board member
13 Resolution on the remuneration of the Mgmt Against Against
auditor
14 Election of the auditor the audit committee Mgmt Against Against
proposes to elect ERNST and Young OY as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704284520
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Balance Sheet, Income Mgmt For For
Statement, and Statement of Appropriation
of Retained Earnings (Draft) for the 44th
Fiscal Year (January 1, 2012 to December
31, 2012)-Cash Dividends (including interim
dividend of KRW 500) Dividend per share:
KRW 8,000 (Common) KRW 8,050 (Preferred)
2.1.1 Re-elect Lee In-Ho as Outside Director Mgmt For For
2.1.2 Elect Song Kwang-Soo as Outside Director Mgmt For For
2.1.3 Elect Kim Eun-Mee as Outside Director Mgmt For For
2.2.1 Elect Yoon Boo-Keun as Inside Director Mgmt Against Against
2.2.2 Elect Shin Jong-Kyun as Inside Director Mgmt Against Against
2.2.3 Elect Lee Sang-Hoon as Inside Director Mgmt Against Against
2.3.1 Re-elect Lee In-Ho as Member of Audit Mgmt For For
Committee
2.3.2 Elect Song Kwang-Soo as Member of Audit Mgmt For For
Committee
3 Approve Total Remuneration of Inside Mgmt Against Against
Directors and Outside Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt Against Against
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO.,LTD. Agenda Number: 704573509
--------------------------------------------------------------------------------------------------------------------------
Security: J68467109
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3336000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Approve Retirement Allowance for Retiring Mgmt Against Against
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Directors
4 Approve Grant of Rights to Subscribe for Mgmt Against Against
New Shares as Stock Options to Directors as
Stock-Linked Remuneration
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt Against Against
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt Against Against
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt Against Against
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt Against Against
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt For For
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt Against Against
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt Against Against
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt Against Against
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt For For
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt Against Against
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt Against Against
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt For For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SEMAFO INC. Agenda Number: 933785391
--------------------------------------------------------------------------------------------------------------------------
Security: 816922108
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: SEMFF
ISIN: CA8169221089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERENCE F. BOWLES Mgmt No vote
BENOIT DESORMEAUX Mgmt No vote
JEAN LAMARRE Mgmt No vote
JOHN LEBOUTILLIER Mgmt No vote
GILLES MASSON Mgmt No vote
LAWRENCE MCBREARTY Mgmt No vote
TERTIUS ZONGO Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO DETERMINE THEIR COMPENSATION.
03 ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt No vote
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 704468289
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Entrusting to the Company's Board of Mgmt Against Against
Directors determination of the subscription
requirements for the share subscription
rights, as stock options for stock-linked
compensation issued to the executive
officers of the Company, as well as the
directors and executive officers of the
Company's subsidiaries.
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 704583574
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Extension of Anti-Takeover Defense Mgmt For For
Measures
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 704375751
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and Auditor for
the year ended December 31, 2012
2 To approve the remuneration report Mgmt Against Against
3 To re-elect William Burns as a director Mgmt For For
4 To re-elect Matthew Emmens as a director Mgmt Against Against
5 To re-elect Dr. David Ginsburg as a Mgmt For For
director
6 To re-elect Graham Hetherington as a Mgmt For For
director
7 To re-elect David Kappler as a director Mgmt For For
8 To re-elect Susan Kilsby as a director Mgmt For For
9 To re-elect Anne Minto as a director Mgmt For For
10 To re-elect David Stout as a director Mgmt For For
11 To elect Dr. Steven Gillis as a director Mgmt For For
12 To elect Dr. Flemming Ornskov as a director Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt Against Against
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To authorize the allotment of shares Mgmt For For
16 To authorize the disapplication of Mgmt For For
pre-emption rights
17 To authorize the Company to purchase its Mgmt For For
own shares
18 To approve the notice period for general Mgmt Against Against
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt For For
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt Against Against
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt Against Against
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt For For
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt For For
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM Agenda Number: 704282259
--------------------------------------------------------------------------------------------------------------------------
Security: W25381141
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: SE0000148884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting: The Non-Voting
Nomination Committee proposes Sven Unger,
member of the Swedish Bar Association, as
Chairman of the Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to check the Non-Voting
minutes of the Meeting together with the
Chairman
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation of the Annual Report and the Non-Voting
Auditors' Report as well as the
Consolidated Accounts and the Auditors'
Report on the Consolidated Accounts
8 The President's speech Non-Voting
9 Adoption of the Profit and Loss Account and Non-Voting
Balance Sheet as well as the Consolidated
Profit and Loss Account and Consolidated
Balance Sheet
10 Allocation of the Bank's profit as shown in Non-Voting
the Balance Sheet adopted by the Meeting.
The Board of Directors proposes a dividend
of SEK 2.75 per share and Tuesday, 26 March
2013 as record date for the dividend. If
the Meeting decides according to the
proposal the dividend is expected to be
distributed by Euroclear on Tuesday, 2
April 2013
11 Discharge from liability of the Members of Mgmt For For
the Board of Directors and the President
12 Information concerning the work of the Non-Voting
Nomination Committee
13 Determination of the number of Directors Mgmt For For
and Auditors to be elected by the Meeting:
The Nomination Committee proposes 12
Directors and one Auditor
14 Approval of the remuneration to the Mgmt Against Against
Directors and the Auditor elected by the
Meeting
15 Election of Directors as well as Chairman Mgmt Against Against
of the Board of Directors: The Nomination
Committee proposes re-election of the
Directors: Johan H. Andresen, Signhild
Arnegard Hansen, Annika Falkengren, Urban
Jansson, Birgitta Kantola, Tomas Nicolin,
Jesper Ovesen, Jacob Wallenberg and Marcus
Wallenberg and new election of Samir
Brikho, Winnie Fok and Sven Nyman. Marcus
Wallenberg is proposed as Chairman of the
Board of Directors
16 Election of Auditor: The Nomination Mgmt Against Against
Committee proposes re-election of the
registered public accounting firm
PricewaterhouseCoopers AB for the period up
to and including the Annual General Meeting
2014. Main responsible will be Authorised
Public Accountant Peter Nyllinge
17 The Board of Director's proposal on Mgmt Against Against
guidelines for salary and other
remuneration for the President and members
of the Group Executive Committee
18.a The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
Share Deferral Programme (SDP) 2013 for the
Group Executive Committee and certain other
senior managers and key employees with
critical competences
18.b The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
Share Matching Programme (SMP) 2013 for
selected key business employees with
critical competences
18.c The Board of Directors' proposal on Mgmt Against Against
long-term equity programmes for 2013: SEB
All Employee Programme (AEP) 2013 for all
employees in selected countries
19.a The Board of Directors' proposal on the Mgmt For For
acquisition and sale of the Bank's own
shares: Acquisition of the Bank's own
shares in its securities business
19.b The Board of Directors' proposal on the Mgmt Against Against
Acquisition and sale of the Bank's own
shares: acquisition and sale of the Bank's
own shares for capital purposes and for
long-term equity programmes
19.c The Board of Directors' proposal on the Mgmt Against Against
acquisition and sale of the Bank's own
shares: Transfer of the Bank's own shares
to participants in the 2013 long-term
equity programmes
20 The Board of Director's proposal on the Mgmt Against Against
appointment of auditors of foundations that
have delegated their business to the Bank
21 Proposal submitted by a shareholder on Shr For Against
amendment to the Articles of Association
22 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB, SOLNA Agenda Number: 704316430
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 160361 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of the Meeting Chairman: Attorney Non-Voting
Sven Unger
3 Preparation and approval of the list of Non-Voting
shareholders entitled to vote at the
Meeting
4 Approval of the agenda Non-Voting
5 Election of two persons to check the Non-Voting
minutes together with the Meeting Chairman
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Addresses by the Chairman of the Board and Non-Voting
by the President and CEO ("President")
8 Presentation of the annual report and Non-Voting
auditors' report for 2012 and the
consolidated accounts and the auditors'
report for the consolidated accounts for
2012
9 Motion to adopt the income statement and Mgmt For For
balance sheet, and the consolidated income
statement and the consolidated balance
sheet
10 Motion regarding the disposition of the Mgmt For For
company's profit as shown in the adopted
balance sheet, and determination of the
record date for payment of dividend: The
Board proposes a dividend of SEK 6,00 per
share for fiscal year 2012. April 16, 2013
is proposed as the record date for payment
of the dividend. If the Meeting votes in
favour of this motion, it is expected that
Euroclear Sweden AB will make dividend
payments on April 19, 2013
11 Motion to discharge members of the Board Mgmt For For
and the President from liability for the
fiscal year
12 Motion to change the Articles of Mgmt For For
Association : Articles of Association
Section 6
13 Determination of the number of Board Mgmt For For
members and deputy members to be elected by
the Meeting: Ten Board members and no
deputies
14 Determination of fees for Board members and Mgmt For For
auditors
15 Election of Board members and deputy Mgmt Against Against
members and election of the Chairman of the
Board: Re-election of Stuart Graham, Johan
Karlstrom, Fredrik Lundberg, Sverker
Martin-Lof, Adrian Montague, Lars
Pettersson, Josephine Rydberg-Dumont,
Charlotte Stromberg and Matti Sundberg and
election of Par Ostberg. The Nomination
Committee proposes that the Meeting
re-elects Stuart Graham as Chairman of the
Board
16 Election of auditor: Re-election of KPMG. Mgmt Against Against
KPMG has informed, if KPMG will be
re-elected, the authorized public
accountant George Pettersson will be
auditor in charge
17 Matters regarding appointment of the Mgmt For For
members of the Nomination Committee
18 Proposal for principles for salary and Mgmt For For
other remuneration to senior executives
19.A Authorization of the Board to resolve on Mgmt For For
purchases of own shares
19.B Decision on transfer of own shares Mgmt For For
20.A Implementation of an employee ownership Mgmt For For
program
20.B Authorization for the Board to resolve on Mgmt For For
acquisition of Series B shares in Skanska
on a regulated market and resolution on
transfer of acquired own Series B shares to
the participants in the employee ownership
program
20.C Equity swap agreement with third party, if Mgmt Against Against
the Meeting does not resolve in accordance
with item 20 B above
21 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 704578345
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
3 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 704294254
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited accounts Mgmt For For
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To re-elect Ian Barlow as a Director Mgmt For For
5 To re-elect Olivier Bohuon as a Director Mgmt For For
6 To re-elect The Rt Hon Baroness Bottomley Mgmt Against Against
of Nettlestone DL as a Director
7 To re-elect Julie Brown as a Director Mgmt For For
8 To re-elect Sir John Buchanan as a Director Mgmt For For
9 To re-elect Richard De Schutter as a Mgmt Against Against
Director
10 To re-elect Michael Friedman as a Director Mgmt For For
11 To re-elect Dr Pamela Kirby as a Director Mgmt For For
12 To re-elect Brian Larcombe as a Director Mgmt For For
13 To re-elect Joseph Papa as a Director Mgmt For For
14 To re-elect Ajay Piramal as a Director Mgmt Against Against
15 To re-appoint the auditors Mgmt Against Against
16 To authorise the Directors to determine the Mgmt Against Against
remuneration of the auditors
17 To renew the Directors authority to allot Mgmt For For
shares
18 To renew the Directors authority for the Mgmt For For
disapplication of the pre-emption rights
19 To renew the Directors limited authority to Mgmt For For
make market purchases of the Company's own
shares
20 To authorise general meetings to be held on Mgmt Against Against
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SODEXO, SAINT QUENTIN EN YVELINES Agenda Number: 704195761
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: AGM
Meeting Date: 21-Jan-2013
Ticker:
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approve financial statements and discharge Mgmt For For
directors
O.2 Approve allocation of income and dividends Mgmt For For
of EUR 1.59 per share
O.3 Acknowledge auditors special report on Mgmt For For
related-party transactions mentioning the
absence of new transactions
O.4 Reelect Pierre Bellon as director Mgmt Against Against
O.5 Reelect Robert Baconnier as director Mgmt For For
O.6 Reelect Astrid Bellon as director Mgmt Against Against
O.7 Reelect Francois-Xavier Bellon as director Mgmt Against Against
O.8 Reelect Paul Jeanbart as director Mgmt Against Against
O.9 Reelect Alain Marcheteau as director Mgmt Against Against
O.10 Appoint Anik Chaumartin as alternate Mgmt Against Against
auditor
O.11 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital extraordinary business
E.12 Authorize up to 2.5 percent of issued Mgmt For For
capital for use in restricted stock plan
E.13 Authorize issuance of warrants (BSA) Mgmt For For
without. preemptive rights up to 0.5
percent of issued capital reserved for
employees and corporate officers
E.14 Approve employee stock purchase plan Mgmt For For
E.15 Amend article 11-2 of bylaws re directors Mgmt Against Against
length of term ordinary business
O.16 Authorize filing of required Mgmt For For
documents/other formalities
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1214/201212141206785.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0104/201301041206884.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC. Agenda Number: 704573888
