Statement of Changes in Beneficial Ownership (4)
11 Janeiro 2022 - 02:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * HENNESSY JOHN L |
2. Issuer Name and Ticker or Trading
Symbol Alphabet Inc. [ GOOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/7/2022
|
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
1/7/2022 |
|
S |
|
12 |
D |
$2720.95 (1) |
2499 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
2 |
D |
$2721.87 |
2497 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
1 |
D |
$2722.96 |
2496 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
2 |
D |
$2728.91 |
2494 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
1 |
D |
$2729.095 |
2493 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
12 |
D |
$2730.65 |
2481 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
4 |
D |
$2733.285 (2) |
2477 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
2 |
D |
$2734.6375 (3) |
2475 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
35 |
D |
$2735.1822 (4) |
2440 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
1 |
D |
$2736.00 |
2439 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
12 |
D |
$2737.6029 (5) |
2427 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
30 |
D |
$2738.5756 |
2397 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
15 |
D |
$2740.7097 |
2382 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
3 |
D |
$2741.6566 |
2379 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
14 |
D |
$2744.0235 |
2365 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
12 |
D |
$2745.6775 |
2353 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
2 |
D |
$2747.075 |
2351 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
3 |
D |
$2748.8016 |
2348 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
2 |
D |
$2749.145 |
2346 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
11 |
D |
$2751.845 |
2335 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
1 |
D |
$2753.99 |
2334 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
4 |
D |
$2758.4237 (6) |
2330 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
11 |
D |
$2760.91 |
2319 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
1 |
D |
$2763.45 |
2318 |
I |
By Trust |
Class A Common Stock |
1/7/2022 |
|
S |
|
6 |
D |
$2767.13 |
2312 |
I |
By Trust |
Class C Capital Stock |
2/11/2020 |
|
G |
|
211 |
D |
$0.00 |
0 |
D |
|
Class C Capital Stock |
8/4/2020 |
|
G |
|
208 |
D |
$0.00 |
0 |
D |
|
Class C Capital Stock |
2/11/2020 |
|
G |
|
211 |
A |
$0.00 |
708 |
I |
By Trust |
Class C Capital Stock |
8/4/2020 |
|
G |
|
208 |
A |
$0.00 |
919 |
I |
By Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,720.95 to $2,721.94,
inclusive. The Reporting Person undertakes to provide to any
security holder of Alphabet Inc. or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in footnotes (1) through (6) to this Form 4. |
(2) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,732.89 to $2,733.88,
inclusive. |
(3) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,734.54 to $2,735.53,
inclusive. |
(4) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,735.12 to $2,736.11,
inclusive. |
(5) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,737.45 to $2,738.44,
inclusive. |
(6) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $2,758.00 to $2,758.66,
inclusive. |
Remarks:
All transactions reported in this Form 4 were effected pursuant to
a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
HENNESSY JOHN L
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043 |
X |
|
|
|
Signatures
|
/s/ Valentina Margulis, as Attorney-in-Fact for
John L. Hennessy |
|
1/11/2022 |
**Signature of Reporting
Person |
Date |
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