Amendment to Annual Report of Proxy Voting Record for Management Investment Companies (n-px/a)
30 Agosto 2013 - 6:03PM
Edgar (US Regulatory)
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
ADVISORS' INNER CIRCLE FUNDS II
Investment Company Act File Number: 811- 07102
REGISTRANT
The Advisors' Inner Circle Fund II
C/O SEI Investment Management
One Freedom Valley Drive
Oaks, PA 19456
(610) 676-1000
AGENT FOR SERVICE
Michael Beattie
President
The Advisors' Inner Circle Funds
C/O SEI Investment Management
One Freedom Valley Drive
Oaks, PA 19456
FUND FISCAL YEAR END REPORTING PERIOD
Clear River Fund July 31 July 1, 2012 - June 30, 2013
1
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Vance D. Coffman Management For Voted - For
1c Elect Director Michael L. Eskew Management For Voted - For
1d Elect Director W. James Farrell Management For Voted - For
1e Elect Director Herbert L. Henkel Management For Voted - For
1f Elect Director Muhtar Kent Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director Robert S. Morrison Management For Voted - For
1i Elect Director Aulana L. Peters Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Study Feasibility of Prohibiting Political
Contributions Shareholder Against Voted - Against
ABB LTD.
CUSIP: 000375204 TICKER: ABB
Meeting Date: 25-Apr-13 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
(Non-Voting) Management Non-Voting
2.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF
0.68 per Share Management For Voted - For
5 Approve Creation of CHF 206 Million Pool of Capital
without Preemptive Rights Management For Voted - For
6.1 Reelect Roger Agnelli as Director Management For Voted - For
6.2 Reelect Louis Hughes as Director Management For Voted - For
6.3 Reelect Hans Maerki as Director Management For Voted - For
6.4 Reelect Michel de Rosen as Director Management For Voted - For
6.5 Reelect Michael Treschow as Director Management For Voted - For
6.6 Reelect Jacob Wallenberg as Director Management For Voted - For
6.7 Reelect Ying Yeh as Director Management For Voted - For
6.8 Reelect Hubertus von Gruenberg as Director Management For Voted - For
7 Ratify Ernst & Young AG as Auditors Management For Voted - For
2
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABBOTT LABORATORIES
CUSIP: 002824100 TICKER: ABT
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Label and Eliminate GMO Ingredients in Products Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Cease Compliance Adjustments to Performance Criteria Shareholder Against Voted - For
9 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
ACCENTURE PLC
CUSIP: G1151C101 TICKER: ACN
Meeting Date: 06-Feb-13 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Elect Director William L. Kimsey Management For Voted - For
2.2 Elect Director Robert I. Lipp Management For Voted - For
2.3 Elect Director Pierre Nanterme Management For Voted - For
2.4 Elect Director Gilles C. Pelisson Management For Voted - For
2.5 Elect Director Wulf von Schimmelmann Management For Voted - For
3 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Amend 2010 Share Incentive Plan Management For Voted - Against
6 Authorize the Holding of the 2014 AGM at a Location
Outside Ireland Management For Voted - For
7 Authorize Open-Market Purchases of Class A Ordinary
Shares Management For Voted - For
3
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
AFLAC INCORPORATED
CUSIP: 001055102 TICKER: AFL
Meeting Date: 06-May-13 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director John Shelby Amos, II Management For Voted - For
1c Elect Director Paul S. Amos, II Management For Voted - For
1d Elect Director W. Paul Bowers Management For Voted - For
1e Elect Director Kriss Cloninger, III Management For Voted - For
1f Elect Director Elizabeth J. Hudson Management For Voted - For
1g Elect Director Douglas W. Johnson Management For Voted - For
1h Elect Director Robert B. Johnson Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
1j Elect Director E. Stephen Purdom Management For Voted - For
1k Elect Director Barbara K. Rimer Management For Voted - For
1l Elect Director Melvin T. Stith Management For Voted - For
1m Elect Director David Gary Thompson Management For Voted - For
1n Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ALLISON TRANSMISSION HOLDINGS, INC.
