Statement of Changes in Beneficial Ownership (4)
09 Março 2022 - 01:31PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Atkinson Fraser |
2. Issuer Name and Ticker or Trading
Symbol GREENPOWER MOTOR Co INC. [ GPV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CEO and Chairman |
(Last)
(First)
(Middle)
PENTHOUSE 2 - 141 WATER STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/10/2021
|
(Street)
VANCOUVER, A1 V6B 1A7
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
|
|
|
|
|
|
|
1143766 |
D |
|
Common Shares |
12/24/2021 |
|
P |
|
5000 |
A |
$11.20 (1) |
1148766 |
D |
|
Common Shares |
12/24/2021 |
|
P |
|
5000 |
A |
$18.20 (1) |
1153766 |
D |
|
Common Shares |
1/25/2022 |
|
X |
|
14286 |
A |
$5.25 (1) |
1168052 |
D |
|
Common Shares |
2/27/2022 |
|
X |
|
85714 |
A |
$5.25 (1) |
1253766 |
D |
|
Common Shares |
|
|
|
|
|
|
|
28571 |
I |
Atkinson Family Trust |
Common Shares |
|
|
|
|
|
|
|
804854 |
I |
Koko Financial Services
Ltd. |
Common Shares |
|
|
|
|
|
|
|
17858 |
I |
H. Atkinson ITF RR Atkinson |
Common Shares |
|
|
|
|
|
|
|
17858 |
I |
H. Atkinson ITF SS Atkinson |
Common Shares |
|
|
|
|
|
|
|
366071 |
I |
KFS Capital LLC |
Common Shares |
3/3/2022 |
|
X |
|
342857 |
A |
$4.20 (1) |
708928 |
I |
KFS Capital LLC |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options |
$5.25 (1) |
|
|
|
|
|
|
2/2/2017 |
2/2/2022 |
Common |
14286 |
|
14286 |
D |
|
Stock Options |
$5.25 (1) |
1/25/2022 |
|
X |
|
|
14286 |
2/2/2017 |
2/2/2022 |
Common |
14286 |
$5.25 (1) |
0 |
D |
|
Stock Options |
$5.25 (1) |
|
|
|
|
|
|
5/26/2017 |
5/26/2022 |
Common |
85714 |
|
85714 |
D |
|
Stock Options |
$5.25 (1) |
2/27/2022 |
|
X |
|
|
85714 |
5/26/2017 |
5/26/2022 |
Common |
85714 |
$5.25 (1) |
0 |
D |
|
Stock Options |
$3.50 (1) |
|
|
|
|
|
|
5/4/2018 |
5/4/2023 |
Common |
14286 |
|
14286 |
D |
|
Stock Options |
$3.50 (1) |
|
|
|
|
|
|
2/12/2019 |
2/12/2024 |
Common |
14286 |
|
28572 |
D |
|
Stock Options |
$2.59 (1) |
|
|
|
|
|
|
1/30/2020 |
1/30/2025 |
Common |
28571 |
|
57143 |
D |
|
Stock Options |
$20.00 |
|
|
|
|
|
|
3/19/2021 (2) |
11/19/2025 |
Common |
100000 |
|
157143 |
D |
|
Stock Options |
$16.45 (1) |
12/10/2021 |
|
A |
|
50000 |
|
4/10/2022 (4) |
12/10/2026 |
Common |
50000 |
$16.45 (1) |
207143 |
D |
|
Warrants |
$4.20 (1) |
|
|
|
|
|
|
3/14/2019 |
3/14/2022 |
Common |
342857 |
|
342857 |
I (3) |
KFS Capital LLC |
Warrants |
$4.20 (1) |
3/3/2022 |
|
X |
|
|
342857 |
3/14/2019 |
3/14/2022 |
Common |
342857 |
$4.20 (1) |
0 |
I |
KFS Capital LLC |
Explanation of
Responses: |
(1) |
Canadian dollars |
(2) |
(5) The Options will vest as
follows: (i) 25% after four months from the date of grant, (ii) 25%
after the first anniversary of the date of grant, (iii) 25% after
the second anniversary of the date of grant and (iv) 25% after the
third anniversary of the date of grant. |
(3) |
These warrants were
transferred to KFS Capital LLC. There is no change of beneficial
ownership. |
(4) |
The Options will vest as
follows: (i) 25% after four months from the date of grant, (ii) 25%
after the six months from the date of grant, (iii) 25% nine months
from the date of grant and (iv) 25% after the first anniversary of
the date of grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Atkinson Fraser
PENTHOUSE 2 - 141 WATER STREET
VANCOUVER, A1 V6B 1A7 |
X |
X |
CEO and Chairman |
|
Signatures
|
/s/ Fraser Atkinson |
|
3/9/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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