Statement of Changes in Beneficial Ownership (4)
12 Setembro 2022 - 12:19PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Howze Marc A |
2. Issuer Name and Ticker or Trading Symbol
DEERE & CO
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DE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Group Pres., Life Sol & CAO |
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(Last)
(First)
(Middle)
DEERE & COMPANY, ONE JOHN DEERE PLACE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/9/2022 |
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(Street)
MOLINE, IL 61265
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| $1 Par Common Stock (1) | 9/9/2022 | | M | | 4019 | A | $151.95 | 21340 (2) | D | |
| $1 Par Common Stock (1) | 9/9/2022 | | S | | 4019 | D | $373.222 (3) | 17321 (4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Market Priced Options (5) | $151.95 | 9/9/2022 | | M | | | 4019 | (6) | 12/13/2027 | Common Stock | 4019 | $0 | 4020 | D | |
| Explanation of Responses: |
| (1) | Exercise of Rule 16b-3 options and related sale of shares. |
| (2) | 794 shares were transferred pursuant to a domestic relations order in December 2021. |
| (3) | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $373.170 to $373.290, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| (4) | Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| (5) | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
| (6) | The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Howze Marc A
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE, IL 61265 |
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| Group Pres., Life Sol & CAO |
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Signatures
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| /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney | | 9/12/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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