CUSIP: 01973R101 TICKER: ALSN
Meeting Date: 08-May-13 Meeting Type: Annual
1.1 Elect Director David F. Denison Management For Voted - For
1.2 Elect Director Gregory S. Ledford Management For Vote Withheld
1.3 Elect Director Seth M. Mersky Management For Vote Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Advisory Vote on Say on Pay Frequency Management Three Years Voted - One Year
4 Ratify Auditors Management For Voted - For
AMPHENOL CORPORATION
CUSIP: 032095101 TICKER: APH
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Stanley L. Clark Management For Voted - For
4
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director David P. Falck Management For Voted - For
1.3 Elect Director Edward G. Jepsen Management For Voted - For
1.4 Elect Director Andrew E. Lietz Management For Voted - For
1.5 Elect Director Martin H. Loeffler Management For Voted - For
1.6 Elect Director John R. Lord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
ANSYS, INC.
CUSIP: 03662Q105 TICKER: ANSS
Meeting Date: 22-May-13 Meeting Type: Annual
1.1 Elect Director Ronald W. Hovsepian Management For Voted - For
1.2 Elect Director Michael C. Thurk Management For Voted - For
1.3 Elect Director Barbara V. Scherer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 16-May-13 Meeting Type: Annual
1 Elect Director Eugene C. Fiedorek Management For Voted - For
2 Elect Director Chansoo Joung Management For Voted - For
3 Elect Director William C. Montgomery Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6 Amend Omnibus Stock Plan Management For Voted - For
7 Declassify the Board of Directors Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 27-Feb-13 Meeting Type: Annual
1.1 Elect Director William Campbell Management For Voted - For
1.2 Elect Director Timothy Cook Management For Voted - For
1.3 Elect Director Millard Drexler Management For Voted - For
1.4 Elect Director Al Gore Management For Voted - For
1.5 Elect Director Robert Iger Management For Voted - For
1.6 Elect Director Andrea Jung Management For Voted - For
5
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Arthur Levinson Management For Voted - For
1.8 Elect Director Ronald Sugar Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Establish Board Committee on Human Rights Shareholder Against Voted - Against
BAXTER INTERNATIONAL INC.
CUSIP: 071813109 TICKER: BAX
Meeting Date: 07-May-13 Meeting Type: Annual
1a Elect Director Thomas F. Chen Management For Voted - For
1b Elect Director Blake E. Devitt Management For Voted - For
1c Elect Director John D. Forsyth Management For Voted - For
1d Elect Director Gail D. Fosler Management For Voted - For
1e Elect Director Carole J. Shapazian Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
BHP BILLITON LIMITED
CUSIP: 088606108 TICKER: BHP
Meeting Date: 29-Nov-12 Meeting Type: Annual
1 Accept the Financial Statements and Statutory
Reports for BHP Billiton Ltd and BHP Billiton Plc Management For Voted - For
2 Elect Pat Davies as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
3 Elect Malcolm Broomhead as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
4 Elect John Buchanan as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
5 Elect Carlos Cordeiro as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
6 Elect David Crawford as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
7 Elect Carolyn Hewson as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
8 Elect Marius Kloppers as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
9 Elect Lindsay Maxsted as Director of BHP Billiton
Ltd and BHP Billiton Plc Management For Voted - For
6
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Elect Wayne Murdy as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
11 Elect Keith Rumble as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
12 Elect John Schubert as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
13 Elect Shriti Vadera as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
14 Elect Jac Nasser as Director of BHP Billiton Ltd
and BHP Billiton Plc Management For Voted - For
15 Appoint KPMG Audit Plc as Auditor of BHP Billiton
Plc Management For Voted - For
16 Approve the Authority to Issue Shares in BHP
Billiton Plc Management For Voted - For
17 Approve the Authority to Issue Shares in BHP
Billiton Plc for Cash Management For Voted - For
18 Approve the Repurchase of Up to 213.62 Million
Shares in BHP Billiton Plc Management For Voted - For
19 Approve the Remuneration Report Management For Voted - For
20 Approve the Grant of Long Term Incentive
Performance Shares to Marius Kloppers, Executive
Director of the Company Management For Voted - For
BLACKROCK, INC.
