Initial Statement of Beneficial Ownership (3)
28 Fevereiro 2023 - 07:54PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Small Martin |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
2/24/2023
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3. Issuer Name and Ticker or Trading
Symbol BlackRock Inc. [BLK] |
(Last)
(First)
(Middle)
50 HUDSON YARDS |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
CFO & Senior Managing Director
/ |
(Street)
NEW
YORK, NY 10001
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
10901.4148 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy) |
(2) |
12/4/2026 |
Common Stock |
24047 |
$513.50 |
D |
|
Explanation of
Responses: |
(1) |
Includes (i) 1,518
Restricted Stock Units vesting on January 31, 2024, (ii) 907
Restricted Stock Units vesting on January 31, 2025, and (iii) 112
Restricted Stock Units vesting on January 31, 2026. Each Restricted
Stock Unit is payable solely by delivery of an equal number of
shares of Common Stock. |
(2) |
Represents an initial award
of 24,074 stock options that vest in equal installments on December
4, 2022, December 4, 2023 and December 4, 2024. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Small Martin
50 HUDSON YARDS
NEW YORK, NY 10001 |
|
|
CFO & Senior Managing
Director |
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Signatures
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/s/ R. Andrew Dickson III as Attorney-in-Fact for
Martin Small |
|
2/28/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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