Initial Statement of Beneficial Ownership (3)
02 Abril 2021 - 7:06AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hatzir Shimon |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2021
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3. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ORA]
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(Last)
(First)
(Middle)
6140 PLUMAS STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP, Electricity Segment / |
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(Street)
RENO, NV 89519
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Rights | 6/14/2018 (1) | 6/14/2022 | Common Stock | 10625 | $42.8700 | D | |
| Stock Appreciation Rights | 11/7/2020 (1) | 11/7/2024 | Common Stock | 20000 | $53.1600 | D | |
| Stock Appreciation Rights | 6/15/2022 (1) | 6/15/2026 | Common Stock | 20000 | $69.1400 | D | |
| Stock Appreciation Rights | 12/31/2022 (1) | 12/31/2026 | Common Stock | 573 | $90.2800 | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 2103 | (2) | D | |
| Performance Stock Units | (5) | (5) | Common Stock | 1952 | (4) | D | |
| Explanation of Responses: |
| (1) | The stock appreciation rights vest 50% on the second anniversary of the grant date and 25% on each third and fourth anniversaries of the date of grant. |
| (2) | Each restricted stock unit represents the right to receive one share of ORA common stock upon vesting. |
| (3) | The restricted stock units vest 50% on the second anniversary of the grant date and 25% on each third and fourth anniversaries of the date of grant. |
| (4) | Each performance stock unit represents the right to receive one share of ORA common stock upon vesting. |
| (5) | The Performance stock units vest 50% on the second anniversary of the grant date and 25% on each third and fourth anniversaries of the date of grant |
Remarks:
Etty Rosner is signing on behalf of Mr. Hatzir pursuant to a power of attorney dated March 23, 2021, attached hereto. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hatzir Shimon
6140 PLUMAS STREET
RENO, NV 89519 |
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| EVP, Electricity Segment |
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Signatures
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| /s/ Etty Rosner As Attorney -in-Fact | | 4/2/2021 |
| **Signature of Reporting Person | Date |
Ormat Technologies (NYSE:ORA)
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