GRAHAM CORP false 0000716314 0000716314 2022-07-29 2022-07-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):   July 29, 2022                                                                                                                                              

 

Graham Corporation

 

(Exact name of Registrant as specified in its charter)

 

 

Delaware    001-08462    16-1194720

(State or other jurisdiction of

incorporation)

   (Commission
File Number)
   (IRS Employer
Identification No.)
20 Florence Avenue, Batavia, New York    14020
(Address of principal executive offices)    (Zip Code)

 

Registrant’s telephone number, including area code:      (585) 343-2216                                                                                                                                  

 

 

N/A
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

[    ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[    ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[    ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[    ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class       Trading Symbol(s)       Name of each exchange on which registered
Common Stock, par value $0.10 per share   GHM   NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 2.02.

Results of Operations and Financial Condition.

On July 29, 2022, Graham Corporation (the “Company”) issued a press release describing its results of operations and financial condition for its first quarter ended June 30, 2022. The Company’s earnings press release is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

Item 7.01.

Regulation FD Disclosure.

On July 29, 2022, the Company issued a press release with respect to orders awarded in the quarter ending June 30, 2022. The Company’s press release is attached to this Current Report on Form 8-K as Exhibit 99.2.

The information furnished pursuant to Item 2.02 and Item 7.01, including Exhibit 99.1 and Exhibit 99.2, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under such section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.

 

Description

99.1

  Press Release dated July 29, 2022 describing the results of operations and financial condition for Graham Corporation’s first quarter ended June 30, 2022

99.2

  Press Release dated July 29, 2022 describing orders awarded to Graham Corporation in the quarter ending June 30, 2022

104

  Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Graham Corporation
Date:  July 29, 2022     By:   /s/ Christopher Thome                                
      Christopher Thome
      Vice President – Finance and Chief Financial Officer
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