CUSIP: 09247X101 TICKER: BLK
Meeting Date: 30-May-13 Meeting Type: Annual
1a Elect Director Abdlatif Yousef Al-Hamad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
1c Elect Director Dennis D. Dammerman Management For Voted - For
1d Elect Director Jessica P. Einhorn Management For Voted - For
1e Elect Director Fabrizio Freda Management For Voted - For
1f Elect Director David H. Komansky Management For Voted - For
1g Elect Director James E. Rohr Management For Voted - For
1h Elect Director Susan L. Wagner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 29-May-13 Meeting Type: Annual
1a Elect Director Linnet F. Deily Management For Voted - For
1b Elect Director Robert E. Denham Management For Voted - For
1c Elect Director Alice P. Gast Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
7
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director George L. Kirkland Management For Voted - For
1f Elect Director Charles W. Moorman, IV Management For Voted - For
1g Elect Director Kevin W. Sharer Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Carl Ware Management For Voted - For
1k Elect Director John S. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
6 Report on Offshore Oil Wells and Spill Mitigation
Measures Shareholder Against Voted - Against
7 Report on Financial Risks of Climate Change Shareholder Against Voted - Against
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
9 Prohibit Political Contributions Shareholder Against Voted - Against
10 Provide for Cumulative Voting Shareholder Against Voted - For
11 Amend Articles/Bylaws/Charter -- Call Special
Meetings Shareholder Against Voted - For
12 Require Director Nominee with Environmental
Expertise Shareholder Against Voted - For
13 Adopt Guidelines for Country Selection Shareholder Against Voted - For
CNOOC LTD.
CUSIP: 126132109 TICKER: CEO
Meeting Date: 21-Aug-12 Meeting Type: Special
1 Approve Coalbed Methane Resources Exploration and
Development Cooperation Agreement and Related
Transactions Management For Voted - For
Meeting Date: 21-Nov-12 Meeting Type: Special
1 Approve Non-exempt Revised Caps for Relevant
Categories of the Continuing Connected Transactions
in Respect of 2012 and 2013 Management For Voted - For
Meeting Date: 24-May-13 Meeting Type: Annual
A1 Approve Audited Accounts with Director's Report and
Auditors' Report Management For Voted - For
A2 Declare Final Dividend Management For Voted - For
A3 Elect Yang Hua as Director Management For Voted - For
A4 Elect Zhou Shouwei as Director Management For Voted - For
A5 Elect Chiu Sung Hong as Director Management For Voted - For
A6 Authorize the Board to Fix Remuneration of Directors Management For Voted - For
8
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A7 Appoint Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
B1 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
B2 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
B3 Authorize Reissuance of Repurchased Shares Management For Voted - Against
COLGATE-PALMOLIVE COMPANY
CUSIP: 194162103 TICKER: CL
Meeting Date: 10-May-13 Meeting Type: Annual
1a Elect Director Nikesh Arora Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Richard J. Kogan Management For Voted - For
1h Elect Director Delano E. Lewis Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
CSX CORPORATION
CUSIP: 126408103 TICKER: CSX
Meeting Date: 08-May-13 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director Gilbert H. Lamphere Management For Voted - For
1g Elect Director John D. McPherson Management For Voted - For
1h Elect Director Timothy T. O'Toole Management For Voted - For
1i Elect Director David M. Ratcliffe Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Michael J. Ward Management For Voted - For
1l Elect Director J.C. Watts, Jr. Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Auditors Management For Voted - For
9
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DIAGEO PLC
CUSIP: 25243Q205 TICKER: DEO
Meeting Date: 17-Oct-12 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Re-elect Peggy Bruzelius as Director Management For Voted - For
5 Re-elect Laurence Danon as Director Management For Voted - For
6 Re-elect Lord Davies of Abersoch as Director Management For Voted - For
7 Re-elect Betsy Holden as Director Management For Voted - For
8 Re-elect Dr Franz Humer as Director Management For Voted - For
9 Re-elect Deirdre Mahlan as Director Management For Voted - For
10 Re-elect Philip Scott as Director Management For Voted - For
11 Re-elect Todd Stitzer as Director Management For Voted - For
12 Re-elect Paul Walsh as Director Management For Voted - For
13 Elect Ho KwonPing as Director Management For Voted - For
14 Elect Ivan Menezes as Director Management For Voted - For
15 Reappoint KPMG Audit plc as Auditors Management For Voted - For
16 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
17 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise EU Political Donations and Expenditure Management For Voted - For
21 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
EBIX, INC.
