Small Company Offering and Sale of Securities Without Registration (d)
18 Novembro 2021 - 5:46PM
Edgar (US Regulatory)
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NoneEntity Type | 0001285786 | EMX ROYALTY Corp EURASIAN MINERALS INC |
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Corporation
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Limited Partnership
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Limited Liability Company
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General Partnership
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Business Trust
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Other |
Name of Issuer |
EMX Royalty Corp |
Jurisdiction of Incorporation/Organization |
BRITISH COLUMBIA, CANADA |
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Year of Incorporation/Organization |
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x
| Over Five Years Ago |
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o
| Within Last Five Years (Specify Year) | |
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o
| Yet to Be Formed | |
2. Principal Place of Business and Contact Information |
Name of Issuer | |
EMX Royalty Corp | |
Street Address 1 | Street Address 2 |
SUITE 501-543 GRANVILLE STREET | |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
VANCOUVER | BRITISH COLUMBIA, CANADA | V6C 1X8 | 604-688-6390 |
Last Name | First Name | Middle Name |
Bayley | Brian | Eric |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
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| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Cole | David | Morrell |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
x
| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Winn | Michael | Dempsey |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
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| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Levet | Brian | Kenneth |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Okada | Larry | Minoru |
Street Address 1 | Street Address 2 |
504 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
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| Executive Officer |
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| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Cepeliauskas | Christina | |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 1X8 |
Relationship: |
x
| Executive Officer |
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| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Lundin | Henrik | |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
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| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Lowe | S.C. Sunny | |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
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| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
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Last Name | First Name | Middle Name |
Reed | Douglas | |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
x
| Executive Officer |
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| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Echegaray | Rocio | |
Street Address 1 | Street Address 2 |
501 - 543 Granville Street | |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C1X8 |
Relationship: |
x
| Executive Officer |
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| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
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| Agriculture | | Health Care |
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| Retailing |
| Banking & Financial Services | |
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| Biotechnology |
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| Restaurants |
|
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| Commercial Banking | |
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| Health Insurance | | Technology |
|
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| Insurance | |
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| Hospitals & Physicians | |
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| Computers |
|
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| Investing | |
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| Pharmaceuticals | |
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| Telecommunications |
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| Investment Banking | |
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| Other Health Care | |
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| Other Technology |
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| Pooled Investment Fund
| | | | | Travel |
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| Other Banking & Financial Services |
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| Manufacturing | |
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| Airlines & Airports |
| Real Estate | |
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| Lodging & Conventions |
|
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| Commercial | |
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| Tourism & Travel Services |
|
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| Construction | |
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| Other Travel |
|
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| REITS & Finance |
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| Other |
|
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| Residential | |
|
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| Other Real Estate | |
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| Business Services | |
| Energy | |
|
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| Coal Mining | |
|
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| Electric Utilities | |
|
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| Energy Conservation | |
|
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| Environmental Services | |
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| Oil & Gas | |
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| Other Energy | |
Revenue Range | Aggregate Net Asset Value Range |
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| No Revenues |
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| No Aggregate Net Asset Value |
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| $1 - $1,000,000 |
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| $1 - $5,000,000 |
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| $1,000,001 - $5,000,000 |
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| $5,000,001 - $25,000,000 |
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| $5,000,001 - $25,000,000 |
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| $25,000,001 - $50,000,000 |
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
o
| Over $100,000,000 |
o
| Over $100,000,000 |
x
| Decline to Disclose |
o
| Decline to Disclose |
o
| Not Applicable |
o
| Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
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| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
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| Rule 504 (b)(1)(iii) |
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| Securities Act Section 4(a)(5) |
|
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| Investment Company Act Section 3(c) |
x
| New Notice | Date of First Sale | 2021-11-05 |
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| First Sale Yet to Occur |
Does the Issuer intend this offering to last more than one year? |
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| Yes |
x
| No |
9. Type(s) of Securities Offered (select all that apply) |
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| Pooled Investment Fund Interests |
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| Equity |
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| Tenant-in-Common Securities |
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| Debt |
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| Mineral Property Securities |
x
| Option, Warrant or Other Right to Acquire Another Security |
x
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
o
| Other (describe) |
| |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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| Yes |
x
| No |
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Clarification of Response (if Necessary) | |
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Minimum investment accepted from any outside investor | $ 0 USD |
Recipient | Recipient CRD Number |
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| None |
Sprott Global Resource Investments, Ltd. | 35878 |
(Associated) Broker or Dealer |
x
| None | (Associated) Broker or Dealer CRD Number |
x
| None |
| |
Street Address 1 | Street Address 2 |
1910 Palomar Point Way | Suite 200 |
City | State/Province/Country | ZIP/Postal Code |
Carlsbad | CALIFORNIA | 92008 |
State(s) of Solicitation |
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| All States |
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| Foreign/Non-US |
ALABAMA ALASKA ARIZONA CALIFORNIA COLORADO CONNECTICUT FLORIDA GEORGIA HAWAII IDAHO INDIANA IOWA MARYLAND MICHIGAN MINNESOTA MISSOURI MONTANA NEVADA NEW JERSEY NEW YORK NORTH CAROLINA OHIO OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING |
13. Offering and Sales Amounts |
Total Offering Amount | $ 16245827 USD |
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Indefinite |
Total Amount Sold | $ 9599697 USD | |
Total Remaining to be Sold | $ 6646130 USD |
o
Indefinite |
|
Clarification of Response (if Necessary) |
3,678,045 units were sold at a price of $2.61 USD. Total remaining to be sold represents amounts that may be received upon exercise of warrants at a maximum price of $4.50 CAD
$1 CAD = $0.8031 USD |
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| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering
| |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 148 |
15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
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Sales Commissions | $ 0 USD |
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| Estimate |
Finders' Fees | $ 206802 USD |
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| Estimate |
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Clarification of Response (if Necessary) |
$257,505 CAD finders fees were paid in cash ($1 CAD = $0.8031) 78,032 finders warrants exercisable at C$3.50 were also issued. No value is included for finder warrants as exercise price was less than market price at time of closing |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
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| $ 0 USD |
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EMX Royalty (AMEX:EMX) Gráfico Histórico do Ativo De Mai 2024 até Jun 2024
EMX Royalty (AMEX:EMX) Gráfico Histórico do Ativo De Jun 2023 até Jun 2024
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Quinta, 20 de Junho de 2024 (3 dias atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Segunda, 13 de Maio de 2024 (1 mês atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Segunda, 13 de Maio de 2024 (1 mês atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Quinta, 29 de Fevereiro de 2024 (4 meses atrás) • Edgar (US Regulatory) |
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] Terça, 13 de Fevereiro de 2024 (4 meses atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Quarta, 7 de Fevereiro de 2024 (4 meses atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Terça, 30 de Janeiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Quarta, 3 de Janeiro de 2024 (6 meses atrás) • Edgar (US Regulatory) |
Form SC 13G - Statement of acquisition of beneficial ownership by individuals Terça, 26 de Dezembro de 2023 (6 meses atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Terça, 19 de Dezembro de 2023 (6 meses atrás) • Edgar (US Regulatory) |
Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16] Quinta, 9 de Novembro de 2023 (7 meses atrás) • Edgar (US Regulatory) |
Form 144 - Report of proposed sale of securities Quarta, 25 de Outubro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Mais Notícias de Emx Royalty Corp
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