--------------------------------------------------------------------------------------------------------------------------
Security: J76337104
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3435350008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt Against Against
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt Against Against
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt Against Against
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt Against Against
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt Against Against
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt Against Against
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 704452553
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Open Meeting Non-Voting
2 Registration of Attending Shareholders and Non-Voting
Proxies
3 Elect Olaug Svarva as the Chairman of Mgmt No vote
Meeting
4 Approve Notice of Meeting and Agenda Mgmt No vote
5 Designate Inspector(s) of Minutes of Mgmt No vote
Meeting
6 Approve Financial Statements and Statutory Mgmt No vote
Reports Approve Allocation of Income and
Dividends of NOK 6.75 per Share
7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Withdraw Company from
Tar Sands Activities in Canada
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Withdraw Company from
Ice-Laden Activities in the Arctic
9 Approve Board of Directors' Statement on Mgmt No vote
Company Corporate Governance
10 Approve Remuneration Policy And Other Terms Mgmt No vote
of Employment For Executive Management
11 Approve Remuneration of Auditors Mgmt No vote
12 Amendment of Articles of Association: Mgmt No vote
Article 11: Re: Appointment of Nominating
Committee Members
13 Approve Remuneration of Corporate Assembly Mgmt No vote
in the Amount of NOK 112,200 for the
Chairman, NOK 59,100 for the Vice Chairman,
NOK 41,500 for Other Members, and NOK 5,900
for Deputy Members
14 Elect Elisabeth Berge and Johan Alstad as Mgmt No vote
Member and Deputy Member of Nominating
Committee
15 Approve Remuneration of Nominating Mgmt No vote
Committee in the Amount of NOK 11,200 for
the Chairman and NOK 8,300 for Other
Members
16 Authorize Repurchase and Reissuance of Mgmt No vote
Shares up to a Nominal Value of NOK 27.5
Million in Connection with Share Saving
Scheme for Employees
17 Authorize Repurchase of up to 75 Million Mgmt No vote
Shares For Cancellation Purposes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF CHAIRMAN'S NAME AND ARTICLE
NUMBER. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STICHTING ADMINISTRATIEKANTOOR UNILEVER,ROTTERDAM Agenda Number: 704055436
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Open Meeting Non-Voting
2 Receive Report of Management Board Non-Voting
3 Receive Information on Board Composition Non-Voting
4 Allow Questions Non-Voting
5 Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STOCKLAND, SYDNEY NSW Agenda Number: 704055943
--------------------------------------------------------------------------------------------------------------------------
Security: Q8773B105
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: AU000000SGP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (5 AND 6), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Re-election as a Director-Terry Williamson Mgmt Against Against
3 Re-election as a Director-Carolyn Hewson Mgmt For For
4 Appointment of PricewaterhouseCoopers as Mgmt For For
Auditor of the Company
5 Adoption of the Remuneration Report Mgmt For For
6 Approval of the Termination Benefits Mgmt For For
Framework
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 704545966
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt Against Against
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt Against Against
6 Amend the Compensation to be received by Mgmt Against Against
Directors
7 Amend the Compensation to be received by Mgmt Against Against
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 704578547
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 2nd ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Adopt Reduction
of Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt Against Against
4.5 Appoint a Corporate Auditor Mgmt Against Against
5 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Adopt Reduction
of Liability System for Outside Directors
(PLEASE NOTE THAT THIS IS THE CONCURRENT
AGENDA ITEM FOR THE CLASS SHAREHOLDERS
MEETING OF SHAREHOLDERS OF ORDINARY
SHARES.)
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LIMITED, SPRING HILL QLD Agenda Number: 704065045
--------------------------------------------------------------------------------------------------------------------------
Security: Q8802S103
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration report Mgmt For For
2 Approval of grant of performance rights to Mgmt For For
the Managing Director/Group CEO
3A Re-election of Dr Z Switkowski as a Mgmt Against Against
director
3B Re-election of Mr E Kulk as a director Mgmt Against Against
3C Election of Mr M Cameron as a director Mgmt Against Against
3D Election of Dr D McTaggart as a director Mgmt For For
3E Election of Ms A Exel as a director Mgmt For For
4 Approval of amendment to the Company's Mgmt Against Against
Constitution
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704275785
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.1 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.2 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.3 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2012.
In connection with this: a presentation of
audit work during 2012
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 10.75 per share, and that Monday, 25
March 2013 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the proposal,
Euroclear expects to distribute the
dividend on Thursday, 28 March 2013
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting
14 Determining the number of auditors to be Mgmt Against Against
appointed by the meeting
15 Deciding fees for Board members and Mgmt Against Against
auditors
16 Election of the Board members and the Mgmt Against Against
Chairman of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Mr Hans Larsson who has
declined re-election. The nomination
committee also proposes that Mr Anders
Nyren be elected as Chairman of the Board
17 Election of auditors: The nomination Mgmt Against Against
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2014. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2012: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, while Mr
Erik Astrom (authorised public accountant)
will be appointed as auditor in charge for
Ernst & Young AB
18 The Board's proposal concerning guidelines Mgmt Against Against
for compensation to senior management
19 The Board's proposal concerning the Mgmt Against Against
appointment of auditors in foundations
without own management
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder's
proposal regarding a change to the articles
of association in respect of the
composition of the Board
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704310438
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 164743 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 9.B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Counsel
Claes Zettermarck is elected Chair at the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7.a Presentation of the annual report and the Non-Voting
consolidated accounts for the financial
year 2012
7.b Presentation of the auditor's reports for Non-Voting
the bank and the group for the financial
year 2012
7.c Address by the CEO Non-Voting
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2012
9.a Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet
9.b PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Decision on the
record date for dividends and in
conjunction herewith the matter submitted
by the shareholder Bo Arnells regarding his
announced proposal to decrease the share
dividend
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members: The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
unchanged at ten
12.a Determination of the fees to the Board Mgmt For For
members
12.b Determination of the fees to the Auditor Mgmt For For
13 Election of the Board members and the Mgmt Against Against
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that all Board members are re-elected,
thus Olav Fjell, Ulrika Francke, Goran
Hedman, Lars Idermark, Anders Igel, Pia
Rudengren, Anders Sundstrom, Charlotte
Stromberg, Karl-Henrik Sundstrom and Siv
Svensson. The Nomination Committee proposes
that Anders Sundstrom be elected as Chair
of the Board of Directors
14 Decision on the Nomination Committee: The Mgmt Against Against
Nomination Committee shall consist of five
members
15 Decision on the guidelines for remuneration Mgmt Against Against
to top executives
16 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
17 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 16
18 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
19.a Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding a common program for 2013
19.b Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding deferred variable remuneration in
the form of shares under an individual
program 2013
19.c Approval of performance and share based Mgmt Against Against
remuneration programs for 2013: Decision
regarding transfer of own ordinary shares
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Matter submitted by
the shareholder Bo Arnells on suggested
proposal to decrease the share dividend
(refer to item 9) and for the bank to
become a full service bank again
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE, PROPOSALS 9.A AND 9.B ARE Non-Voting
BEING TREATED AS 1 PROPOSAL. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM Agenda Number: 704331052
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting and election of the Non-Voting
Chairman of the Meeting.: Sven Unger,
attorney at law, is proposed as the
Chairman of the Meeting
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify Non-Voting
the Minutes
4 Determination of whether the Meeting has Non-Voting
been duly convened
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Non-Voting
Auditors' Report, the Consolidated
Financial Statements and the Auditors'
Report on the Consolidated Financial
Statements for 2012, the Auditors'
Statement regarding compliance with the
principles for determination of
remuneration to senior executives as well
as the Board of Directors' motion regarding
the allocation of profit and explanatory
statements. In connection therewith, the
President's address and the report
regarding the work of the Board of
Directors and the work and function of the
Audit Committee
7 Adoption of the Income Statement and Mgmt For For
Balance Sheet and of the Consolidated
Income Statement and Consolidated Balance
Sheet
8 Resolution in respect of allocation of the Mgmt For For
Company's profit in accordance with the
adopted Balance Sheet and resolution on
record day for dividend: The Board of
Directors proposes that a dividend be paid
to the shareholders in the amount of 7.30
SEK per share and that the remaining
profits be carried forward. The proposed
record date for entitlement to receive a
cash dividend is April 30, 2013. The
dividend is expected to be paid through
Euroclear Sweden AB, on May 6, 2013
9 Resolution regarding discharge from Mgmt For For
liability for the Board members and the
President
10.a Resolution regarding the reduction of the Mgmt For For
share capital by way of a recall of
repurchased shares, and the transfer of the
reduced amount to a fund to be used
pursuant to a resolution adopted by the
General Meeting; and
10.b Resolution regarding a bonus issue Mgmt For For
11 Resolution regarding the authorization of Mgmt For For
the Board of Directors to decide on the
acquisition of shares in the Company
12 Adoption of principles for determination of Mgmt Against Against
remuneration payable to senior executives.
In connection therewith the report
regarding the work and function of the
Compensation Committee
13 Determination of the number of members of Mgmt For For
the Board of Directors to be elected by the
Meeting: The Board of Directors shall
comprise seven members elected by the
Annual General Meeting and no deputies
14 Determination of the remuneration to be Mgmt For For
paid to the Board of Directors
15 Election of members of the Board, the Mgmt Against Against
Chairman of the Board and the Deputy
Chairman of the Board: The following Board
members are proposed for re-election:
Andrew Cripps, Karen Guerra, Conny
Karlsson, Robert F. Sharpe, Meg Tiveus and
Joakim Westh. The Nominating Committee
proposes the election of Wenche Rolfsen as
new member of the Board. Conny Karlsson is
proposed to be re-elected as Chairman of
the Board and Andrew Cripps is proposed to
be re-elected as Deputy Chairman of the
Board
16 Determination of the number of Auditors: Mgmt For For
The Nominating Committee proposes the
number of Auditors shall be one with no
Deputy Auditor
17 Determination of the remuneration to be Mgmt For For
paid to the Auditors
18 Election of Auditors: The Nominating Mgmt Against Against
Committee proposes re-election of the
accounting firm KPMG AB, for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 704304790
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152247,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU
1.1 Approval of the annual report, financial Mgmt For For
statements of Swisscom Ltd and consolidated
financial statements for fiscal year 2012
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
2 Appropriation of retained earnings 2012 and Mgmt For For
declaration of dividend
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Re-election of Hansueli Loosli as chairman Mgmt Against Against
4.2 Re-election of Michel Gobet Mgmt For For
4.3 Re-election of Dr Torsten G. Kreindl Mgmt For For
4.4 Re-election of Richard Roy Mgmt For For
4.5 Re-election of Theophil Schlatter Mgmt Against Against
5 Re-election of the statutory auditors KPMG Mgmt Against Against
Ltd, of Muri near Bern
6 Ad-hoc Mgmt Against Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt Against Against
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt Against Against
Young Ag
6 Additional and/or counter - proposals Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED TAH Agenda Number: 704052454
--------------------------------------------------------------------------------------------------------------------------
Security: Q8815D101
Meeting Type: AGM
Meeting Date: 31-Oct-2012
Ticker:
ISIN: AU000000TAH8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 121493 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 1. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Financial and Other Reports Non-Voting
2.a To re-elect as a Director of the Company Mgmt For For
Mrs Jane Hemstritch who, being a Director
of the Company, retires and, being
eligible, offers herself for re-election
2.b To re-elect as a Director of the Company Dr Mgmt Against Against
Zygmunt Switkowski who, being a Director of
the Company, retires and, being eligible,
offers himself for re-election
2.c To elect as a Director of the Company Mr Mgmt Against Against
Elmer Funke Kupper who, having been
appointed to the Board since the last
Annual General Meeting of the Company,
retires and, being eligible, offers himself
for election
2.d To elect as a Director of the Company Mr Mgmt For For
Steven Gregg who, having been appointed to
the Board since the last Annual General
Meeting of the Company, retires and, being
eligible, offers himself for election
3 Adoption of Remuneration Report Mgmt Against Against
4 Grant of Performance Rights to Managing Mgmt For For
Director and Chief Executive Officer, Mr.
