Oppenheimer Holdings Inc. to Move to the United States
11 Março 2009 - 9:30AM
PR Newswire (US)
OPY on the NYSE NEW YORK and TORONTO, March 11
/PRNewswire-FirstCall/ -- Oppenheimer Holdings Inc. ("Oppenheimer")
announced today its intention to seek shareholder approval to
change its jurisdiction of incorporation from Canada to the United
States. Substantially all of Oppenheimer's business is conducted in
the United States. In addition, the principal reasons for the
proposed change in jurisdiction are as follows: - The
simplification of the overall corporate structure of Oppenheimer
and the anticipated tax efficiencies and other benefits; - Greater
acceptance of Oppenheimer in the capital markets and improved
marketability of its Class A Shares, which may enhance shareholder
value over the long term; - Potential eligibility to participate in
US government financed programs that are limited to entities
organized in the United States; and - The favorable corporate
environment in Delaware, including timely revisions to its statutes
in response to corporate developments and the sophistication of its
courts, should assist us in competing more effectively. In
commenting on the proposed change in jurisdiction, Albert G.
Lowenthal, Chairman said: "For many years, we have discussed the
desirability of having both our holding company and our principal
businesses located in the United States. We believe that the
achievement of our strategic goals would be enhanced by our clear
and unambiguous identification as a U. S. corporation. It is a
matter of corporate history that we found ourselves in Canada, but
the confluence of a number of factors makes this an opportune time
to make this change. Having both our holding company and our
business operating in the U.S will make our structure more
understandable to investors and others and may make our firm
eligible for much publicized government programs, all at a cost to
the company that is affordable. We look forward to a favorable vote
of our shareholders at our upcoming annual meeting." On March 10,
2009, the Board of Directors of Oppenheimer Holdings Inc. approved
a change of the jurisdiction of incorporation of Oppenheimer from
the federal jurisdiction of Canada to the State of Delaware,
subject to the approval of Oppenheimer's shareholders. The change
of jurisdiction is expected to be accomplished through a
"domestication" under Delaware law. The domestication requires the
affirmative vote of holders of at least two-thirds of the votes
cast by the holders of Oppenheimer Class A non-voting and Class B
voting shares, at a meeting at which a majority of the total
outstanding Class A shares and Class B shares is present, voting
together as a single class. It is anticipated that the
domestication will occur in the second quarter of 2009, subject to
receipt of shareholder approval, the authorization of the Director
under the Canada Business Corporations Act and the filing of a
certificate of corporate domestication and a certificate of
incorporation with the State of Delaware. Following completion of
the domestication, the Class A non-voting common stock of the
Delaware corporation (which will continue to be named Oppenheimer
Holdings Inc.) will be listed on the New York Stock Exchange under
the symbol "OPY." The Board has reviewed the costs associated with
the transaction, including any associated tax liability, and
believes that the reasons described above justify the costs that
Oppenheimer will incur in connection with the domestication.
Additionally, the Board has reserved the right to terminate or
abandon the domestication at any time prior to effectiveness, if it
determines for any reason that the consummation of the
domestication would be inadvisable or not in the best interests of
Oppenheimer's shareholders. For purposes of Delaware law, upon its
Delaware domestication Oppenheimer will be deemed to be the same
entity as it was in Canada and will continue to hold the same
assets, property, rights, liabilities and obligations. The
domestication will not interrupt the trading market for
Oppenheimer's Class A non-voting shares and each outstanding Class
A non-voting share and Class B non-voting share will remain issued
and outstanding as shares of the Delaware corporation.
Oppenheimer's executive officers and directors will remain
unchanged. Oppenheimer intends to file with the U.S. Securities and
Exchange Commission (the "SEC") a preliminary proxy statement in
connection with the proposed domestication and to mail a definitive
proxy statement and other relevant documents to Oppenheimer
shareholders. Shareholders of Oppenheimer and other interested
persons are advised to read, when available, Oppenheimer's
preliminary proxy statement, and amendments thereto, and definitive
proxy statement in connection with Oppenheimer's solicitation of
proxies for the meeting to be held to approve the proposed
domestication because these proxy statements will contain important
information about Oppenheimer and the proposed domestication. The
definitive proxy statement will be mailed to shareholders as of a
record date to be established for voting on the proposed
domestication. Shareholders also will be able to obtain a copy of
the preliminary and definitive proxy statements, without charge,
once available, at the SEC's internet site at http://www.sec.gov/
or by directing a request to: Oppenheimer Holdings Inc., P.O. Box
2015, Suite 1110, 20 Eglinton Avenue West, Toronto, Ontario,
Canada, telephone (416) 322-1515. This press release shall not
constitute an offer to sell or the solicitation of an offer to buy
nor shall there be any sale of these securities in any state in
which such offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such
state. Oppenheimer, through its principal subsidiaries, Oppenheimer
& Co. Inc. (a U.S. broker-dealer) and Oppenheimer Asset
Management Inc., offers a wide range of investment banking,
securities, investment management and wealth management services
from over 86 offices in 21 states and through local broker-dealers
in 4 foreign jurisdictions. Oppenheimer Credit Corp. offers
syndication as well as trading of issued corporate loans.
Oppenheimer employs over 3,300 people. Oppenheimer offers trust and
estate services through OPY Trust Company. Evanston Financial
Corporation is engaged in mortgage brokerage and servicing. In
addition, through its subsidiary, Freedom Investments, Inc. and the
BUYandHOLD division of Freedom, Oppenheimer offers online discount
brokerage and dollar-based investing services. This press release
includes certain "forward-looking statements" relating to
anticipated future performance. For a discussion of the factors
that could cause future performance to be different than
anticipated, reference is made to Oppenheimer's Annual Report on
Form 10-K for the year ended December 31, 2008. DATASOURCE:
Oppenheimer Holdings Inc. CONTACT: Brian Maddox at (212) 850-5661
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