CUSIP: 278715206 TICKER: EBIX
Meeting Date: 13-Nov-12 Meeting Type: Annual
1.1 Elect Director Hans U. Benz Management For Voted - For
1.2 Elect Director Pavan Bhalla Management For Voted - For
1.3 Elect Director Neil D. Eckhert Management For Voted - For
1.4 Elect Director Rolf Herter Management For Voted - For
1.5 Elect Director Hans Ueli Keller Management For Voted - For
1.6 Elect Director Robin Raina Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
10
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GEOSPACE TECHNOLOGIES CORPORATION
CUSIP: 37364X109 TICKER: GEOS
Meeting Date: 21-Feb-13 Meeting Type: Annual
1.1 Elect Director William H. Moody Management For Voted - For
1.2 Elect Director Gary D. Owens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
Meeting Date: 16-Jul-13 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
GLOBAL PAYMENTS INC.
CUSIP: 37940X102 TICKER: GPN
Meeting Date: 19-Sep-12 Meeting Type: Annual
1.1 Elect Director Alex W. Hart Management For Voted - For
1.2 Elect Director William I Jacobs Management For Voted - For
1.3 Elect Director Alan M. Silberstein Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
4 Ratify Auditors Management For Voted - For
GNC HOLDINGS, INC.
CUSIP: 36191G107 TICKER: GNC
Meeting Date: 23-May-13 Meeting Type: Annual
1.1 Elect Director Philip E. Mallott Management For Voted - For
1.2 Elect Director C. Scott O'Hara Management For Voted - For
1.3 Elect Director Richard J. Wallace Management For Voted - For
2 Eliminate Class of Common Stock Management For Voted - For
3 Establish Range For Board Size Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Amendment to Delete Various Provisions Related to
the Company's Former 'Sponsors' which are Now
Inapplicable Management For Voted - For
6 Provide Right to Act by Written Consent Management For Voted - For
7 Ratify Auditors Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRACO INC.
CUSIP: 384109104 TICKER: GGG
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Eric P. Etchart Management For Voted - For
1.2 Elect Director J. Kevin Gilligan Management For Voted - For
1.3 Elect Director William G. Van Dyke Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
HSBC HOLDINGS PLC
CUSIP: 404280406 TICKER: HBC
Meeting Date: 24-May-13 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3(a) Re-elect Safra Catz as Director Management For Voted - For
3(b) Re-elect Laura Cha as Director Management For Voted - For
3(c) Re-elect Marvin Cheung as Director Management For Voted - For
3(d) Elect Jim Comey as Director Management For Voted - For
3(e) Re-elect John Coombe as Director Management For Voted - For
3(f) Re-elect Joachim Faber as Director Management For Voted - For
3(g) Re-elect Rona Fairhead as Director Management For Voted - For
3(h) Elect Renato Fassbind as Director Management For Voted - For
3(i) Re-elect Douglas Flint as Director Management For Voted - For
3(j) Re-elect Stuart Gulliver as Director Management For Voted - For
3(k) Re-elect James Hughes-Hallett as Director Management For Voted - For
3(l) Re-elect William Laidlaw as Director Management For Voted - For
3(m) Re-elect John Lipsky as Director Management For Voted - For
3(n) Re-elect Janis Lomax as Director Management For Voted - For
3(o) Re-elect Iain Mackay as Director Management For Voted - For
3(p) Re-elect Sir Simon Robertson as Director Management For Voted - For
3(q) Re-elect John Thornton as Director Management For Voted - For
4 Reappoint KPMG Audit plc as Auditors and Authorise
Their Remuneration Management For Voted - For
5 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
6 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
7 Authorise Market Purchase of Ordinary Shares Management For Voted - For
8 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
12
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERCONTINENTALEXCHANGE, INC.
CUSIP: 45865V100 TICKER: ICE
Meeting Date: 17-May-13 Meeting Type: Annual
1a Elect Director Charles R. Crisp Management For Voted - For
1b Elect Director Jean-Marc Forneri Management For Voted - For
1c Elect Director Judd A. Gregg Management For Voted - For
1d Elect Director Fred W. Hatfield Management For Voted - For
1e Elect Director Terrence F. Martell Management For Voted - For
1f Elect Director Callum McCarthy Management For Voted - For
1g Elect Director Robert Reid Management For Voted - For
1h Elect Director Frederic V. Salerno Management For Voted - For
1i Elect Director Jeffrey C. Sprecher Management For Voted - For
1j Elect Director Judith A. Sprieser Management For Voted - For
1k Elect Director Vincent Tese Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Non-Employee Director Stock Option Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
Meeting Date: 03-Jun-13 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2A Increase Authorized Preferred and Common Stock Management For Voted - For
2B Approve Stock Ownership Limitations Management For Voted - For
2C Provisions Related to Disqualification of Officers
and Directors and Certain Powers of the Board of
Directors Management For Voted - For
2D Provisions Related to Considerations of the Board
of Directors Management For Voted - For
2E Amend ICE Group Certificate of Incorporation Management For Voted - For
3 Adjourn Meeting Management For Voted - For
JOHN WILEY & SONS, INC.
CUSIP: 968223206 TICKER: JW.A
Meeting Date: 20-Sep-12 Meeting Type: Annual
1.1 Elect Director Mari J. Baker Management For Voted - For
1.2 Elect Director Raymond W. McDaniel, Jr Management For Voted - For
1.3 Elect Director William B. Plummer Management For Voted - For
1.4 Elect Director Kalpana Raina Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 25-Apr-13 Meeting Type: Annual
1.1 Elect Director Mary Sue Coleman Management For Voted - For
1.2 Elect Director James G. Cullen Management For Voted - For
1.3 Elect Director Ian E.L. Davis Management For Voted - For
1.4 Elect Director Alex Gorsky Management For Voted - For
1.5 Elect Director Michael M.E. Johns Management For Voted - For
1.6 Elect Director Susan L. Lindquist Management For Voted - For
1.7 Elect Director Anne M. Mulcahy Management For Voted - For
1.8 Elect Director Leo F. Mullin Management For Voted - For
1.9 Elect Director William D. Perez Management For Voted - For
1.10 Elect Director Charles Prince Management For Voted - For
1.11 Elect Director A. Eugene Washington Management For Voted - For
1.12 Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Screen Political Contributions for Consistency with
Corporate Values Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 21-May-13 Meeting Type: Annual
1a Elect Director James A. Bell Management For Voted - For
1b Elect Director Crandall C.Bowles Management For Voted - For
1c Elect Director Stephen B. Burke Management For Voted - For
1d Elect Director David M. Cote Management For Voted - Against
1e Elect Director James S. Crown Management For Voted - Against
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Ellen V. Futter Management For Voted - Against
1i Elect Director Laban P. Jackson, Jr. Management For Voted - For
1j Elect Director Lee R. Raymond Management For Voted - For
1k Elect Director William C. Weldon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
14
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Stock Retention/Holding Period Shareholder Against Voted - Against
8 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
9 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
MARKEL CORPORATION
CUSIP: 570535104 TICKER: MKL
Meeting Date: 26-Feb-13 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Other Business Management For Voted - Against
Meeting Date: 13-May-13 Meeting Type: Annual
