- Statement of Ownership (SC 13G)
23 Outubro 2009 - 8:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES
13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO RULE 13d-2
ELECTRONIC
SENSOR TECHNOLOGY, INC.
COMMON
STOCK, PAR VALUE $0.001 PER SHARE
(Title of
Class of Securities)
285835104
December
31, 2008
(Date of
Event which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which the Schedule is
filed:
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(the “Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however,
see
the Notes).
CUSIP
No. 285835104
|
SCHEDULE
13G
|
Page 2 of
5 Pages
|
1.
|
NAMES
OF REPORTING PERSONS:
Lehman
Brothers Bankhaus AG (i. Ins.)
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
|
(a)
¨
(b)
¨
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Germany
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
9,571,945
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
9,571,945
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,571,945
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
¨
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.1%
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
FI
|
CUSIP
No. 285835104
|
SCHEDULE
13G
|
Page 3 of
5 Pages
|
Explanatory
Statement
As of
December 31, 2008, Lehman Brothers Bankhaus AG (i. Ins.) (the “Filer”) had
shared voting and investment power over the securities that are the subject of
this Schedule 13G (“Securities”). At some time prior to September 16,
2008, the Filer purchased the Securities pursuant to a master repurchase
agreement. Under this agreement, the Filer had shared voting and
investment power over the Securities with other parties to the
agreement.
Insolvency
proceedings commenced in Germany regarding the Filer on November 13,
2008. As of the date of this filing, the Filer has not been able to
locate any confirmation for its purchase of the Securities. As a
result, the Filer has not been able to rule out the possibility that it had
shared voting or investment power over the Securities prior to
2008. Prior to the commencement of insolvency proceedings, the Filer
may also have shared voting and investment power with Lehman Brothers Holdings,
Inc., of which the Filer is a wholly-owned subsidiary.
Item
1(a).
|
Name
of Issuer:
|
Electronic
Sensor Technology, Inc.
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices:
|
1077
Business Center Circle
Newbury
Park, California 91320
Item
2(a).
|
Name
of Person Filing:
|
Lehman
Brothers Bankhaus AG (i. Ins.)
Item
2(b).
|
Address
or Principal Business Office, or, if None,
Residence:
|
Rathenauplatz
1
60313
Frankfurt am Main
Germany
Germany
Item
2(d).
|
Title
of Class of Securities:
|
Common
stock, par value $0.001 per share
285835104
CUSIP
No. 285835104
|
SCHEDULE
13G
|
Page 4 of
5 Pages
|
Item
3.
|
If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is
a:
|
|
(j)
|
x
A non-U.S.
institution in accordance with §
240.13d-1(b)(1)(ii)(J);
|
(a)
Amount Beneficially Owned
|
|
|
9,571,945
|
|
(b)
Percent of Class
|
|
|
6.1%
|
|
(c)
Number of shares as to which such person has:
|
|
|
|
|
(i)
sole power to vote or to direct the vote
|
|
|
0
|
|
(ii)
shared power to vote or to direct the vote
|
|
|
9,571,945
|
|
(iii)
sole power to dispose or to direct disposition of
|
|
|
0
|
|
(iv)
shared power to dispose or to direct disposition of
|
|
|
9,571,945
|
|
None of
the shares set forth in this item 4 constitute shares the beneficial ownership
of which the reporting person had the right to acquire within 60 days following
such date. For purposes of Item 4(b), the relevant class is the
common stock, par value $0.001 per share of Electronic Sensor Technology, Inc.,
of which 155,853,385 shares were outstanding as of December 31, 2008,
according to disclosure by Electronic Sensor Technology, Inc. on Form 10-K filed
with the Commission on April 15, 2009.
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
N/A
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
N/A
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person.
|
N/A
Item
8.
|
Identification
and Classification of Members of the
Group.
|
N/A
Item
9.
|
Notice
of Dissolution of Group.
|
N/A
CUSIP
No. 285835104
|
SCHEDULE
13G
|
Page 5 of
5 Pages
|
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
By
signing below I certify that, to the best of my knowledge and belief, the
foreign regulatory scheme applicable to Lehman Brothers Bankhaus AG is
substantially comparable to the regulatory scheme applicable to the functionally
equivalent U.S. institution(s). I also undertake to furnish to the
Commission staff, upon request, information that would otherwise be disclosed in
a Schedule 13D.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
|
|
October 22, 2009
|
|
|
(Date)
|
|
LEHMAN
BROTHERS BANKHAUS AG (I. INS.)
|
|
By:
|
/s/ Helmut Olivier
|
|
|
Name: Mr.
Helmut Olivier
|
|
|
Title: Chairman
|
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