TIDMBARC TIDMSHB

RNS Number : 7675H

Barclays PLC

28 November 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                     Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                           KEY INFORMATION 
 (a)           Name of exempt principal trader:                            BARCLAYS CAPITAL SECURITIES 
                                                                            LTD 
              ---------------------------------------------------------- 
 (b)           Name of offeror/offeree in relation                         SHAFTESBURY PLC 
                to whose 
                                                                          ------------------------------------------ 
               relevant securities this form 
                relates: 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
 (c)           Name of the party to the offer                              CAPITAL & COUNTIES PROPERTIES 
                with which exempt                                           PLC 
                                                                          ------------------------------------------ 
               principal trader is connected 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
 (d)           Date position held/dealing undertaken:                      25 November 2022 
------------  ----------------------------------------------------------  ------------------------------------------ 
 (e)           In addition to the company in                                    YES: 
                1(b) above, is the exempt principal 
               trader making disclosures in respect                        CAPITAL & COUNTIES PROPERTIES 
                of any other party to the offer?                            PLC 
------------  ----------------------------------------------------------  ------------------------------------------ 
 2.                                                           POSITIONS OF THE EXEMPT PRINCIPAL 
                                                               TRADER 
 (a)           Interests and short positions in the relevant 
                securities of the offeror or offeree 
               to which the disclosure relates following the 
                dealing (if any) 
 Class of relevant security:                    25p ordinary 
                                               -------------------------  -------------------------- 
                                                       Interests                Short Positions 
                                               -------------------------  -------------------------- 
                                                  Number         (%)        Number          (%) 
---------------------------------------------  ------------  -----------  ----------  -------------- 
 (1)           Relevant securities 
                owned 
  and/or controlled:                             1,545,451      0.40%      1,315,372       0.34% 
 
 (2)           Cash-settled derivatives: 
                                                 1,031,738      0.27%      1,301,507       0.34% 
 
 (3)           Stock-settled derivatives 
                (including options) 
  and agreements 
   to purchase/sell:                             483526.55      0.13%          0           0.00% 
 
 
  TOTAL:                                         3,060,716      0.80%      2,616,879       0.68% 
 
 (b)           Rights to subscribe for new securities (including 
                directors and other executive 
               options) 
 Class of relevant security in 
  relation to 
                                                             ----------- 
 which subscription right exists 
-----------------------------------------------------------  ------------------------------------------------------- 
 Details, including nature of 
  the rights 
                                                             ----------- 
 concerned and relevant percentages: 
-----------------------------------------------------------  ------------------------------------------------------- 
 3.                                                           DEALINGS (IF ANY) BY THE EXEMPT 
                                                               PRINCIPAL TRADER 
 (a)           Purchases and sales 
------------  ---------------------------------------------  -----------  ----------  --------------  -------------- 
    Class                      Purchase/sale                    Total                     Highest         Lowest 
 of relevant                                                    number                   price per       price per 
                                                                  of                        unit            unit 
  security                                                    securities               paid/received   paid/received 
------------  --------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
        25p ordinary                     Purchase                    120,641                  3.6820       3.622 GBP 
                                                                                                 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       Sale                       85,839                  3.7800        3.63 GBP 
                                                                                                 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
 
 (b)           Cash-settled derivative transactions 
------------  ----------------------------------------------------------  ----------  --------------  -------------- 
    Class                         Product                       Nature                    Number         Price per 
      of                                                      of dealing                     of 
  relevant                      description                                              reference         unit 
  security                                                                              securities 
------------  --------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
        25p ordinary                        CFD                  Decreasing Long             2            3.6700 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                        CFD                  Decreasing Long           3,358          3.6412 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                        CFD                  Decreasing Long           4,756          3.6817 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                        CFD                  Decreasing Long          21,522          3.6605 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Decreasing Short           100           3.6799 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Decreasing Short           700           3.6499 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           100           3.6799 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           100           3.6560 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           222           3.6500 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           231           3.6420 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           261           3.6819 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           427           3.6373 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           457           3.6320 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           490           3.6325 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           500           3.6567 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           535           3.6638 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           700           3.6499 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short           873           3.6335 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,000          3.6406 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,063          3.6430 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,404          3.6471 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,788          3.6622 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,971          3.6483 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          1,979          3.6464 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          2,225          3.6489 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          2,287          3.6408 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          2,453          3.6492 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          3,874          3.6440 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          4,166          3.6708 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          4,440          3.6476 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          5,051          3.6527 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          5,960          3.6820 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          7,208          3.6479 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
        25p ordinary                       SWAP                  Increasing Short          8,496          3.6820 GBP 
                              -----------------------------  -----------------------  --------------  -------------- 
 