1a Elect Director J. Alfred Broaddus, Jr. Management For Voted - For
1b Elect Director Douglas C. Eby Management For Voted - For
1c Elect Director Stewart M. Kasen Management For Voted - For
1d Elect Director Alan I. Kirshner Management For Voted - For
1e Elect Director Lemuel E. Lewis Management For Voted - For
1f Elect Director Darrell D. Martin Management For Voted - Against
1g Elect Director Anthony F. Markel Management For Voted - For
1h Elect Director Steven A. Markel Management For Voted - For
1i Elect Director Jay M. Weinberg Management For Voted - For
1j Elect Director Debora J. Wilson Management For Voted - For
1k Elect Director K. Bruce Connell Management For Voted - For
1l Elect Director Michael O'Reilly Management For Voted - For
2 Ratify Auditors Management For Voted - For
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 23-May-13 Meeting Type: Annual
1a Elect Director Walter E. Massey Management For Voted - For
1b Elect Director John W. Rogers, Jr. Management For Voted - For
1c Elect Director Roger W. Stone Management For Voted - For
1d Elect Director Miles D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Pay Disparity Shareholder Against Voted - Against
5 Stock Retention/Holding Period Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
7 Report on Nutrition Initiatives and Childhood
Obesity Concerns Shareholder Against Voted - Against
15
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MCKESSON CORPORATION
CUSIP: 58155Q103 TICKER: MCK
Meeting Date: 31-Jul-13 Meeting Type: Annual
1a Elect Director Andy D. Bryant Management For Voted - For
1b Elect Director Wayne A. Budd Management For Voted - For
1c Elect Director John H. Hammergren Management For Voted - For
1d Elect Director Alton F. Irby, III Management For Voted - Against
1e Elect Director M. Christine Jacobs Management For Voted - Against
1f Elect Director Marie L. Knowles Management For Voted - For
1g Elect Director David M. Lawrence Management For Voted - Against
1h Elect Director Edward A. Mueller Management For Voted - Against
1i Elect Director Jane E. Shaw Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
9 Stock Retention/Holding Period Shareholder Against Voted - For
10 Clawback Policy and Disclosure of Clawback Activity Shareholder Against Voted - For
MEDNAX, INC.
CUSIP: 58502B106 TICKER: MD
Meeting Date: 09-May-13 Meeting Type: Annual
1.1 Elect Director Cesar L. Alvarez Management For Voted - For
1.2 Elect Director Waldemar A. Carlo Management For Voted - For
1.3 Elect Director Michael B. Fernandez Management For Voted - For
1.4 Elect Director Roger K. Freeman Management For Voted - For
1.5 Elect Director Paul G. Gabos Management For Voted - For
1.6 Elect Director Pascal J. Goldschmidt Management For Voted - For
1.7 Elect Director Manuel Kadre Management For Voted - For
1.8 Elect Director Roger J. Medel Management For Voted - For
1.9 Elect Director Donna E. Shalala Management For Voted - For
1.10 Elect Director Enrique J. Sosa Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
16
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 28-Nov-12 Meeting Type: Annual
1 Elect Director Steven A. Ballmer Management For Voted - For
2 Elect Director Dina Dublon Management For Voted - For
3 Elect Director William H. Gates, III Management For Voted - For
4 Elect Director Maria M. Klawe Management For Voted - For
5 Elect Director Stephen J. Luczo Management For Voted - For
6 Elect Director David F. Marquardt Management For Voted - For
7 Elect Director Charles H. Noski Management For Voted - For
8 Elect Director Helmut Panke Management For Voted - For
9 Elect Director John W. Thompson Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
12 Ratify Auditors Management For Voted - For
13 Provide for Cumulative Voting Shareholder Against Voted - For
MORNINGSTAR, INC.
