Statement of Changes in Beneficial Ownership (4)
23 Fevereiro 2023 - 5:26PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bawabeh Morris |
2. Issuer Name and Ticker or Trading Symbol
CENTRUS ENERGY CORP
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LEU
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
15 OCEAN AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/29/2022 |
(Street)
BROOKLYN, NY 11225
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Warrant | $21.62 | 12/29/2022 | | J (2) | | | 250000 | (2) | 2/5/2023 | Common Stock | 250000 | (2) | 0 | I (1) | By Kulayba LLC |
Common Stock Warrant | $21.62 | 12/29/2022 | | J (2) | | 250000 | | (2) | 2/5/2024 | Common Stock | 250000 | (2) | 250000 (2) | I (1) | By Kulayba LLC |
Explanation of Responses: |
(1) | (1) These securities are owned directly by Kulayba, LLC, which is wholly-owned by Morris Bawabeh. The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. |
(2) | (2) The two reported transactions involved an amendment of an outstanding warrant to extend the expiration date, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on February 5, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bawabeh Morris 15 OCEAN AVENUE BROOKLYN, NY 11225 |
| X |
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Kulayba LLC 15 OCEAN AVENUE BROOKLYN, NY 11225 |
| X |
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Signatures
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/s/ Morris Bawabeh | | 2/23/2023 |
**Signature of Reporting Person | Date |
/s/Morris Bawabeh | | 2/23/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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