BARC Barclays Plc

TIDMBARC TIDMTTM TIDMCLG TIDMGXO

RNS Number : 4881M

Barclays PLC

23 May 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE 
  BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
  ("RI") STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                        Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                          KEY INFORMATION 
          Name of exempt principal trader:                          BARCLAYS CAPITAL INC 
  (a) 
         -------------------------------------------------------- 
          Name of offeror/offeree in relation                       GXO LOGISTICS INC 
  (b)      to whose 
                                                                   ----------------------------- 
          relevant securities this form relates: 
-------  --------------------------------------------------------  -----  ---------  ----- 
          Name of the party to the offer with                       GXO Logistics, Inc 
  (c)      which exempt 
                                                                   ----------------------------- 
          principal trader is connected 
-------  -------------------------------------------------  -----  -----  ---------  ----- 
          Date position held/dealing undertaken:                    20 May 2022 
  (d) 
-------  --------------------------------------------------------  ----------------------------- 
          In addition to the company in 1(b)                                          YES: 
  (e)      above, is the exempt principal 
          trader making disclosures in respect                      CLIPPER LOGISTICS PLC 
           of any other party to the offer? 
-------  --------------------------------------------------------  ----------------------------- 
 2.                                                           POSITIONS OF THE EXEMPT 
                                                               PRINCIPAL TRADER 
 (a)       Interests and short positions in the relevant securities 
            of the offeror or offeree 
           to which the disclosure relates following the dealing (if 
            any) 
 Class of relevant security:                      USD0.01 common 
                                                   stock 
                                                 -----------------------  ------------------ 
                                                        Interests           Short Positions 
                                                 -----------------------  ------------------ 
                                                   Number        (%)        Number     (%) 
-----------------------------------------------  ----------  -----------  ---------  ------- 
 (1)       Relevant securities owned 
           and/or controlled:                        32         0.00%         0       0.00% 
 
 (2)       Cash-settled derivatives: 
                                                      0         0.00%         0       0.00% 
 
 (3)       Stock-settled derivatives 
            (including options) 
           and agreements to purchase/sell:           0         0.00%         0       0.00% 
 
 
           TOTAL:                                    32         0.00%         0       0.00% 
 
 
 
 
 (b)             Rights to subscribe for new securities (including 
                  directors and other executive 
                 options) 
 Class of relevant security in relation to 
 
 which subscription right exists 
--------------------------------------------------------------------    ------- 
 Details, including nature of the rights 
 
 concerned and relevant percentages: 
----------------------------------------------------------------------  ------- 
 
 
 3.                                      DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                          TRADER 
 (a)                 Purchases and sales 
------------------  ----------------------------------    --------------  -------------- 
 Class of relevant     Purchase/sale     Total number      Highest price   Lowest price 
                                               of             per unit        per unit 
     security                             securities       paid/received   paid/received 
------------------    --------------    --------------    --------------  -------------- 
   USD0.01 common         Purchase           108,658         53.7600 USD     50.1818 USD 
        stock 
                      ----------------  ----------------  --------------  -------------- 
   USD0.01 common           Sale             108,658         53.7600 USD      50.005 USD 
        stock 
                      ----------------  ----------------  --------------  -------------- 
 
 
 (b)             Cash-settled derivative transactions 
 Class of relevant                 Product                       Nature of              Number        Price per 
                                                                  dealing                of              unit 
   security                      description                                            reference 
                                                                                        securities 
--------------  -------------  --------------  ------------  ----------------  ------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,        Number         Exercise       Type      Expiry        Option 
      of         description     purchasing,        of             price                   date         money 
 relevant                         selling,      securities       per unit                               paid/ 
 security                          varying          to                                                 received 
                                     etc           which 
                                                  option                                               per unit 
                                                  relates 
                -------------  --------------  ------------  ----------------  ------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description            Exercising/ exercised    Number        Exercise 
                                                                      against            of            price per 
   security                                                                             securities       unit 
--------------  -------------  --------------  ------------                            ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                             Details              Price 
  of relevant                    of Dealings                                              per unit 
                                                                                            (if 
   security                                                                             applicable) 
--------------  -------------  --------------  ------------                            ------------  ----------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may be 
  an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader 
  making the disclosure and any party 
 to the offer or any person acting in concert with a party to the 
  offer: 
---------------------------------------------------------------------------------------------------------------- 
                                                      NONE 
---------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating to options 
                  or derivatives 
 Details of any agreement, arrangement or understanding, formal or 
  informal, between 
 the exempt principal trader making the disclosure and any other person 
  relating to: 
 (i) the voting rights of any relevant securities under any option; 
  or 
 (ii) the voting rights of future acquisition or disposal of any relevant 
  securities to which 
 any derivative is referenced: 
-----------------------------------------------------------------------------  ------  ------------  ----------- 
                                                      NONE 
---------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                       NO 
  Positions) attached? 
                                                             --------------------------------------------------- 
 Date of disclosure:                                          23 May 2022 
 Contact name:                                                Large Holdings Regulatory Operations 
                                                              020 3134 
 Telephone number:                                             7213 
                                                             ----------------  ------  ------------  ----------- 
 

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May 23, 2022 11:15 ET (15:15 GMT)