0000797468FALSE00007974682023-05-052023-05-050000797468us-gaap:CommonStockMember2023-05-052023-05-050000797468oxy:WarrantsToPurchaseCommonStockMember2023-05-052023-05-05

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549



FORM 8-K


CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 5, 2023


OCCIDENTAL PETROLEUM CORPORATION
(Exact Name of Registrant as Specified in Charter)


Delaware1-0921095-4035997
(State or Other Jurisdiction
of Incorporation)		(Commission
File Number)		(IRS Employer
Identification No.)

5 Greenway Plaza, Suite 110
Houston, Texas
77046
(Address of Principal Executive Offices)(Zip Code)

Registrant’s Telephone Number, Including Area Code: (713) 215-7000
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which
Registered
Common Stock, $0.20 par valueOXYNew York Stock Exchange
Warrants to Purchase Common Stock, $0.20 par valueOXY WSNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.07 Submission of Matters to a Vote of Security Holders.
Occidental Petroleum Corporation (the “Company”) held its 2023 Annual Meeting of Shareholders on May 5, 2023 (the “2023 Annual Meeting”). The following actions were taken at the 2023 Annual Meeting, for which proxies were solicited pursuant to Regulation 14A under the Securities Exchange Act of 1934, as amended, and the final number of votes cast for or against, and abstentions and broker non-votes, as applicable, for each matter are set forth below.
1.The ten nominees proposed by the Board of Directors were elected by the Company's shareholders by the following votes:
NomineeFor% ForAgainst% AgainstAbstainBroker Non-Votes
Vicky A. Bailey650,880,82298.45 %10,262,8061.55 %632,621110,136,627
Andrew Gould632,734,93395.77 %27,961,3964.23 %1,079,920110,136,627
Carlos M. Gutierrez642,398,53597.24 %18,255,9532.76 %1,121,761110,136,627
Vicki Hollub653,952,98098.91 %7,209,2931.09 %613,976110,136,627
William R. Klesse652,419,18098.69 %8,662,6981.31 %694,371110,136,627
Jack B. Moore632,146,55695.62 %28,933,6914.38 %696,002110,136,627
Claire O'Neill658,330,34799.59 %2,736,4740.41 %709,428110,136,627
Avedick B. Poladian634,427,22495.97 %26,637,8034.03 %711,222110,136,627
Ken Robinson658,037,11599.61 %2,604,0950.39 %1,135,039110,136,627
Robert M. Shearer653,551,53598.86 %7,512,7441.14 %711,970110,136,627
2.The result of the advisory vote on the frequency of future advisory votes approving named executive officer compensation was as follows:
One Year650,301,34898.26 %
Two Years1,166,8780.18 %
Three Years9,241,3041.40 %
Abstain1,066,7190.16 %
Broker Non-Votes110,136,627
3.The advisory vote to approve named executive officer compensation was approved by the Company's shareholders by the following vote:
For640,513,74796.79 %
Against19,776,7562.99 %
Abstain1,485,7460.22 %
Broker Non-Votes110,136,627



4.The ratification of the selection of KPMG as the Company’s independent auditor for the year ending December 31, 2023 was approved by the Company’s shareholders by the following vote:
For754,693,50597.77 %
Against16,396,5412.12 %
Abstain822,8300.11 %
5.The proposal submitted by John Chevedden requesting an Independent Board Chairman policy was not approved by the Company's shareholders. The proposal received the following vote:
For51,079,5697.72 %
Against607,804,22991.84 %
Abstain2,892,4510.44 %
Broker Non-Votes110,136,627





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 11, 2023
OCCIDENTAL PETROLEUM CORPORATION
By: /s/ Nicole E. Clark
Name:Nicole E. Clark
Title:Vice President, Corporate Secretary and Chief Compliance Officer






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