UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
N-Q
QUARTERLY
SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment
Company Act file number: 811-02281
THE
HARTFORD INCOME SHARES FUND, INC.
(Exact
name of registrant as specified in charter)
P. O. Box
2999, Hartford, Connecticut 06104-2999
(Address
of Principal Executive Offices)
Edward P.
Macdonald, Esquire
Life Law
Unit
The
Hartford Financial Services Group, Inc.
200
Hopmeadow Street
Simsbury,
Connecticut 06089
(Name and
Address of Agent for Service)
Registrant’s
telephone number, including area code: (860) 843-9934
Date of
fiscal year end: July 31
Date of
reporting period: April 30, 2010
Form N-Q
is to be used by management investment companies to file reports with the
Commission not later than 60 days after the close of the first and third fiscal
quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (17
CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in
its regulatory, disclosure review, inspection, and policymaking
roles.
A
registrant is required to disclose the information specified by Form N-Q, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-Q unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments.
The Hartford Income Shares Fund,
Inc.
Schedule of
Investment
April 30, 2010
(Unaudited)
|
Shares or Principal
Amount
|
Market Value
╪
|
|
|
ASSET & COMMERCIAL MORTGAGE
BACKED SECURITIES -
3.3%
|
|
|
|
|
Finance and Insurance -
3.3%
|
|
|
|
|
|
|
Bayview Commercial Asset
Trust
|
|
|
|
|
$
|
4,299
|
|
7.00%, 07/25/2037
■
►
|
|
$
|
379
|
|
|
|
6,294
|
|
7.18%, 01/25/2037
■
►
|
|
|
431
|
|
|
|
|
|
Bayview Financial Acquisition
Trust
|
|
|
|
|
|
|
500
|
|
2.41%, 05/28/2037
⌂
Δ
|
|
|
6
|
|
|
|
|
|
CBA Commercial Small Balance
Commercial
|
|
|
|
|
|
|
|
|
Mortgage
|
|
|
|
|
|
|
3,687
|
|
3.00%, 01/25/2039
⌂
►
|
|
|
166
|
|
|
|
4,185
|
|
7.25%, 07/25/2039
⌂
►
|
|
|
162
|
|
|
|
|
|
Citigroup Commercial Mortgage
Trust
|
|
|
|
|
|
|
65
|
|
5.48%,
10/15/2016
|
|
|
45
|
|
|
|
70
|
|
6.30%, 12/10/2049
Δ
|
|
|
48
|
|
|
|
|
|
Credit Suisse Mortgage Capital
Certificates
|
|
|
|
|
|
|
100
|
|
5.34%,
12/15/2039
|
|
|
84
|
|
|
|
|
|
Credit-Based Asset Servicing
and
|
|
|
|
|
|
|
|
|
Securitization
|
|
|
|
|
|
|
79
|
|
0.53%, 05/25/2036
■
Δ
|
|
|
45
|
|
|
|
|
|
JP Morgan Chase Commercial
Mortgage
|
|
|
|
|
|
|
|
|
Securities
Corp.
|
|
|
|
|
|
|
437
|
|
0.57%, 02/15/2019
■
Δ
|
|
|
416
|
|
|
|
60
|
|
5.32%, 12/15/2044
Δ
|
|
|
56
|
|
|
|
100
|
|
5.46%,
12/12/2043
|
|
|
91
|
|
|
|
|
|
Merrill Lynch Mortgage
Trust
|
|
|
|
|
|
|
340
|
|
5.83%, 06/12/2050
Δ
|
|
|
347
|
|
|
|
|
|
Merrill Lynch/Countrywide
Commercial
|
|
|
|
|
|
|
|
|
Mortgage
Trust
|
|
|
|
|
|
|
110
|
|
5.48%, 03/12/2051
Δ
|
|
|
105
|
|
|
|
|
|
Morgan Stanley Reremic
Trust
|
|
|
|
|
|
|
210
|
|
6.00%, 08/12/2045
■
Δ
|
|
|
187
|
|
|
|
|
|
Renaissance Home Equity Loan
Trust
|
|
|
|
|
|
|
180
|
|
5.58%, 11/25/2036
Δ
|
|
|
149
|
|
|
|
|
|
|
|
|
2,717
|
|
|
|
|
|
Total asset & commercial
mortgage backed
|
|
|
|
|
|
|
|
|
securities
|
|
|
|
|
|
|
|
|
(cost
$3,854)
|
|
$
|
2,717
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE BONDS: INVESTMENT GRADE
- 62.3%
|
|
|
|
|
|
|
|
|
Administrative Waste Management
and Remediation - 0.5%
|
|
|
|
|
|
Browning-Ferris Industries,
Inc.
|
|
|
|
|
|
$
|
350
|
|
7.40%,
09/15/2035
|
|
$
|
400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Air Transportation -
6.4%
|
|
|
|
|
|
|
|
|
American Airlines,
Inc.
|
|
|
|
|
|
|
2,500
|
|
7.86%,
10/01/2011
|
|
|
2,575
|
|
|
|
|
|
Continental Airlines,
Inc.
|
|
|
|
|
|
|
1,244
|
|
7.71%,
04/02/2021
|
|
|
1,260
|
|
|
|
400
|
|
7.92%,
11/01/2011
|
|
|
400
|
|
|
|
1,029
|
|
8.05%,
11/01/2020
|
|
|
1,045
|
|
|
|
|
|
|
|
|
5,280
|
|
|
|
|
|
Arts, Entertainment and Recreation
- 6.1%
|
|
|
|
|
|
|
|
|
Grupo Televisa
S.A.
|
|
|
|
|
|
|
159
|
|
6.63%,
01/15/2040
|
|
|
163
|
|
|
|
|
|
Hearst-Argyle Television,
Inc.
|
|
|
|
|
|
|
1,000
|
|
7.00%,
01/15/2018
|
|
|
816
|
|
|
|
|
|
NBC Universal,
Inc.
|
|
|
|
|
|
|
320
|
|
5.15%, 04/30/2020
■
|
|
|
324
|
|
|
|
125
|
|
6.40%, 04/30/2040
■
|
|
|
129
|
|
|
|
|
News America Holdings,
Inc.
|
|
|
|
|
|
1,500
|
|
8.88%,
04/26/2023
|
|
|
1,923
|
|
|
|
|
|
Time Warner Entertainment Co.,
L.P.
