TIDMBARC TIDMSHB

RNS Number : 8530A

Barclays PLC

27 September 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                     Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                          KEY INFORMATION 
 (a)           Name of exempt principal trader:                            BARCLAYS CAPITAL SECURITIES 
                                                                            LTD 
              ---------------------------------------------------------- 
 (b)           Name of offeror/offeree in relation                         SHAFTESBURY PLC 
                to whose 
                                                                          ------------------------------------------ 
               relevant securities this form 
                relates: 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
 (c)           Name of the party to the offer                              CAPITAL & COUNTIES PROPERTIES 
                with which exempt                                           PLC 
                                                                          ------------------------------------------ 
               principal trader is connected 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
 (d)           Date position held/dealing undertaken:                      26 September 2022 
------------  ----------------------------------------------------------  ------------------------------------------ 
 (e)           In addition to the company in                                    YES: 
                1(b) above, is the exempt principal 
               trader making disclosures in respect                        CAPITAL & COUNTIES PROPERTIES 
                of any other party to the offer?                            PLC 
------------  ----------------------------------------------------------  ------------------------------------------ 
 2.                                                          POSITIONS OF THE EXEMPT PRINCIPAL 
                                                              TRADER 
 (a)           Interests and short positions in the relevant securities 
                of the offeror or offeree 
               to which the disclosure relates following the 
                dealing (if any) 
 Class of relevant security:                   25p ordinary 
                                              --------------------------  -------------------------- 
                                                       Interests                Short Positions 
                                              --------------------------  -------------------------- 
                                                 Number          (%)        Number          (%) 
--------------------------------------------  ------------  ------------  ----------  -------------- 
 (1)           Relevant securities 
                owned 
  and/or controlled:                            1,209,135       0.31%      1,077,266       0.28% 
 
 (2)           Cash-settled derivatives: 
                                                 598,175        0.16%      1,157,610       0.30% 
 
 (3)           Stock-settled derivatives 
                (including options) 
  and agreements 
   to purchase/sell:                            483526.55       0.13%          0           0.00% 
 
 
  TOTAL:                                        2,290,837       0.60%      2,234,876       0.58% 
 
 
 (b)           Rights to subscribe for new securities (including directors 
                and other executive 
               options) 
 Class of relevant security in 
  relation to 
                                                            ------------ 
 which subscription right exists 
----------------------------------------------------------  -------------------------------------------------------- 
 Details, including nature of 
  the rights 
                                                            ------------ 
 concerned and relevant percentages: 
----------------------------------------------------------  -------------------------------------------------------- 
 3.                                                          DEALINGS (IF ANY) BY THE EXEMPT 
                                                              PRINCIPAL TRADER 
 (a)           Purchases and sales 
------------  --------------------------------------------  ------------  ----------  --------------  -------------- 
    Class                     Purchase/sale                     Total                     Highest         Lowest 
 of relevant                                                    number                   price per       price per 
                                                                  of                        unit            unit 
  security                                                   securities                paid/received   paid/received 
------------  -------------  ---------------  ------------  ------------  ----------  --------------  -------------- 
        25p ordinary                    Purchase                     102,060                  3.6575          3.5818 
                                                                                                 GBP             GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      Sale                       86,858                   3.6980       3.582 GBP 
                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
 
 (b)           Cash-settled derivative transactions 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
    Class                        Product                       Nature                     Number           Price 
      of                                                      of dealing                     of             per 
  relevant                     description                                               reference         unit 
  security                                                                              securities 
------------  -------------  ---------------  ------------  ------------  ----------  --------------  -------------- 
        25p ordinary                      SWAP                   Decreasing Long           1,000              3.6968 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short            31                3.6059 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short            176               3.7540 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short            389               3.6708 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                       CFD                  Increasing Short           3,056              3.5939 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short           3,684              3.6333 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short           5,042              3.6190 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short           5,877              3.6398 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short           6,017              3.5819 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short          10,334              3.6207 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short          10,543              3.6391 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short          12,119              3.6365 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                  Increasing Short          13,660              3.6236 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                    Opening Long            22,886              3.5820 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
        25p ordinary                      SWAP                    Opening Short            4,721              3.6189 
                                                                                                                 GBP 
                             -----------------------------  ------------------------  --------------  -------------- 
 