David Attenborough
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt No vote
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt No vote
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt No vote
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 704574498
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATTS GROUP LTD Agenda Number: 704063041
--------------------------------------------------------------------------------------------------------------------------
Security: Q8852J102
Meeting Type: AGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: AU000000TTS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
3 Adoption of the Remuneration Report Mgmt Against Against
4(a) Re-election as Director of the Company-Mr Mgmt Against Against
Robert Bentley
4(b) Re-election as Director of the Company-Mr Mgmt Against Against
Harry Boon
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON, KISTA Agenda Number: 704303849
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Annual Non-Voting
General Meeting: Advokat Sven Unger be
elected Chairman
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda of the Annual Non-Voting
General Meeting
4 Determination whether the Annual General Non-Voting
Meeting has been properly convened
5 Election of two persons approving the Non-Voting
minutes
6 Presentation of the annual report, the Non-Voting
auditors' report, the consolidated
accounts, the auditors' report on the
consolidated accounts and the auditors'
presentation of the audit work during 2012
7 The President's speech and questions from Non-Voting
the shareholders to the Board of Directors
and the management
8.1 Adoption of the income statement and the Mgmt For For
balance sheet, the consolidated income
statement and the consolidated balance
sheet
8.2 Discharge of liability for the members of Mgmt For For
the Board of Directors and the President
8.3 The appropriation of the profit in Mgmt For For
accordance with the approved balance sheet
and determination of the record date for
dividend: The Board of Directors proposes a
dividend of SEK 2.75 per share
9.1 Determination of the number of Board Mgmt For For
members and deputies of the Board of
Directors to be elected by the Annual
General Meeting
9.2 Determination of the fees payable to Mgmt Against Against
non-employed members of the Board of
Directors elected by the Annual General
Meeting and non-employed members of the
Committees of the Board of Directors
elected by the Annual General Meeting
9.3 Election of the Chairman of the Board of Mgmt Against Against
Directors, other Board members and deputies
of the Board of Directors: The Nomination
Committee proposes that the following
persons be elected Board members: Chairman
of the Board: re-election: Leif Johansson,
Other Board members:re-election: Roxanne S.
Austin, Sir Peter L. Bonfield, Borje
Ekholm, Alexander Izosimov, Ulf J.
Johansson, Sverker Martin-Lof, Hans
Vestberg and Jacob Wallenberg; and new
election: Nora Denzel, Kristin Skogen Lund
and Par Ostberg
9.4 Determination of the fees payable to the Mgmt For For
auditor
9.5 Election of auditor: PricewaterhouseCoopers Mgmt For For
AB be appointed auditor for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
10 Resolution on the Guidelines for Mgmt Against Against
remuneration to Group Management
11.1 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Stock Purchase Plan
11.2 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Stock Purchase Plan
11.3 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the Stock
Purchase Plan
11.4 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on implementation of the
Key Contributor Retention Plan
11.5 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on transfer of treasury
stock for the Key Contributor Retention
Plan
11.6 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the Key
Contributor Retention Plan
11.7 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on implementation of the
Executive Performance Stock Plan
11.8 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on transfer of treasury
stock for the Executive Performance Stock
Plan
11.9 Long-Term Variable Remuneration Program Mgmt Against Against
2013: Resolution on Equity Swap Agreement
with third party in relation to the
Executive Performance Stock Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the
Long-Term Variable Remuneration Programs
2009, 2010, 2011 and 2012
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Carl Axel
Bruno to amend the articles of association
by adding the following wording to the
section on the Board of Directors in the
articles of association: At least one
fourth of the Directors on the Board of
Directors shall be men and at least one
fourth of the Directors shall be women. The
minimum number of proposed men and the
minimum number of proposed women shall be
increased to the next higher whole number
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Einar Hellbom
that the Annual General Meeting resolve to
delegate to the Board of Directors to
review how shares are to be given equal
voting rights and to present a proposal to
that effect at the Annual General Meeting
2014
15.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To take necessary action to
create a shareholders' association in the
company
15.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To write to the Government of
Sweden, requesting a prompt appointment of
a commission instructed to propose
legislation on the abolishment of voting
power differences in Swedish limited
liability companies
15.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: to prepare a proposal regarding
board representation for the small and
midsize Shareholders
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 704482594
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2013
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 MAY 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
I Examination and approval, if applicable, of Mgmt For For
the Individual Annual Accounts, the
Consolidated Financial Statements
(Consolidated Annual Accounts) and the
Management Report of Telefonica, S.A. and
of its Consolidated Group of Companies, as
well as of the proposed allocation of the
profits/losses of Telefonica, S.A. and the
management of its Board of Directors, all
with respect to Fiscal Year 2012
II.1 Re-election of Mr. Jose Maria Abril Perez Mgmt Against Against
as a Director
II.2 Re-election of Mr. Jose Fernando de Almansa Mgmt Against Against
Moreno-Barreda as a Director
II.3 Re-election of Ms. Eva Castillo Sanz as a Mgmt Against Against
Director
II.4 Re-election of Mr. Luiz Fernando Furlan as Mgmt Against Against
a Director
II.5 Re-election of Mr. Francisco Javier de Paz Mgmt Against Against
Mancho as a Director
II.6 Ratification of Mr. Santiago Fernandez Mgmt Against Against
Valbuena as a Director
III To re-elect as Auditor of Telefonica, S.A. Mgmt Against Against
and its Consolidated Group of Companies for
fiscal year 2013 the firm Ernst & Young,
S.L., with registered office in Madrid, at
Plaza Pablo Ruiz Picasso, 1, and Tax
Identification Code (C.I.F.) B-78970506
IV.1 Amendment of Articles 17 (in connection Mgmt For For
with a part of its content which will
become a new Article 20), and 20 bis of the
By-Laws (which becomes the new Article 25),
and addition of two new Articles, numbered
32 and 40, to improve the regulations of
the governing bodies of Telefonica S.A
IV.2 Amendment of Articles 16, 18, 18 bis and 21 Mgmt For For
of the By-Laws (which become Articles 17,
22, 4 and 26, respectively) and addition of
two new Articles, numbered 43 and 44, with
a view to bringing the provisions of the
By-Laws into line with the latest
legislative changes
IV.3 Approval of a consolidated text of the Mgmt For For
By-Laws with a view to systematizing and
standardizing its content, incorporating
the amendments approved, and renumbering
sequentially the titles, sections, and
articles into which it is divided
V Amendment and approval of the Consolidated Mgmt For For
Regulations for the General Shareholders'
Meeting
VI Shareholder Compensation. Distribution of Mgmt For For
dividends with a charge to unrestricted
reserves
VII Delegation to the Board of Directors of the Mgmt For For
power to issue debentures, bonds, notes and
other fixed-income securities, be they
simple, exchangeable and/or convertible,
granting the Board, in the last case, the
power to exclude the pre-emptive rights of
shareholders, as well as the power to issue
preferred shares and the power to guarantee
issuances by companies of the Group
VIII Delegation of powers to formalize, Mgmt For For
interpret, correct and implement the
resolutions adopted by the shareholders at
the General Shareholders' Meeting
IX Consultative vote on the Report on Director Mgmt Against Against
Compensation Policy of Telefonica, S.A.
