Holding(s) in Company (1712123)
25 Agosto 2023 - 10:59AM
UK Regulatory (RNS & others)
Metro Bank Holdings PLC (MTRO)
Holding(s) in Company
25-Aug-2023 / 14:59 GMT/BST
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TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMX3W479
Issuer Name
METRO BANK HOLDINGS PLC
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
683 CAPITAL MANAGEMENT LLC
City of registered office (if applicable)
New York
Country of registered office (if applicable)
United States
4. Details of the shareholder
Name City of registered office Country of registered office
683 Capital Partners, LP Delaware USA
5. Date on which the threshold was crossed or reached
22-Aug-2023
6. Date on which Issuer notified
24-Aug-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights through Total of both Total number of
. attached to shares financial instruments (total of in % (8.A + voting rights held
(total of 8.A) 8.B 1 + 8.B 2) 8.B) in issuer
Resulting situation on the date
on which threshold was crossed 1.270000 1.450000 2.720000 4694482
or reached
Position of previous 2.200000 1.450000 3.650000
notification (if applicable)
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN Number of direct voting Number of indirect voting % of direct voting % of indirect voting
code(if possible) rights (DTR5.1) rights (DTR5.2.1) rights (DTR5.1) rights (DTR5.2.1)
GB00BMX3W479 2194482 1.270000
Sub Total 8.A 2194482 1.270000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting
instrument date conversion period instrument is exercised/converted rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting
instrument period settlement rights rights
Total return swaps final Cash Settlement 13 month rolls Cash 1500000 0.870000
Payment Date
Total return swaps 2 Sep 2024 13 month rolls Cash 1000000 0.580000
Sub Total 8.B2 2500000 1.450000%
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate Name of % of voting rights if it % of voting rights through financial Total of both if it equals
controlling controlled equals or is higher than instruments if it equals or is higher or is higher than the
person undertaking the notifiable threshold than the notifiable threshold notifiable threshold
Ari Zweiman
683 Capital
GP, LLC
683 Capital 683 Capital
Management, Partners, 1.270000 1.450000 2.720000%
LLC LP
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
N/A
12. Date of Completion
24-Aug-2023
13. Place Of Completion
New York, USA
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Dissemination of a Regulatory Announcement, transmitted by EQS
Group. The issuer is solely responsible for the content of this
announcement.
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ISIN: GB00BMX3W479
Category Code: HOL
TIDM: MTRO
LEI Code: 984500CDDEAD6C2EDQ64
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 267293
EQS News ID: 1712123
End of Announcement EQS News Service
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(END) Dow Jones Newswires
August 25, 2023 09:59 ET (13:59 GMT)
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