Barclays PLC Form 8.5 (EPT/NON-RI)SHAFTESBURY PLC (0138P)
06 Fevereiro 2023 - 5:41AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 0138P
Barclays PLC
06 February 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES LTD
trader:
(b) Name of offeror/offeree in SHAFTESBURY PLC
relation to whose
relevant securities this
form relates:
------------------------------------------------- ----------------------------------------------
(c) Name of the party to the Capital & Counties Properties
offer with which exempt plc
principal trader is connected
------------------------------------------------- ----------------------------------------------
(d) Date position held/dealing 03 Feb 2023
undertaken:
------------------------------------------------- ----------------------------------------------
(e) In addition to the company YES:
in 1(b) above, is the exempt
principal CAPITAL & COUNTIES PROPERTIES
PLC
trader making disclosures
in respect of any other party
to the offer?
------------------------------------------------- ----------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 25p ordinary
Interests Short Positions
----------------------
Number (%) Number (%)
--------- ---------- ----------
(1) Relevant securities owned and/or
controlled: 1,553,114 0.40% 906,369 0.24%
----------- --------- ---------- ----------
(2) Cash-settled derivatives: 714,851 0.19% 1,455,127 0.38%
----------- --------- ---------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 55,260.18 0.01% 0 0.00%
---------- ----------
TOTAL: 2,323,225 0.60% 2,361,496 0.61%
---------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation
to
which subscription right exists
Details, including nature of the
rights
concerned and relevant percentages:
----------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest Lowest price per unit
of relevant of price per
unit paid/received
security securities
paid/received
25p Purchase 189506 4.2020 4.1190 GBP
ordinary GBP
--------------- -------------- ---------------- ----------------------------------------------
25p Sale 140871 4.2020 4.1195 GBP
ordinary GBP
--------------- -------------- ---------------- ----------------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature Number Price per
of description of dealing of
unit
relevant reference
security securities
25p SWAP Decreasing 1,200 4.1824 GBP
ordinary Long
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 3 4.1820 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 4 4.1960 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 5 4.1372 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 6 4.1540 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 10 4.1380 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 20 4.1729 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 211 4.1624 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 479 4.1622 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p CFD Decreasing 570 4.1749 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 2,286 4.1904 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 3,301 4.1672 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p CFD Decreasing 4,600 4.1726 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 5,124 4.1648 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p CFD Decreasing 18,461 4.1696 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Decreasing 27,418 4.1700 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 705 4.1325 GBP
ordinary Long
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 254 4.1190 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 258 4.2060 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 448 4.1260 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 500 4.1870 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 537 4.1359 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 747 4.1672 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 1,000 4.1739 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 2,765 4.1303 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 3,065 4.1953 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 3,563 4.1684 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 4,185 4.1667 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 4,403 4.1767 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 7,281 4.1700 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 17,026 4.1690 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 25,731 4.1968 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
25p SWAP Increasing 33,685 4.1291 GBP
ordinary Short
--------------- -------------- ---------------- ----------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
(ii) Exercising
Class Product Exercising/ Number Exercise price per
of relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) Yes
attached?
Date of disclosure: 06 Feb 2023
----------------------------------------------
Contact name: Large Holdings Regulatory Operations
----------------------------------------------
Telephone number: 020 3134 7213
----------------------------------------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1 KEY INFORMATION
----------------------------------------------------------------- ----------------------------------------------
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
----------------------------------------------
are being disclosed:
----------------------------------------------- ---------------- ----------- --------- ---------- ----------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
----------------------------------------------
relevant securities this from relates:
----------------------------------------------------------------- ----------- --------- ---------- ----------
2 OPTIONS AND DERIVATIVES
----------------------------------------------------------------- ----------------------------------------------
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
-------------------------------------------------------------- ----------- --------- ---------- ----------
25p ordinary Exchangeable Long 55260.18 n/a n/a 30-Mar-26
Bond
------------------------------- -------------- ---------------- ----------- --------- ---------- ----------
3 AGREEMENTS TO PURCHASE OR SELL
ETC.
----------------------------------------------------------------- ----------------------------------------------
Full details should be given so that the nature of the interest
or position can be fully
understood:
------------------------------- ------------------------------- ----------- --------- ---------- ----------
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END
FEOUPUUCPUPWURQ
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