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA, FORNEBU Agenda Number: 704455674
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Approval of the notice of the Annual Mgmt No vote
General Meeting and the agenda
3 Approval of the financial statements and Mgmt No vote
report from the Board of Directors for the
financial year 2012
4 Approval of the remuneration to the Mgmt No vote
company's auditor
5 Information and vote on the Board of Mgmt No vote
Director's statement regarding the
determination of salary and other
remuneration to the executive management
6 Reduction of share capital by cancelling Mgmt No vote
treasury shares and redemption of shares
owned by the Kingdom of Norway and
reduction of other equity
7 Authorisation to acquire treasury shares Mgmt No vote
for the purpose of cancellation
8.1 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Anders
Skjaevestad
8.2 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: John
Gordon Bernander
8.3 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Kirsten
Ideboen
8.4 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Didrik
Munch
8.5 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Elin
Merete Myrmel-Johansen
8.6 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Widar
Salbuvik
8.7 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Tore
Onshuus Sandvik
8.8 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Silvija
Seres
8.9 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Siri
Pettersen Strandenes
8.10 Election of shareholder elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Olaug
Svarva
8.11 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Gry
Molleskog (1st deputy)
8.12 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal:
Nils-Edvard Olsen (2nd deputy)
8.13 Election of Deputy Member elected member to Mgmt No vote
the Corporate Assembly In line with the
nomination committee's proposal: Ingvild
Nybo Holth (3rd deputy)
9.i Election of member to the Nomination Mgmt No vote
Committee In line with the nomination
committee's proposal: Mette I. Wikborg
9.ii Election of member to the Nomination Mgmt No vote
Committee In line with the nomination
committee's proposal: Rune Selmar
10.i Determination of remuneration to the Mgmt No vote
members of: the Corporate Assembly; In line
with the nomination committee's proposal
10.ii Determination of remuneration to the Mgmt No vote
members of: the Nomination Committee In
line with the nomination committee's
proposal
--------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB, STOCKHOLM Agenda Number: 704278464
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 03-Apr-2013
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of chairperson of the meeting: Non-Voting
Sven Unger, Attorney-at-law
2 Preparation and approval of voting register Non-Voting
3 Adoption of agenda Non-Voting
4 Election of two persons to check the Non-Voting
meeting minutes along with the chairperson
5 Confirmation that the meeting has been duly Non-Voting
and properly convened
6 Presentation of the Annual Report and Non-Voting
Auditor's Report, Consolidated Financial
Statements and Group Auditor's Report for
2012. Speech by acting President and CEO
Per-Arne Blomquist in connection herewith
and a description of the Board of Directors
work during 2012
7 Resolution to adopt the Income Statement, Mgmt Against Against
Balance Sheet, Consolidated Statement of
Comprehensive Income and Consolidated
Statement of Financial Position for 2012
8 The Board of Directors proposes that a Mgmt For For
dividend of SEK 2.85 per share shall be
distributed to the shareholders, and that
April 8, 2013 shall be set as the record
date for the dividend. If the annual
general meeting adopts this proposal, it is
estimated that disbursement from Euroclear
Sweden AB will take place on April 11, 2013
9 Resolution concerning discharging of Mgmt Against Against
members of the Board of Directors and the
President from personal liability towards
the Company for the administration of the
Company in 2012
10 Resolution concerning number of board Mgmt For For
members and deputy board members to be
elected by the annual general meeting
11 Resolution concerning remuneration to the Mgmt For For
Board of Directors
12 Election of Board of Directors. The Mgmt For For
election will be preceded by information
from the chairperson concerning positions
held in other companies by the candidates:
Re-election of Olli-Pekka Kallasvuo and
Per-Arne Sandstrom. New election of Marie
Ehrling, Mats Jansson, Tapio Kuula, Nina
Linander, Martin Lorentzon and Kersti
Sandqvist. Maija-Liisa Friman, Ingrid
Jonasson Blank, Anders Narvinger, Timo
Peltola, Lars Renstrom och Jon Risfelt have
declined re-election
13 Election of chairman and vice-chairman of Mgmt Against Against
the Board of Directors: Marie Ehrling as
chairman and Olli-Pekka Kallasvuo as
vice-chairman
14 Resolution concerning number of auditors Mgmt For For
and deputy auditors
15 Resolution concerning remuneration to the Mgmt For For
auditors
16 Election of auditors and deputy auditors: Mgmt Against Against
Re-election of PricewaterhouseCoopers AB
until the end of the annual general meeting
2014
17 Election of Nomination Committee: Magnus Mgmt Against Against
Skaninger (Swedish State), Kari Jarvinen
(Finnish State via Solidium Oy), Jan
Andersson (Swedbank Robur Funds), Per
Frennberg (Alecta) and Marie Ehrling
(chairman of the Board of Directors)
18 Proposal regarding guidelines for Mgmt For For
remuneration to the executive management
19 The Board of Directors' proposal for Mgmt For For
authorization to acquire own shares
20(a) The Board of Directors' proposal for: Mgmt For For
implementation of a long-term incentive
program 2013/2016
20(b) The Board of Directors' proposal for: Mgmt For For
hedging arrangements for the program
21 Proposal from the shareholder Carl Henrik Shr Against For
Bramelid: That TeliaSonera either sells
back Skanova, which owns the copper cables
in Sweden, to the Swedish State or
distributes the shares to the company's
shareholders
22 Proposal from the shareholder Carl Henrik Shr For Against
Bramelid: That TeliaSonera keeps its
operations on the mature markets and
separates its operations on the emerging
markets to a separate company/group the
shares of which are distributed to the
company's shareholders. The company/group
responsible for the emerging markets should
be listed
23 Proposal from the shareholder Ake Shr For Against
Raushagen: that the present auditors be
dismissed and that the Nomination Committee
be given the assignment to draw up a
proposal on new auditors and to review the
assignment and the mandate of the new
auditors
24(a) Proposal from the shareholder Lars Shr For Against
Bramelid: (a) that the new Board of
Directors be given the assignment to claim
damages from the persons who have damaged
the company, especially the company's
Management Group and the board members of
that time
24(b) Proposal from the shareholder Lars Shr For Against
Bramelid: that the Board of Directors is
therefore given the right to limit the
company's claim for damages against these
persons to a total of up to SEK 100 million
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704046615
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4, 5 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a That Mr. Timothy Chen, being eligible, be Mgmt For For
elected as a Director
3.b That Mr. Geoffrey Cousins, being eligible, Mgmt For For
be re-elected as a Director
3.c That Mr. Russell Higgins, being eligible, Mgmt For For
be re-elected as a Director
3.d That Ms. Margaret Seale, being eligible, be Mgmt For For
elected as a Director
3.e That Mr. Steven Vamos, being eligible, be Mgmt Against Against
re-elected as a Director
3.f That Mr. John Zeglis, being eligible, be Mgmt For For
re-elected as a Director
4 Increase in Directors' Fee Pool Mgmt For For
5 Grant of Performance Rights Mgmt Against Against
6 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 704532767
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the Mgmt For For
year ended 23 February 2013
2 To approve the Directors Remuneration Mgmt Against Against
Report
3 To declare a final dividend Mgmt For For
4 To elect Olivia Garfield as a director Mgmt For For
5 To re-elect Sir Richard Broadbent as a Mgmt For For
director
6 To re-elect Philip Clarke as a director Mgmt For For
7 To re-elect Gareth Bullock as a director Mgmt For For
8 To re-elect Patrick Cescau as a director Mgmt Against Against
9 To re-elect Stuart Chambers as a director Mgmt Against Against
10 To re-elect Ken Hanna as a director Mgmt Against Against
11 To re-elect Laurie McIlwee as a director Mgmt For For
12 To re-elect Deanna Oppenheimer as a Mgmt Against Against
director
13 To re-elect Jacqueline Tammenoms Bakker as Mgmt For For
a director
14 To re-appoint the auditors Mgmt Against Against
15 To set the auditors remuneration Mgmt Against Against
16 To authorise the directors to allot shares Mgmt For For
17 To disapply pre-emption rights Mgmt For For
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise political donations by the Mgmt For For
Company and its subsidiaries
20 To authorise short notice general meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF YOKOHAMA,LTD. Agenda Number: 704530446
--------------------------------------------------------------------------------------------------------------------------
Security: J04242103
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3955400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 704583360
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
2.17 Appoint a Director Mgmt Against Against
3 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation
4 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
5 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
6 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
7 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
8 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
9 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
10 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (7)
11 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (8)
12 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (9)
13 Shareholder Proposal: Remove a Director Shr Against For
14 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
15 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
16 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
17 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
18 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
19 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
20 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
21 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
22 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
23 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
24 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (5)
25 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (6)
26 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (1)
27 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (2)
28 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (3)
29 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation (4)
30 Shareholder Proposal: Appoint a Director Shr Against For
31 Shareholder Proposal: Partial Amendmends to Shr Against For
the Articles of Incorporation
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704446497
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: OGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report 2012: 2012 annual report of Mgmt No vote
the board of directors, 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements, statutory auditors report,
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt No vote
3 Resolution for the appropriation of the net Mgmt No vote
income
4 Re-election to the board of directors Mgmt No vote
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt No vote
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt No vote
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 704573890
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 704561821
--------------------------------------------------------------------------------------------------------------------------
Security: J87000105
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOLL HOLDINGS LTD, MELBOURNE VIC Agenda Number: 704060817
--------------------------------------------------------------------------------------------------------------------------
Security: Q9104H100
Meeting Type: AGM
Meeting Date: 26-Oct-2012
Ticker:
ISIN: AU000000TOL1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3 Issue options, rights and/or shares to Mgmt Against Against
executives
4 Grant of options(LTI) to the Managing Mgmt Against Against
Director, Brian Kruger
5 Grant of rights (Deferred STI) to the Mgmt Against Against
Managing Director, Brian Kruger
6 Re-election of Director: Mr Harry Boon Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 704561592
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt Against Against
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt Against Against
1.14 Appoint a Director Mgmt Against Against
1.15 Appoint a Director Mgmt Against Against
1.16 Appoint a Director Mgmt Against Against
2 Shareholder Proposal : Amendments to the Shr For Against
Articles of Incorporation Regarding
Exercise of Voting Rights at General
Meetings of Shareholders
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 704387477
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170136 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301115.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF RESOLUTIONS O.7, E.11 AND E.12.
THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization to be granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Gunnar Brock as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
O.8 Appointment of Mr. Charles Keller as Board Mgmt For For
member representing employee shareholders
pursuant to Article 11 of the bylaws
O.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Appointment of Mr. Philippe
Marchandise as Board member representing
employee shareholders pursuant to Article
11 of the bylaws
O.10 Attendance allowances allocated to the Mgmt For For
Board of Directors
E.11 Authorization to grant Company's share Mgmt Against Against
subscription and/or purchase options to
some employees of the Group and corporate
officers of the company or Group companies
with cancellation of shareholders'
preferential subscription rights to shares
issued following the exercise of share
subscription options
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Labor with
cancellation of shareholders' preferential
subscription rights to shares issued due to
the subscription of shares by employees of
the Group
A PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Creation of an Independent Ethics Committee
B PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Corporate officers and employees
compensation components related to
industrial safety indicators
C PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Total's commitment in favor of the
Diversity Label
D PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Presence of an Employees' Representative in
the compensation Committee
E PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Developing individual shareholding
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 704374545
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152227,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report and group and Mgmt For For
parent bank accounts
1.2 Advisory vote on the compensation report Mgmt Against Against
2012
2 Appropriation of retained earnings and Mgmt For For
distribution
3 Discharge of the members of the board of Mgmt Against Against
directors and the group executive board for
the financial year 2012
4.1.1 Re-election of member of the board of Mgmt Against Against
directors: Axel A. Weber
4.1.2 Re-election of member of the board of Mgmt For For
directors: Michel Demare
4.1.3 Re-election of member of the board of Mgmt For For
directors: David Sidwell
4.1.4 Re-election of member of the board of Mgmt For For
directors: Rainer-Marc Frey
