Washington, D.C. 20549

(Exact name of registrant as specified in its charter)
Delaware 0-12933 94-2634797
(State or Other Jurisdiction
of Incorporation)
File Number)
 (IRS Employer
Identification Number)
4650 Cushing Parkway
Fremont, California 94538
(Address of principal executive offices, including zip code)
George M. Schisler, Jr.
Vice President, Chief Legal Officer and Secretary
(510) 572-0200
(Name and telephone number, including area code of the person
to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

Section 1 - Conflict Minerals Disclosure

Item 1.01     Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Lam Research Corporation (the “Company”) conducted in good faith a reasonable country of origin inquiry regarding the conflict minerals (as defined in Form SD) that are necessary to the functionality or production of products that the Company manufactured or contracted to have manufactured in calendar year 2023 (the “Covered Minerals”). The inquiry was reasonably designed to determine if the Covered Minerals originated in the Democratic Republic of the Congo or an adjoining country or are from recycled or scrap sources.

The Company has determined that it is required to file, and has filed, a Conflict Minerals Report as Exhibit 1.01 to this Form SD. The Conflict Minerals Report is also publicly available at https://investor.lamresearch.com/sec-filings. The content on any web site referred to in this Form SD is not incorporated by reference into this Form SD unless expressly noted.

Item 1.02.    Exhibit.

The Company’s Conflict Mineral Report is included as Exhibit 1.01 to this report.

Section 2 - Exhibits

Item 2.01.    Exhibits.


Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:May 31, 2024
By: /s/ George M. Schisler, Jr.
 George M. Schisler, Jr.
 Vice President, Chief Legal Officer and Secretary


Exhibit 1.01

For the reporting period from January 1, 2023 through December 31, 2023
This Conflict Minerals Report (this “Report”) of Lam Research Corporation (including its consolidated subsidiaries, the “Company”, “Lam”, “we” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, for the reporting period January 1, 2023 through December 31, 2023 (the “Reporting Period”).
Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Subject Minerals” (as defined below) are necessary to the functionality or production of such products. “Subject Minerals” are defined herein as: (i)(a) columbite-tantalite (or coltan), (b) cassiterite, (c) gold and (d) wolframite, or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or a country that shares an internationally recognized border with the DRC (collectively, the “Covered Countries”).
Our operations may at times manufacture, or contract to manufacture, products for which Subject Minerals are necessary to the functionality or production of those products (collectively, our “products” and, individually, a “product”). As required by Form SD, Lam has conducted a good faith reasonable country of origin inquiry (“RCOI”), as described in more detail below, regarding the Subject Minerals included in our products manufactured or contracted to be manufactured during the Reporting Period (collectively, our “in-scope products” and, individually, an “in-scope product”), to determine whether any of such Subject Minerals originated in the Covered Countries and/or whether any of such Subject Minerals may be from recycled or scrap sources. Where applicable, Lam has conducted additional due diligence regarding the sources of the Subject Minerals contained in our in-scope products. The results of our RCOI regarding the Subject Minerals contained in our in-scope products, as well as our additional due diligence regarding the sources of such Subject Minerals, are contained in this Report.
I.    Product Overview
The Subject Minerals are commonly used in the semiconductor industry due to properties that make them useful in a wide variety of applications. As a result, all or substantially all of Lam’s equipment products, and many of its spare parts products, manufactured in 2023, may include components for which one or more conflict minerals are necessary to the functionality or production of the product for purposes of Rule 13p-1and covered by this Form SD (collectively, “Covered Products”). The following is a general description of Covered Products by major product category, inclusive of spare parts for such product categories:
1. Deposition Products
A series of high-productivity thin film deposition systems that form a device’s sub-microscopic layers of conducting (metal) or insulating (dielectric) materials, including:
a.     SABRE® product family
b.     ALTUS® product family
c.     VECTOR® product family
d.     Reliant® deposition product family
e.     SPEED® product family
f.     Striker® product family

2. Etch Products
A series of wafer fabrication products that selectively remove materials from the wafer to create features and patterns of a device, including:
a.     Kiyo® product family
b.     Versys® Metal product family
c.     Flex® product family
d.     Vantex® product family
e.     Reliant® etch product family
f.     Syndion® product family

