Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECUR... (1121833)
21 Agosto 2020 - 9:53AM
UK Regulatory
Baader Bank AG (508810)
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING
DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
21-Aug-2020 / 14:53 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Baader Bank Aktiengesellschaft on
its own behalf and on behalf of
its controlling shareholder Baader
Beteiligungs GmbH and its ultimate
controlling shareholder Uto Baader
(b) Owner or controller of
interests and short positions
disclosed, if different from
1(a):
The naming of nominee or
vehicle companies is
insufficient. For a trust,
the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree Williams Grand Prix Holdings PLC
in relation to whose relevant
securities this form relates:
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position 20 August 2020
held/dealing undertaken:
For an opening position
disclosure, state the latest
practicable date prior to the
disclosure Baader Bank Aktiengesellschaft, in
its capacity as designated sponsor
and market maker for securities of
Williams Grand Prix Holdings PLC,
enters into purchase and/or sale
transaction in securities of the
company as part of its ordinary
course of business.
(f) In addition to the N/A
company in 1(c) above, is the
discloser making disclosures
in respect of any other party
to the offer? If YES, specify which:
If it is a cash offer or
possible cash offer, state
"N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if any)
Class of Ordinary Shares of 5p each (ISIN DE000A1H6VM4)
relevant
security
:
Interests Short positions
Number % Number %
(1) 922,097 9.22*
Relevant
securiti
es owned
and/or
controll
ed:
(2)
Cash-set
tled
derivati
ves:
(3)
Stock-se
ttled
derivati
ves
(includi
ng
options)
and
agreemen
ts to
purchase
/sell:
TOTAL: 922,097 9.22*
* Baader Bank Aktiengesellschaft directly holds 819,792 shares (8.20%) and
Baader Beteiligungs GmbH directly holds 20,000 shares (0.2%). Baader Bank
Aktiengesellschaft is advised by FiveT Capital AG (which holds 82,305 shares
in the offeror (0.82%)) in relation to its holding in Williams Grand Prix
Holdings plc.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other
employee options)
Class of relevant security in relation to which subscription
right exists:
Details, including nature of the rights concerned and relevant
percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d)
(as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per
security securities unit
5 p ordinary BUY 8 12.70
shares
(ISIN
DE000A1H6VM4)
5 p ordinary SALE 83 12.90
shares
(ISIN
DE000A1H6VM4)
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price per
relevant description dealing reference unit
security securities
e.g. CFD e.g.
opening/closi
ng a
long/short
position,
increasing/re
ducing a
long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of descrip purchasi of price date money
releva tion ng, securi per unit paid/
nt e.g. selling, ties receive
securi call varying to e.g. d per
ty option etc. which Ameri unit
option can,
relate Europ
s ean
etc.
(ii) Exercise
Class of Product Exercising/ Number of Exercise
relevant description exercised securities price per
security against unit
e.g. call
option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security (if applicable)
e.g. subscription,
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any
party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between the person making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
21 August 2020
Date of disclosure:
Jürgen Mayser, Managing Director, Risk
Management & Regulatory Reporting Baader
Bank Aktiengesellschaft
Contact name:
+49 89 5150-1717
Telephone number*:
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to
be included, provided contact information has been provided to the Panel's
Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
[1].
ISIN: DE0005088108
Category Code: RET - Williams Grand Prix Holdings PLC
TIDM: 508810
LEI Code: 529900JFOPPEDUR61H13
OAM Categories: 3.1. Additional regulated information required to be
disclosed under the laws of a Member State
Sequence No.: 82659
EQS News ID: 1121833
End of Announcement EQS News Service
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(END) Dow Jones Newswires
August 21, 2020 08:53 ET (12:53 GMT)
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