4.1.5 Re-election of member of the board of Mgmt Against Against
directors: Ann F. Godbehere
4.1.6 Re-election of member of the board of Mgmt For For
directors: Axel P. Lehmann
4.1.7 Re-election of member of the board of Mgmt For For
directors: Helmut Panke
4.1.8 Re-election of member of the board of Mgmt For For
directors: William G. Parrett
4.1.9 Re-election of member of the board of Mgmt For For
directors: Isabelle Romy
41.10 Re-election of member of the board of Mgmt For For
directors: Beatrice Weder Di Mauro
41.11 Re-election of member of the board of Mgmt For For
directors: Joseph Yam
4.2 Election of Reto Francioni to the board of Mgmt Against Against
directors
4.3 Re-election of the auditors, Ernst and Mgmt For For
Young Ltd., Basel
5 Ad hoc Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 704379064
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive Report of Management Board Non-Voting
2 Approve Financial Statements and Allocation Mgmt For For
of Income
3 Approve Discharge of Executive Board Mgmt For For
Members
4 Approve Discharge of Non Executive Board Mgmt For For
Members
5 Re-elect P.G.J.M. Polman as CEO to Board of Mgmt For For
Directors
6 Re-elect R.J.M.S. Huet as CFO to Board of Mgmt For For
Directors
7 Re-elect L.O. Fresco to Board of Directors Mgmt For For
8 Re-elect A.M. Fudge to Board of Directors Mgmt For For
9 Re-elect C.E. Golden to Board of Directors Mgmt For For
10 Re-elect B.E. Grote to Board of Directors Mgmt For For
11 Re-elect H. Nyasulu to Board of Directors Mgmt For For
12 Re-elect M. Rifkind to Board of Directors Mgmt For For
13 Re-elect K.J. Storm to Board of Directors Mgmt Against Against
14 Re-elect M. Treschow to Board of Directors Mgmt Against Against
15 Re-elect P.S. Walsh to Board of Directors Mgmt Against Against
16 Elect L. M. Cha to Board of Directors Mgmt For For
17 Elect M. Ma to Board of Directors Mgmt For For
18 Elect J. Rishton to Board of Directors Mgmt For For
19 Ratify PricewaterhouseCoopers Accountants Mgmt Against Against
NV as Auditors
20 Grant Board authority to issue shares up to Mgmt For For
10 percent of Issued Capital Plus
additional 10 percent in case of
takeover/merger and restricting/excluding
preemptive rights
21 Authorize Repurchase of up to 10 Percent of Mgmt For For
Issued Share Capital
22 Approve authorization to cancel Ordinary Mgmt For For
Shares
23 Allow Questions and Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 704383140
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Accounts and Mgmt Against Against
Balance Sheet for the year ended 31
December 2012, together with the Directors'
Report and the Auditor's Report
2 To consider and, if thought fit, approve Mgmt For For
the Directors' Remuneration Report for the
year ended 31 December 2012 included within
the Annual Report and Accounts 2012
3 To re-elect as Executive Director: Mr P G J Mgmt For For
M Polman
4 To re-elect as Executive Director: Mr R J-M Mgmt For For
S Huet
5 To re-elect as Non-Executive Director: Mgmt For For
Professor L O Fresco
6 To re-elect as Non-Executive Director: Ms A Mgmt For For
M Fudge
7 To re-elect as Non-Executive Director: Mr C Mgmt For For
E Golden
8 To re-elect as Non-Executive Director: Dr B Mgmt For For
E Grote
9 To re-elect as Non-Executive Director: Ms H Mgmt For For
Nyasulu
10 To re-elect as Non-Executive Director: The Mgmt For For
Rt Hon Sir Malcolm Rifkind MP
11 To re-elect as Non-Executive Director: Mr K Mgmt Against Against
J Storm
12 To re-elect as Non-Executive Director: Mr M Mgmt Against Against
Treschow
13 To re-elect as Non-Executive Director: Mr P Mgmt Against Against
S Walsh
14 To elect as Non-Executive Director: Mrs L M Mgmt For For
Cha
15 To elect as Non-Executive Director: Ms M Ma Mgmt For For
16 To elect as Non-Executive Director: Mr J Mgmt For For
Rishton
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt Against Against
Auditor of the Company, to hold office
until the conclusion of the next general
meeting at which Accounts are laid before
the members
18 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor
19 Directors' authority to issue shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Company's authority to purchase its own Mgmt For For
shares
22 Political Donations and Expenditure Mgmt For For
23 Notice period for General Meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 704313686
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 16-Apr-2013
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0308/201303081300520.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300861.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012
O.4 Option for the payment of dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Michael Pragnell as Mgmt For For
Board member for a four-year period
O.6 Appointment of Mrs. Yannick Assouad as Mgmt For For
Board member for a four-year period
O.7 Appointment of Mrs. Graziella Gavezotti as Mgmt For For
Board member for a four-year period
O.8 Renewal of term of Deloitte & Associes as Mgmt Against Against
principal Statutory Auditor for six
financial years
O.9 Appointment of KPMG Audit IS as principal Mgmt Against Against
Statutory Auditor for six financial years
O.10 Renewal of term of BEAS as deputy Statutory Mgmt Against Against
Auditor for six financial years
O.11 Appointment of KPMG Audit ID as deputy Mgmt Against Against
Statutory Auditor for six financial years
O.12 Renewal of the delegation of powers to the Mgmt For For
Board of Directors to allow the Company to
repurchase its own shares
O.13 Approving the transfer by VINCI of its Mgmt For For
shareholding in Cegelec Entreprise to VINCI
Energies
O.14 Approving the renewals of the agreement Mgmt Against Against
entered in on March 3, 2010 between VINCI
and YTSeuropaconsultants
O.15 Approving the renewals of the agreement Mgmt Against Against
entered in on December 22, 2003 between
VINCI and VINCI Deutschland
E.16 Renewing the authorization granted to the Mgmt For For
Board of Directors to reduce share capital
by cancellation of VINCI shares held by the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits or share premiums
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any shares and
securities giving access to capital of the
Company and/or its subsidiaries while
maintaining shareholders' preferential
subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to issue bonds
convertible and/or exchangeable for new
and/or existing shares (Oceane) of the
Company and/or its subsidiaries with
cancellation of preferential subscription
rights
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
representing debts and giving access to the
share capital of the Company and/or its
subsidiaries, other than bonds convertible
and/or exchangeable for new and/or existing
shares (Oceane) with cancellation of
preferential subscription rights
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of surplus
demands
E.22 Delegation granted to the Board of Mgmt For For
Directors to issue any shares and
securities giving access to share capital,
in consideration for in-kind contributions
of equity securities or securities granted
to the Company
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for a category of
beneficiaries in order to provide employees
of certain foreign subsidiaries benefits
similar to those offered to employees
participating directly or indirectly in an
Employee shareholding funds (FCPE) through
a savings plan with cancellation of
preferential subscription rights
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SA, PARIS Agenda Number: 704300209
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 30-Apr-2013
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300558.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291301038.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year 2012
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
2012
O.3 Approval of the Statutory Auditors' special Mgmt For For
report on the regulated agreements and
commitments
O.4 Allocation of income for the financial year Mgmt For For
2012, setting the dividend and the date of
payment
O.5 Approval of the Statutory Auditors' special Mgmt Against Against
report prepared pursuant to Article
L.225-88 of the Commercial Code regarding
the conditional commitment in favor of Mr.
Philippe Capron as Executive Board member
O.6 Appointment of Mr. Vincent Bollore as Mgmt Against Against
Supervisory Board member
O.7 Appointment of Mr. Pascal Cagni as Mgmt Against Against
Supervisory Board member
O.8 Appointment of Mrs. Yseulys Costes as Mgmt Against Against
Supervisory Board member
O.9 Appointment of Mr. Alexandre de Juniac as Mgmt For For
Supervisory Board member
O.10 Appointment of Mrs. Nathalie Bricault Mgmt For For
representing employee shareholders, as
Supervisory Board member
O.11 Authorization granted to the Executive Mgmt Against Against
Board to allow the Company to purchase its
own shares
E.12 Authorization to be granted to the Mgmt For For
Executive Board to reduce share capital by
cancellation of shares
E.13 Delegation granted to the Executive Board Mgmt For For
to increase capital by issuing ordinary
shares or any securities giving access to
capital with shareholders' preferential
subscription rights
E.14 Delegation granted to the Executive Board Mgmt For For
to increase capital without shareholders'
preferential subscription rights and within
the limit of 10% of capital and within the
overall ceiling provided in the thirteenth
resolution, in consideration for in-kind
contributions of equity securities or
securities giving access to capital of
third party companies outside of a public
exchange offer
E.15 Delegation granted to the Executive Board Mgmt For For
to increase capital by incorporation of
reserves, profits, premiums or other
amounts
E.16 Delegation granted to the Executive Board Mgmt For For
to decide to increase share capital in
favor of employees and retired employees
who are members of the Company Savings Plan
without shareholders' preferential
subscription rights
E.17 Delegation granted to the Executive Board Mgmt For For
to decide to increase share capital in
favor of employees of Vivendi foreign
subsidiaries who are members of the Group
Savings Plan and to implement any similar
plan without shareholders' preferential
subscription rights
E.18 Powers to carry out all legal formalities Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 704329007
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
04.04.2013, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04.04.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
10.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2012, together with the report of the
Supervisory Board on fiscal year 2012 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB - German
Commercial Code) and the report in
accordance with section 289(5) of the HGB.
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Martin
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr
Francisco Javier Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Jochem
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr
Christian Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Michael
Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Horst
Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Leif
Oestling (beginning 01.09.2012)
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Hans
Dieter Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2012: Mr Rupert
Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand K.
Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Berthold
Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hussain Ali
Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Khalifa
Jassim Al-Kuwari
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Joerg Bode
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Annika
Falkengren
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Michael
Frenzel (until 19.04.2012)
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Uwe Fritsch
(beginning 19.04.2012)
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Babette
Froehlich
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Jacobs
(until 19.04.2012)
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr David
McAllister
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hartmut
Meine
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Mosch
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Osterloh
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hans Michel
Piech
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Ursula Piech
(beginning 19.04.2012)
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand
Oliver Porsche
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Porsche
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Ritmeier (until 31.12.2012)
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Juergen
Stumpf (until 31.12.2012)
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Wehlauer (until 31.12.2012)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Thomas
Zwiebler
5.1 Election of a member of the Supervisory Non-Voting
Board: Mr Wolfgang Porsche
6. Resolution on the approval of intercompany Non-Voting
agreements
7. Election of the auditors and Group auditors Non-Voting
for fiscal year 2013 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2013: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA Agenda Number: 704067936
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 14-Nov-2012
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5, 6 AND 7 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY DOING
SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (3, 5,
6 AND 7), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Proposal to Set a Board Limit Mgmt For For
3 Increase in Remuneration Pool for the Mgmt For For
Non-Executive Directors
4.a Re-election of Mr C B Carter Mgmt For For
4.b Re-election of Mr J P Graham Mgmt Against Against
4.c Re-election of Ms D L Smith-Gander Mgmt Against Against
4.d Election of Mr P M Bassat Mgmt For For
5 Adoption of the Remuneration Report Mgmt For For
6 Grant of Performance Rights to the Group Mgmt For For
Managing Director
7 Grant of Performance Rights to the Finance Mgmt For For
Director
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WEST JAPAN RAILWAY COMPANY Agenda Number: 704561794
--------------------------------------------------------------------------------------------------------------------------
Security: J95094108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3659000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 704460423
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL ("2"), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt Against Against
the year ended 31 December 2012 be approved
3 That Mr Frank Lowy AC is re-elected as a Mgmt Against Against
Director of the Company
4 That Mr Brian Schwartz AM is re-elected as Mgmt For For
a Director of the Company
5 That Mr Roy Furman is re-elected as a Mgmt For For
Director of the Company
6 That Mr Peter Allen is re-elected as a Mgmt Against Against
Director of the Company
7 That Mr Mark G. Johnson is elected as a Mgmt For For
Director of the Company
8 That an extension to the on-market buy-back Mgmt For For
be approved
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 704450523
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 That the continuing appointment of Mr Mgmt For For
Richard Warburton AO, LVO as an independent
director of RE1 Limited and RE2 Limited be
ratified
2 That the continuing appointment of Mr Mgmt For For
Michael Ihlein as an independent director
of RE1 Limited and RE2 Limited be ratified
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 704164451
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt Against Against
3(a) Re-election of Gordon Cairns Mgmt Against Against
3(b) Election of Robert Elstone Mgmt For For
4(a) Changes to the Westpac Constitution Mgmt For For
relating to preference shares
4(b) Other Changes to the Westpac Constitution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC, BRADFORD Agenda Number: 704493814
--------------------------------------------------------------------------------------------------------------------------