3. Clean Products
A series of single-wafer wet and plasma-based wafer cleaning products that remove particles and residues from the wafer surface before and after adjacent processes, including:
a.     DV-Prime®
b.     Da Vinci®
c.     SP Series
d.     Coronus® product family
e.     EOS®
f.     Reliant® clean product family
II.     Reasonable Country of Origin Inquiry (“RCOI”)
During the Reporting Period, Lam conducted a good faith RCOI, based on the Organisation for Economic Cooperation and Development’s (“OECD”) due diligence framework, to determine the source and chain of custody for the Subject Minerals contained in our in-scope products.
To determine whether Subject Minerals included in our in-scope products originated in Covered Countries, Lam retained an third-party service provider to assist us in surveying our supply chain. Lam provided a list to our third-party service provider composed of the top 111 suppliers (by spend during the Reporting Period), including such suppliers’ affiliates, of production materials and components incorporated into our in-scope products that Lam believed may contain Subject Minerals that may be necessary to the functionality or production of Lam’s Covered Products (collectively, the “Covered Suppliers”). The Covered Suppliers represent approximately 92% of our overall spend on production materials and components during the Reporting Period. Lam annually reviews the Covered Supplier list to ensure that irrelevant or “out of scope” suppliers are excluded based on responses indicating that the Subject Minerals are not present in a supplier’s products (using the most current information available). Lam determined it was impractical to definitely exclude all potentially irrelevant suppliers from the list of Covered Suppliers because Lam could not reasonably determine in all cases whether Subject Minerals were present in all materials and components necessary to the functionality or production of our Covered Products.
We used the Conflict Minerals Reporting Template (“CMRT”), a resource provided by the Responsible Minerals Initiative (the “RMI”) of the Responsible Business Alliance (“RBA"), to conduct a survey of the Covered Suppliers. Lam requested that Covered Suppliers complete version 6.31 or higher of the CMRT in the third-party service provider’s online platform.
Lam requested that all Covered Suppliers complete the CMRT and made available training and educational resources to guide suppliers on best practices and the use of the CMRT. Lam monitored and tracked email communications on the CMRT for reporting and transparency.
Lam’s third-party service provider subjected all submitted CMRTs to automated data validation in order to identify inaccurate submissions and contradictory answers. During the review of CMRT documents received from suppliers, forms that were incomplete or had incomplete smelter responses were identified by our third-party service provider (and reviewed by Lam personnel) and follow up requests and training were provided to the suppliers as part of the corrective action process. As of April 26, 2024, Lam received complete responses from 110 out of 111 Covered Suppliers.
Based upon the measures described above, Lam was unable to determine whether our in-scope products contain Subject Minerals originating in the Covered Countries. As a result, Lam exercised due diligence on the source and chain of custody of Subject Minerals in our supply chain as described in Part III below.
III.     Due Diligence and Risk Mitigation
Our due diligence process, which significantly overlaps our RCOI process described above, is based on the OECD’s due diligence guidance. In addition to the RCOI, Lam has done the following since the start of 2023 to determine the mine or location of origin for the Subject Minerals contained in our in-scope products:

1.     Company Management Systems
a.     Conflict Minerals Policy Statement
Lam has adopted and communicated to suppliers and to the public a Conflict Minerals Policy Statement. A copy of the Policy Statement is publicly available at https://www.lamresearch.com/company/environmental-social-governance/supply-chain/. The content on any web site referred to in this Report is not incorporated by reference into this Report unless expressly noted.
b.    Maintain Appropriate Organizational Structure to Support Due Diligence
Lam established an organizational structure to support our due diligence process that includes processes for handling requests for information, escalations to management regarding issues or problems, surveying of suppliers, and documentation of any responses and red flags associated therewith.
Our due diligence process is carried out by the Global Supply Chain Management Environment, Social and Governance (“ESG”) team, supported by an inter-disciplinary support team comprised of members of the legal department, finance, engineering, customer account teams, trade compliance, corporate ESG, and environmental health and safety departments to address any questions associated with the RCOI and/or due diligence process. Lam also used a third-party service provider, to assist with evaluating supply chain information regarding Subject Minerals and in the development and implementation of due diligence steps. In addition, Lam has provided reports and briefings on the requirements of Rule 13p-1 to Company management.
c.     System of Controls and Transparency
We survey Covered Suppliers using the CMRT, as described in Part II above, in order to identify the source and chain of custody for the Subject Minerals contained in our in-scope products. Lam employs an automated tool provided by a third-party service provider in order to validate submitted CMRTs. Records relating to our conflict minerals program, including supplier responses to CMRTs, are retained for at least five years, in accordance with our record retention policies.
d.     Supplier Engagement
We expect our Covered Suppliers to have policies in place to reasonably assure that any Subject Minerals used in the production of the products sold to us are DRC conflict-free. This means that the products do not contain Subject Minerals that directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses in the Covered Countries.
We continue to include a standard provision in the terms and conditions of our purchase orders requiring our suppliers to promptly provide accurate, complete, and timely information and documentation to assist us as we may request to comply with Rule 13p-1 and Form SD. This includes disclosing whether any of the suppliers’ deliverables contain Subject Minerals and, if so, providing such information as Lam may request to allow us to determine whether such Subject Minerals are DRC conflict free (as such term is defined in Form SD). Lam has also incorporated similar requirements into relevant commonly used supplier contract templates to further strengthen supplier engagement in the due diligence process. During the Reporting Period, Lam again made training and educational resources available for Covered Suppliers’ access to guide them on best practices and the use of the CMRT, including access to our third-party service provider’s library of conflict minerals training and support resources. See also Parts III.2 and V below regarding additional supplier engagement.
e.     Reporting Mechanism
Our employees, contractors, consultants, and suppliers may report suspected violations of our policies, including our Conflict Minerals Policy Statement, using our Ethics Helpline available at www.lamhelpline.ethicspoint.com. Reports to our Ethics Helpline may be made anonymously and confidentially to the extent permitted by law. Suppliers and others outside of the Company may also directly contact our supply chain organization and our Ethics & Compliance department to communicate with us, including to report grievances.

