Current Report Filing (8-k)
06 Maio 2016 - 5:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act 1934
Date of Report (date of earliest event reported):
April 30, 2016
QKL STORES
INC.
(Exact name of registrant as specified in
charter)
Delaware
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033-10893
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75-2180652
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(State of Incorporation)
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(Commission File No.)
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(IRS Employer
Identification No.)
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4 Nanreyuan Street
Dongfeng Road
Sartu District
163300 Daqing, PRC
(Address Of Principal Executive Offices)
(Zip Code)
(011) 86-459-460-7825
(Registrant’s Telephone Number, Including
Area Code)
_____________________________________
(Former Name or Former Address, is Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 4.01 Changes in Registrant's Certifying
Accountant.
QKL Stores, Inc. (the “Company”)
was notified that, effective April 30, 2016, AWC (CPA) Limited (“AWC”) merged (the “Merger”) with Dominic
K.F. Chan & Co (“DKFC”) and formed DCAW (CPA) Limited (“DCAW”), which is registered with the Public
Company Accounting Oversight Board (PCAOB).
As a result of the Merger, AWC resigned
as the Company’s independent registered public accounting firm on April 30, 2016. On May 6, 2016, the Company engaged DCAW
(CPA) Limited as its independent registered public accounting firm. The engagement of DCAW was approved by the Company’s
board of directors on May 6, 2016.
The audit reports of AWC on the financial
statements of the Company as of and for the years ended December 31, 2015 and 2014 did not contain any adverse opinion or disclaimer
of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles but modified to a going concern.
In connection with the audits of the Company’s
financial statements for the fiscal years ended December 31, 2015 and 2014 and through the date of this Current Report, there were:
(i) no disagreements with AWC on any matters of accounting principles or practices, financial statement disclosure, or auditing
scope or procedure, which disagreement(s), if not resolved to the satisfaction of AWC, would have caused it to make reference to
the subject matter of the disagreement(s) in connection with its reports, and (ii) no reportable events of the type described in
Item 304(a)(1)(v) of Regulation S-K.
During the Company’s two most recent
fiscal years and through May 6, 2016, neither the Company nor anyone on its behalf consulted with DCAW regarding (i) the application
of accounting principles to a specified transaction, either completed or proposed; or the type of audit opinion that might be rendered
on the Company's financial statements, and neither a written report nor oral advice was provided that DCAW concluded was an important
factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or (ii) any
matter that was either the subject of a disagreement, as defined in Item 304(a)(1)(iv) of Regulation S-K and its related instructions,
or a reportable event as described in Item 304(a)(1)(v) of Regulation S-K.
AWC furnish the Company with a letter addressed
to the Securities and Exchange Commission stating whether or not AWC agrees with the statements made therein. A copy of such letter,
dated May 6, 2016, furnished by AWC is filed as Exhibit 16.1 to this Form 8-K.
Item 9.01. Financial Statements and
Exhibits.
(d) Exhibits
16.1 Letter of AWC (CPA) Limited dated
May 6, 2016
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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QKL STORES INC.
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By:
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/s/ Zhuangyi Wang
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Name:
Title:
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Zhuangyi Wang
Chief Executive Officer
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Date: May 6, 2016
QKL Stores (CE) (USOTC:QKLS)
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