Piedmont Announces Pricing of Public Offering of American Depositary Shares
23 Março 2021 - 6:35PM
Business Wire
Piedmont Lithium Limited (“Piedmont” or the “Company”)
(Nasdaq:PLL; ASX:PLL) today announced the pricing of an
underwritten public offering of 1.75 million of its American
Depositary Shares (“ADSs”), with each ADS representing 100 of its
ordinary shares (“Public Offering”), at a price per ADS to the
public of $70.00, for aggregate gross proceeds of $122.5 million.
Piedmont has granted the underwriters a 30-day option to purchase
up to an additional 262,500 ADSs at the issue price of the Public
Offering. The Public Offering is expected to close on March 25,
2021, subject to customary closing conditions.
J.P. Morgan, Evercore ISI and Canaccord Genuity are acting as
joint book-runners for the Public Offering. BTIG, LLC, B. Riley
Securities, Loop Capital Markets, Roth Capital Partners,
ThinkEquity, a division of Fordham Financial Management, Inc., Jett
Capital Advisors and Tuohy Brothers are acting as co-managers for
the Public Offering.
Proceeds from the Public Offering will be used to continue
development of the Company’s Piedmont Lithium Project, including
definitive feasibility studies, testwork, permitting, further
exploration drilling, mineral resource estimate updates and ongoing
land consolidation, to fund the previously announced strategic
investments in Sayona Mining Limited and Sayona Quebec Inc and
other possible strategic initiatives, and for general corporate
purposes.
The Public Offering is being made pursuant to an effective shelf
registration statement that has been filed with the U.S. Securities
and Exchange Commission (the “SEC”). A final prospectus supplement
related to the Public Offering will be filed with the SEC and made
available on the SEC’s website at http://www.sec.gov and on the ASX
website. Copies of the final prospectus supplement, when available,
and the accompanying prospectus relating to the Public Offering may
be obtained from J.P. Morgan Securities LLC, c/o Broadridge
Financial Solutions, 1155 Long Island Avenue, Edgewood, NY 11717,
by telephone at (866) 803-9204 or by e-mail at
prospectus-eq_fi@jpmchase.com; Evercore Group L.L.C., Attention:
Equity Capital Markets, 55 East 52nd Street, 35th Floor, New York,
NY 10055, by telephone at (888) 474-0200 or by e-mail at
ecm.prospectus@evercore.com; and Canaccord Genuity LLC, 99 High
Street, Suite 1200, Boston, Massachusetts 02110, Attention:
Syndicate Department, by telephone at (671) 371-3900 or email at
prospectus@cgf.com.
This press release is not an offer or sale of the securities
in the United States or in any other jurisdiction where such offer
or sale is prohibited, and such securities may not be offered or
sold in the United States absent registration or an exemption from
registration under the Securities Act of 1933, as amended.
Forward-Looking Statements
This press release contains “forward-looking statements” as
defined by the Private Securities Litigation Reform Act of 1995
that involve risks and uncertainties. In some cases, you can
identify forward-looking statements by terms such as “may,”
“might,” “will,” “objective,” “intend,” “should,” “could,” “can,”
“would,” “expect,” “believe,” “design,” “estimate,” “predict,”
“potential,” “plan” or the negative of these terms and similar
expressions intended to identify forward-looking statements.
Piedmont cautions readers that forward-looking statements are based
on management’s expectations and assumptions as of the date of this
news release and are subject to certain risks and uncertainties
that could cause actual results to differ materially, including,
but not limited to, risks related to whether the Company will close
the Public Offering on the expected terms, or at all; the
anticipated use of the net proceeds of the Public Offering; the
fact that the Company’s management will have broad discretion in
the use of the proceeds from any sale of the ADSs; the Company’s
operations being further disrupted by, or the Company’s financial
results being adversely affected by public health threats,
including the novel coronavirus pandemic; the Company’s limited
operating history in the lithium industry; the Company’s status as
an exploration stage company; the Company’s ability to identify
lithium mineralization and achieve commercial lithium mining;
mining, exploration and mine construction, if warranted, on the
Company’s properties; the Company’s ability to achieve and maintain
profitability and to develop positive cash flow from the Company’s
mining activities; the Company’s ability to enter into and deliver
product under supply agreements; investment risk and operational
costs associated with the Company’s exploration activities; the
Company’s ability to access capital and the financial markets;
recruiting, training and maintaining employees; possible defects in
title of the Company’s properties; potential conflicts of interest
of the Company’s directors and officers; compliance with government
regulations; the Company’s ability to acquire necessary mining
licenses, permits or access rights; environmental liabilities and
reclamation costs; volatility in lithium prices or demand for
lithium; the Company’s ADS price and trading volume volatility;
risks relating to the development of an active trading market for
the ADSs; ADS holders not having certain shareholder rights; ADS
holders not receiving certain distributions; and the Company’s
status as a foreign private issuer, including the effects of our
proposed redomiciliation from Australia to the United States on
such status and subsequent status as a domestic issuer, and
emerging growth company. Forward-looking statements reflect its
analysis only on their stated date, and Piedmont undertakes no
obligation to update or revise these statements except as may be
required by law.
About Piedmont
Piedmont Lithium (Nasdaq:PLL; ASX:PLL) is developing a
world-class integrated lithium business in the United States,
enabling the transition to a net-zero world and the creation of a
clean energy economy in America. Our location in the renowned
Carolina Tin Spodumene Belt of North Carolina, the cradle of the
lithium industry, positions us to be one of the world’s lowest cost
producers of lithium hydroxide, and the most strategically located
to serve the fast-growing US electric vehicle supply chain. The
unique geographic proximity of our resources, production operations
and prospective customers places us on the path to be among the
most sustainable producers of lithium hydroxide in the world and
should allow Piedmont to play a pivotal role in supporting
America’s move to the electrification of transportation and energy
storage. For more information, visit www.piedmontlithium.com.
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version on businesswire.com: https://www.businesswire.com/news/home/20210323006049/en/
Keith Phillips President & CEO T: +1 973 809 0505 E:
kphillips@piedmontlithium.com
Brian Risinger VP - Investor Relations and Corporate
Communications T: +1 704 910 9688 E:
brisinger@piedmontlithium.com
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