Security: G62748119
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: GB0006043169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
report and audited financial statements for
the 53 weeks ended 3 February 2013
2 To approve the Directors' remuneration Mgmt For For
report for the 53 weeks ended 3 February
2013
3 To declare a final dividend Mgmt For For
4 To re-elect Sir Ian Gibson Mgmt For For
5 To re-elect Dalton Philips Mgmt Against Against
6 To re-elect Trevor Stain Mgmt For For
7 To re-elect Philip Cox Mgmt For For
8 To re-elect Richard Gillingwater Mgmt Against Against
9 To re-elect Penny Hughes Mgmt For For
10 To re-elect Johanna Waterous Mgmt Against Against
11 To re-appoint KPMG Audit Plc as auditors of Mgmt Against Against
the Company
12 To authorise the Directors to fix the Mgmt Against Against
remuneration of the auditors
13 To authorise the Company to make market Mgmt For For
purchases of the Company's shares
14 To authorise the Directors to allot Mgmt For For
securities
15 To authorise the Directors to allot Mgmt For For
securities otherwise than in accordance
with s.561 Companies Act 2006
16 To approve the shortening of the period of Mgmt Against Against
notice for a General Meeting
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD, PERTH WA Agenda Number: 704329603
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Frank Cooper Mgmt For For
2.b Re-election of Dr Andrew Jamieson Mgmt Against Against
2.c Election of Dr Sarah Ryan Mgmt For For
3 Remuneration Report Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
APPLICATION OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704092080
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.A, 3.B AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.A, 3.B AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a To re-elect as a Director Mr. John Mgmt For For
Frederick Astbury
2.b To re-elect as a Director Mr. Thomas Mgmt For For
William Pockett
2.c To elect as a Director Ms. Christine Cross Mgmt For For
2.d To elect as a Director Mr. Allan Douglas Mgmt Against Against
(David) Mackay
2.e To elect as a Director Mr. Michael James Mgmt For For
Ullmer
3.a Long Term Incentive Plan Issues - Mr. Grant Mgmt For For
O'Brien
3.b Long Term Incentive Plan Issues - Mr. Tom Mgmt For For
Pockett
4 That, pursuant to sections 136(2) and 648G Mgmt Against Against
of the Corporations Act 2001 (Cth), the
proportional takeover approval provisions
in Articles 6.9 to 6.14 of the Constitution
of the Company are renewed for a period of
three years from the date of this meeting
5 Adoption of Remuneration Report Mgmt For For
6 Capital Reduction Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704110840
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: EGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: That the Company's
Constitution be altered by inserting the
new clause 1A as outlined in the Notice of
Meeting
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 704511775
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution to receive and approve Mgmt For For
the audited accounts
2 Ordinary Resolution to declare a final Mgmt For For
dividend
3 Ordinary Resolution to approve the Mgmt Against Against
remuneration report of the directors
4 Ordinary Resolution to approve the Mgmt For For
sustainability report of the directors
5 Ordinary Resolution to re-elect Colin Day Mgmt Against Against
as a director
6 Ordinary Resolution to re-elect Esther Mgmt Against Against
Dyson as a director
7 Ordinary Resolution to re-elect Orit Mgmt Against Against
Gadiesh as a director
8 Ordinary Resolution to re-elect Philip Mgmt Against Against
Lader as a director
9 Ordinary Resolution to re-elect Ruigang Li Mgmt Against Against
as a director
10 Ordinary Resolution to re-elect Mark Read Mgmt For For
as a director
11 Ordinary Resolution to re-elect Paul Mgmt For For
Richardson as a director
12 Ordinary Resolution to re-elect Jeffrey Mgmt For For
Rosen as a director
13 Ordinary Resolution to re-elect Timothy Mgmt For For
Shriver as a director
14 Ordinary Resolution to re-elect Sir Martin Mgmt For For
Sorrell as a director
15 Ordinary Resolution to re-elect Solomon Mgmt Against Against
Trujillo as a director
16 Ordinary Resolution to elect Roger Agnelli Mgmt Against Against
as a director
17 Ordinary Resolution to elect Dr Jacques Mgmt Against Against
Aigrain as a director
18 Ordinary Resolution to elect Hugo Shong as Mgmt For For
a director
19 Ordinary Resolution to elect Sally Susman Mgmt For For
as a director
20 Ordinary Resolution to re-appoint the Mgmt Against Against
auditors and authorise the directors to
determine their remuneration
21 Ordinary Resolution to authorise the Mgmt For For
directors to allot relevant securities
22 Ordinary Resolution to approve the Mgmt Against Against
Executive Performance Share plan
23 Special Resolution to authorise the Company Mgmt For For
to purchase its own shares
24 Special Resolution to authorise the Mgmt For For
disapplication of pre-emption rights
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166683
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: CRT
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) the proposed scheme of
arrangement referred to in the Notice
convening the Court Meeting (the Scheme)
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166695
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: OGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Scheme of Arrangement dated Mgmt For For
13 November 2012 and related matters
2 To approve the New WPP Reduction of Capital Mgmt For For
3 To change the name of the Company Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704015468
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, subject to and conditional upon the Mgmt No vote
passing of resolution 2 set out in the
notice of the New Xstrata General Meeting,
for the purposes of giving effect to the
Scheme: (a) the directors of the Company be
authorised to take all such actions as they
may consider necessary or appropriate for
carrying the Scheme into full effect; (b)
the re-classification of the ordinary
shares of the Company and the Reduction of
Capital (including any reversals or
contingencies associated therewith) be
approved; (c) the capitalisation of the
reserve arising from the Reduction of
Capital in paying up the New Xstrata Shares
to be allotted to Glencore International
plc (or its nominee(s)) be approved; (d)
the directors of the Company be authorised
to allot the New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That, subject to and conditional upon the Mgmt No vote
passing of resolution 1 set out in the
notice of the New Xstrata General Meeting
and the passing of the resolution set out
in the notice of the Court Meeting: 2.1 the
Amended Management Incentive Arrangements,
as defined in the Supplementary Circular,
be approved and the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to such arrangements; and 2.2 the
New Xstrata 2012 Plan, as defined in the
Supplementary Circular, be adopted and that
the directors of the Company be authorised
to do or procure to be done all such acts
and things on behalf of the Company as they
consider necessary or expedient for the
purpose of giving effect to the New Xstrata
2012 Plan
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703964432
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN ""FOR"" AND ""AGAINST""
ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR
THIS MEETING THEN YOUR VOTE WILL BE
DISREGARDED BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt No vote
thought fit, approving, with or without
modification, the Scheme referred to in the
notice convening the Court Meeting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt For For
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt For For
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933777837
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt Withheld Against
PATRICK J. MARS Mgmt Withheld Against
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt Withheld Against
JUVENAL MESQUITA FILHO Mgmt For For
CARL RENZONI Mgmt For For
ANTENOR F. SILVA, JR. Mgmt Withheld Against
DINO TITARO Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH Agenda Number: 704315767
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152246,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the annual Mgmt For For
financial statements and the consolidated
financial statements for 2012
1.2 Advisory vote on the remuneration system Mgmt Against Against
according to the remuneration report
2.1 Appropriation of available earnings for Mgmt For For
2012
2.2 Appropriation of reserves from capital Mgmt For For
contributions
3 Discharge of members of the board of Mgmt For For
directors and of the group executive
committee
4.1.1 Election of Ms. Monica Maechler as the Mgmt For For
board of director
4.1.2 Re-election of Ms. Susan Bies as the board Mgmt For For
of director
4.1.3 Re-election of Mr. Victor L.L. Chu as the Mgmt Against Against
board of director
4.1.4 Re-election of Mr. Rolf Watter as the board Mgmt Against Against
of director
4.2 Re-election of auditors Mgmt Against Against
PricewaterhouseCoopers ltd, Zurich
5 Additional and/or counter-proposals Mgmt Against Against
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Hexavest U.S. Equity Fund, a series of Eaton Vance Growth Trust
(Exact name of registrant as specified in charter)
Two International Place, Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (617)482-8260
Date of fiscal year end: 7/31
Date of reporting period: 08/29/2012 - 06/30/2013
Eaton Vance Hexavest U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt Withheld Against
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt Withheld Against
M.D. WHITE Mgmt Withheld Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr For Against
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr For Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr For Against
OF AWARDS UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933751869
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
EDWARD J. RAPP Mgmt For For
ROY S. ROBERTS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt Against Against
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP Agenda Number: 933754081
--------------------------------------------------------------------------------------------------------------------------
Security: 019344100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ANV
ISIN: US0193441005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. BUCHAN Mgmt Withheld Against
SCOTT A. CALDWELL Mgmt Withheld Against
JOHN W. IVANY Mgmt For For
CAMERON A. MINGAY Mgmt For For
TERRY M. PALMER Mgmt For For
CARL A. PESCIO Mgmt For For
A. MURRAY SINCLAIR Mgmt For For
ROBERT G. WARDELL Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION FOR FISCAL 2012
3. RATIFICATION OF EKS&H LLLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933744600
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. BRAUER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt Withheld Against
STEPHEN R. WILSON Mgmt Withheld Against
JACK D. WOODARD Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
THE EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr For Against
REDUCING RISK IN ENERGY PORTFOLIO THROUGH
INCREASED ENERGY EFFICIENCY AND RENEWABLE
ENERGY RESOURCES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933745107
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD, Mgmt Against Against
III
1L. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL FOR LOBBYING Shr For Against
DISCLOSURE REPORT.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933725890
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 28-Feb-2013
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt Against Against
1.8 ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt Against Against
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt Against Against
1D. ELECTION OF DIRECTOR: T. CREWS Mgmt Against Against
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt Against Against
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt Against Against
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt Against Against
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt Against Against
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt Against Against
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR THE SIX-MONTH
PERIOD ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt Against Against
1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt Against Against
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt Against Against
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt Against Against
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt Against Against
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt Against Against
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt Against Against
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt Against Against
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt Against Against
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt Against Against
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LEAD BATTERIES REPORT. Shr For Against
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AURICO GOLD INC. Agenda Number: 933802793
--------------------------------------------------------------------------------------------------------------------------
Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 13-May-2013
Ticker: AUQ
ISIN: CA05155C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLIN K. BENNER Mgmt Withheld Against
LUIS M. CHAVEZ Mgmt For For
RICHARD M. COLTERJOHN Mgmt For For
MARK J. DANIEL Mgmt For For
PATRICK D. DOWNEY Mgmt For For
ALAN R. EDWARDS Mgmt For For
SCOTT G. PERRY Mgmt For For
RONALD E. SMITH Mgmt For For
JOSEPH G. SPITERI Mgmt For For
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt Abstain Against
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION TO APPROVE AND RATIFY
THE AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN OF THE COMPANY, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN THE COMPANY'S
MANAGEMENT PROXY CIRCULAR DATED APRIL 10,
2013 (THE "PROXY CIRCULAR").
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt Against Against
ORDINARY RESOLUTION TO APPROVE THE OMNIBUS
LONG-TERM INCENTIVE PLAN OF THE COMPANY,
THE TEXT OF WHICH RESOLUTION IS SET FORTH
IN THE PROXY CIRCULAR.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt Against Against
NON-BINDING ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
CIRCULAR, THE TEXT OF WHICH RESOLUTION IS
SET FORTH IN THE PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933745032
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt Withheld Against
MARTIN S. CRAIGHEAD Mgmt Withheld Against
LYNN L. ELSENHANS Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt Withheld Against
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. AN AMENDMENT TO THE BAKER HUGHES Mgmt For For
INCORPORATED EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR AWARDS UNDER THE
2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt Withheld Against
D.J. CARTY Mgmt Withheld Against
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt Withheld Against
D. MOYO Mgmt For For
B. MULRONEY Mgmt Withheld Against
A. MUNK Mgmt Withheld Against
P. MUNK Mgmt Withheld Against
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt Withheld Against
J.L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 933754245
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.K. ALLEN Mgmt For For
A. BERARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
S. BROCHU Mgmt For For
R.E. BROWN Mgmt Withheld Against
G.A. COPE Mgmt Withheld Against
D.F. DENISON Mgmt For For
A.S. FELL Mgmt For For
E.C. LUMLEY Mgmt For For
T.C. O'NEILL Mgmt Withheld Against
J. PRENTICE Mgmt For For
R.C. SIMMONDS Mgmt For For
C. TAYLOR Mgmt For For
P.R. WEISS Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt Abstain Against
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
2013 MANAGEMENT PROXY CIRCULAR DATED MARCH
7, 2013 DELIVERED IN ADVANCE OF THE 2013
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
BCE INC.