|
|
|
|
|
|
|
1,360
|
|
8.38%,
07/15/2033
|
|
|
1,682
|
|
|
|
|
|
|
|
|
5,037
|
|
|
|
|
|
Beverage and Tobacco Product
Manufacturing - 1.1%
|
|
|
|
|
|
Altria Group,
Inc.
|
|
|
|
|
|
|
317
|
|
9.70%,
11/10/2018
|
|
|
399
|
|
|
|
29
|
|
10.20%,
02/06/2039
|
|
|
40
|
|
|
|
|
|
Anheuser-Busch Cos.,
Inc.
|
|
|
|
|
|
|
27
|
|
8.20%, 01/15/2039
■
|
|
|
36
|
|
|
|
|
|
Anheuser-Busch InBev
N.V.
|
|
|
|
|
|
|
325
|
|
7.75%, 01/15/2019
■
|
|
|
391
|
|
|
|
|
|
|
|
|
866
|
|
|
|
|
|
Chemical Manufacturing -
2.6%
|
|
|
|
|
|
|
|
|
Incitec Pivot Finance
LLC
|
|
|
|
|
|
|
405
|
|
6.00%, 12/10/2019
■
|
|
|
422
|
|
|
|
|
|
Union Carbide
Corp.
|
|
|
|
|
|
|
2,000
|
|
7.75%,
10/01/2096
|
|
|
1,756
|
|
|
|
|
|
|
|
|
2,178
|
|
|
|
|
|
Computer and Electronic Product
Manufacturing - 0.5%
|
|
|
|
|
|
Raytheon
Co.
|
|
|
|
|
|
|
350
|
|
7.20%,
08/15/2027
|
|
|
42
3
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Construction -
0.4%
|
|
|
|
|
|
|
|
|
CRH America,
Inc.
|
|
|
|
|
|
|
300
|
|
8.13%,
07/15/2018
|
|
|
36
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Couriers and Messengers -
1.3%
|
|
|
|
|
|
|
|
|
FedEx Corp.
|
|
|
|
|
|
|
1,000
|
|
7.84%,
01/30/2018
|
|
|
1,0
47
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Finance and Insurance -
12.2%
|
|
|
|
|
|
|
|
|
BankBoston Capital
Trust
|
|
|
|
|
|
|
270
|
|
1.01%, 06/15/2027
Δ
|
|
|
200
|
|
|
|
|
|
Barclays Bank
plc
|
|
|
|
|
|
|
166
|
|
5.13%,
01/08/2020
|
|
|
166
|
|
|
|
|
|
CDP Financial,
Inc.
|
|
|
|
|
|
|
400
|
|
4.40%, 11/25/2019
■
|
|
|
397
|
|
|
|
|
|
Citigroup,
Inc.
|
|
|
|
|
|
|
151
|
|
6.38%,
08/12/2014
|
|
|
163
|
|
|
|
125
|
|
8.13%,
07/15/2039
|
|
|
149
|
|
|
|
95
|
|
8.50%,
05/22/2019
|
|
|
112
|
|
|
|
|
|
Comerica Capital Trust
II
|
|
|
|
|
|
|
572
|
|
6.58%, 02/20/2037
Δ
|
|
|
509
|
|
|
|
|
|
Countrywide Financial
Corp.
|
|
|
|
|
|
|
10
|
|
4.50%,
06/15/2010
|
|
|
10
|
|
|
|
16
|
|
5.80%,
06/07/2012
|
|
|
17
|
|
|
|
|
|
Discover Financial Services,
Inc.
|
|
|
|
|
|
|
200
|
|
10.25%,
07/15/2019
|
|
|
245
|
|
|
|
|
|
Farmers Exchange
Capital
|
|
|
|
|
|
|
3,000
|
|
7.20%, 07/15/2048
■
|
|
|
2,673
|
|
|
|
|
|
Guardian Life Insurance
Co.
|
|
|
|
|
|
|
458
|
|
7.38%, 09/30/2039
■
|
|
|
521
|
|
|
|
|
|
HSBC Finance
Corp.
|
|
|
|
|
|
|
500
|
|
7.00%,
05/15/2012
|
|
|
547
|
|
|
|
|
|
Jefferies Group,
Inc.
|
|
|
|
|
|
|
279
|
|
8.50%,
07/15/2019
|
|
|
317
|
|
|
|
|
|
JP Morgan Chase Capital
II
|
|
|
|
|
|
|
70
|
|
0.75%, 02/01/2027
Δ
|
|
|
56
|
|
The Hartford Income Shares Fund,
Inc.
Schedule of Investments
–
(continued)
April 30, 2010
(Unaudited)
|
Shares or Principal Amount
|
|
Market Value
╪
|
|
|
CORPORATE BONDS: INVESTMENT GRADE
- 62.3% - (continued)
|
|
|
|
|
Finance and Insurance - 12.2% -
(continued)
|
|
|
|
|
|
|
JP Morgan Chase Capital
XXV
|
|
|
|
|
$
|
684
|
|
6.80%,
10/01/2037
|
|
$
|
686
|
|
|
|
|
|
Key Bank NA
|
|
|
|
|
|
|
535
|
|
5.80%,
07/01/2014
|
|
|
568
|
|
|
|
|
|
Korea Development
Bank
|
|
|
|
|
|
|
100
|
|
4.38%,
08/10/2015
|
|
|
102
|
|
|
|
|
|
Liberty Mutual Group,
Inc.
|
|
|
|
|
|
|
250
|
|
7.00%, 03/15/2034
■
|
|
|
239
|
|
|
|
|
|
Manufacturers & Traders Trust
Co.
|
|
|
|
|
|
|
250
|
|
5.59%,
12/28/2020
|
|
|
234
|
|
|
|
|
|
Merrill Lynch & Co.,
Inc.
|
|
|
|
|
|
|
320
|
|
6.05%,
05/16/2016
|
|
|
331
|
|
|
|
|
|
Nationwide Mutual Insurance
Co.
|
|
|
|
|
|
|
175
|
|
9.38%, 08/15/2039
■
|
|
|
209
|
|
|
|
|
|
New York Life Insurance
Co.
|
|
|
|
|
|
|
338
|
|
6.75%, 11/15/2039
■
|
|
|
385
|
|
|
|
|
|
SLM Corp.
