SAR - GOVETT HIGH INCOME INVESTMENT TRUST PLC
15 Janeiro 2004 - 9:50AM
UK Regulatory
FORM SAR 3
Lodge with a RIS or Newstrack if appropriate and the Takeover Panel.
A copy must also be sent to the company the shares of which are acquired.
Date of disclosure
January 15, 2004
DISCLOSURE UNDER RULE 3 OF THE RULES GOVERNING
SUBSTANTIAL ACQUISITIONS OF SHARES ("SARs")
Date of acquisition
January 14, 2004
Acquisition in (name of company)
GOVETT HIGH INCOME INVESTMENT TRUST PLC
1. Class of voting shares (eg ordinary shares)
Ordinary Shares
Number of shares/rights over shares acquired
8,400,000 Shares - Rights
Shares purchased for 2 funds managed by Weiss Asset Management and Weiss
Capital:
Brookdale International Partners LP(BIP) 6,132,000 shares
Brookdale Global Opportunity Fund (BGO) 2,268,000 shares
If rights over shares acquired, as opposed to the shares themselves,
specify nature of rights
-
2. Resultant total holding of voting shares (and % of total voting shares
in issue)
42,330,611 29.99 %
Income Shares:
Brookdale International Partners (BIP) 26,344,797 shares
Brookdale Global Opportunity Fund (BGO) 6,915,814 shares
Ordinary Shares
Brookdale International Partners (BIP) 6,802,000 shares
Brookdale Global Opportunity Fund (BGO) 2,268,000 shares
Resultant total holding of rights over shares (and % of total voting
shares in issue)
- - %
Total percentage
29.99 %
3. Party making disclosure
Weiss Asset Management
4. (a) Name of person acquiring shares or rights over shares
Weiss Asset Management LLC, Weiss Capital LLC
and, if different, beneficial owner
Brookdale International Partners LP, Brookdale Global Opportunity Fund
(b) Names of any other persons acting by agreement or understanding (see
SAR 5)
-
Signed, for and on behalf of the party named in (3) above
(Also print name of signatory)
Eitan Milgram
Telephone and extension number
001-617-778-7714
Note. Under SAR 5, the holdings of and acquisitions by persons acting by
agreement or understanding must be aggregated and treated as a holding of or
acquisition by one person. Note 3 on SAR 5 requires persons who must aggregate
holdings to disclose certain disposals.
For full details of the SARs disclosure requirements, see Rules 3 and 5 of
the SARs. If in doubt, contact the Panel on Takeovers and Mergers, Monitoring
Section. Tel. No: 020 7638 0129.
Email:monitoring@disclosure.org.uk
SOURCE Weiss Asset Management LLC
-0- 01/15/2004
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