4A PROPOSAL NO. 1 EQUITY RATIO Shr For Against
4B PROPOSAL NO. 2 CRITICAL MASS OF QUALIFIED Shr For Against
WOMEN ON BOARD OF DIRECTORS
4C PROPOSAL NO. 3 POST-EXECUTIVE COMPENSATION Shr For Against
ADVISORY VOTE DISCLOSURE
4D PROPOSAL NO. 4 RISK MANAGEMENT COMMITTEE Shr Against For
4E PROPOSAL NO. 5 DIVERSITY POLICIES AND Shr For Against
INITIATIVES
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933816879
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: BRADBURY H. Mgmt For For
ANDERSON
1B. ELECTION OF CLASS II DIRECTOR: SANJAY Mgmt For For
KHOSLA
1C. ELECTION OF CLASS II DIRECTOR: ALLEN U. Mgmt Against Against
LENZMEIER
1D. ELECTION OF CLASS II DIRECTOR: HATIM A. Mgmt Against Against
TYABJI
1E. RATIFICATION OF CLASS I DIRECTOR: RUSSELL Mgmt Against Against
P. FRADIN
1F. RATIFICATION OF CLASS I DIRECTOR: HUBERT Mgmt For For
JOLY
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO VOTE ON MANAGEMENT'S PROPOSAL TO AMEND Mgmt For For
AND RESTATE OUR AMENDED AND RESTATED
BY-LAWS IN ORDER TO IMPLEMENT
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt Against Against
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933763383
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDMENT TO THE 2008 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO
MODIFY THE SHARE COUNTING PROVISIONS
APPLICABLE TO CASH-SETTLED EQUITY AWARDS
UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933757431
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt Withheld Against
N. MURRAY EDWARDS Mgmt Withheld Against
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt Withheld Against
HON. FRANK J. MCKENNA Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt Withheld Against
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Abstain Against
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING ALL Mgmt Against Against
UNALLOCATED STOCK OPTIONS PURSUANT TO THE
AMENDED, COMPILED AND RESTATED EMPLOYEE
STOCK OPTION PLAN OF THE CORPORATION AS SET
FORTH IN THE ACCOMPANYING INFORMATION
CIRCULAR.
04 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC. Agenda Number: 933793742
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CAGDF
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IAN ATKINSON Mgmt Withheld Against
RICHARD W. CONNOR Mgmt Withheld Against
RAPHAEL A. GIRARD Mgmt Withheld Against
KARYBEK U. IBRAEV Mgmt For For
STEPHEN A. LANG Mgmt Withheld Against
JOHN W. LILL Mgmt Withheld Against
AMANGELDY M. MURALIEV Mgmt Withheld Against
SHERYL K. PRESSLER Mgmt For For
TERRY V. ROGERS Mgmt Withheld Against
BRUCE V. WALTER Mgmt Withheld Against
02 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt Abstain Against
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt Against Against
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt Against Against
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt Against Against
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt Against Against
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr For Against
6. OFFSHORE OIL WELLS Shr For Against
7. CLIMATE RISK Shr For Against
8. LOBBYING DISCLOSURE Shr For Against
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr For Against
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr For Against
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr For Against
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt Against Against
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt Against Against
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt Against Against
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt Withheld Against
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt Withheld Against
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt Withheld Against
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt Withheld Against
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933770732
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt Against Against
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt Against Against
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt Against Against
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt Against Against
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
ACCOUNTANTS.
3. APPROVAL OF THE COMPANY'S LONG TERM Mgmt Against Against
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
5. END PRACTICE OF BENCHMARKING THE CEOS TOTAL Shr For Against
COMPENSATION TO THAT OF CEOS OF PEER
COMPANIES.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt Against Against
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt Against Against
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt Against Against
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt Against Against
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 933779158
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAJ AGRAWAL Mgmt Withheld Against
WARREN F. BRYANT Mgmt For For
MICHAEL M. CALBERT Mgmt Withheld Against
SANDRA B. COCHRAN Mgmt For For
RICHARD W. DREILING Mgmt Withheld Against
P.D. FILI-KRUSHEL Mgmt For For
ADRIAN JONES Mgmt Withheld Against
WILLIAM C. RHODES, III Mgmt Withheld Against
DAVID B. RICKARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO DOLLAR GENERAL Mgmt For For
CORPORATION'S AMENDED AND RESTATED CHARTER
TO IMPLEMENT A MAJORITY VOTING STANDARD IN
UNCONTESTED ELECTIONS OF DIRECTORS.
3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 933826527
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt Withheld Against
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt Withheld Against
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO APPROVE THE COMPANY'S 2013 DIRECTOR Mgmt Against Against
DEFERRED COMPENSATION PLAN
4. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
5. MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED Mgmt Against Against
SHARES OF COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933752289
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt Against Against
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt Against Against
JR.
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
AUDITORS FOR 2013
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF AMENDMENT TO BYLAWS TO ALLOW Mgmt For For
SHAREHOLDERS TO CALL SPECIAL MEETINGS
5. REPORT ON FUTURE POLICY TO END USE OF Shr For Against
MOUNTAINTOP REMOVAL COAL
6. SUSTAINABILITY AS A PERFORMANCE MEASURE FOR Shr For Against
EXECUTIVE COMPENSATION
7. POLICY RELATED TO MINIMIZING STORAGE OF Shr For Against
NUCLEAR WASTE IN SPENT FUEL POOLS
8. REPORT ON THE FINANCIAL RISKS TO DOMINION Shr For Against
POSED BY CLIMATE CHANGE
--------------------------------------------------------------------------------------------------------------------------
DOMTAR CORPORATION Agenda Number: 933768941
--------------------------------------------------------------------------------------------------------------------------
Security: 257559203
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: UFS
ISIN: US2575592033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GIANNELLA ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. APPLE Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS P. GIGNAC Mgmt Against Against
1D. ELECTION OF DIRECTOR: BRIAN M. LEVITT Mgmt Against Against
1E. ELECTION OF DIRECTOR: HAROLD H. MACKAY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. MAFFUCCI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. STEACY Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1I. ELECTION OF DIRECTOR: DENIS TURCOTTE Mgmt Against Against
1J. ELECTION OF DIRECTOR: JOHN D. WILLIAMS Mgmt For For
2. SAY-ON-PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS DOMTAR
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933747303
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt Withheld Against
DAVID A. BRANDON Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JAMES B. NICHOLSON Mgmt Withheld Against
CHARLES W. PRYOR, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933746705
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt Withheld Against
DANIEL R. DIMICCO Mgmt Withheld Against
JOHN H. FORSGREN Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt Withheld Against
CARLOS A. SALADRIGAS Mgmt Withheld Against
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDED DUKE ENERGY Mgmt Against Against
CORPORATION EXECUTIVE SHORT-TERM INCENTIVE
PLAN
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933744725
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 933761872
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ROSS CORY Mgmt For For
ROBERT R. GILMORE Mgmt Withheld Against
GEOFFREY A. HANDLEY Mgmt Withheld Against
WAYNE D. LENTON Mgmt Withheld Against
MICHAEL A. PRICE Mgmt For For
STEVEN P. REID Mgmt For For
JONATHAN A. RUBENSTEIN Mgmt For For
DONALD M. SHUMKA Mgmt For For
PAUL N. WRIGHT Mgmt For For
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR Mgmt Abstain Against
(SEE PAGE 18 OF THE MANAGEMENT PROXY
CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE Mgmt For For
AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS
THE INDEPENDENT AUDITOR (SEE PAGE 18 OF THE
MANAGEMENT PROXY CIRCULAR).
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt Against Against
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt Against Against
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt Against Against
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt Against Against
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933766860
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: L.P. DENAULT Mgmt Against Against
1C. ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1D. ELECTION OF DIRECTOR: A.M. HERMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1F. ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt Against Against
1G. ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1H. ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1J. ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
DISCLOSURE.
5. SHAREHOLDER PROPOSAL REGARDING NUCLEAR Shr For Against
FUEL.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933745195
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt Against Against
1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt Against Against
1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt Against Against
1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt Against Against
1O. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt Against Against
1P. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt Against Against
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE AMENDED & RESTATED EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt Withheld Against
U.M. BURNS Mgmt Withheld Against
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt Withheld Against
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt Withheld Against
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt Against Against
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr For Against
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr For Against
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr For Against
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt Against Against
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt Against Against
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt Against Against
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933763357
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt Withheld Against
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt Withheld Against
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt Withheld Against
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION AND AMENDED CODE
OF REGULATIONS TO ALLOW FOR A MAJORITY
VOTING POWER THRESHOLD
5. SHAREHOLDER PROPOSAL: CEO COMPENSATION Shr For Against
BENCHMARKING
6. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr For Against
7. SHAREHOLDER PROPOSAL: EQUITY RETENTION Shr Against For
8. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
9. SHAREHOLDER PROPOSAL: ACT BY WRITTEN Shr For Against
CONSENT
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr For Against
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770073
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt Withheld Against
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt Withheld Against
IAN W. TELFER Mgmt Withheld Against
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt Against Against
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC. Agenda Number: 933726450
--------------------------------------------------------------------------------------------------------------------------
Security: 393122106
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: GMCR
ISIN: US3931221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BARBARA D. CARLINI Mgmt For For
HINDA MILLER Mgmt For For
NORMAN H. WESLEY Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933766377
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Special
Meeting Date: 30-Apr-2013
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT Mgmt For For
DATED AS OF FEBRUARY 13, 2013, AS AMENDED
BY THE AMENDMENT TO AGREEMENT AND PLAN OF
MERGER, DATED AS OF MARCH 4, 2013, AND AS
MAY BE FURTHER AMENDED FROM TIME TO TIME,
AMONG H.J. HEINZ COMPANY, HAWK ACQUISITION
HOLDING CORPORATION AND HAWK ACQUISITION
SUB, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt Against Against
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL
1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY H.J. HEINZ COMPANY TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt Against Against
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt Against Against
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt Against Against
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt Against Against
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt Against Against
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt Against Against
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt Against Against
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr For Against
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 933718441
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRELL K. CREWS Mgmt For For
JEFFREY M. ETTINGER Mgmt Withheld Against
JODY H. FERAGEN Mgmt For For
GLENN S. FORBES, M.D. Mgmt For For
STEPHEN M. LACY Mgmt Withheld Against
SUSAN I. MARVIN Mgmt For For
JOHN L. MORRISON Mgmt For For
ELSA A. MURANO, PH.D. Mgmt For For
ROBERT C. NAKASONE Mgmt Withheld Against
SUSAN K. NESTEGARD Mgmt For For
DAKOTA A. PIPPINS Mgmt For For
CHRISTOPHER POLICINSKI Mgmt Withheld Against
2. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt Against Against
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING OCTOBER 27, 2013.
3. APPROVE THE HORMEL FOODS CORPORATION Mgmt Against Against
OPERATORS' SHARE INCENTIVE COMPENSATION
PLAN TO ENABLE CERTAIN COMPENSATION PAID
UNDER THE PLAN TO CONTINUE TO QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE COMPANY'S 2013
ANNUAL MEETING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933807779
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt For For
DONALD K. CHARTER Mgmt Withheld Against
W. ROBERT DENGLER Mgmt For For
GUY G. DUFRESNE Mgmt Withheld Against
RICHARD J. HALL Mgmt For For
STEPHEN J.J. LETWIN Mgmt For For
MAHENDRA NAIK Mgmt Withheld Against
WILLIAM D. PUGLIESE Mgmt For For
JOHN T. SHAW Mgmt For For
TIMOTHY R. SNIDER Mgmt For For
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt Abstain Against
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS.
