Statement of Changes in Beneficial Ownership (4)
19 Janeiro 2023 - 08:53PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Kushel J.
Richard |
2. Issuer Name and Ticker or Trading
Symbol BlackRock Inc. [ BLK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Senior Managing Director |
(Last)
(First)
(Middle)
BLACKROCK, INC., 55 EAST 52ND STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/17/2023
|
(Street)
NEW YORK, NY 10055
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Shares Of Common Stock (par Value $0.01 Per
Share) |
1/17/2023 |
|
A |
|
1479 (1) |
A |
$743.61 |
78925.34 (2) |
D |
|
Shares Of Common Stock (par Value $0.01 Per
Share) |
|
|
|
|
|
|
|
26153 |
I |
By Family Trust |
Shares Of Common Stock (par Value $0.01 Per
Share) |
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|
|
|
|
|
|
1000 |
I |
By Family Trust |
Shares Of Common Stock (par Value $0.01 Per
Share) |
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|
|
|
|
|
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1000 |
I |
By Family Trust |
Shares Of Common Stock (par Value $0.01 Per
Share) |
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|
|
|
|
|
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45000 |
I |
By The Kushel Family 2011 Dynasty
Trust |
Shares Of Common Stock (par Value $0.01 Per
Share) |
|
|
|
|
|
|
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5245 |
I |
By The Kushel Family 2018
Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Reflects an award value of
$1,100,000 converted to a number of Restricted Stock Units by
dividing the approved award value by $743.61, which was the average
of the high and low price per share of Common Stock on January 17,
2023. This grant was approved by the Management Development and
Compensation Committee on January 11, 2023. Restricted Stock Units
vest in equal installments on 1/31/24, 1/31/25 and
1/31/26. |
(2) |
Includes Common Stock as
well as Restricted Stock Units that vest over a period of 1 to 3
years. Each Restricted Stock Unit is payable solely by delivery of
an equal number of shares of Common Stock. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Kushel J. Richard
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK, NY 10055 |
|
|
Senior Managing Director |
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Signatures
|
/s/ R. Andrew Dickson III as Attorney-in-Fact for
J. Richard Kushel |
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1/19/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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