2.     Identify and Assess Risks in the Supply Chain
Our survey of Covered Suppliers using the CMRT, as described in Part II above, is designed to identify the source and chain of custody for the Subject Minerals contained in our in-scope products. The responses of Covered Suppliers to these surveys are then used to identify risks in our supply chain.
Our third-party service provider analyzed survey responses provided by Covered Suppliers, contacted Covered Suppliers for additional information, and gathered other pertinent data, to identify and assess risks. These risk assessments are reviewed with members of Lam’s supply chain organization.
Responses provided by Covered Suppliers using the CMRT included the names of facilities identified by those suppliers as smelters or refiners. Lam’s third-party service provider compared these facilities with the list of smelters and refiners maintained by the RMI and, if a supplier indicated that the facility was certified as “conflict-free,” confirmed that the facility had been given that designation by the RMI. With support from Lam, our third-party service provider assigns each RMI-recognized smelter or refiner a relative risk designation based on several factors, including geographic proximity to the DRC and Covered Countries, and whether a smelter or refiner has committed to an audit conducted by a qualified independent third-party.
Covered Suppliers were evaluated by Lam personnel and our third-party service provider on the strength of their programs based on criteria including:
Whether the supplier has a policy in place that includes DRC conflict-free sourcing;
Whether the supplier has implemented due diligence measures for conflict-free sourcing;
Whether the supplier verifies due diligence information received from its suppliers against the Company’s expectations; and
Whether the supplier’s verification process includes corrective action management.
If it is determined that a Covered Supplier did not meet or exceed these criteria, the supplier is then provided educational material from the RBA/RMI on how to improve their conflict minerals programs. For the Reporting Period, 31 Covered Suppliers were determined to have a conflict minerals program that presented a higher risk. This determination was based on a constellation of factors, including whether their CMRT indicated the potential use of a smelter or refiner in a Covered Country, the absence of appropriate policies or procedures, incomplete responses, or the need to improve their management system or due diligence program. These suppliers were targeted for follow-up in accordance with the risk management plan described below.
In addition, our internal Global Trade organization batch-screens smelters identified in CMRT responses against applicable sanctions lists at regular intervals as responses are received from Covered Suppliers for the Reporting Period, and prompt action is taken in accordance with the risk management plan described below in the event of any potential findings regardless of whether or not the Covered Supplier is otherwise determined to have a conflict minerals program that was determined to present a higher risk.
3.     Design and Implement Strategy to Respond to Identified Risks
a.     Devise and Implement Risk Management Plan
Our risk management plan is intended to respond to situations where Subject Minerals contained in our in-scope products are identified as potentially sourced from the Covered Countries, as well as other risks that are identified during our due diligence process (including where a Covered Supplier’s CMRT discloses the potential presence of sanctioned parties in the supply chain). Our plan includes: carrying out the due diligence described in this Report; understanding the supplier products impacted by any supplier materials identified as containing Subject Minerals; understanding the extent of our reliance on such materials; undertaking additional due diligence and risk mitigation to respond to identified risks; and communicating to our suppliers that any Subject Minerals should be sourced responsibly wherever possible.
When the third-party service provider determined that, according to the above criteria, a smelter or refiner reported on a CMRT by one of our Covered Suppliers presented a higher risk, risk mitigation activities were initiated by Lam in coordination with our third-party service provider. Our Global Supply Chain Management team responded to CMRT submissions identifying any such smelter or refiner with instructions to the Covered Supplier to take risk mitigation actions including training, revisions for quality, revisions for product specific requests in addition to including appropriate contact information. As per the OECD Due Diligence Guidance, the appropriate risk mitigation depends on the supplier’s specific position in the supply chain. Suppliers were requested to provide clear performance