04 RESOLVED THAT BY-LAW NUMBER TWO OF THE Mgmt For For
CORPORATION, IN THE FORM MADE BY THE BOARD
OF DIRECTORS, BEING A BY-LAW TO AMEND
BY-LAW NUMBER ONE OF THE CORPORATION, AND
INCLUDED AS APPENDIX "C" TO THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2013 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS, IS HEREBY
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt Against Against
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt Against Against
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt Against Against
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt Against Against
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt No vote
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt No vote
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt No vote
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt No vote
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt No vote
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt No vote
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt No vote
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt No vote
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt No vote
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt No vote
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr No vote
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr No vote
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr No vote
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt Against Against
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr For Against
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr For Against
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933772801
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt Withheld Against
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt Withheld Against
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt Withheld Against
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt Withheld Against
BARBARA R. SNYDER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT AUDITOR ERNST & YOUNG LLP.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4 APPROVAL OF KEYCORP 2013 EQUITY Mgmt Against Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933742214
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt Against Against
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt Against Against
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt Against Against
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt Against Against
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt Against Against
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933789426
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt For For
JOHN K. CARRINGTON Mgmt For For
JOHN M.H. HUXLEY Mgmt For For
KENNETH C. IRVING Mgmt For For
JOHN A. KEYES Mgmt For For
JOHN A. MACKEN Mgmt For For
C. MCLEOD-SELTZER Mgmt Withheld Against
JOHN E. OLIVER Mgmt For For
UNA M. POWER Mgmt For For
TERENCE C.W. REID Mgmt For For
J. PAUL ROLLINSON Mgmt For For
RUTH G. WOODS Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt Abstain Against
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS, AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933755499
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1B. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE MATERIAL TERMS FOR Mgmt Against Against
PERFORMANCE-BASED AWARDS UNDER THE KRAFT
FOODS GROUP, INC. 2012 PERFORMANCE
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY Shr For Against
ENGINEERED PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933743949
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1J. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt Against Against
1K. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt Against Against
1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. STOCKHOLDER ACTION BY WRITTEN CONSENT Shr For Against
5. ADOPT A POLICY THAT REQUIRES THE BOARD Shr For Against
CHAIRMAN TO BE AN INDEPENDENT DIRECTOR
6. REPORT ON CORPORATE LOBBYING EXPENDITURES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt Against Against
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt Against Against
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr For Against
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr For Against
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt Against Against
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933795291
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER EATON Mgmt For For
CHARLES M. HERINGTON Mgmt For For
H. SANFORD RILEY Mgmt Withheld Against
4. APPROVE AN AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
THAT THE HOLDERS OF OUR CLASS A COMMON
STOCK AND CLASS B COMMON STOCK SHALL VOTE
TOGETHER AS A SINGLE CLASS, ON AN ADVISORY
BASIS, ON ANY PROPOSAL TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS PRESENTED AT ANY ANNUAL
MEETING OF STOCKHOLDERS HELD AFTER JANUARY
1, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt Against Against
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt Against Against
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt Against Against
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt Against Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr For Against
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr For Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933817009
--------------------------------------------------------------------------------------------------------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: NBR
ISIN: BMG6359F1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. CRANE Mgmt Withheld Against
MICHAEL C. LINN Mgmt For For
JOHN V. LOMBARDI Mgmt For For
HOWARD WOLF Mgmt For For
JOHN YEARWOOD Mgmt For For
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS INDEPENDENT AUDITOR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
3. PROPOSAL TO APPROVE THE 2013 INCENTIVE Mgmt Against Against
BONUS PLAN.
4. PROPOSAL TO APPROVE THE 2013 STOCK PLAN. Mgmt Against Against
5. NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr For Against
APPROVAL OF SPECIFIC PERFORMANCE METRICS IN
EQUITY COMPENSATION PLANS.
7. SHAREHOLDER PROPOSAL TO REQUIRE AN Shr For Against
INDEPENDENT CHAIRMAN.
8. SHAREHOLDER PROPOSAL REGARDING SHARE Shr Against For
RETENTION REQUIREMENT FOR SENIOR
EXECUTIVES.
9. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
APPROVAL OF CERTAIN SEVERANCE AGREEMENTS.
10. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt Against Against
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt Against Against
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt Against Against
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933777205
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt Against Against
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt Against Against
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt Against Against
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt Against Against
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL, AS REQUIRED BY INTERNAL REVENUE Mgmt For For
CODE SECTION 162(M), OF THE MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED ANNUAL
INCENTIVE COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. SHAREHOLDER PROPOSAL-POLICY REGARDING Shr For Against
STORAGE OF NUCLEAR WASTE.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933739558
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt Withheld Against
NICHOLAS D. CHABRAJA Mgmt Withheld Against
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt Withheld Against
MARTIN P. SLARK Mgmt Withheld Against
DAVID H.B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt Withheld Against
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt Against Against
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt Against Against
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt Against Against
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF LOBBYING ACTIVITIES.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt Against Against
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933746589
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt For For
1D ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 933792512
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 09-May-2013
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR H. BRADLEY Mgmt For For
JOHN F. BURZYNSKI Mgmt For For
MARCEL COTE Mgmt For For
MICHELE DARLING Mgmt For For
JOANNE FERSTMAN Mgmt For For
S. LEAVENWORTH BAKALI Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
CHARLES E. PAGE Mgmt For For
SEAN ROOSEN Mgmt Withheld Against
GARY A. SUGAR Mgmt For For
SERGE VEZINA Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Abstain Against
AS INDEPENDENT AUDITORS AND AUTHORIZING
DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION TO APPLY FOR A Mgmt For For
CERTIFICATE OF AMENDMENT OF THE ARTICLES OF
THE CORPORATION.
04 RESOLUTION - RATIFYING THE CONTINUED Mgmt For For
EXISTENCE OF THE SHAREHOLDER RIGHTS PLAN.
05 RESOLUTION - RATIFYING BY-LAW 2012-1 Mgmt For For
REGARDING AN ADVANCE NOTICE PROVISION.
06 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 933801070
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108 Meeting Type: Annual and Special
Ticker: PAAS Meeting Date: 13-May-2013
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS J. BEATY Mgmt For For
GEOFFREY A. BURNS Mgmt For For
MICHAEL L. CARROLL Mgmt For For
CHRISTOPHER NOEL DUNN Mgmt For For
NEIL DE GELDER Mgmt For For
ROBERT P. PIROOZ Mgmt For For
DAVID C. PRESS Mgmt For For
WALTER T. SEGSWORTH Mgmt Withheld Against
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE Mgmt Abstain Against
CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO PASS AN Mgmt Against Against
ORDINARY RESOLUTION APPROVING THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT
OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt Against Against
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt Against Against
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt Against Against
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt Against Against
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt Against Against
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt Against Against
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933755007
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. ANDREWS Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1C. ELECTION OF DIRECTOR: C. LEE COX Mgmt For For
1D. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1G. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1I. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt Against Against
1L. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL: INDEPENDENT BOARD Shr For Against
CHAIR
--------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION Agenda Number: 933763066
--------------------------------------------------------------------------------------------------------------------------
Security: 723484101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PNW
ISIN: US7234841010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD N. BASHA, JR. Mgmt For For
DONALD E. BRANDT Mgmt Withheld Against
SUSAN CLARK-JOHNSON Mgmt For For
DENIS A. CORTESE, M.D. Mgmt For For
MICHAEL L. GALLAGHER Mgmt For For
R.A. HERBERGER, JR, PHD Mgmt For For
DALE E. KLEIN, PH.D. Mgmt For For
HUMBERTO S. LOPEZ Mgmt For For
KATHRYN L. MUNRO Mgmt For For
BRUCE J. NORDSTROM Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
2013 PROXY STATEMENT.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt Against Against
INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt Withheld Against
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt Withheld Against
STUART E. GRAHAM Mgmt Withheld Against
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt Withheld Against
WILLIAM H. SPENCE Mgmt Withheld Against
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933740195
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Against Against
2004 LONG-TERM INCENTIVE PLAN.
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2013.
6. STOCKHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTE REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933750932
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL M. DELEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1D. ELECTION OF DIRECTOR: NEIL R. WITHINGTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS
4. SHAREHOLDER PROPOSAL ON ELIMINATION OF Shr For Against
CLASSIFIED BOARD
--------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. Agenda Number: 933763092
--------------------------------------------------------------------------------------------------------------------------
Security: 786514208
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SWY
ISIN: US7865142084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For
1B. ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt Against Against
1D. ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1E. ELECTION OF DIRECTOR: KENNETH W. ODER Mgmt For For
1F. ELECTION OF DIRECTOR: T. GARY ROGERS Mgmt For For
1G. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For
2. NON-BINDING ADVISORY APPROVAL OF THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION
("SAY-ON-PAY").
3. RE-APPROVAL OF THE 2007 EQUITY AND Mgmt Against Against
INCENTIVE AWARD PLAN.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SEMAFO INC. Agenda Number: 933785391
--------------------------------------------------------------------------------------------------------------------------
Security: 816922108
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: SEMFF
ISIN: CA8169221089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERENCE F. BOWLES Mgmt For For
BENOIT DESORMEAUX Mgmt For For
JEAN LAMARRE Mgmt Withheld Against
JOHN LEBOUTILLIER Mgmt Withheld Against
GILLES MASSON Mgmt For For
LAWRENCE MCBREARTY Mgmt For For
TERTIUS ZONGO Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Abstain Against
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO DETERMINE THEIR COMPENSATION.
03 ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt Against Against
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt Against Against
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt Against Against
IK ELECTION OF DIRECTOR: T. WILSON Mgmt Against Against
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt Against Against
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt Against Against
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt Against Against
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt Against Against
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt Against Against
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt Against Against
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt Against Against
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt Against Against
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933789490
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt Against Against
1H. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt Against Against
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt Against Against
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICERS' COMPENSATION
4. RATIFICATION OF BY-LAW AMENDMENT Mgmt For For
5. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE TWO-THIRDS
SUPERMAJORITY REQUIREMENTS IN ARTICLE
ELEVENTH TO A MAJORITY VOTE
6. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE 75% SUPERMAJORITY
REQUIREMENTS IN ARTICLE THIRTEENTH TO A
TWO-THIRDS VOTE
--------------------------------------------------------------------------------------------------------------------------
TRANSCANADA CORPORATION Agenda Number: 933744028
--------------------------------------------------------------------------------------------------------------------------
Security: 89353D107
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2013
Ticker: TRP
ISIN: CA89353D1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN E. BENSON Mgmt For For
DEREK H. BURNEY Mgmt For For
PAULE GAUTHIER Mgmt For For
RUSSELL K. GIRLING Mgmt For For
S. BARRY JACKSON Mgmt Withheld Against
PAUL L. JOSKOW Mgmt For For
PAULA ROSPUT REYNOLDS Mgmt Withheld Against
MARY PAT SALOMONE Mgmt For For
W. THOMAS STEPHENS Mgmt For For
D. MICHAEL G. STEWART Mgmt For For
RICHARD E. WAUGH Mgmt For For
02 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt Abstain Against
ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE
DIRECTORS TO SET THEIR REMUNERATION.
03 RESOLUTION TO RECONFIRM AND AMEND THE STOCK Mgmt Against Against
OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
04 RESOLUTION TO CONTINUE AND APPROVE THE Mgmt For For
AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN, AS DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 RESOLUTION TO ACCEPT TRANSCANADA Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933718922
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 01-Feb-2013
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN TYSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C. ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JIM KEVER Mgmt Against Against
1E. ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt Against Against
1F. ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt Against Against
1G. ELECTION OF DIRECTOR: ROBERT THURBER Mgmt Against Against
1H. ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt Against Against
1I. ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE TYSON FOODS, INC. 2000 STOCK INCENTIVE
PLAN.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TYSON FOODS, INC. EMPLOYEE STOCK
PURCHASE PLAN.
4. TO RATIFY THE SELECTION OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt Against Against
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt Against Against
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt Against Against
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt Against Against
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt Against Against
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt Against Against
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt Against Against
05 NETWORK NEUTRALITY Shr For Against
06 LOBBYING ACTIVITIES Shr For Against
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr For Against
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt Against Against
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt Against Against
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt Against Against
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt Against Against
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt Against Against
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt Against Against
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt Against Against
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt Against Against
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt Against Against
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt Against Against
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt Against Against
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt Against Against
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt Against Against
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr For Against
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933751679
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt Against Against
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt Against Against
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
EXECUTIVE PERFORMANCE INCENTIVE PLAN
5. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt Against Against
2009 STOCK INCENTIVE PLAN
* Management position unknown
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Growth Trust By (Signature) /s/ Duncan W. Richardson Name Duncan W. Richardson Title President Date 08/27/2013 |