Statement of Changes in Beneficial Ownership (4)
12 Janeiro 2022 - 06:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * AL-RUMAYYAN YASIR |
2. Issuer Name and Ticker or Trading
Symbol Uber Technologies, Inc [ UBER ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
3884 PRINCE TURKI IBN ABDUL AZIZ AL-AWAL, ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/10/2022
|
(Street)
RIYADH, T0 11452
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
1/10/2022 |
|
A |
|
2460 |
|
(1) |
(1) |
Common Stock |
2460 |
$0.00 |
2460 |
D |
|
Explanation of
Responses: |
(1) |
Restricted stock units of
the Issuer representing the right to receive shares of common stock
on a one-for-one basis upon vesting. The Issuer reserves the right
to issue to the reporting person the cash equivalent of shares of
common stock, in part or in full satisfaction of the delivery of
the shares of common stock, upon vesting of the restricted stock
units. The restricted stock units are scheduled to vest on May 8,
2022, subject to earlier vesting in certain
circumstances. |
Remarks:
His Excellency Yasir AI-Rumayyan is the Governor of The Public
Investment Fund ("PIF"), the sovereign wealth fund of the Kingdom
of Saudi Arabia, which is a holder of securities of Uber
Technologies, Inc. (the "Issuer"). The Board of Directors (the
"Board") of PIF exercises investment control over the securities of
the Issuer held by PIF by majority vote of the members of the
Board. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
AL-RUMAYYAN YASIR
3884 PRINCE TURKI IBN ABDUL AZIZ AL-AWAL
ROAD
RIYADH, T0 11452 |
X |
|
|
|
Signatures
|
/s/ H.E. Yasir Al-Rumayyan |
|
1/12/2022 |
**Signature of Reporting
Person |
Date |
Uber Technologies (NYSE:UBER)
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