improvement objectives within reasonable timeframes with the goal of reducing these potential risks from the supply chain. Suppliers were also issued guidance to source from smelters in the approved RBA/RMI smelter audit program. In any case where a smelter or refiner reported on a CMRT by one of our Covered Suppliers was identified as a potentially sanctioned entity, Lam also promptly directed the applicable Covered Supplier to immediately discontinue any business (and to direct their suppliers and sub-tier suppliers to immediately discontinue any business) with any sanctioned parties and conducted additional due diligence to attempt to determine whether materials sourced from a sanctioned party were incorporated into products sold to Lam.
In addition, Suppliers identifying potential smelters or refiners determined to pose a higher risk were requested to submit a product specific CMRT, to allow us to better identify any connection between such a smelter or refiner and the products being supplied to Lam. These Covered Suppliers were also assigned a training class provided by the RBA as part of their remediation activities.
b.     Reporting of Findings to Management
Global Supply Chain Management informs members of the inter-disciplinary support team, as well as senior Lam management, of the results of the RCOI and due diligence process to allow for any appropriate feedback.
4.     Independent Third-Party Audit of Smelter’s / Refiner’s Due Diligence Practices
We rely on third party audits of smelters and refiners such as those carried out through the RMI’s Responsible Minerals Assurance Program (“RMAP”). To the extent that other audited supplier certifications are provided to the Company, the Company may consider reliance on a case-by-case basis.
5.     Report Annually on Supply Chain Due Diligence
This Report and our annual Conflict Minerals Reports from prior calendar years are publicly available at https://investor.lamresearch.com/sec-filings.
IV.     Results of Due Diligence
As of May 15, 2024, out of the 1027 potential smelters or refiners identified in the CMRTs received from our Covered Suppliers, Lam has validated 343 of such potential smelters or refiners as “RMI-recognized.” As used in this Report, “RMI-recognized” means that the entities have been confirmed by our third-party service provider to be properly classified as smelters or refiners using the “Smelter Reference List” maintained by the RMI. The list of RMI-recognized potential smelters or refiners is set forth in the table included as Appendix A to this Report. Of those 343 RMI-recognized smelters and refiners, 221 have been identified by the RMI as “conformant” with the RMAPs third-party audit protocol, and another four have been identified by the RMI as “active,” meaning they have agreed to undergo or are currently undergoing a third-party audit and are progressing through the audit and/or post-audit corrective action process. The remaining 118 smelters and refiners fall under the RMI “not active” category, meaning that their conformance status is unknown, cannot be verified, or that they are possibly non-conformant.
The majority of the survey responses Lam received from the Covered Suppliers provided smelter and refiner data only at a company or divisional level, together with the possible country or countries of origin, and did not identify the specific smelters or refiners providing Subject Materials contained in products being sold to Lam. Because of the lack of product-level responses, our list of potential smelters and refiners in Appendix A may be more comprehensive than the list of smelters or refiners that actually processed the Subject Minerals contained in our Covered Products. In addition, Lam does not have adequate information to be able to conclusively determine the actual countries of origin of the Subject Minerals processed by those smelters and refiners, or when Subject Minerals may have been purchased by a Covered Supplier or its suppliers/sub-tier suppliers from any particular smelter or refiner. Given the limitations of material traceability, the depth of our supply chain, and the regular practice of mixing raw materials and stockpiling both raw materials and subcomponents incorporating or manufactured from Subject Minerals at various tiers in our supply chain, the list of smelters and refiners included in Appendix A to this Report includes both smelters and refiners that our supply chain is believed to be actively sourcing from, as well as smelters and refiners that may have historically been used. Therefore, for the Reporting Period, Lam was unable to determine whether or not Subject Minerals in our Covered Products originated from the smelters and refiners listed in Appendix A, nor is Lam able to determine the countries of origin of those Subject Minerals.
Out of the potential smelters or refiners identified in the CMRTs submitted by our Covered Suppliers, one gold smelter (CID003185 - African Gold Refinery) was identified that is subject to sanctions related to the DRC, and one tungsten/gold smelter (CID003643 – LLC Vostok) was identified that is subject to sanctions related to Russia. These two smelters have not

been assessed by the RMI. Lam has instructed the relevant Covered Suppliers to remove these two smelters from their supply chains and to require their relevant suppliers to request their smelters to join the RMI. However, many Covered Suppliers are believed by Lam to have no direct relationship with the smelters and instead reporting information they received from their suppliers. Moreover, due to the stockpiling and traceability issues noted above, any raw materials that may have been sourced from these smelters in the past may take time to work their way through the multiple tiers of the supply chain. This can mean that these smelters may continue to be reported by Covered Suppliers in their CMRT responses even after they have been eliminated from the supply chain. Lam has no direct relationship with either of these smelters. Thus, it is uncertain whether these smelters are currently part of Lam’s supply chain, or if part of Lam’s supply chain, when any Subject Materials may have been sourced from these smelters. Following additional due diligence conducted in accordance with the risk management plan, Lam is unable to determine that Subject Minerals sourced from these two smelters were incorporated into its Covered Products during the Reporting Period.
Lam, with assistance from a third-party service provider, compared our list of smelters and refiners against RMI’s database for RMAP-conformant smelters and refiners. As a result, Lam compiled a list that sets out possible countries of origin of conflict minerals used in the manufacturing of our products that are necessary to the functionality or production of our products. This list includes Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Colombia, Congo, Czechia, Estonia, France, Germany, Ghana, India, Indonesia, Italy, Japan, Kazakhstan, Korea Republic of (South Korea), Kyrgyzstan, Lithuania, Malaysia, Mexico, Myanmar, Netherlands, New Zealand, Norway, Peru, Philippines, Poland, Portugal, Russia, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, Uganda, United Arab Emirates, United States of America, Uzbekistan, Viet Nam, Zimbabwe. The list is based on publicly available information, the RCOI conducted by Lam, and other due diligence. For the reasons described in the Report, however, these possible countries of origin cannot be necessarily linked to Lam’s Covered Products.
V.     Continuous Improvement
During this Reporting Period, Lam refined our scope of suppliers surveyed with the CMRT and updated our internal policies and process to strengthen our annual data collection (including monthly review of supplier responses by our inter-disciplinary support team as response rates increased from 25% through >90%). As in previous years, Lam continues to make available to Covered Suppliers information and training resources regarding responsible sourcing of Subject Minerals.
Forward-Looking Statement Disclaimer
Statements made in this Report that are not of historical fact are forward-looking statements and are subject to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements relate to, but are not limited to, those regarding the Company’s expected future supplier due diligence, engagement and risk mitigation efforts, and development of related due diligence and risk mitigation processes. Some factors that may affect these forward-looking statements include: statutory and regulatory changes and judicial developments relating to conflict minerals disclosure; changes in our supply chain, components and parts, or products; and industry developments relating to supply chain diligence, risk mitigation, disclosure and other practices. These forward-looking statements are based on current expectations and are subject to uncertainties and changes in condition, significance, value and effect as well as other risks, including those detailed in documents filed by us with the Securities and Exchange Commission. These uncertainties and changes could cause actual results to vary from expectations. The Company undertakes no obligation to update the information or statements made in this Report.