|
|
|
|
|
|
|
315
|
|
8.00%,
03/25/2020
|
|
|
303
|
|
|
|
|
|
State Street Capital Trust
IV
|
|
|
|
|
|
|
360
|
|
1.26%, 06/15/2037
Δ
|
|
|
277
|
|
|
|
|
|
Teachers Insurance & Annuity
Association
|
|
|
|
|
|
|
106
|
|
6.85%, 12/16/2039
■
|
|
|
120
|
|
|
|
|
|
USB Capital
IX
|
|
|
|
|
|
|
615
|
|
6.19%, 04/15/2011
♠
Δ
|
|
|
534
|
|
|
|
|
|
|
|
|
10,070
|
|
|
|
|
|
Food Manufacturing -
0.3%
|
|
|
|
|
|
|
|
|
Kraft Foods,
Inc.
|
|
|
|
|
|
|
241
|
|
5.38%,
02/10/2020
|
|
|
25
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Information -
8.5%
|
|
|
|
|
|
|
|
|
AT&T
Corp.
|
|
|
|
|
|
|
1,150
|
|
8.00%,
11/15/2031
|
|
|
1,421
|
|
|
|
|
|
Cellco Partnership - Verizon
Wireless Capital
|
|
|
|
|
|
|
1,429
|
|
8.50%,
11/15/2018
|
|
|
1,808
|
|
|
|
|
|
Cingular Wireless Services,
Inc.
|
|
|
|
|
|
|
1,000
|
|
8.75%,
03/01/2031
|
|
|
1,319
|
|
|
|
|
|
Qwest Corp.
|
|
|
|
|
|
|
100
|
|
6.88%,
09/15/2033
|
|
|
96
|
|
|
|
|
|
Tele-Communications,
Inc.
|
|
|
|
|
|
|
1,500
|
|
9.80%,
02/01/2012
|
|
|
1,696
|
|
|
|
|
|
Telus Corp.
|
|
|
|
|
|
|
280
|
|
8.00%,
06/01/2011
|
|
|
301
|
|
|
|
|
|
Verizon Communications,
Inc.
|
|
|
|
|
|
|
292
|
|
8.75%,
11/01/2018
|
|
|
369
|
|
|
|
|
|
|
|
|
7,010
|
|
|
|
|
|
Mining -
2.1%
|
|
|
|
|
|
|
|
|
Anglo American Capital
plc
|
|
|
|
|
|
|
339
|
|
9.38%, 04/08/2014
■
|
|
|
411
|
|
|
|
|
|
Anglogold Holdings
plc
|
|
|
|
|
|
|
310
|
|
5.38%,
04/15/2020
|
|
|
313
|
|
|
|
|
|
Newmont Mining
Corp.
|
|
|
|
|
|
|
500
|
|
8.63%,
05/15/2011
|
|
|
534
|
|
|
|
|
|
Phelps Dodge
Corp.
|
|
|
|
|
|
|
250
|
|
9.50%,
06/01/2031
|
|
|
326
|
|
|
|
|
|
Rio Tinto Finance USA
Ltd.
|
|
|
|
|
|
|
85
|
|
9.00%,
05/01/2019
|
|
|
110
|
|
|
|
|
|
|
|
|
1,694
|
|
|
|
|
|
Miscellaneous Manufacturing -
3.0%
|
|
|
|
|
|
|
|
|
Meccanica Holdings USA,
Inc.
|
|
|
|
|
|
|
259
|
|
6.25%, 07/15/2019
■
|
|
|
280
|
|
|
|
|
Northrop Grumman Space &
Mission Systems
|
|
|
|
|
|
|
Corp.
|
|
|
|
|
|
500
|
|
7.75%,
06/01/2029
|
|
|
607
|
|
|
|
|
|
Tyco International Group
S.A.
|
|
|
|
|
|
|
1,250
|
|
7.00%,
12/15/2019
|
|
|
1,475
|
|
|
|
|
|
Tyco International
Ltd.
|
|
|
|
|
|
|
93
|
|
8.50%,
01/15/2019
|
|
|
118
|
|
|
|
|
|
|
|
|
2,480
|
|
|
|
|
|
Paper Manufacturing -
1.4%
|
|
|
|
|
|
|
|
|
Westvaco
Corp.
|
|
|
|
|
|
|
1,000
|
|
8.20%,
01/15/2030
|
|
|
1
,1
17
|
|
|
|
|
|
|
|
|
|
|
|
Petroleum and Coal Products
Manufacturing - 5.7%
|
|
|
|
|
|
Anadarko Petroleum
Corp.
|
|
|
|
|
|
|
200
|
|
6.
45%,
09/15/2036
|
|
|
208
|
|
|
|
|
|
Burlington Resources Finance
Co.
|
|
|
|
|
|
|
850
|
|
9.13%,
10/01/2021
|
|
|
1,160
|
|
|
|
|
|
ConocoPhillips Holding
Co.
|
|
|
|
|
|
|
1,000
|
|
6.95%,
04/15/2029
|
|
|
1,199
|
|
|
|
|
|
Motiva Enterprises
LLC
|
|
|
|
|
|
|
129
|
|
5.75%, 01/15/2020
■
|
|
|
138
|
|
|
|
124
|
|
6.85%, 01/15/2040
■
|
|
|
138
|
|
|
|
|
|
Nabors Industries,
Inc.
|
|
|
|
|
|
|
125
|
|
9.25%,
01/15/2019
|
|
|
158
|
|
|
|
|
|
Petrobras International Finance
Co.
|
|
|
|
|
|
|
90
|
|
6.88%,
01/20/2040
|
|
|
93
|
|
|
|
|
|
Rowan Companies,
Inc.
|
|
|
|
|
|
|
189
|
|
7.88%,
08/01/2019
|
|
|
219
|
|
|
|
|
|
Valero Energy
Corp.
|
|
|
|
|
|
|
1,000
|
|
8.75%,
06/15/2030
|
|
|
1,202
|
|
|
|
124
|
|
9.38%,
03/15/2019
|
|
|
152
|
|
|
|
|
|
|
|
|
4,667
|
|
|
|
|
|
Primary Metal Manufacturing -
1.8%
|
|
|
|
|
|
|
|
|
Alcoa, Inc.
|
|
|
|
|
|
|
244
|
|
5.95%,
02/01/2037
|
|
|
214
|
|
|
|
|
|
ArcelorMittal
|
|
|
|
|
|
|
1,200
|
|
7.00%,
10/15/2039
|
|
|
1,291
|
|
|
|
|
|
|
|
|
1,505
|
|
|
|
|
|
Professional, Scientific and
Technical Services - 1.1%
|
|
|
|
|
|
Electronic Data Systems
Corp.