CUSIP: 617700109 TICKER: MORN
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Joe Mansueto Management For Voted - For
1b Elect Director Don Phillips Management For Voted - For
1c Elect Director Cheryl Francis Management For Voted - For
1d Elect Director Steve Kaplan Management For Voted - For
1e Elect Director Gail Landis Management For Voted - For
1f Elect Director Bill Lyons Management For Voted - For
1g Elect Director Jack Noonan Management For Voted - For
1h Elect Director Paul Sturm Management For Voted - For
1i Elect Director Hugh Zentmyer Management For Voted - For
2 Ratify Auditors Management For Voted - For
NESTLE SA
CUSIP: 641069406 TICKER: NSRGY
Meeting Date: 11-Apr-13 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF
2.05 per Share Management For Voted - For
4.1.1 Reelect Peter Brabeck-Letmathe as Director Management For Voted - For
17
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.1.2 Reelect Steven Hoch as Director Management For Voted - For
4.1.3 Reelect Titia de Lange as Director Management For Voted - For
4.1.4 Reelect Jean-Pierre Roth as Director Management For Voted - For
4.2 Elect Eva Cheng as Director Management For Voted - For
4.3 Ratify KPMG AG as Auditors Management For Voted - For
5 Additional And/or Counter-proposals Presented At
The Meeting Management None Voted - Against
6 Mark the box at the right if you wish to give a
Proxy to the independent representative, Mr.
Jean-Ludovic Hartmann Management None Voted - Against
NEUSTAR, INC.
CUSIP: 64126X201 TICKER: NSR
Meeting Date: 18-Jun-13 Meeting Type: Annual
1a Elect Director C. C. Chang Management For Voted - For
1b Elect Director Lisa A. Hook Management For Voted - For
1c Elect Director Hellene S. Runtagh Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NIKE, INC.
CUSIP: 654106103 TICKER: NKE
Meeting Date: 20-Sep-12 Meeting Type: Annual
1.1 Elect Director Alan B. Graf, Jr. Management For Voted - For
1.2 Elect Director John C. Lechleiter Management For Voted - For
1.3 Elect Director Phyllis M. Wise Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
NORDSTROM, INC.
CUSIP: 655664100 TICKER: JWN
Meeting Date: 14-May-13 Meeting Type: Annual
1a Elect Director Phyllis J. Campbell Management For Voted - For
1b Elect Director Michelle M. Ebanks Management For Voted - For
1c Elect Director Enrique Hernandez, Jr. Management For Voted - For
1d Elect Director Robert G. Miller Management For Voted - For
1e Elect Director Blake W. Nordstrom Management For Voted - For
18
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Erik B. Nordstrom Management For Voted - For
1g Elect Director Peter E. Nordstrom Management For Voted - For
1h Elect Director Philip G. Satre Management For Voted - For
1i Elect Director B. Kevin Turner Management For Voted - For
1j Elect Director Robert D. Walter Management For Voted - For
1k Elect Director Alison A. Winter Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
OCEANEERING INTERNATIONAL, INC.
CUSIP: 675232102 TICKER: OII
Meeting Date: 26-Apr-13 Meeting Type: Annual
1.1 Elect Director Paul B. Murphy, Jr. Management For Voted - For
1.2 Elect Director Harris J. Pappas Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ORBITAL SCIENCES CORPORATION
CUSIP: 685564106 TICKER: ORB
Meeting Date: 25-Apr-13 Meeting Type: Annual
1a Elect Director Kevin P. Chilton Management For Voted - For
1b Elect Director Lennard A. Fisk Management For Voted - For
1c Elect Director Ronald T. Kadish Management For Voted - For
1d Elect Director Garrett E. Pierce Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PERRIGO COMPANY
CUSIP: 714290103 TICKER: PRGO
Meeting Date: 06-Nov-12 Meeting Type: Annual
1.1 Elect Director Gary M. Cohen Management For Voted - For
1.2 Elect Director David T. Gibbons Management For Vote Withheld
1.3 Elect Director Ran Gottfried Management For Voted - For
1.4 Elect Director Ellen R. Hoffing Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
19
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRECISION CASTPARTS CORP.
