Barclays PLC Form 8.5 (EPT/NON-RI) SHAFTESBURY PLC (7675H)
28 Novembro 2022 - 06:05AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 7675H
Barclays PLC
28 November 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer CAPITAL & COUNTIES PROPERTIES
with which exempt PLC
------------------------------------------
principal trader is connected
------------ ---------------------------------------------------------- ---------- -------------- --------------
(d) Date position held/dealing undertaken: 25 November 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES PROPERTIES
of any other party to the offer? PLC
------------ ---------------------------------------------------------- ------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
--------------------------------------------- ------------ ----------- ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,545,451 0.40% 1,315,372 0.34%
(2) Cash-settled derivatives:
1,031,738 0.27% 1,301,507 0.34%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 483526.55 0.13% 0 0.00%
TOTAL: 3,060,716 0.80% 2,616,879 0.68%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in
relation to
-----------
which subscription right exists
----------------------------------------------------------- -------------------------------------------------------
Details, including nature of
the rights
-----------
concerned and relevant percentages:
----------------------------------------------------------- -------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ --------------------------------------------- ----------- ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Purchase 120,641 3.6820 3.622 GBP
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary Sale 85,839 3.7800 3.63 GBP
GBP
----------------------------- ----------------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary CFD Decreasing Long 2 3.6700 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Decreasing Long 3,358 3.6412 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Decreasing Long 4,756 3.6817 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Decreasing Long 21,522 3.6605 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 100 3.6799 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 700 3.6499 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 100 3.6799 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 100 3.6560 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 222 3.6500 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 231 3.6420 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 261 3.6819 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 427 3.6373 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 457 3.6320 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 490 3.6325 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 500 3.6567 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 535 3.6638 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 700 3.6499 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 873 3.6335 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,000 3.6406 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,063 3.6430 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,404 3.6471 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,788 3.6622 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,971 3.6483 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,979 3.6464 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,225 3.6489 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,287 3.6408 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,453 3.6492 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 3,874 3.6440 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 4,166 3.6708 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 4,440 3.6476 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 5,051 3.6527 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 5,960 3.6820 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 7,208 3.6479 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 8,496 3.6820 GBP
----------------------------- ----------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
-------------- --------------- ------------ ----------- ---------- -------------- --------------
25p Exchangeable Long 276300.89 n/a n/a 30 Mar 81.625 GBP
ordinary Bond 2026
-------------- --------------- ------------ ----------- ---------- -------------- --------------
25p Exchangeable Short 138150.44 n/a n/a 30 Mar 81.75 GBP
ordinary Bond 2026
-------------- --------------- ------------ ----------- ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ -------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
------------ -------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure and
any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ----------- ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Yes
Positions) attached?
-------------------------------------------------------
Date of disclosure: 28 Nov
2022
Contact name: Large Holdings Regulatory
Operations
020
3134
Telephone number: 7213
----------- ---------- -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
--------------------------------------------- ------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------------------
relevant securities this from
relates:
----------------------------------------------------------- ----------- ---------- -------------- --------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------------------------------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Exchangeable Long 483526.55 n/a n/a 30 Mar 2026
Bond
--------------- ------------ ----------- ---------- -------------- --------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the
interest or position can be fully
understood:
---------------------------- --------------- ------------ ----------- ---------- -------------- --------------
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END
FEOEANFPAEAAFEA
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