|
|
|
|
|
|
|
750
|
|
7.45%,
10/15/2029
|
|
|
9
25
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Public Administration -
0.7%
|
|
|
|
|
|
|
|
|
Waste Management,
Inc.
|
|
|
|
|
|
|
500
|
|
7.13%,
12/15/2017
|
|
|
5
81
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Rail Transportation -
1.2%
|
|
|
|
|
|
|
|
|
Norfolk Southern
Corp.
|
|
|
|
|
|
|
1,000
|
|
8.63%,
05/15/2010
|
|
|
1,
003
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate and Rental and Leasing
- 3.2%
|
|
|
|
|
|
|
|
|
COX Communications,
Inc.
|
|
|
|
|
|
|
1,500
|
|
6.80%,
08/01/2028
|
|
|
1,606
|
|
|
|
|
|
ERAC USA Finance
Co.
|
|
|
|
|
|
|
1,000
|
|
8.00%, 01/15/2011
■
|
|
|
1,044
|
|
|
|
|
|
|
|
|
2,650
|
|
The Hartford Income Shares Fund,
Inc.
Schedule of Investments
–
(continued)
April 30, 2010
(Unaudited)
|
Shares or Principal Amount
|
Market Value
╪
|
|
|
CORPORATE BONDS: INVESTMENT GRADE
- 62.3% - (continued)
|
|
|
|
|
Retail Trade -
0.8%
|
|
|
|
|
|
|
Delhaize America,
Inc.
|
|
|
|
|
$
|
500
|
|
9.00%,
04/15/2031
|
|
$
|
664
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Utilities -
1.4%
|
|
|
|
|
|
|
|
|
CMS Panhandle Holding
Co.
|
|
|
|
|
|
|
1,000
|
|
7.00%,
07/15/2029
|
|
|
1,040
|
|
|
|
|
|
Enel Finance International
S.A.
|
|
|
|
|
|
|
160
|
|
6.00%, 10/07/2039
■
|
|
|
150
|
|
|
|
|
|
|
|
|
1,190
|
|
|
|
|
|
Total corporate bonds: investment
grade
|
|
|
|
|
|
|
|
|
(cost
$45,666)
|
|
$
|
51,397
|
|
|
|
|
|
|
|
|
CORPORA
TE BONDS: NON-INVESTMENT GRADE -
16.1%
|
|
|
|
|
|
|
|
|
Accommodation and Food Services -
0.6%
|
|
|
|
|
|
|
|
|
Mandalay Resort
Group
|
|
|
|
|
|
$
|
250
|
|
7.63%,
07/15/2013
|
|
$
|
222
|
|
|
|
|
|
Wynn Las Vegas
LLC
|
|
|
|
|
|
|
250
|
|
6.63%,
12/01/2014
|
|
|
253
|
|
|
|
|
|
|
|
|
475
|
|
|
|
|
|
Air Transportation -
1.0%
|
|
|
|
|
|
|
|
|
Continental Airlin
es, Inc.
|
|
|
|
|
|
|
757
|
|
6.80%,
08/02/2018
|
|
|
727
|
|
|
|
|
|
Delta Air Lines,
Inc.
|
|
|
|
|
|
|
437
|
|
0.00%, 04/30/2016
⌂
●
|
|
|
120
|
|
|
|
|
|
|
|
|
847
|
|
|
|
|
|
Arts, Entertainment and Recreation
- 2.6%
|
|
|
|
|
|
|
|
|
Cenveo,
Inc.
|
|
|
|
|
|
|
400
|
|
10.50%, 08/15/2016
■
|
|
|
418
|
|
|
|
|
|
FireKeepers Development
Authority
|
|
|
|
|
|
|
750
|
|
13.88%, 05/01/2015
■
|
|
|
870
|
|
|
|
|
|
First Data
Corp.
|
|
|
|
|
|
|
390
|
|
10.55%,
09/24/2015
|
|
|
345
|
|
|
|
|
|
TL Acquisitions,
Inc.
|
|
|
|
|
|
|
500
|
|
10.50%, 01/15/2015
■
|
|
|
490
|
|
|
|
|
|
|
|
|
2,123
|
|
|
|
|
|
Chemical Manufacturing -
0.1%
|
|
|
|
|
|
|
|
|
Hexion Specialty
Chemicals
|
|
|
|
|
|
|
95
|
|
9.75%,
11/15/2014
|
|
|
9
8
|
|
|
|
|
|
|
|
|
|
|
|
Computer and Electronic Product
Manufacturing - 0.2%
|
|
|
|
|
|
Sorenson
Communications
|
|
|
|
|
|
|
170
|
|
10.50%, 02/01/2015
■
|
|
|
16
6
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Finance and Insurance -
0.1%
|
|
|
|
|
|
|
|
|
Hub International Holdings,
Inc.
|
|
|
|
|
|
|
110
|
|
9.00%, 12/15/2014
■
|
|
|
10
7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Manufacturing -
0.4%
|
|
|
|
|
|
|
|
|
Smithfield Foods,
Inc.
|
|
|
|
|
|
|
290
|
|
10.00%, 07/15/2014
■
|
|
|
3
26
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care and Social Assistance
- 0.8%
|
|
|
|
|
|
|
|
|
HCA, Inc.
|
|
|
|
|
|
|
370
|
|
9.25%,
11/15/2016
|
|
|
400
|
|
|
|
|
|
Rite Aid
Corp.
|
|
|
|
|
|
|
270
|
|
9.50%,
06/15/2017
|
|
|
236
|
|
|
|
|
|
|
|
|
636
|
|
|
|
|
Information -
5.5%
|
|
|
|
|
|
|
Charter Communications Operating
LLC
|
|
|
|
|
|
150
|
|
8.00%, 04/30/2012
■
|
|
|
159
|
|
|
|
|
|
Citizens Communications
Co.
|
|
|
|
|
|
|
500
|
|
9.00%,
08/15/2031
|
|
|
505
|
|
|
|
|
|
Frontier
Communications
|
|
|
|
|
|
|
150
|
|
6.63%,
03/15/2015
|
|
|
149
|
|
|
|
|
|
GXS Worldwide,
Inc.