 (c)           Stock-settled derivative transactions 
                (including options) 
 (i)           Writing, selling, purchasing or 
                varying 
    Class         Product         Writing,        Number       Exercise      Type         Expiry          Option 
     of         description     purchasing,         of          price                      date            money 
 relevant                         selling,      securities       per                                       paid/ 
                                                                 unit 
 security                         varying        to which                                                received 
                                     etc 
                                                  option                                                 per unit 
                                                  relates 
              --------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
     25p       Exchangeable         Long         276300.89       n/a          n/a         30 Mar          81.625 GBP 
   ordinary         Bond                                                                    2026 
              --------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
     25p       Exchangeable        Short         138150.44       n/a          n/a         30 Mar           81.75 GBP 
   ordinary         Bond                                                                    2026 
              --------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
 
 (ii)          Exercising 
 Class of relevant             Product description                 Exercising/         Number          Exercise 
                                                                 exercised against      of              price per 
  security                                                                              securities         unit 
------------  --------------  ---------------  ------------                           --------------  -------------- 
 
 
 (d)           Other dealings (including subscribing for new 
                securities) 
    Class                          Nature                            Details               Price 
 of relevant                     of Dealings                                              per unit 
                                                                                            (if 
  security                                                                              applicable) 
------------  --------------  ---------------  ------------                           --------------  -------------- 
 
 4.                                                           OTHER INFORMATION 
 (a)           Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any 
  agreement or understanding, 
 formal or informal, relating to relevant securities 
  which may be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a 
  party to the offer: 
----------------------------------------------------------------------------------------------------  -------------- 
                                                        NONE 
-------------------------------------------------------------------------------------------------------------------- 
 (b)           Agreements, arrangements or understandings relating 
                to options or derivatives 
 Details of any agreement, arrangement or understanding, 
  formal or informal, between 
 the exempt principal trader making the disclosure and 
  any other person relating to: 
 (i) the voting rights of any relevant securities under 
  any option; or 
 (ii) the voting rights of future acquisition or disposal of any 
  relevant securities to which 
 any derivative is referenced: 
-----------------------------------------------------------  -----------  ----------  --------------  -------------- 
                                                        NONE 
-------------------------------------------------------------------------------------------------------------------- 
 (c)           Attachments 
 Is a Supplemental Form 8 (Open                                                        Yes 
  Positions) attached? 
                                                             ------------------------------------------------------- 
 Date of disclosure:                                          28 Nov 
                                                               2022 
 Contact name:                                                Large Holdings Regulatory 
                                                               Operations 
                                                              020 
                                                               3134 
 Telephone number:                                             7213 
                                                             -----------  ----------  --------------  -------------- 
 
                                                                                SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                           DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO 
                                                PURCHASE OR SELL ETC. 
                                Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                           KEY INFORMATION 
 Identity of the person whose                                 BARCLAYS CAPITAL SECURITIES LTD 
  positions/dealings 
 are being disclosed: 
---------------------------------------------  ------------ 
 Name of offeror/offeree in relation                          SHAFTESBURY PLC 
  to whose 
                                                             ------------------------------------------------------- 
 relevant securities this from 
  relates: 
-----------------------------------------------------------  -----------  ----------  --------------  -------------- 
 2.                                                           OPTIONS AND DERIVATIVES 
            Class                  Product       Writing,       Number     Exercise        Type           Expiry 
             of                  description    purchasing,       of         price                         date 
                   relevant                      selling,     securities      per 
                                                                              unit 
                   security                       varying      to which 
                                                    etc 
                                                                option 
                                                               relates 
  -------------------------------------------  ------------  -----------  ----------  --------------  -------------- 
        25p ordinary            Exchangeable       Long        483526.55         n/a        n/a         30 Mar 2026 
                                    Bond 
                              ---------------  ------------  -----------  ----------  --------------  -------------- 
 3.                                                           AGREEMENTS TO PURCHASE OR SELL 
                                                               ETC. 
 Full details should be given so that the nature of the 
  interest or position can be fully 
 understood: 
----------------------------  ---------------  ------------  -----------  ----------  --------------  -------------- 
 
 
 
 
 
 
 
 

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END

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November 28, 2022 04:05 ET (09:05 GMT)

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