Appendix A:
NumberMetal Smelter NameSmelter IDSmelter Country Location
1Gold8853 S.p.A.CID002763ITALY
2GoldABC Refinery Pty Ltd.CID002920AUSTRALIA
3GoldAbington Reldan Metals, LLCCID002708UNITED STATES OF AMERICA
4GoldAdvanced Chemical CompanyCID000015UNITED STATES OF AMERICA
5GoldAfrican Gold RefineryCID003185UGANDA
6GoldAgosi AGCID000035GERMANY
7GoldAida Chemical Industries Co., Ltd.CID000019JAPAN
8GoldAl Etihad Gold Refinery DMCCCID002560UNITED ARAB EMIRATES
9GoldAlbino Mountinho Lda.CID002760PORTUGAL
11GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041UZBEKISTAN
12GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058BRAZIL
13GoldArgor-Heraeus S.A.CID000077SWITZERLAND
14GoldAsahi Pretec Corp.CID000082JAPAN
15GoldAsahi Refining Canada Ltd.CID000924CANADA
16GoldAsahi Refining USA Inc.CID000920UNITED STATES OF AMERICA
17GoldAsaka Riken Co., Ltd.CID000090JAPAN
18GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103TURKEY
19GoldAU Traders and RefinersCID002850SOUTH AFRICA
20GoldAugmont Enterprises Private LimitedCID003461INDIA
21GoldAurubis AGCID000113GERMANY
22GoldBangalore RefineryCID002863INDIA
23GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128PHILIPPINES
24GoldBoliden RonnskarCID000157SWEDEN
25GoldC. Hafner GmbH + Co. KGCID000176GERMANY
27GoldCCR Refinery - Glencore Canada CorporationCID000185CANADA
28GoldCendres + Metaux S.A.CID000189SWITZERLAND
29GoldCGR Metalloys Pvt Ltd.CID003382INDIA
30GoldChimet S.p.A.CID000233ITALY
31GoldChugai MiningCID000264JAPAN
32GoldCoimpa Industrial LTDACID004010BRAZIL
33GoldDaye Non-Ferrous Metals Mining Ltd.CID000343CHINA
34GoldDegussa Sonne / Mond Goldhandel GmbHCID002867GERMANY
35GoldDijllah Gold Refinery FZCCID003348UNITED ARAB EMIRATES
36GoldDongwu Gold GroupCID003663CHINA
38GoldDSC (Do Sung Corporation)CID000359KOREA, REPUBLIC OF
39GoldEco-System Recycling Co., Ltd. East PlantCID000425JAPAN
40GoldEco-System Recycling Co., Ltd. North PlantCID003424JAPAN
41GoldEco-System Recycling Co., Ltd. West PlantCID003425JAPAN
42GoldEmerald Jewel Industry India Limited (Unit 1)CID003487INDIA
43GoldEmerald Jewel Industry India Limited (Unit 2)CID003488INDIA
44GoldEmerald Jewel Industry India Limited (Unit 3)CID003489INDIA
45GoldEmerald Jewel Industry India Limited (Unit 4)CID003490INDIA

NumberMetal Smelter NameSmelter IDSmelter Country Location
47GoldFidelity Printers and Refiners Ltd.CID002515ZIMBABWE
49GoldGGC Gujrat Gold Centre Pvt. Ltd.CID002852INDIA
50GoldGold by Gold ColombiaCID003641COLOMBIA
51GoldGold Coast RefineryCID003186GHANA
52GoldGold Refinery of Zijin Mining Group Co., Ltd.CID002243CHINA
53GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909CHINA
54GoldGuangdong Jinding Gold LimitedCID002312CHINA
55GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651CHINA
56GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671CHINA
57GoldHeimerle + Meule GmbHCID000694GERMANY
58GoldHeraeus Germany GmbH Co. KGCID000711GERMANY
59GoldHeraeus Metals Hong Kong Ltd.CID000707CHINA
60GoldHunan Chenzhou Mining Co., Ltd.CID000767CHINA
61GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773CHINA
63GoldIndustrial Refining CompanyCID002587BELGIUM
64GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801CHINA
65GoldInternational Precious Metal RefinersCID002562UNITED ARAB EMIRATES
66GoldIshifuku Metal Industry Co., Ltd.CID000807JAPAN
67GoldIstanbul Gold RefineryCID000814TURKEY
69GoldJALAN & CompanyCID002893INDIA
70GoldJapan MintCID000823JAPAN
71GoldJiangxi Copper Co., Ltd.CID000855CHINA
72GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927RUSSIAN FEDERATION
73GoldJSC Novosibirsk RefineryCID000493RUSSIAN FEDERATION
74GoldJSC UralelectromedCID000929RUSSIAN FEDERATION
75GoldJX Nippon Mining & Metals Co., Ltd.CID000937JAPAN
76GoldK.A. RasmussenCID003497NORWAY
77GoldKaloti Precious MetalsCID002563UNITED ARAB EMIRATES
78GoldKazakhmys Smelting LLCCID000956KAZAKHSTAN
80GoldKennecott Utah Copper LLCCID000969UNITED STATES OF AMERICA
81GoldKGHM Polska Miedz Spolka AkcyjnaCID002511POLAND
82GoldKojima Chemicals Co., Ltd.CID000981JAPAN
83GoldKorea Zinc Co., Ltd.CID002605KOREA, REPUBLIC OF
84GoldKundan Care Products Ltd.CID003463INDIA
85GoldKyrgyzaltyn JSCCID001029KYRGYZSTAN
86GoldKyshtym Copper-Electrolytic Plant ZAOCID002865RUSSIAN FEDERATION
87GoldL'azurde Company For JewelryCID001032SAUDI ARABIA
88GoldLingbao Gold Co., Ltd.CID001056CHINA
89GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058CHINA
90GoldL'Orfebre S.A.CID002762ANDORRA
92GoldLT Metal Ltd.CID000689KOREA, REPUBLIC OF

