Report of Proposed Sale of Securities (144)
15 Novembro 2021 - 8:34AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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OMB APPROVAL
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OMB Number: 3235-0101
Expires: July 31, 2023 Estimated average burden hours per response 1.0
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SEC USE ONLY
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DOCUMENT SEQUENCE NO.
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CUSIP NUMBER
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1 (a) NAME OF ISSUER (Please type or print)
Ormat Technologies, Inc.
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(b) IRS IDENT. NO.
88-0326081
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(c) S.E.C. FILE NO.
001-32347
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WORK LOCATION
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1 (d) ADDRESS OF ISSUER
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STREET
6140 Plumas Street
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CITY
Reno
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STATE
NV
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ZIP CODE
89519-6075
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(e) TELEPHONE NO.
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area code
775
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number
356-9029
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
Dan Falk
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(b) RELATIONSHIP TO ISSUER
Director
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(c) ADDRESS STREET
6140 Plumas Street
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CITY
Reno
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STATE
NV
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ZIP CODE
89519-6075
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INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
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SEC USE ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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3 (a)
Title of the
Class of
Securities
To Be Sold
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(b)
Name and Address of Each
Broker Through Whom the
Securities are to be Offered
or Each Market Maker
who is Acquiring the Securities
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Broker-Dealer
File Number
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Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
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Aggregate
Market
Value
(See instr. 3(d))
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Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
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Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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Name of Each
Securities
Exchange
(See instr. 3(g))
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Common Stock
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Oppenheimer & Co. Inc.
85 Broad Street, 22nd, 24th Floor
New York NY 10004
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008-0407
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672
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$53,518.08
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56,001,501
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11/10/2021
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NYSE
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INSTRUCTIONS:
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3. (a) Title of the class of securities to be sold
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1. (a) Name of issuer
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(b) Name and address of each broker through whom the securities are intended to be sold
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(b) Issuer’s I.R.S. Identification Number
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(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
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(c) Issuer’s S.E.C. file number, if any
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(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
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(d) Issuer’s address, including zip code
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(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
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(e) Issuer’s telephone number, including area code
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(f) Approximate date on which the securities are to be sold
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2. (a) Name of person for whose account the securities are to be sold
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(g) Name of each securities exchange, if any, on which the securities are intended to be sold
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(b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
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(c) Such person’s address, including zip code
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Potential persons who are to respond to the collection of information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
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Date you
Acquired
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Nature of Acquisition Transaction
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Name of Person from Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of
Payment
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Nature of Payment
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Common Stock
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11/4/2020
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Appointed as a director by the board of directors of Ormat Technologies, Inc., effective November 2004. Received securities registered on Form S-8 as part of a restricted stock unit grant for his service as a director on November 4, 2020. The restricted stock units vested on November 4, 2021 based on person’s continued service as a director through such date.
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Ormat Technologies, Inc.
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672
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11/4/2020
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Consideration was person’s continued service as a director. See “Nature of Acquisition Transaction.”
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INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
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TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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REMARKS:
INSTRUCTIONS:
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ATTENTION:
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See the defnition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that defnition. In addition, information shall be given as to sales by all personswhose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person fling this notice.
11/12/2021
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
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/s/ Ehud Ben Yemini - as attorney-in-fact
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DATE OF NOTICE
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(SIGNATURE)
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DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE
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The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
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10B5-1
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Any copies not manually signed shall bear typed or printed signatures.
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ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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