United States

Securities and Exchange Commission

Washington, DC 20549

 

Form N-PX/A

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21833

 

HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

(Exact name of registrant as specified in Charter)

 

BROOKFIELD PLACE, 250 VESEY STREET

NEW YORK, NY 10281-1023

(Address of principal executive officers) (Zip code)

 

KIM G. REDDING, PRESIDENT

BROOKFIELD PLACE

250 VESEY STREET

NEW YORK, NEW YORK 10281-1023

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-497-3746

 

Date of fiscal year end: 03/31

 

Date of reporting period: July 1, 2012 – June 30, 2013

 

 

 



 

ITEM 1.  PROXY VOTING RECORD

 



 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-21833                                                     

Reporting Period: 07/01/2012 - 06/30/2013                                      

Helios Multi-Sector High Income Fund, Inc.                                     

                                                                                

                                                                                

                                                                                

 

 

 

 

 

 

================== Helios Multi-Sector High Income Fund, Inc. ==================

 

 

AT&T INC.                                                                      

 

Ticker:       T              Security ID:  00206R102                           

Meeting Date: APR 26, 2013   Meeting Type: Annual                              

Record Date:  FEB 27, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randall L. Stephenson    For       For          Management

1.2   Elect Director Gilbert F. Amelio        For       For          Management

1.3   Elect Director Reuben V. Anderson       For       For          Management

1.4   Elect Director James H. Blanchard       For       For          Management

1.5   Elect Director Jaime Chico Pardo        For       For          Management

1.6   Elect Director Scott T. Ford            For       For          Management

1.7   Elect Director James P. Kelly           For       For          Management

1.8   Elect Director Jon C. Madonna           For       For          Management

1.9   Elect Director Michael B. McCallister   For       For          Management

1.10  Elect Director John B. McCoy            For       For          Management

1.11  Elect Director Joyce M. Roche           For       For          Management

1.12  Elect Director Matthew K. Rose          For       For          Management

1.13  Elect Director  Laura D'Andrea Tyson    For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Stock Purchase and Deferral Plan  For       For          Management

5     Report on Political Contributions       Against   For          Shareholder

6     Report on Reducing Lead Battery Health  Against   For          Shareholder

      Hazards                                                                  

7     Submit Severance Agreement              Against   For          Shareholder

      (Change-in-Control) to Shareholder Vote                                   

8     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CEDAR FAIR, L.P.                                                                

 

Ticker:       FUN            Security ID:  150185106                           

Meeting Date: JUN 06, 2013   Meeting Type: Annual                              

Record Date:  APR 15, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Eric L. Affeldt          For       For          Management

1.2   Elect Director John M. Scott III        For       For          Management

1.3   Elect Director D. Scott Olivet          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CENTURYLINK, INC.                                                              

 

Ticker:       CTL            Security ID:  156700106                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  APR 03, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Bruce Hanks           For       For          Management

1.2   Elect Director C. G. Melville, Jr.      For       For          Management

1.3   Elect Director Fred R. Nichols          For       For          Management

1.4   Elect Director William A. Owens         For       For          Management

1.5   Elect Director Harvey P. Perry          For       For          Management

1.6   Elect Director Glen F. Post, III        For       For          Management

1.7   Elect Director Laurie A. Siegel         For       For          Management

1.8   Elect Director Joseph R. Zimmel         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4a    Share Retention Policy                  Against   For          Shareholder

4b    Adopt Policy on Bonus Banking           Against   For          Shareholder

4c    Proxy Access                            Against   For          Shareholder

4d    Provide for Confidential Voting         Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

FRONTIER COMMUNICATIONS CORPORATION                                            

 

Ticker:       FTR            Security ID:  35906A108                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                              

Record Date:  MAR 12, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Leroy T. Barnes, Jr.     For       For          Management

1.2   Elect Director Peter C.B. Bynoe         For       For          Management

1.3   Elect Director Jeri B. Finard           For       For          Management

1.4   Elect Director Edward Fraioli           For       For          Management

1.5   Elect Director James S. Kahan           For       For          Management

1.6   Elect Director Pamela D.A. Reeve        For       For          Management

1.7   Elect Director Howard L. Schrott        For       For          Management

1.8   Elect Director Larraine D. Segil        For       For          Management

1.9   Elect Director Mark Shapiro             For       For          Management

1.10  Elect Director Myron A. Wick, III       For       For          Management

1.11  Elect Director Mary Agnes Wilderotter   For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

WINDSTREAM CORPORATION                                                         

 

Ticker:       WIN            Security ID:  97381W104                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Carol B. Armitage        For       For          Management

1.2   Elect Director Samuel E. Beall, III     For       For          Management

1.3   Elect Director Dennis E. Foster         For       For          Management

1.4   Elect Director Francis X. ('Skip')      For       For          Management

      Frantz                                                                   

1.5   Elect Director Jeffery R. Gardner       For       For          Management

1.6   Elect Director Jeffrey T. Hinson        For       For          Management

1.7   Elect Director Judy K. Jones            For       For          Management

1.8   Elect Director William A. Montgomery    For       For          Management

1.9   Elect Director Alan L. Wells            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Pro-rata Vesting of Equity Plans        Against   For          Shareholder

5     Report on Political Contributions       Against   For          Shareholder

6     Reduce Supermajority Vote Requirement   Against   For          Shareholder

 

========== END NPX REPORT

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

 

By:

/s/ Kim G. Redding

 

 

Kim G. Redding, Director and President

 

Date: September 11, 2013

 


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