NumberMetal Smelter NameSmelter IDSmelter Country Location
93GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093CHINA
94GoldMarsam MetalsCID002606BRAZIL
96GoldMatsuda Sangyo Co., Ltd.CID001119JAPAN
97GoldMD OverseasCID003548INDIA
98GoldMetal Concentrators SA (Pty) Ltd.CID003575SOUTH AFRICA
99GoldMetallix Refining Inc.CID003557UNITED STATES OF AMERICA
100GoldMetalor Technologies (Hong Kong) Ltd.CID001149CHINA
101GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152SINGAPORE
102GoldMetalor Technologies (Suzhou) Ltd.CID001147CHINA
103GoldMetalor Technologies S.A.CID001153SWITZERLAND
104GoldMetalor USA Refining CorporationCID001157UNITED STATES OF AMERICA
105GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161MEXICO
106GoldMitsubishi Materials CorporationCID001188JAPAN
107GoldMitsui Mining and Smelting Co., Ltd.CID001193JAPAN
109GoldMMTC-PAMP India Pvt., Ltd.CID002509INDIA
110GoldModeltech Sdn BhdCID002857MALAYSIA
111GoldMorris and WatsonCID002282NEW ZEALAND
112GoldMoscow Special Alloys Processing PlantCID001204RUSSIAN FEDERATION
113GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220TURKEY
114GoldNavoi Mining and Metallurgical CombinatCID001236UZBEKISTAN
115GoldNH Recytech CompanyCID003189KOREA, REPUBLIC OF
116GoldNihon Material Co., Ltd.CID001259JAPAN
117GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779AUSTRIA
118GoldOhura Precious Metal Industry Co., Ltd.CID001325JAPAN
119GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326RUSSIAN FEDERATION
120GoldPease & CurrenCID002872UNITED STATES OF AMERICA
121GoldPenglai Penggang Gold Industry Co., Ltd.CID001362CHINA
122GoldPlanta Recuperadora de Metales SpACID002919CHILE
123GoldPrioksky Plant of Non-Ferrous MetalsCID001386RUSSIAN FEDERATION
124GoldPT Aneka Tambang (Persero) TbkCID001397INDONESIA
125GoldPX Precinox S.A.CID001498SWITZERLAND
127GoldRand Refinery (Pty) Ltd.CID001512SOUTH AFRICA
128GoldRefinery of Seemine Gold Co., Ltd.CID000522CHINA
130GoldRoyal Canadian MintCID001534CANADA
132GoldSabin Metal Corp.CID001546UNITED STATES OF AMERICA
133GoldSafimet S.p.ACID002973ITALY
135GoldSai RefineryCID002853INDIA
136GoldSam Precious MetalsCID003666UNITED ARAB EMIRATES

NumberMetal Smelter NameSmelter IDSmelter Country Location
137GoldSamduck Precious MetalsCID001555KOREA, REPUBLIC OF
138GoldSamwon Metals Corp.CID001562KOREA, REPUBLIC OF
139GoldSEMPSA Joyeria Plateria S.A.CID001585SPAIN
140GoldShandong Gold Smelting Co., Ltd.CID001916CHINA
141GoldShandong Humon Smelting Co., Ltd.CID002525CHINA
142GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619CHINA
143GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622CHINA
144GoldShenzhen CuiLu Gold Co., Ltd.CID002750CHINA
145GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527CHINA
146GoldShirpur Gold Refinery Ltd.CID002588INDIA
147GoldSichuan Tianze Precious Metals Co., Ltd.CID001736CHINA
148GoldSingway Technology Co., Ltd.CID002516TAIWAN, PROVINCE OF CHINA
149GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756RUSSIAN FEDERATION
150GoldSolar Applied Materials Technology Corp.CID001761TAIWAN, PROVINCE OF CHINA
151GoldSovereign MetalsCID003383INDIA
152GoldState Research Institute Center for Physical Sciences and TechnologyCID003153LITHUANIA
153GoldSudan Gold RefineryCID002567SUDAN
154GoldSumitomo Metal Mining Co., Ltd.CID001798JAPAN
155GoldSungEel HiMetal Co., Ltd.CID002918KOREA, REPUBLIC OF
156GoldSuper Dragon Technology Co., Ltd.CID001810TAIWAN, PROVINCE OF CHINA
157GoldT.C.A S.p.ACID002580ITALY
158GoldTanaka Kikinzoku Kogyo K.K.CID001875JAPAN
159GoldTokuriki Honten Co., Ltd.CID001938JAPAN
160GoldTongling Nonferrous Metals Group Co., Ltd.CID001947CHINA
161GoldTOO Tau-Ken-AltynCID002615KAZAKHSTAN
162GoldTorecomCID001955KOREA, REPUBLIC OF
163GoldUmicore Precious Metals ThailandCID002314THAILAND
164GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980BELGIUM
165GoldUnited Precious Metal Refining, Inc.CID001993UNITED STATES OF AMERICA
166GoldValcambi S.A.CID002003SWITZERLAND
168GoldWestern Australian Mint (T/a The Perth Mint)CID002030AUSTRALIA
169GoldWIELAND Edelmetalle GmbHCID002778GERMANY
170GoldYamakin Co., Ltd.CID002100JAPAN
171GoldYokohama Metal Co., Ltd.CID002129JAPAN
172GoldYunnan Copper Industry Co., Ltd.CID000197CHINA
173GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224CHINA
174Tantalum5D Production OUCID003926ESTONIA
175TantalumAMG BrasilCID001076BRAZIL
176TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211CHINA
177TantalumD Block Metals, LLCCID002504UNITED STATES OF AMERICA
178TantalumF&X Electro-Materials Ltd.CID000460CHINA
179TantalumFIR Metals & Resource Ltd.CID002505CHINA
180TantalumGlobal Advanced Metals AizuCID002558JAPAN

