Statement of Changes in Beneficial Ownership (4)
10 Março 2022 - 06:38PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * EVANS BRIAN |
2. Issuer Name and Ticker or Trading
Symbol GEO GROUP INC [ GEO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP, Chief Financial Officer |
(Last)
(First)
(Middle)
4955 TECHNOLOGY WAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/8/2022
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(Street)
BOCA RATON, FL 33431
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/8/2022 |
|
A |
|
49728 (1) |
A |
$0.00 |
244861 |
D |
|
Common Stock |
3/8/2022 |
|
F |
|
40555 (2) |
D |
$5.64 |
204306 |
D |
|
Restricted Stock |
3/8/2022 |
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D |
|
53333 (3) |
D |
$0.00 |
397334 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The amount of shares
reflects an increase to the vested restricted stock granted on
March 1, 2019 and June 4, 2021 based upon the achievement of the
performance-based metrics for the performance period from January
1, 2019 to December 31, 2021. This resulted in a payout of an
aggregate of 103,061 shares of common stock. |
(2) |
These shares were
surrendered in order to satisfy the reporting person's tax
withholding obligation upon the vesting of restricted
stock. |
(3) |
This amount of shares
reflects the forfeiture of 20,000 shares of restricted stock
granted on March 1, 2019 and 33,333 shares of restricted stock
granted on June 4, 2021 based upon the results of the performance
based metrics of the restricted stock during the period from
January 1, 2019 to December 31, 2021. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
EVANS BRIAN
4955 TECHNOLOGY WAY
BOCA RATON, FL 33431 |
|
|
SVP, Chief Financial Officer |
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Signatures
|
/s/Joe Negron, as Attorney-in-Fact for Brian R.
Evans |
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3/10/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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