TIDMBARC TIDMCAPC

RNS Number : 7674H

Barclays PLC

28 November 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                      Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                           KEY INFORMATION 
 (a)             Name of exempt principal trader:                           BARCLAYS CAPITAL SECURITIES 
                                                                             LTD 
                --------------------------------------------------------- 
 (b)             Name of offeror/offeree in relation                        CAPITAL & COUNTIES PROPERTIES 
                  to whose                                                   PLC 
                                                                           ------------------------------------------- 
                 relevant securities this form 
                  relates: 
--------------  ---------------------------------------------------------  -----------  --------------  -------------- 
 (c)             Name of the party to the offer                             CAPITAL & COUNTIES PROPERTIES 
                  with which exempt                                          PLC 
                                                                           ------------------------------------------- 
                 principal trader is connected 
--------------  -------------------------------------------  ------------  -----------  --------------  -------------- 
 (d)             Date position held/dealing undertaken:                     25 November 2022 
--------------  ---------------------------------------------------------  ------------------------------------------- 
 (e)             In addition to the company in                                    YES: 
                  1(b) above, is the exempt principal 
                 trader making disclosures in respect                       SHAFTESBURY PLC 
                  of any other party to the offer? 
--------------  ---------------------------------------------------------  ---------------------------  -------------- 
 2.                                                           POSITIONS OF THE EXEMPT PRINCIPAL 
                                                               TRADER 
 (a)             Interests and short positions in the relevant securities 
                  of the offeror or offeree 
                 to which the disclosure relates following the 
                  dealing (if any) 
 Class of relevant security:                     25p ordinary 
                                                -------------------------  --------------------------- 
                                                        Interests                Short Positions 
                                                -------------------------  --------------------------- 
                                                   Number         (%)         Number          (%) 
----------------------------------------------  -----------  ------------  -----------  -------------- 
 (1)             Relevant securities 
                  owned 
  and/or controlled:                             9,987,315       1.17%      5,918,206        0.70% 
 
 (2)             Cash-settled derivatives: 
                                                 5,906,494       0.69%      9,095,646        1.07% 
 
 (3)             Stock-settled derivatives 
                  (including options) 
  and agreements 
   to purchase/sell:                                 0           0.00%          0            0.00% 
 
 
  TOTAL:                                         15,893,809      1.87%      15,013,852       1.76% 
 
 (b)             Rights to subscribe for new securities (including directors 
                  and other executive 
                 options) 
 Class of relevant security in 
  relation to 
                                                             ------------ 
 which subscription right exists 
-----------------------------------------------------------  --------------------------------------------------------- 
 Details, including nature of 
  the rights 
                                                             ------------ 
 concerned and relevant percentages: 
-----------------------------------------------------------  --------------------------------------------------------- 
 3.                                                           DEALINGS (IF ANY) BY THE EXEMPT 
                                                               PRINCIPAL TRADER 
 (a)             Purchases and sales 
--------------  -------------------------------------------  ------------  -----------  --------------  -------------- 
     Class                      Purchase/sale                    Total                      Highest         Lowest 
  of relevant                                                    number                    price per       price per 
                                                                   of                         unit            unit 
   security                                                   securities                 paid/received   paid/received 
--------------  -------------  ---------------  -----------  ------------  -----------  --------------  -------------- 
         25p ordinary                    Purchase                     180,969                   1.0580       1.034 GBP 
                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                      Sale                       271,868                   1.0580       1.034 GBP 
                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
 