|
|
|
|
|
|
|
65
|
|
9.75%, 06/15/2015
■
|
|
|
64
|
|
|
|
|
|
Intelsat Intermediate Holdings
Ltd.
|
|
|
|
|
|
|
170
|
|
9.50%,
02/01/2015
|
|
|
177
|
|
|
|
|
|
Intelsat Jackson Holdings
Ltd.
|
|
|
|
|
|
|
1,055
|
|
11.50%,
06/15/2016
|
|
|
1,139
|
|
|
|
|
|
Level 3 Financing,
Inc.
|
|
|
|
|
|
|
610
|
|
10.00%, 02/01/2018
■
|
|
|
601
|
|
|
|
|
|
MetroPCS Wireless,
Inc.
|
|
|
|
|
|
|
450
|
|
9.25%,
11/01/2014
|
|
|
467
|
|
|
|
|
|
Sprint Capital
Corp.
|
|
|
|
|
|
|
1,500
|
|
6.88%,
11/15/2028
|
|
|
1,305
|
|
|
|
|
|
|
|
|
4,566
|
|
|
|
|
|
Machinery Manufacturing -
0.1%
|
|
|
|
|
|
|
|
|
Goodman Global,
Inc.
|
|
|
|
|
|
|
45
|
|
13.50%,
02/15/2016
|
|
|
5
1
|
|
|
|
|
|
|
|
|
|
|
|
Petroleum and Coal Products
Manufacturing - 0.2%
|
|
|
|
|
|
Petrohawk Energy
Corp.
|
|
|
|
|
|
|
160
|
|
7.88%,
06/01/2015
|
|
|
16
5
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pipeline Transportation -
1.2%
|
|
|
|
|
|
|
|
|
El Paso
Corp.
|
|
|
|
|
|
|
1,000
|
|
8.05%,
10/15/2030
|
|
|
1,012
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Primary Metal Manufacturing -
0.1%
|
|
|
|
|
|
|
|
|
Olin Corp.
|
|
|
|
|
|
|
66
|
|
9.13%,
12/15/2011
|
|
|
72
|
|
|
|
|
|
|
|
|
|
|
|
Professional, Scientific and
Technical Services - 0.6%
|
|
|
|
|
|
Affinion Group,
Inc.
|
|
|
|
|
|
|
460
|
|
11.50%,
10/15/2015
|
|
|
485
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Retail Trade -
1.2%
|
|
|
|
|
|
|
|
|
Federated Department Stores,
Inc.
|
|
|
|
|
|
|
1,000
|
|
8.50%,
06/01/2010
|
|
|
1
,008
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Utilities -
0.8%
|
|
|
|
|
|
|
|
|
NRG Energy,
Inc.
|
|
|
|
|
|
|
285
|
|
7.25%,
02/01/2014
|
|
|
289
|
|
|
|
|
|
Texas Competitive Electric
Co.
|
|
|
|
|
|
|
525
|
|
10.25%,
11/01/2015
|
|
|
394
|
|
|
|
|
|
|
|
|
683
|
|
|
|
|
|
Water Transportation -
0.3%
|
|
|
|
|
|
|
|
|
Royal Caribbean Cruises
Ltd.
|
|
|
|
|
|
|
250
|
|
7.00%,
06/15/2013
|
|
|
259
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wholesale Trade -
0.3%
|
|
|
|
|
|
|
|
|
McJunkin Red Man
Corp.
|
|
|
|
|
|
|
80
|
|
9.50%, 12/15/2016
■
|
|
|
83
|
|
The Hartford Income Shares Fund,
Inc.
Schedule of Investments
–
(continued)
April 30, 2010
(Unaudited)
|
Shares or Principal Amount
|
Market Value
╪
|
|
|
CORPORATE BONDS: NON-INVESTMENT
GRADE - 16.1% - (continued)
|
|
|
|
|
|
|
|
Wholesale Trade - 0.3% -
(continued)
|
|
|
|
|
|
|
|
Supervalu,
Inc.
|
|
|
|
|
|
$
|
150
|
|
7.50%,
11/15/2014
|
|
$
|
154
|
|
|
|
|
|
|
|
|
|
237
|
|
|
|
|
|
|
Total corporate bonds:
non-investment grade
|
|
|
|
|
|
|
|
|
|
(cost
$12,803)
|
|
$
|
13,316
|
|
|
|
|
|
|
|
|
MUNICIPAL BONDS -
0.4%
|
|
|
|
|
|
|
|
|
|
Transportation -
0.2%
|
|
|
|
|
|
|
|
|
|
Bay Area Toll
Auth
|
|
|
|
|
|
|
$
|
145
|
|
6.26%,
04/01/2049
|
|
$
|
150
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Utilities - Electric -
0.2%
|
|
|
|
|
|
|
|
|
|
Georgia Municipal Elec
Auth
|
|
|
|
|
|
|
|
175
|
|
6.64%,
04/01/2057
|
|
|
183
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total municipal
bonds
|
|
|
|
|
|
|
|
|
|
(cost $321)
|
|
$
|
333
|
|
|
|
|
|
|
|
|
U.S. GOVERNMENT AGENCIES -
0.3%
|
|
|
|
|
|
|
|
|
|
Federal Home Loan Mortgage
Corporation - 0.0%
|
|
|
|
|
|
|
$
|
7
|
|
9.00%,
09/01/2022
|
|
$
|
8
|
|
|
|
|
7
|
|
10.50%,
12/01/2017
|
|
|
8
|
|
|
|
|
3
|
|
11.50%,
06/01/2015
|
|
|
4
|
|
|
|
|
|
|
|
|
|
20
|
|
|
|
|
|
|
Federal National Mortgage
Association - 0.1%
|
|
|
|
|
|
|
|
41
|
|
8.00%, 09/01/2024 -
01/01/2025
|
|
|
47
|
|
|
|
|
10
|
|
10.50%,
09/01/2017
|
|
|
11
|
|
|
|
|
8
|
|
11.00%, 08/01/2011 -
02/01/2018
|
|
|
9
|
|
|
|
|
6
|
|
12.00%,
09/01/2014
|
|
|
6
|
|
|
|
|
6
|
|
12.50%,
10/01/2015
|
|
|
6
|
|
|
|
|
|
|
|
|
|
79
|
|
|
|
|
|
|
Government National Mortgage
Association - 0.2%
|
|
|
|
|
|
|
|
37
|
|
9.00%,
06/15/2021
|
|
|
43
|
|
|
|
|
55
|
|
9.50%,
11/15/2020
|
|
|
64
|
|
|
|
|
|
|
|
|
|
107
|
|
|
|
|
|
|
Total U.S. government
agencies
|
|
|
|
|
|
|
|
|
|
(cost $185)
|
|
$
|
206
|
|
|
U.S. GOVERNMENT SECURITIES -
13.2%
