TIDMBARC TIDMTTM

RNS Number : 1069O

Barclays PLC

27 January 2023

 
                          FORM 8.5 (EPT/NON-RI) 
         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                                    AN 
         EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
                               ("RI") STATUS 
                  (OR WHERE RI STATUS IS NOT APPLICABLE) 
                Rule 8.5 of the Takeover Code (the "Code") 
 1.    KEY INFORMATION 
 (a)   Name of exempt principal trader:          BARCLAYS CAPITAL 
                                                  SECURITIES LTD 
 (b)   Name of offeror/offeree in relation       BIFFA PLC 
        to whose 
 
        relevant securities this form relates: 
      ----------------------------------------  ------------------------- 
 (c)   Name of the party to the offer            Energy Capital Partners, 
        with which exempt                         LLC 
 
        principal trader is connected 
      ----------------------------------------  ------------------------- 
 (d)   Date position held/dealing undertaken:                 26 Jan 2023 
      ----------------------------------------  ------------------------- 
 (e)   In addition to the company in 1(b)        NO 
        above, is the exempt principal 
 
        trader making disclosures in respect 
        of any other party to the offer? 
      ----------------------------------------  ------------------------- 
 
 
 2.                         POSITIONS OF THE EXEMPT PRINCIPAL TRADER 
 (a)                        Interests and short positions in the relevant 
                             securities of the offeror or offeree 
                            to which the disclosure relates following 
                             the dealing (if any) 
 Class of relevant security:                  1p ordinary 
                                                   Interests           Short Positions 
                                                                    -------------------- 
                                                Number       (%)      Number       (%) 
                                                           -------  ----------  -------- 
 (1) Relevant securities 
  owned and/or controlled:                      286,914     0.09%     197,355     0.06% 
                                             ------------  -------  ----------  -------- 
 (2) Cash-settled derivatives:                  191,858     0.06%     271,421     0.09% 
                                             ------------  -------  ----------  -------- 
 (3) Stock-settled derivatives 
  (including options) and 
  agreements to purchase/sell:                     0        0.00%        0        0.00% 
                                             ------------  -------  ----------  -------- 
 
 
   TOTAL:                                       478,772     0.16%     468,776     0.15% 
                                             ------------  -------  ----------  -------- 
 
 (b)                        Rights to subscribe for new securities 
                             (including directors and other executive 
                             options) 
 Class of relevant security 
  in relation to 
 
  which subscription right 
  exists 
 Details, including nature 
  of the rights 
 
  concerned and relevant 
  percentages: 
                                             ------------------------------------------- 
 
 
 
 3.             DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 
 (a)            Purchase 
                 and sales 
   Class of     Purchase/sale     Total number        Highest              Lowest price per unit 
   relevant                            of              price 
                                                      per unit                  paid/received 
   security                        securities 
                                                   paid/received 
 1p ordinary       Purchase          324851           4.1000                     4.0970 GBP 
                                                        GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         Sale            217715           4.1000                     4.0953 GBP 
                                                        GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 
 (b)            Cash-settled derivative transactions 
   Class of        Product         Nature of          Number                     Price per 
                  description        dealing             of 
   relevant                                                                         unit 
                                                     reference 
   security 
                                                     securities 
 1p ordinary         SWAP         Closing Long         5,730                     4.1000 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP        Closing Short       5,850,585                   4.1000 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP          Decreasing          6,999                     4.0960 GBP 
                                      Short 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP          Decreasing        3,368,521                   4.1000 GBP 
                                      Short 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP          Increasing         124,717                    4.0999 GBP 
                                      Short 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP          Increasing         133,889                    4.1000 GBP 
                                      Short 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         CFD          Opening Long          644                      4.0953 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         CFD          Opening Long          910                      4.0956 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         CFD          Opening Long        190,304                    4.0954 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         CFD          Opening Long       1,584,606                   4.1000 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP        Opening Short        19,814                     4.0984 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 1p ordinary         SWAP        Opening Short        353,407                    4.1000 GBP 
               ---------------  ---------------  ----------------  ------------------------------------- 
 
 (c)            Stock-settled derivative transactions (including 
                 options) 
 (i)            Writing, selling, purchasing or varying 
    Class          Product          Writing,          Number        Exercise   Type   Expiry    Option 
 
      of          description      purchasing,           of           price            date      money 
 
   relevant                         selling,         securities        per                       paid/ 
                                                                      unit 
   security                        varying etc        to which                                  received 
 
                                                       option                                     per 
                                                                                                  unit 
                                                      relates 
 
 
 (ii)           Exercising 
   Class of        Product        Exercising/         Number                 Exercise price per 
   relevant       description       exercised            of 
                                     against                                        unit 
   security                                          securities 
 
 
 (d)            Other dealings (including subscribing for new securities) 
   Class of         Nature          Details                         Price per unit (if 
   relevant       of Dealings 
                                                                        applicable) 
   security 
 
 4.             OTHER INFORMATION 
 (a)            Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 
  formal or informal, relating to relevant securities which may 
  be an inducement to deal or refrain from dealing entered into 
  by 
 
  the exempt principal trader making the disclosure and any party 
 
  to the offer or any person acting in concert with a party to 
  the offer: 
                                                  NONE 
 (b)            Agreements, arrangements or understandings relating 
                 to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 
  the exempt principal trader making the disclosure and any other 
  person relating to: 
 
  (i) the voting rights of any relevant securities under any 
  option; or 
 
  (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 
  any derivative is referenced: 
                                                  NONE 
 (c)            Attachments 
 Is a Supplemental Form 8 (Open Positions)                                           NO 
  attached? 
 Date of disclosure:                                                            27 Jan 2023 
                                                                   ------------------------------------- 
 Contact name:                                                           Large Holdings Regulatory 
                                                                                 Operations 
                                                                   ------------------------------------- 
 Telephone number:                                                             020 3134 7213 
                                                                   ------------------------------------- 
 

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January 27, 2023 04:43 ET (09:43 GMT)

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