NumberMetal Smelter NameSmelter IDSmelter Country Location
181TantalumGlobal Advanced Metals BoyertownCID002557UNITED STATES OF AMERICA
182TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492CHINA
183TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512CHINA
184TantalumJiangxi Tuohong New Raw MaterialCID002842CHINA
185TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914CHINA
186TantalumJiujiang Tanbre Co., Ltd.CID000917CHINA
187TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506CHINA
188TantalumKEMET de MexicoCID002539MEXICO
189TantalumMaterion Newton Inc.CID002548UNITED STATES OF AMERICA
190TantalumMetallurgical Products India Pvt., Ltd.CID001163INDIA
191TantalumMineracao Taboca S.A.CID001175BRAZIL
192TantalumMitsui Mining and Smelting Co., Ltd.CID001192JAPAN
193TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277CHINA
194TantalumNPM Silmet ASCID001200ESTONIA
195TantalumPowerX Ltd.CID004054RWANDA
196TantalumQuantumCleanCID001508UNITED STATES OF AMERICA
197TantalumResind Industria e Comercio Ltda.CID002707BRAZIL
198TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CID003583CHINA
199TantalumSolikamsk Magnesium Works OAOCID001769RUSSIAN FEDERATION
200TantalumTaki Chemical Co., Ltd.CID001869JAPAN
201TantalumTANIOBIS Co., Ltd.CID002544THAILAND
203TantalumTANIOBIS Japan Co., Ltd.CID002549JAPAN
204TantalumTANIOBIS Smelting GmbH & Co. KGCID002550GERMANY
205TantalumTelex MetalsCID001891UNITED STATES OF AMERICA
206TantalumUlba Metallurgical Plant JSCCID001969KAZAKHSTAN
208TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508CHINA
209TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522CHINA
211TinAn Vinh Joint Stock Mineral Processing CompanyCID002703VIET NAM
212TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228CHINA
213TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190CHINA
214TinChina Tin Group Co., Ltd.CID001070CHINA
215TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486BRAZIL
216TinCRM SynergiesCID003524SPAIN
217TinCV Ayi JayaCID002570INDONESIA
218TinCV Venus Inti PerkasaCID002455INDONESIA
219TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356CHINA
221TinDS Myanmar CID003831MYANMAR
222TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572VIET NAM

NumberMetal Smelter NameSmelter IDSmelter Country Location
224TinEstanho de Rondonia S.A.CID000448BRAZIL
225TinFabrica Auricchio Industria e Comercio Ltda.CID003582BRAZIL
226TinFenix MetalsCID000468POLAND
227TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410CHINA
228TinGejiu Kai Meng Industry and Trade LLCCID000942CHINA
229TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538CHINA
230TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908CHINA
231TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555CHINA
232TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116CHINA
233TinJiangxi New Nanshan Technology Ltd.CID001231CHINA
234TinLuna Smelter, Ltd.CID003387RWANDA
235TinMagnu's Minerais Metais e Ligas Ltda.CID002468BRAZIL
236TinMalaysia Smelting Corporation (MSC)CID001105MALAYSIA
237TinMelt Metais e Ligas S.A.CID002500BRAZIL
238TinMetallic Resources, Inc.CID001142UNITED STATES OF AMERICA
239TinMetallo Belgium N.V.CID002773BELGIUM
240TinMetallo Spain S.L.U.CID002774SPAIN
241TinMineracao Taboca S.A.CID001173BRAZIL
242TinMining Minerals Resources SARLCID004065CONGO, DEMOCRATIC REPUBLIC OF THE
244TinMitsubishi Materials CorporationCID001191JAPAN
245TinModeltech Sdn BhdCID002858MALAYSIA
246TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573VIET NAM
247TinNovosibirsk Processing Plant Ltd.CID001305RUSSIAN FEDERATION
248TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314THAILAND
249TinO.M. Manufacturing Philippines, Inc.CID002517PHILIPPINES
250TinOperaciones Metalurgicas S.A.CID001337BOLIVIA (PLURINATIONAL STATE OF)
251TinPongpipat Company LimitedCID003208MYANMAR
252TinPrecious Minerals and Smelting LimitedCID003409INDIA
253TinPT Aries Kencana SejahteraCID000309INDONESIA
254TinPT Artha Cipta LanggengCID001399INDONESIA
255TinPT ATD Makmur Mandiri JayaCID002503INDONESIA
256TinPT Babel Inti PerkasaCID001402INDONESIA
257TinPT Babel Surya Alam LestariCID001406INDONESIA
258TinPT Bangka Prima TinCID002776INDONESIA
259TinPT Bangka SerumpunCID003205INDONESIA
260TinPT Belitung Industri SejahteraCID001421INDONESIA
261TinPT Bukit TimahCID001428INDONESIA
262TinPT Cipta Persada MuliaCID002696INDONESIA
263TinPT Menara Cipta MuliaCID002835INDONESIA
264TinPT Mitra Stania PrimaCID001453INDONESIA
265TinPT Mitra Sukses GlobalindoCID003449INDONESIA
266TinPT Panca Mega PersadaCID001457INDONESIA
267TinPT Premium Tin IndonesiaCID000313INDONESIA
268TinPT Prima Timah UtamaCID001458INDONESIA
269TinPT Putera Sarana Shakti (PT PSS)CID003868INDONESIA