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Securities -
13.2%
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Bonds -
1.0%
|
|
|
|
|
|
|
$
|
395
|
|
4.38%,
11/15/2039
|
|
$
|
385
|
|
|
|
|
196
|
|
4.50%,
05/15/2038
|
|
|
196
|
|
|
|
|
242
|
|
4.63%,
02/15/2040
|
|
|
246
|
|
|
|
|
38
|
|
4.75%,
02/15/2037
|
|
|
40
|
|
|
|
|
|
|
|
|
|
867
|
|
|
|
|
U.S. Treasury Notes -
11.5%
|
|
|
|
|
$
|
1,450
|
|
1.00%,
08/31/2011
|
|
$
|
1,457
|
|
|
|
104
|
|
1.50%,
12/31/2013
|
|
|
103
|
|
|
|
4,191
|
|
2.13%,
11/30/2014
|
|
|
4,166
|
|
|
|
815
|
|
2.38%, 08/31/2014 -
09/30/2014
|
|
|
821
|
|
|
|
458
|
|
2.50%,
04/30/2015
|
|
|
460
|
|
|
|
247
|
|
3.38%,
11/15/2019
|
|
|
242
|
|
|
|
228
|
|
3.63%,
02/15/2020
|
|
|
227
|
|
|
|
162
|
|
3.88%,
05/15/2018
|
|
|
168
|
|
|
|
1,710
|
|
4.50%,
08/15/2039
|
|
|
1,701
|
|
|
|
109
|
|
4.63%,
02/29/2012
|
|
|
117
|
|
|
|
|
|
|
|
|
9,462
|
|
|
|
|
|
U.S. Treasury Strips -
0.7%
|
|
|
|
|
|
|
590
|
|
2.25%,
01/31/2015
|
|
|
588
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,
917
|
|
|
|
|
|
Total U.S. government
securities
|
|
|
|
|
|
|
|
|
(cost
$10,933)
|
|
$
|
10,917
|
|
|
Contracts
|
|
|
|
Market Value
╪
|
|
|
PUT OPTIONS PURCHASED -
0.1%
|
|
|
|
|
|
|
Long Put Future Option Contract -
0.1%
|
|
|
|
|
|
|
10 Year U.S.
Treasury
|
|
|
|
|
|
–
|
|
Expiration: May, 2010, Exercise
Price:
|
|
|
|
|
|
|
|
$117.50
Ø
|
|
$
|
46
|
|
|
|
|
|
2 Year U.S.
Treasury
|
|
|
|
|
|
|
–
|
|
Expiration: May, 2010, Exercise
Price:
|
|
|
|
|
|
|
|
|
$108.25
Ø
|
|
|
1
|
|
|
|
|
|
|
|
|
47
|
|
|
|
|
|
Total put options
purchased
|
|
|
|
|
|
|
|
|
(cost $89)
|
|
$
|
47
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCKS -
0.2%
|
|
|
|
|
|
|
|
|
Telecommunication Services -
0.0%
|
|
|
|
|
|
|
2
|
|
Global Crossing Ltd.
●
|
|
$
|
23
|
|
|
|
–
|
|
XO Holdings, Inc.
●
|
|
|
–
|
|
|
|
|
|
|
|
|
23
|
|
|
|
|
|
Transportation -
0.2%
|
|
|
|
|
|
|
13
|
|
Delta Air Lines, Inc.
●
|
|
|
158
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total common
stocks
|
|
|
|
|
|
|
|
|
(cost $214)
|
|
$
|
181
|
|
|
|
|
|
|
|
|
|
|
|
PREFERRED STOCKS -
0.1%
|
|
|
|
|
|
|
|
|
Banks -
0.1%
|
|
|
|
|
|
|
54
|
|
Federal Home Loan Mortgage
Corp.
|
|
$
|
86
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total prefe
rred stocks
|
|
|
|
|
|
|
|
|
(cost
$1,347)
|
|
$
|
86
|
|
The Hartford Income Shares Fund,
Inc.
Schedule of Investments
–
(continued)
April 30, 2010
(Unaudited)
|
Shares or Principal Amount
|
|
|
Market Value
╪
|
|
|
WARRANTS -
0.0%
|
|
|
|
|
|
|
|
|
Telecommunication Services -
0
.0%
|
|
|
|
|
|
|
|
–
|
|
AboveNet, Inc.
●
|
|
|
$
|
7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total
warrants
|
|
|
|
|
|
|
|
|
|
|
(cost $
–
)
|
|
|
$
|
7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total long-term
investments
|
|
|
|
|
|
|
|
|
|
|
(cost
$75,412)
|
|
|
$
|
79,207
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENTS -
0.5%
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Bills -
0.5%
|
|
|
|
|
|
|
|
$
|
400
|
|
0.15%, 07/15/2010
□
○
|
|
|
$
|
400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total short-term
investments
|
|
|
|
|
|
|
|
|
|
|
(cost $400)
|
|
|
$
|
400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total
investments
|
|
|
|
|
|
|
|
|
|
|
(cost $75,812)
▲
|
96
.
5%
|
|
$
|
79,607
|
|
|
|
|
|
|
Other assets and
liabilities
|
3.5%
|
|
|
2,884
|
|
|
|
|
|
|
Total net
assets
|
100.0%
|
|
$
|
82,491
|
|
|
Note:
|
Percentage of investments as shown
is th
e ratio of the
total market value to total net assets. Market value of investments in
foreign securities represents 5.7% of total net assets at April 30, 2010.
|
|
▲
|
At April 30, 2010, the cost of
securities for federal income tax purposes was $75,877 and th
e aggregate gross unrealized
appreciation and depreciation based on that cost were:
|
|
|
Unrealized
Appreciation
|
|
$
|
7,102
|
|
|
|
Unrealized
Depreciation
|
|
|
(3,372
|
)
|
|
|
Net Unrealized
Appreciation
|
|
$
|
3,730
|
|
|
●
|
Currently non-income producing.
