TIDMIMB

RNS Number : 5693T

Imperial Brands PLC

20 March 2023

 
Imperial Brands PLC 
 Legal Entity Identifier (LEI) No. 549300DFVPOB67JL3A42 
 
  NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer 
   and to the FCA in Microsoft Word format if possible) 
 
  1a. Identity of the issuer or                           Imperial Brands PLC 
   the underlying issuer of existing                       ISIN GB0004544929 
   shares to which voting rights are 
   attached: 
  1b. Please indicate if the issuer is a non-UK issuer (please mark 
   with an "X" if appropriate) 
  Non-UK issuer 
                                                                                               -------- 
  2. Reason for the notification (please mark the appropriate box 
   or boxes with an "X") 
  An acquisition or disposal of voting rights                                                       X 
                                                                                               -------- 
  An acquisition or disposal of financial instruments 
                                                                                               -------- 
  An event changing the breakdown of voting rights 
                                                                                               -------- 
  Other (please specify): 
                                                                                               -------- 
  3. Details of person subject to the notification obligation 
  Name                                                    Spring Mountain Investments Ltd 
                                                        ----------------------------------------------- 
  City and country of registered                          Camana Bay, George Town, Cayman 
   office (if applicable)                                  Islands 
                                                        ----------------------------------------------- 
  4. Full name of shareholder(s) (if different from 3) 
  Name                                                    LBS Limited, Northfield Investments 
                                                           Limited and Seneca Investments 
                                                           Limited 
                                                        ----------------------------------------------- 
  City and country of registered                          George Town, Grand Cayman, Cayman 
   office (if applicable)                                  Islands 
                                                        ----------------------------------------------- 
  5. Date on which the threshold                          14/03/2023 
   was crossed or reached: 
                                                        ----------------------------------------------- 
  6. Date on which issuer notified                        16/03/2023 
   (DD/MM/YYYY): 
                                                        ----------------------------------------------- 
  7. Total positions of person(s) subject to the notification obligation: 
                            % of voting       % of voting rights    Total of both      Total number 
                           rights attached     through financial         in %         of voting rights 
                              to shares           instruments                            of issuer 
                              (total of         (total of 8.B.1      (8.A + 8.B) 
                                 8.A)               + 8.B.2) 
                         -----------------  ---------------------  --------------  -------------------- 
  Resulting situation 
   on the date on 
   which threshold 
   was crossed or 
   reached                    6.018396              0.00000            6.018396          55,732,395 
                         =================  =====================  ==============  ==================== 
  Position of previous 
   notification 
   (if applicable)            5.169106              0.00000            5.169106 
                         =================  =====================  ==============  ==================== 
 
 
 
  8. Notified details of the resulting situation on the date on 
   which the threshold was crossed or reached: 
  A: Voting rights attached to shares 
  Class/type         Number of voting rights                             % of voting rights 
   of shares 
   ISIN code 
   (if possible) 
                   --------------------------------------------------  -------------------------------- 
                        Direct                   Indirect                   Direct          Indirect 
                       (Art 9 of            (Art 10 of Directive             (Art 9         (Art 10 of 
                       Directive          2004/109/EC) (DTR5.2.1)         of Directive      Directive 
                      2004/109/EC)                                        2004/109/EC)     2004/109/EC) 
                        (DTR5.1)                                            (DTR5.1)        (DTR5.2.1) 
                   ---------------  ---------------------------------  ---------------  --------------- 
Ordinary Shares 
 GB0004544929        55,732,395                     0                     6.018396         0.000000 
                   ===============  =================================  ===============  =============== 
SUBTOTAL 
 8.A                                   55,732,395                                 6.018396% 
                   ==================================================  ================================ 
 
  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
   2004/109/EC (DTR5.3.1.1 (a)) 
  Type of            Expiration       Exercise/      Number of voting                     % of voting 
   financial          date             Conversion     rights that may be                   rights 
   instrument                          Period         acquired if the instrument 
                                                      is exercised/converted 
                   ---------------  -------------  -----------------------------------  --------------- 
 
                                      SUBTOTAL 
                                       8.B.1 
                                                   -----------------------------------  --------------- 
 
  B 2: Financial Instruments with similar economic effect according 
   to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
  Type of            Expiration       Exercise/      Physical       Number                % of voting 
   financial          date             Conversion     or cash        of voting             rights 
   instrument                          Period         settlement     rights 
                   ---------------  -------------  -------------  --------------------  --------------- 
 
                                                     SUBTOTAL 
                                                      8.B.2 
                                                                  --------------------  --------------- 
 
 
 
  9. Information in relation to the person subject to the notification 
   obligation (please mark the applicable box with an "X") 
  Person subject to the notification obligation is not controlled 
   by any natural person or legal entity and does not control 
   any other undertaking(s) holding directly or indirectly an 
   interest in the (underlying) issuer. 
  Full chain of controlled undertakings through which the voting                                                  X 
   rights and/or the financial instruments are effectively held 
   starting with the ultimate controlling natural person or legal 
   entity (please add additional rows as necessary) 
                                                                                                              -------- 
  Ultimate controlling      Name of controlled         % of voting          % of voting            Total of both 
         person                 undertaking            rights if it       rights through            if it equals 
                                                       equals or is    financial instruments        or is higher 
                                                       higher than         if it equals          than the notifiable 
                                                      the notifiable       or is higher               threshold 
                                                        threshold       than the notifiable 
                                                                             threshold 
                        --------------------------  -----------------  ---------------------  ------------------------ 
     Kenneth Bryan 
          Dart 
                        ==========================  =================  =====================  ======================== 
     Kenneth Bryan          Portfolio Services 
          Dart                      Ltd                 0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
     Kenneth Bryan          Seneca Investments 
          Dart                    Limited               3.434174             0.000000                3.434174% 
                        ==========================  =================  =====================  ======================== 
                             Spring Mountain 
     Kenneth Bryan              Investments 
          Dart                      Ltd                 0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
     Kenneth Bryan        Northfield Investments 
          Dart                    Limited               0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
     Kenneth Bryan 
          Dart                 LBS Limited              0.000000             0.000000                0.000000% 
                        ==========================  =================  =====================  ======================== 
 
  10. In case of proxy voting, please identify: 
  Name of the proxy holder                                        N/A 
                                                                ------------------------------------------------------ 
  The number and % of voting rights 
   held 
                                                                ------------------------------------------------------ 
  The date until which the voting 
   rights will be held 
                                                                ------------------------------------------------------ 
 
  11. Additional information: 
  N/A 
----------------------------------------------------------------------------------------------------------------- 
 
  12. Date of completion                16 March 2023 
  13. Place of completion               Grand Cayman, Cayman Islands 
                                      -------------------------------------------------------------------------------- 
 
 

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March 20, 2023 11:52 ET (15:52 GMT)

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