HSF Hartford Income Shares Fund, Inc.

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-02281

THE HARTFORD INCOME SHARES FUND, INC.

(Exact name of registrant as specified in charter)

P. O. Box 2999, Hartford, Connecticut 06104-2999
(Address of Principal Executive Offices)

Edward P. Macdonald, Esquire
Life Law Unit
The Hartford Financial Services Group, Inc.
200 Hopmeadow Street
Simsbury, Connecticut 06089
(Name and Address of Agent for Service)

Registrant’s telephone number, including area code: (860) 843-9934

Date of fiscal year end: July 31

Date of reporting period: October 31, 2007

Form N-Q is to be used by management investment companies to file reports with the Commission not later than 60 days after the close of the first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

TABLE OF CONTENTS

The Hartford Income Shares Fund, Inc.

Schedule of Investments
October 31, 2007 (Unaudited)
(000’s Omitted)

Principal						Market
Amount						Value +
ASSET & COMMERCIAL MORTGAGE BACKED SECURITIES – 9.2%
				Finance – 4.6%
				Bayview Commercial Asset Trust
$	4,882			7.00%, 07/25/2037 ⌂ ►		$	632
	8,050			7.18%, 01/25/2037 ⌂ ►			724
				Bayview Financial Acquisition Trust
	500			6.97%, 05/28/2037 ⌂ Δ			300
				CBA Commercial Small Balance Commercial Mortgage
	4,976			7.25%, 07/25/2039 ⌂ ►			478
	4,596			9.75%, 01/25/2039 ⌂ ►			460
				Credit-Based Asset Servicing and Securitization LLC
	94			5.14%, 05/25/2036 ⌂ Δ			90
				Option One Mortgage Loan Trust
	1,000			6.99%, 03/25/2037 ⌂			600
				Renaissance Home Equity Loan Trust
	2,500			7.50%, 04/25/2037 – 06/25/2037 ⌂			1,390
							4,674
				Transportation – 4.6%
				Continental Airlines, Inc.
	1,015			6.80%, 08/02/2018			975
	1,418			7.71%, 04/02/2021			1,478
	2,113			8.05%, 11/01/2020			2,240
							4,693
				Total asset & commercial mortgage backed securities (Cost $10,566)		$	9,367
CORPORATE BONDS: INVESTMENT GRADE – 63.0%
				Basic Materials – 3.6%
				Newmont Mining Corp.
$	500			8.63%, 05/15/2011		$	552
				Union Carbide Corp.
	2,000			7.75%, 10/01/2096			2,013
				Westvaco Corp.
	1,000			8.20%, 01/15/2030			1,080
							3,645
				Capital Goods – 2.5%
				Northrop Grumman Space & Mission Systems Corp.
	1,000			7.75%, 06/01/2029			1,194
				Tyco International Group S.A.
	1,250			7.00%, 06/15/2028			1,358
							2,552
				Consumer Cyclical – 1.7%
				Delhaize America, Inc.
	500			9.00%, 04/15/2031			605
				Federated Department Stores, Inc.
	1,000			8.50%, 06/01/2010			1,067
							1,672
				Energy – 4.4%
				Anadarko Petroleum Corp.
	235			6.45%, 09/15/2036			238
				Burlington Resources, Inc.
	850			9.13%, 10/01/2021			1,127
				ConocoPhillips Holding Co.
	1,000			6.95%, 04/15/2029			1,139
				Halliburton Co.
	750			5.63%, 12/01/2008			753
				Valero Energy Corp.
	1,000			8.75%, 06/15/2030			1,257
							4,514
				Finance – 19.4%
				AMBAC Financial Group, Inc.
	86			6.15%, 02/15/2037			66
				American Express Credit Corp.
	466			6.80%, 09/01/2066			478
				Ameriprise Financial, Inc.
	885			7.52%, 06/01/2066			904
				Capital One Capital III
	494			7.69%, 08/15/2036			479
				CIT Group, Inc.
	250			5.64%, 08/17/2009 Δ			240
	2,000			6.10%, 03/15/2067 Δ			1,636
				CNA Financial Corp.
	1,000			7.25%, 11/15/2023			1,045
				Comerica Capital Trust II
	937			6.58%, 02/20/2037 Δ			845
				Countrywide Financial Corp.
	10			4.50%, 06/15/2010			9
	16			5.80%, 06/07/2012			14
				Countrywide Home Loans, Inc.
	17			4.00%, 03/22/2011			14
	516			4.13%, 09/15/2009			451
	29			6.25%, 04/15/2009			27
				ERAC USA Finance Co.
	1,000			8.00%, 01/15/2011 ■			1,074
				Farmers Exchange Capital
	3,000			7.20%, 07/15/2048 ■			2,992
				Financial Security Assurance Holdings
	333			6.40%, 12/15/2066 ■ Δ			300
				HSBC Finance Corp.
	500			7.00%, 05/15/2012			529
				ILFC E-Capital Trust II
	2,585			6.25%, 12/21/2065 ■ Δ			2,537
				JP Morgan Chase Capital XX
	2,535			6.55%, 09/29/2036			2,377
				Liberty Mutual Group, Inc.
	250			7.00%, 03/15/2034 ■			242
				Mony Group, Inc.
	1,000			8.35%, 03/15/2010			1,076
				State Street Capital Trust IV
	360			6.69%, 06/15/2037 Δ			325
				Travelers Property Casualty Corp.
	1,000			7.75%, 04/15/2026			1,180
				Washington Mutual Preferred Funding
	1,000			6.53%, 12/29/2049 ■			758
				Western Financial Bank
	115			9.63%, 05/15/2012			123
							19,721
				Services – 12.5%
				Belo Corp.
	1,500			7.25%, 09/15/2027			1,365
				Clear Channel Communications, Inc.
	750			7.65%, 09/15/2010			761
				COX Communications, Inc.
	1,500			6.80%, 08/01/2028			1,522

