TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                                 Barclays PLC. 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): The naming of nominee 
or vehicle companies is insufficient. For a trust, the 
trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant   NORTONLIFELOCK INC 
securities this form relates: Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening   20 Jan 2022 
position disclosure, state the latest practicable date 
prior to the disclosure 
(f) In addition to the company in 1(c) above, is the        YES: AVAST PLC 
discloser making disclosures in respect of any other party 
to the offer? If it is a cash offer or possible cash 
offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:       USD 0.01 common 
                                  Interests                    Short Positions 
                                  Number           (%)         Number      (%) 
           Relevant securities 
(1)        owned 
           and/or controlled:     1,274,940        0.22%       579,576     0.10% 
 
           Cash-settled 
(2)        derivatives: 
                                  335,807          0.06%       1,513,170   0.26% 
 
           Stock-settled 
           derivatives 
(3)        (including options) 
           and agreements to 
           purchase/sell:         0                0.00%       2,100       0.00% 
 
(4) 
           TOTAL:                 1,610,747        0.28%       2,094,846   0.36% 
 
                                  Convertible Bond 
Class of relevant security:       US668771AA66 
                                  Interests                    Short Positions 
                                  Number           (%)         Number      (%) 
           Relevant securities 
(1)        owned 
           and/or controlled:     390,000          0.07%       0           0.00% 
 
           Cash-settled 
(2)        derivatives: 
                                  0                0.00%       0           0.00% 
 
           Stock-settled 
           derivatives 
(3)        (including options) 
           and agreements to 
           purchase/sell:         0                0.00%       0           0.00% 
 
(4) 
           TOTAL:                 390,000          0.07%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         4             26.5550 USD 
USD 0.01 common      Purchase         15            26.4300 USD 
USD 0.01 common      Purchase         24            26.3000 USD 
USD 0.01 common      Purchase         24            26.3200 USD 
USD 0.01 common      Purchase         24            26.3800 USD 
USD 0.01 common      Purchase         34            26.3311 USD 
USD 0.01 common      Purchase         41            26.5600 USD 
USD 0.01 common      Purchase         89            26.3439 USD 
USD 0.01 common      Purchase         96            26.3325 USD 
USD 0.01 common      Purchase         98            26.6700 USD 
USD 0.01 common      Purchase         99            26.3157 USD 
USD 0.01 common      Purchase         100           26.2650 USD 
USD 0.01 common      Purchase         100           26.7000 USD 
USD 0.01 common      Purchase         103           26.5095 USD 
USD 0.01 common      Purchase         201           26.6500 USD 
USD 0.01 common      Purchase         267           26.4658 USD 
USD 0.01 common      Purchase         272           26.5686 USD 
USD 0.01 common      Purchase         291           26.4424 USD 
USD 0.01 common      Purchase         324           26.5901 USD 
USD 0.01 common      Purchase         391           26.2850 USD 
USD 0.01 common      Purchase         400           26.6100 USD 
USD 0.01 common      Purchase         404           26.5273 USD 
USD 0.01 common      Purchase         404           26.4288 USD 
USD 0.01 common      Purchase         404           26.5452 USD 
USD 0.01 common      Purchase         408           26.5890 USD 
USD 0.01 common      Purchase         419           26.5907 USD 
USD 0.01 common      Purchase         524           26.5111 USD 
USD 0.01 common      Purchase         550           26.5022 USD 
USD 0.01 common      Purchase         604           26.3721 USD 
USD 0.01 common      Purchase         700           26.4800 USD 
USD 0.01 common      Purchase         900           26.3700 USD 
USD 0.01 common      Purchase         961           26.3240 USD 
USD 0.01 common      Purchase         975           26.5541 USD 
USD 0.01 common      Purchase         1,250         26.3371 USD 
USD 0.01 common      Purchase         2,220         26.3219 USD 
USD 0.01 common      Purchase         3,681         26.4590 USD 
USD 0.01 common      Purchase         5,161         26.3188 USD 
USD 0.01 common      Purchase         5,869         26.5023 USD 
USD 0.01 common      Purchase         9,668         26.4825 USD 
USD 0.01 common      Purchase         10,168        26.4303 USD 
USD 0.01 common      Purchase         13,448        26.3797 USD 
USD 0.01 common      Purchase         17,072        26.2800 USD 
USD 0.01 common      Purchase         40,205        26.4105 USD 
USD 0.01 common      Sale             1             26.6500 USD 
USD 0.01 common      Sale             4             26.3000 USD 
USD 0.01 common      Sale             4             26.5400 USD 
USD 0.01 common      Sale             6             26.2900 USD 
USD 0.01 common      Sale             6             26.3550 USD 
USD 0.01 common      Sale             7             26.3800 USD 
USD 0.01 common      Sale             9             26.3300 USD 
USD 0.01 common      Sale             14            26.3671 USD 
USD 0.01 common      Sale             15            26.3713 USD 
USD 0.01 common      Sale             16            26.3534 USD 
USD 0.01 common      Sale             19            26.4250 USD 
USD 0.01 common      Sale             22            26.4336 USD 
USD 0.01 common      Sale             98            26.6700 USD 
USD 0.01 common      Sale             106           26.5067 USD 
USD 0.01 common      Sale             151           26.4165 USD 
USD 0.01 common      Sale             300           26.3100 USD 
USD 0.01 common      Sale             682           26.3521 USD 
USD 0.01 common      Sale             684           26.2934 USD 
USD 0.01 common      Sale             806           26.5809 USD 
USD 0.01 common      Sale             900           26.3700 USD 
USD 0.01 common      Sale             1,247         26.4303 USD 
USD 0.01 common      Sale             1,250         26.3371 USD 
USD 0.01 common      Sale             1,308         26.3265 USD 
USD 0.01 common      Sale             2,426         26.5425 USD 
USD 0.01 common      Sale             3,066         26.5354 USD 
USD 0.01 common      Sale             3,302         26.5025 USD 
USD 0.01 common      Sale             4,864         26.4813 USD 
USD 0.01 common      Sale             4,972         26.3787 USD 
USD 0.01 common      Sale             5,150         26.4144 USD 
USD 0.01 common      Sale             5,521         26.5026 USD 
USD 0.01 common      Sale             6,018         26.4309 USD 
USD 0.01 common      Sale             10,345        26.4635 USD 
USD 0.01 common      Sale             17,013        26.3624 USD 
USD 0.01 common      Sale             20,909        26.2800 USD 
USD 0.01 common      Sale             24,974        26.4323 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  YES 
 
 
Date of disclosure:   21 Jan 2021 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Full name of person making disclosure:                      Barclays PLC. 
Name of offeror/offeree in relation to whose relevant       NORTONLIFELOCK INC 
securities the disclosure relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20220121005204/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2022 
 

(END) Dow Jones Newswires

January 21, 2022 08:34 ET (13:34 GMT)

Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Abr 2022 até Mai 2022 Click aqui para mais gráficos Barclays.
Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Mai 2021 até Mai 2022 Click aqui para mais gráficos Barclays.