NumberMetal Smelter NameSmelter IDSmelter Country Location
270TinPT Rajawali Rimba PerkasaCID003381INDONESIA
271TinPT Refined Bangka TinCID001460INDONESIA
272TinPT Bangka Tin IndustryCID001419INDONESIA
273TinPT Sariwiguna BinasentosaCID001463INDONESIA
274TinPT Stanindo Inti PerkasaCID001468INDONESIA
275TinPT Sukses Inti MakmurCID002816INDONESIA
276TinPT Timah NusantaraCID001486INDONESIA
277TinPT Timah Tbk KundurCID001477INDONESIA
278TinPT Timah Tbk MentokCID001482INDONESIA
279TinPT Tinindo Inter NusaCID001490INDONESIA
280TinPT Tirus Putra MandiriCID002478INDONESIA
281TinPT Tommy UtamaCID001493INDONESIA
282TinResind Industria e Comercio Ltda.CID002706BRAZIL
284TinSuper LigasCID002756BRAZIL
286TinTin Technology & RefiningCID003325UNITED STATES OF AMERICA
287TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574VIET NAM
288TinVQB Mineral and Trading Group JSCCID002015VIET NAM
289TinWhite Solder Metalurgia e Mineracao Ltda.CID002036BRAZIL
290TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158CHINA
291TinYunnan Tin Company LimitedCID002180CHINA
292TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397CHINA
293TungstenA.L.M.T. Corp.CID000004JAPAN
294TungstenACL Metais EireliCID002833BRAZIL
295TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427BRAZIL
297TungstenAsia Tungsten Products Vietnam Ltd.CID002502VIET NAM
298TungstenChina Molybdenum Tungsten Co., Ltd.CID002641CHINA
299TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258CHINA
300TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281CHINA
301TungstenCronimet Brasil LtdaCID003468BRAZIL
303TungstenFujian Xinlu TungstenCID003609CHINA
304TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645CHINA
305TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315CHINA
306TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494CHINA
307TungstenGlobal Tungsten & Powders Corp.CID000568UNITED STATES OF AMERICA
308TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218CHINA
309TungstenH.C. Starck Tungsten GmbHCID002541GERMANY
311TungstenHunan Chenzhou Mining Co., Ltd.CID000766CHINA
312TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CID000769CHINA
313TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCID002513CHINA
314TungstenHydrometallurg, JSCCID002649RUSSIAN FEDERATION
315TungstenJapan New Metals Co., Ltd.CID000825JAPAN

NumberMetal Smelter NameSmelter IDSmelter Country Location
316TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551CHINA
317TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321CHINA
318TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313CHINA
319TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318CHINA
320TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317CHINA
321TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316CHINA
322TungstenJingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.CID003417CHINA
323TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408RUSSIAN FEDERATION
324TungstenKennametal FallonCID000966UNITED STATES OF AMERICA
325TungstenKennametal HuntsvilleCID000105UNITED STATES OF AMERICA
326TungstenLianyou Metals Co., Ltd.CID003407TAIWAN, PROVINCE OF CHINA
328TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319CHINA
329TungstenMasan High-Tech MaterialsCID002543VIET NAM
330TungstenMoliren Ltd.CID002845RUSSIAN FEDERATION
331TungstenNam Viet Cromit Joint Stock CompanyCID004034VIET NAM
332TungstenNiagara Refining LLCCID002589UNITED STATES OF AMERICA
333TungstenNPP Tyazhmetprom LLCCID003416RUSSIAN FEDERATION
334TungstenOOO “Technolom” 1CID003614RUSSIAN FEDERATION
335TungstenOOO “Technolom” 2CID003612RUSSIAN FEDERATION
336TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827PHILIPPINES
337TungstenTANIOBIS Smelting GmbH & Co. KGCID002542GERMANY
338TungstenTungsten Vietnam Joint Stock CompanyCID003993VIET NAM
339TungstenUnecha Refractory metals plantCID002724RUSSIAN FEDERATION
340TungstenWolfram Bergbau und Hutten AGCID002044AUSTRIA
341TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320CHINA
342TungstenXiamen Tungsten Co., Ltd.CID002082CHINA

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