 (b)             Cash-settled derivative transactions 
--------------  ---------------------------------------------------------  -----------  --------------  -------------- 
     Class                         Product                      Nature                      Number           Price 
       of                                                      of dealing                      of             per 
   relevant                      description                                               reference         unit 
   security                                                                               securities 
--------------  -------------  ---------------  -----------  ------------  -----------  --------------  -------------- 
         25p ordinary                       SWAP                  Decreasing Long            2,640             21.5106 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Decreasing Long           30,468             21.5601 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short           1,920              1.0558 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short           2,516              1.0492 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short           2,516              1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          10,080              1.0376 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          10,560             21.5170 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          16,424              1.0381 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Decreasing Short          25,052              1.0428 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Decreasing Short          94,052              1.0580 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          121,212             1.0405 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          121,872            21.5536 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Decreasing Short          139,116             1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long             55                1.0470 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long             123               1.0519 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long             266               1.0580 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            1,517              1.0485 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            1,848              1.0451 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long            1,920              1.0558 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long            2,516              1.0492 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long            2,516              1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            2,898              1.0340 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            5,137              1.0388 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            7,891              1.0441 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            8,136              1.0444 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long            9,827              1.0417 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           10,080              1.0376 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           10,560             21.5170 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           10,625              1.0418 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           16,424              1.0381 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           16,973              1.0431 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           20,082              1.0430 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           24,052              1.0456 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           46,672              1.0468 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Long           94,052              1.0580 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           121,212             1.0405 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           121,872            21.5536 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                   Increasing Long           139,116             1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Short           1,135              1.0537 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Short           1,250              1.0481 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Short          20,082              1.0430 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       SWAP                  Increasing Short          24,052              1.0456 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long             1,920              1.0558 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long             2,516              1.0492 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long             2,516              1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            10,080              1.0376 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            10,560             21.5170 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            16,424              1.0381 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            121,212             1.0405 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            121,872            21.5536 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                     Opening Long            139,116             1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short             1,920              1.0558 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short             2,516              1.0492 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short             2,516              1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            10,080              1.0376 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            10,560             21.5170 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            16,424              1.0381 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            121,212             1.0405 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            121,872            21.5536 
                                                                                                                   ZAR 
                               ----------------------------  -------------------------  --------------  -------------- 
         25p ordinary                       CFD                    Opening Short            139,116             1.0579 
                                                                                                                   GBP 
                               ----------------------------  -------------------------  --------------  -------------- 
 
 (c)             Stock-settled derivative transactions (including 
                  options) 
 (i)             Writing, selling, purchasing or 
                  varying 
     Class         Product         Writing,        Number      Exercise        Type         Expiry          Option 
      of         description     purchasing,         of          price                       date            money 
 relevant                          selling,      securities    per unit                                      paid/ 
 security                        varying etc         to                                                    received 
                                                    which 
                                                   option                                                  per unit 
                                                  relates 
                -------------  ---------------  -----------  ------------  -----------  --------------  -------------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description                 Exercising/          Number          Exercise 
                                                                  exercised against       of              price per 
   security                                                                               securities         unit 
--------------  -------------  ---------------  -----------                             --------------  -------------- 
 
 
 (d)             Other dealings (including subscribing for new 
                  securities) 
     Class                        Nature of                           Details                Price 
  of relevant                      Dealings                                                 per unit 
                                                                                              (if 
   security                                                                               applicable) 
--------------  -------------  ---------------  -----------                             --------------  -------------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a 
  party to the offer: 
------------------------------------------------------------------------------------------------------  -------------- 
                                                         NONE 
---------------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating to 
                  options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under 
  any option; or 
 (ii) the voting rights of future acquisition or disposal of any 
  relevant securities to which 
 any derivative is referenced: 
-----------------------------------------------------------  ------------  -----------  --------------  -------------- 
                                                         NONE 
---------------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                          NO 
  Positions) attached? 
                                                             --------------------------------------------------------- 
 Date of disclosure:                                          28 Nov 
                                                               2022 
 Contact name:                                                Large Holdings Regulatory Operations 
 Telephone number:                                            020 3134 7213 
                                                             -------------------------  --------------  -------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOBKFBKCBDKBDB

(END) Dow Jones Newswires

November 28, 2022 04:09 ET (09:09 GMT)

Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Fev 2024 até Mar 2024 Click aqui para mais gráficos Barclays.
Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Mar 2023 até Mar 2024 Click aqui para mais gráficos Barclays.