 (c)           Stock-settled derivative transactions 
                (including options) 
 (i)           Writing, selling, purchasing or 
                varying 
    Class        Product         Writing,        Number       Exercise       Type         Expiry          Option 
     of        description     purchasing,         of           price                      date            money 
 relevant                        selling,      securities     per unit                                     paid/ 
 security                      varying etc         to                                                    received 
                                                  which 
                                                 option                                                  per unit 
                                                 relates 
              -------------  ---------------  ------------  ------------  ----------  --------------  -------------- 
 
 
 (ii)          Exercising 
 Class of relevant            Product description                  Exercising/         Number          Exercise 
                                                                exercised against       of              price per 
  security                                                                              securities         unit 
------------  -------------  ---------------  ------------                            --------------  -------------- 
 
 
 (d)           Other dealings (including subscribing 
                for new securities) 
    Class                       Nature of                            Details               Price 
 of relevant                     Dealings                                                 per unit 
                                                                                            (if 
  security                                                                              applicable) 
------------  -------------  ---------------  ------------                            --------------  -------------- 
 
 4.                                                          OTHER INFORMATION 
 (a)           Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a 
  party to the offer: 
----------------------------------------------------------------------------------------------------  -------------- 
                                                        NONE 
-------------------------------------------------------------------------------------------------------------------- 
 (b)           Agreements, arrangements or understandings relating to 
                options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under 
  any option; or 
 (ii) the voting rights of future acquisition or disposal of any 
  relevant securities to which 
 any derivative is referenced: 
----------------------------------------------------------  ------------  ----------  --------------  -------------- 
                                                        NONE 
-------------------------------------------------------------------------------------------------------------------- 
 (c)           Attachments 
 Is a Supplemental Form 8 (Open                                                        Yes 
  Positions) attached? 
                                                            -------------------------------------------------------- 
 Date of disclosure:                                         27 Sep 
                                                              2022 
 Contact name:                                               Large Holdings Regulatory Operations 
 Telephone number:                                           020 3134 7213 
                                                            ------------------------  --------------  -------------- 
 
                                                                                SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                           DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO 
                                                PURCHASE OR SELL ETC. 
                                Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                          KEY INFORMATION 
 Identity of the person whose                                BARCLAYS CAPITAL SECURITIES LTD 
  positions/dealings 
 are being disclosed: 
--------------------------------------------  ------------ 
 Name of offeror/offeree in relation                         SHAFTESBURY PLC 
  to whose 
                                                            -------------------------------------------------------- 
 relevant securities this from 
  relates: 
----------------------------------------------------------  ------------  ----------  --------------  -------------- 
 2.                                                          OPTIONS AND DERIVATIVES 
           Class                  Product       Writing,       Number      Exercise        Type           Expiry 
             of                 description    purchasing,       of          price                         date 
                  relevant                      selling,     securities       per 
                                                                              unit 
                  security                       varying      to which 
                                                   etc 
                                                               option 
                                                               relates 
  ------------------------------------------  ------------  ------------  ----------  --------------  -------------- 
        25p ordinary           Exchangeable       Long         483526.55         n/a        n/a           30 Mar 
                                   Bond                                                                     2026 
                             ---------------  ------------  ------------  ----------  --------------  -------------- 
 3.                                                          AGREEMENTS TO PURCHASE OR SELL 
                                                              ETC. 
 Full details should be given so that the nature of the interest 
  or position can be fully 
 understood: 
---------------------------  ---------------  ------------  ------------  ----------  --------------  -------------- 
 
 
 
 
 
 
 

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END

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September 27, 2022 05:57 ET (09:57 GMT)

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