For long-term debt securities,
items identified are in default
as to payment of interest and/or principal.
|
|
Δ
|
Variable rate securities; the rate reported is the coupon rate in
effect at April 30,
2010.
|
|
■
|
Securities issued within terms of
a private placement memorandum, exempt from reg
istration under Rule 144A under
the Securities Act of 1933, as amended, and may be sold only to qualified
institutional buyers. Pursuant to guidelines adopted by the Board of
Directors, these issues are determined to be liquid. The aggregate value
of thes
e
securities at April 30, 2010, was
$12,749, which represents 15.45% of total net assets.
|
|
♠
|
Perpetual maturity security.
Maturity date shown is the first call date.
|
|
|
|
|
►
|
Securities disclosed are
interest-only strips. The interest rates represent effective
yi
elds based upon
estimated future cash flows at April 30,
2010.
|
|
○
|
The interest rate disclosed for
these securities represents the effective yield on the date of the
acquisition.
|
|
□
|
Security pledged as initial margin
deposit for open futures contracts at
April 30,
2010.
|
Futures Contracts Outstanding at April
30, 2010
|
Description
|
|
Number of
Contracts*
|
|
Position
|
|
Expiration
Month
|
|
Unrealized
Appreciation/
(Depreciation)
|
|
|
2 Year U.S.
Treasury
|
|
|
|
|
|
|
|
|
|
|
Note
|
|
|
19
|
|
Long
|
|
Jun 2010
|
|
$
|
12
|
|
|
5 Year U.S.
Treasury
|
|
|
|
|
|
|
|
|
|
|
|
|
Note
|
|
|
18
|
|
Long
|
|
Jun 2010
|
|
$
|
(1
|
)
|
|
10 Year U.S.
Treasury
|
|
|
|
|
|
|
|
|
|
|
|
|
Note
|
|
|
145
|
|
Short
|
|
Jun 2010
|
|
$
|
(273
|
)
|
|
U.S. Long
Bond
|
|
|
44
|
|
Short
|
|
Jun 2010
|
|
$
|
(127
|
)
|
|
|
|
|
|
|
|
|
|
|
$
|
(389
|
)
|
|
* The number of contracts does not
omit
000's.
|
|
Ø
|
At April 30,
2010, the maximum delivery
obligation of the open put options written is $149. Securities valued at
$8 collateralized the open put options written as follows:
|
|
Issuer/ Exercise
Price/
Expiration
Date
|
|
Number of
Contracts*
|
|
|
Market
Value
╪
|
|
|
Premiums
Receive
d
|
|
|
Unrealized
Appreciation
(Depreciation)
|
|
|
10 Year U.S.
Treasury,
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$115.50,
May,
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2010
|
|
|
92
|
|
|
$
|
7
|
|
|
$
|
21
|
|
|
$
|
14
|
|
|
2 Year U.S.
Treasury,
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$107.75,
May,
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2010
|
|
|
20
|
|
|
|
1
|
|
|
|
3
|
|
|
|
2
|
|
|
|
|
|
|
|
|
$
|
8
|
|
|
$
|
24
|
|
|
$
|
16
|
|
* The number
of contracts does not omit
000's.
|
⌂
|
The following securities are
considered illiquid. Illiquid securities are often purchased in
private
placement
transactions, are often not registered under the Securities Act of 1933
and may have contractual restrictio
ns on resale. A security may also
be considered illiquid if the security lacks a readily available market or
if its valuation has not changed for a certain period of time.
|
|
Period
|
|
|
Shares/
|
|
|
|
|
|
|
Acquired
|
|
|
Par
|
|
Security
|
|
Cost Basis
|
|
|
04/2007
|
|
|
$
|
500
|
|
Bayview
Financial
Acquisition
|
|
|
|
|
|
|
|
|
|
|
|
Trust, 2.41%,
05/28/2037
|
|
$
|
500
|
|
|
11/2006
|
|
|
$
|
3,687
|
|
CBA Commercial Small
Balance
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Mortgage,
3.00%,
|
|
|
|
|
|
|
|
|
|
|
|
|
01/25/2039 -
144A
|
|
|
318
|
|
|
05/2007
|
|
|
$
|
4,185
|
|
CBA Commercial Small
Balance
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Mortgage,
7.25%,
|
|
|
|
|
|
|
|
|
|
|
|
|
07/25/2039 -
144A
|
|
|
350
|
|
|
10/1996
|
|
|
$
|
437
|
|
Delta Air Lines, Inc.,
0.00%,
|
|
|
|
|
|
|
|
|
|
|
|
|
04/30/2016
|
|
|
453
|
|
The aggregate value of these securities
at April 30, 2010 was $454 which represents 0.55% of total net
assets.
|
╪
|
For information regarding the
Fund's
policy for
valuation of investments and other significant accounting policies, please
refer to the Fund's most recent shareholder
report.
|
The Hartford Income Shares Fund,
Inc.
Schedule of Investments
–
(continued)
April 30, 2010
(Unaudited)
|
Distribution by Credit
Quality
|
|
|
as of April 30,
2010
|
|
|
Rating *
|
Percentage of
Long Term
Holdings
|
|
AAA / Aaa
|
16
.
3%
|
|
AA / Aa
|
2
.
6
|
|
A / A
|
19
.
6
|
|
BBB / Baa
|
44
.
1
|
|
BB / Ba
|
8
.
4
|
|
B / B
|
4
.
0
|
|
CCC / Caa
|
4
.
2
|
|
C / C
|
0
.
1
|
|
Not Rated
|
0
.
7
|
|
Total
|
100.0%
|
* Spli
t rated bonds are categorized using the
highest rating.
The Hartford Income Shares Fund,
Inc.