The Hartford Income Shares Fund, Inc.

Schedule of Investments

October 31, 2007 (Unaudited)
(000’s Omitted)

⌂

The following securities are considered illiquid. Illiquid securities are often purchased in private placement transactions, are not registered under the Securities Act of 1933 and may have contractual restrictions on resale. A security may also be considered illiquid if the security lacks a readily available market or if its valuation has not changed for a certain period of time.

Period		Shares/						Cost
Acquired		Par				Security		Basis
10/2007			—			AboveNet, Inc. - Warrants		$	—
05/2007			4,882			Bayview Commercial Asset Trust, 7.00%, 07/25/2037 - 144A			699
12/2006			8,050			Bayview Commercial Asset Trust, 7.18%, 01/25/2037 - 144A			873
04/2007			500			Bayview Financial Acquisition Trust, 6.97%, 05/28/2037			500
05/2007			4,976			CBA Commercial Small Balance Commercial Mortgage, 7.25%, 07/25/2039 - 144A			458
11/2006			4,596			CBA Commercial Small Balance Commercial Mortgage, 9.75%, 01/25/2039 - 144A			446
07/2007			94			Credit-Based Asset Servicing and Securitization LLC, 5.14%, 05/25/2036 - 144A			92
10/1996			625			Delta Air Lines, Inc., 10.50%, 04/30/2016			678
10/1994			1			Hosiery Corp. of America, Inc. Class A - 144A			8
03/2007			1,000			Option One Mortgage Loan Trust, 6.99%, 03/25/2037			868
05/2007			2,500			Renaissance Home Equity Loan Trust, 7.50%, 04/25/2037 – 06/25/2037			2,072
05/2006			—			XO Holdings, Inc.			—
05/2006			—			XO Holdings, Inc. - Warrants			—

Unrealized

Number of

Expiration

Appreciation/

Description

Contracts*

Position

Month

(Depreciation)

10 Year U.S. Treasury Bond

121

Short

Dec, 2007

$

(125

)

The Hartford Income Shares Fund, Inc.

Schedule of Investments
October 31, 2007 (Unaudited)
(000’s Omitted)

Item 2. Controls and Procedures.

(a) Based on an evaluation of the Registrant’s Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report, the Disclosure Controls and Procedures are effectively designed to ensure that information required to be disclosed by the Registrant is recorded, processed, summarized and reported by the date of this report, including ensuring that information required to be disclosed in the report is accumulated and communicated to the Registrant’s management, including the Registrant’s officers, as appropriate, to allow timely decisions regarding required disclosure.

(b) There were no significant changes in the Registrant’s internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

Item 3. Exhibits.

(a)

Section 302 certifications of the principal executive officer and principal financial officer of Registrant.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE HARTFORD INCOME SHARES FUND, INC.

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

EXHIBIT LIST

99.CERT		Certifications
		(i) Section 302 certification of principal executive officer
		(ii) Section 302 certification of principal financial officer

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