Statement of Changes in Beneficial Ownership (4)
20 Dezembro 2022 - 03:01PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * SMITH BRIAN JOHN |
2. Issuer Name and Ticker or Trading
Symbol COCA COLA CO [ KO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Senior Executive |
(Last)
(First)
(Middle)
THE COCA-COLA COMPANY, ONE COCA-COLA PLAZA |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/16/2022
|
(Street)
ATLANTA, GA 30313
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, $.25 Par
Value |
12/16/2022 |
|
M |
|
94200 |
A |
$37.61 |
210368 |
D |
|
Common Stock, $.25 Par
Value |
12/16/2022 |
|
S(1) |
|
94200 |
D |
$63.0192 (2) |
116168 |
D |
|
Common Stock, $.25 Par
Value |
|
|
|
|
|
|
|
41342 (3) |
I |
By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to
Buy) |
$37.61 |
12/16/2022 |
|
M |
|
|
94200 |
(4) |
2/20/2023 |
Common Stock, $.25 Par
Value |
94200 |
$0 |
126972 |
D |
|
Hypothetical Shares |
$0 (5) |
|
|
|
|
|
|
(6) |
(6) |
Common Stock, $.25 Par
Value |
22567 |
|
22567 (7) |
I |
By Supplemental 401(k) Plan |
Explanation of
Responses: |
(1) |
The sale reported in this
Form 4 was effected pursuant to a Rule 10b5-1 trading plan
established by the reporting person on March 1, 2022. |
(2) |
The price is the weighted
average sale price of the aggregate number of shares that were sold
by the reporting person. These shares were sold in multiple
transactions at prices ranging from $63.00 to $63.07. The reporting
person undertakes to provide to the issuer, any security holder of
the issuer or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price. |
(3) |
Shares credited to the
reporting person's account under The Coca-Cola Company 401(k) Plan,
as of December 16, 2022. |
(4) |
Option (with tax withholding
right) granted on February 21, 2013 under The Coca-Cola Company
1999 Stock Option Plan. One-fourth of grant became exercisable on
each of the first, second, third and fourth anniversaries of the
grant date. |
(5) |
Each hypothetical share is
equal to one share of common stock of The Coca-Cola
Company. |
(6) |
There is no data applicable
with respect to the hypothetical shares. |
(7) |
As of December 16,
2022. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
SMITH BRIAN JOHN
THE COCA-COLA COMPANY
ONE COCA-COLA PLAZA
ATLANTA, GA 30313 |
|
|
|
Senior Executive |
Signatures
|
/s/ Brian John Smith |
|
12/19/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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