TIDMBARC
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 January 2022
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to AVAST PLC
the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,356,072 0.33% 545,695 0.09%
Cash-settled
(2) derivatives:
274,830 0.05% 1,513,170 0.26%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 2,100 0.00%
TOTAL: 1,630,902 0.38% 2,060,965 0.35%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 390,000 0.07% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 53 26.2500 USD
USD 0.01 common Purchase 102 26.3700 USD
USD 0.01 common Purchase 109 26.3823 USD
USD 0.01 common Purchase 188 26.2911 USD
USD 0.01 common Purchase 200 26.1850 USD
USD 0.01 common Purchase 212 26.3200 USD
USD 0.01 common Purchase 376 26.2088 USD
USD 0.01 common Purchase 414 26.4110 USD
USD 0.01 common Purchase 500 26.3760 USD
USD 0.01 common Purchase 660 26.3636 USD
USD 0.01 common Purchase 700 26.3728 USD
USD 0.01 common Purchase 900 26.3800 USD
USD 0.01 common Purchase 1,351 26.2399 USD
USD 0.01 common Purchase 2,265 26.2625 USD
USD 0.01 common Purchase 3,200 26.1900 USD
USD 0.01 common Purchase 3,701 26.2748 USD
USD 0.01 common Purchase 4,185 26.4722 USD
USD 0.01 common Purchase 6,859 26.2380 USD
USD 0.01 common Purchase 7,045 26.2735 USD
USD 0.01 common Purchase 9,875 26.2000 USD
USD 0.01 common Purchase 10,354 26.2647 USD
USD 0.01 common Purchase 14,388 26.2020 USD
USD 0.01 common Purchase 17,739 26.2239 USD
USD 0.01 common Purchase 65,933 26.2261 USD
USD 0.01 common Purchase 77,307 26.2711 USD
USD 0.01 common Sale 4 26.5500 USD
USD 0.01 common Sale 9 26.2400 USD
USD 0.01 common Sale 9 26.2200 USD
USD 0.01 common Sale 13 26.3200 USD
USD 0.01 common Sale 18 26.2150 USD
USD 0.01 common Sale 18 26.2050 USD
USD 0.01 common Sale 36 26.1925 USD
USD 0.01 common Sale 45 26.1970 USD
USD 0.01 common Sale 51 26.1950 USD
USD 0.01 common Sale 60 26.3000 USD
USD 0.01 common Sale 83 26.3828 USD
USD 0.01 common Sale 100 26.4100 USD
USD 0.01 common Sale 100 26.2350 USD
USD 0.01 common Sale 105 26.2185 USD
USD 0.01 common Sale 109 26.2300 USD
USD 0.01 common Sale 127 26.2100 USD
USD 0.01 common Sale 151 26.2097 USD
USD 0.01 common Sale 199 26.3170 USD
USD 0.01 common Sale 300 26.2249 USD
USD 0.01 common Sale 316 26.2713 USD
USD 0.01 common Sale 410 26.2181 USD
USD 0.01 common Sale 420 26.3117 USD
USD 0.01 common Sale 622 26.1980 USD
USD 0.01 common Sale 649 26.2267 USD
USD 0.01 common Sale 995 26.3672 USD
USD 0.01 common Sale 1,299 26.2213 USD
USD 0.01 common Sale 1,681 26.2415 USD
USD 0.01 common Sale 2,461 26.2661 USD
USD 0.01 common Sale 2,839 26.2772 USD
USD 0.01 common Sale 3,200 26.1900 USD
USD 0.01 common Sale 3,339 26.1850 USD
USD 0.01 common Sale 3,651 26.5300 USD
USD 0.01 common Sale 4,065 26.2792 USD
USD 0.01 common Sale 4,117 26.2036 USD
USD 0.01 common Sale 5,130 26.4708 USD
USD 0.01 common Sale 6,120 26.2508 USD
USD 0.01 common Sale 6,594 26.2727 USD
USD 0.01 common Sale 9,283 26.2000 USD
USD 0.01 common Sale 11,641 26.2093 USD
USD 0.01 common Sale 11,826 26.2026 USD
USD 0.01 common Sale 62,524 26.2234 USD
USD 0.01 common Sale 87,646 26.2598 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 7 Jan 2022
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220107005287/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2022
(END) Dow Jones Newswires
January 07, 2022 10:12 ET (15:12 GMT)
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