Investment Val
uation Hierarchy Level
Summary
April 30, 2010
(Unaudited)
|
|
|
Total
|
|
|
Level 1
♦
|
|
|
Level 2
♦
|
|
|
Level 3
|
|
|
Assets:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset & Com
mercial Mortgage Backed
Securities
|
|
$
|
2,717
|
|
|
$
|
–
|
|
|
$
|
1,528
|
|
|
$
|
1,189
|
|
|
Common Stocks
‡
|
|
|
181
|
|
|
|
181
|
|
|
|
–
|
|
|
|
–
|
|
|
Corporate Bonds: Investment
Grade
|
|
|
51,397
|
|
|
|
–
|
|
|
|
45,070
|
|
|
|
6,327
|
|
|
Corporate Bonds: Non-Investment
Grade
|
|
|
13,316
|
|
|
|
–
|
|
|
|
12,397
|
|
|
|
919
|
|
|
Municipal
Bonds
|
|
|
333
|
|
|
|
–
|
|
|
|
333
|
|
|
|
–
|
|
|
Preferred
Stocks
|
|
|
86
|
|
|
|
86
|
|
|
|
–
|
|
|
|
–
|
|
|
Put Options
Purchased
|
|
|
47
|
|
|
|
47
|
|
|
|
–
|
|
|
|
–
|
|
|
U.S. Government
Agencies
|
|
|
206
|
|
|
|
–
|
|
|
|
206
|
|
|
|
–
|
|
|
U.S. Government
Securities
|
|
|
10,917
|
|
|
|
933
|
|
|
|
9,984
|
|
|
|
–
|
|
|
Warrants
|
|
|
7
|
|
|
|
–
|
|
|
|
7
|
|
|
|
–
|
|
|
Short-Term
Investments
|
|
|
400
|
|
|
|
–
|
|
|
|
400
|
|
|
|
–
|
|
|
Total
|
|
$
|
79,607
|
|
|
$
|
1,247
|
|
|
$
|
69,925
|
|
|
$
|
8,435
|
|
|
Futures *
|
|
|
12
|
|
|
|
12
|
|
|
|
–
|
|
|
|
–
|
|
|
Written Options
*
|
|
|
16
|
|
|
|
16
|
|
|
|
–
|
|
|
|
–
|
|
|
Total
|
|
$
|
28
|
|
|
$
|
28
|
|
|
$
|
–
|
|
|
$
|
–
|
|
|
Liabilities:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Futures *
|
|
|
401
|
|
|
|
401
|
|
|
|
–
|
|
|
|
–
|
|
|
Total
|
|
$
|
401
|
|
|
$
|
401
|
|
|
$
|
–
|
|
|
$
|
–
|
|
|
♦
|
For the period ended April 30,
2010, there were no significant transfers between Level 1 and Level
2.
|
|
‡
|
The Fund has all or primarily all
of these equity securities categorized in a single level. Refer to the
Schedule of Investments for further industry
breakout.
|
|
*
|
Derivative instruments not
reflected in the Schedule of Investments are valued at the
unreali
zed
appreciation/depreciation on the investments.
|
Following is a reconciliation of Level 3
assets for which significant unobservable inputs were used to determine fair
value:
|
|
|
Balance as
of July 31,
2009
|
|
|
Realized
Gain (Loss)
|
|
|
Change in
Unrealized
Appreciation
(Depreciation)
|
|
|
Purchases
|
|
|
Sales
|
|
|
Transfers
Into
Level 3 *
|
|
|
Transfers
Out of
Level 3*
|
|
|
Balance as
of April 30,
2010
|
|
|
Assets:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset & Commercial
Mortgage
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Backed
Securities
|
|
$
|
1,686
|
|
|
$
|
(2,684
|
)
|
|
$
|
2,223
|
†
|
|
$
|
—
|
|
|
$
|
(31
|
)
|
|
$
|
—
|
|
|
$
|
(5
|
)
|
|
$
|
1,189
|
|
|
Corporate
Bonds
|
|
|
8,165
|
|
|
|
1
|
|
|
|
1,205
|
‡
|
|
|
—
|
|
|
|
(2,125
|
)
|
|
|
—
|
|
|
|
—
|
|
|
|
7,246
|
|
|
Total
|
|
$
|
9,851
|
|
|
$
|
(2,683
|
)
|
|
$
|
3,428
|
|
|
$
|
—
|
|
|
$
|
(2,156
|
)
|
|
$
|
—
|
|
|
$
|
(5
|
)
|
|
$
|
8,435
|
|
|
*
|
Securities are transferred into
and out of Level 3 for a variety of reasons including, but not limited
to:
|
1) Securities where tr
ading has been halted- transfer into
Level 3 versus securities where trading has resumed - transfer out of Level
3.
2) Broker quoted securities - transfer
into Level 3 versus quoted prices in active mar
kets - transfer out of Level
3.
3) Securities that hav
e certain restrictions on trading -
transfer into Level 3 versus securities where trading restrictions have expired
- transfer out of Level 3.
†
Change in unrealized gains
or losses in the current period relating to assets still held at April 30, 2010
was $(256).
‡
Change in unrealized gains
or losses in the current period relating to assets still held at April 30, 2010
was $1,220.
Item 2. Controls and Procedures.
(a) Based
on an evaluation of the Registrant's Disclosure Controls and Procedures as of a
date within 90 days of the filing date of this report, the Disclosure Controls
and Procedures are effectively designed to ensure that information required to
be disclosed by the Registrant is recorded, processed, summarized and reported
by the date of this report, including ensuring that information required to be
disclosed in the report is accumulated and communicated to the Registrant's
management, including the Registrant's officers, as appropriate, to allow timely
decisions regarding required disclosure.
(b) There
were no significant changes in the Registrant's internal controls or in other
factors that could significantly affect these controls subsequent to the date of
their evaluation, including any corrective actions with regard to significant
deficiencies and material weaknesses.
Item 3. Exhibits.
|
|
(a)
|
Section
302 certifications of the principal executive officer and principal
financial officer of Registrant.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment
Company Act of 1940, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
|
|
THE
HARTFORD INCOME SHARES FUND, INC.
|
|
|
|
|
Date: June
14, 2010
|
By:
/s/ Robert M.
Arena, Jr.
|
|
|
Robert
M. Arena, Jr.
|
|
|
Its:
President
|
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment
Company Act of 1940, this report has been signed below by the following persons
on behalf of the registrant and in the capacities and on the dates
indicated.
|
Date: June
14, 2010
|
By:
/s/ Robert M.
Arena, Jr.
|
|
|
Robert
M. Arena, Jr.
|
|
|
Its:
President
|
|
|
|
|
|
|
|
Date: June
14, 2010
|
By:
/s/ Tamara L.
Fagely
|
|
|
Tamara
L. Fagely
|
|
|
Its:
Vice President, Treasurer and
Controller
|
EXHIBIT LIST
|
|
(i)
Section 302 certification of principal executive
officer
|
|
|
(ii)
Section 302 certification of principal financial
officer
|
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