CUSIP: 740189105 TICKER: PCP
Meeting Date: 13-Aug-13 Meeting Type: Annual
1.1 Elect Director Mark Donegan Management For Voted - For
1.2 Elect Director Daniel J. Murphy Management For Voted - For
1.3 Elect Director Vernon E. Oechsle Management For Voted - For
1.4 Elect Director Ulrich Schmidt Management For Voted - For
1.5 Elect Director Richard L. Wambold Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 05-Mar-13 Meeting Type: Annual
1a Elect Director Barbara T. Alexander Management For Voted - For
1b Elect Director Donald G. Cruickshank Management For Voted - For
1c Elect Director Raymond V. Dittamore Management For Voted - For
1d Elect Director Susan Hockfield Management For Voted - For
1e Elect Director Thomas W. Horton Management For Voted - For
1f Elect Director Paul E. Jacobs Management For Voted - For
1g Elect Director Sherry Lansing Management For Voted - For
1h Elect Director Duane A. Nelles Management For Voted - For
1i Elect Director Francisco Ros Management For Voted - For
1j Elect Director Brent Scowcroft Management For Voted - For
1k Elect Director Marc I. Stern Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROCK-TENN COMPANY
CUSIP: 772739207 TICKER: RKT
Meeting Date: 25-Jan-13 Meeting Type: Annual
1.1 Elect Director G. Stephen Felker Management For Voted - For
1.2 Elect Director Lawrence L. Gellerstedt, III Management For Voted - For
1.3 Elect Director John W. Spiegel Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
20
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
SAP AG
CUSIP: 803054204 TICKER: SAP
Meeting Date: 04-Jun-13 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2012 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.85 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2012 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2012 Management For Voted - For
5 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal 2013 Management For Voted - For
SCHLUMBERGER LIMITED
CUSIP: 806857108 TICKER: SLB
Meeting Date: 10-Apr-13 Meeting Type: Annual
1a Elect Director Peter L.S. Currie Management For Voted - For
1b Elect Director Tony Isaac Management For Voted - For
1c Elect Director K. Vaman Kamath Management For Voted - For
1d Elect Director Paal Kibsgaard Management For Voted - For
1e Elect Director Nikolay Kudryavtsev Management For Voted - For
1f Elect Director Adrian Lajous Management For Voted - For
1g Elect Director Michael E. Marks Management For Voted - For
1h Elect Director Lubna S. Olayan Management For Voted - For
1i Elect Director L. Rafael Reif Management For Voted - For
1j Elect Director Tore I. Sandvold Management For Voted - For
1k Elect Director Henri Seydoux Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Amend Employee Stock Purchase Plan Management For Voted - For
21
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SYNTEL, INC.
CUSIP: 87162H103 TICKER: SYNT
Meeting Date: 04-Jun-13 Meeting Type: Annual
1.1 Elect Director Paritosh K. Choksi Management For Voted - For
1.2 Elect Director Bharat Desai Management For Voted - For
1.3 Elect Director Thomas Doke Management For Voted - For
1.4 Elect Director Rajesh Mashruwala Management For Voted - For
1.5 Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.6 Elect Director Prashant Ranade Management For Voted - For
1.7 Elect Director Neerja Sethi Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
CUSIP: 874039100 TICKER: TSM
Meeting Date: 11-Jun-13 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets, Lending Funds to
Other Parties, and Endorsement and Guarantees Management For Voted - For
4 Transact Other Business (Non-Voting) Management Non-Voting
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 TICKER: GS
Meeting Date: 23-May-13 Meeting Type: Annual
1 Elect Director Lloyd C. Blankfein Management For Voted - For
2 Elect Director M. Michele Burns Management For Voted - For
3 Elect Director Gary D. Cohn Management For Voted - For
4 Elect Director Claes Dahlback Management For Voted - For
5 Elect Director William W. George Management For Voted - For
6 Elect Director James A. Johnson Management For Voted - For
7 Elect Director Lakshmi N. Mittal Management For Voted - For
8 Elect Director Adebayo O. Ogunlesi Management For Voted - For
9 Elect Director James J. Schiro Management For Voted - For
10 Elect Director Debora L. Spar Management For Voted - For
11 Elect Director Mark E. Tucker Management For Voted - For
12 Elect Director David A. Viniar Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
22
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Approve Omnibus Stock Plan Management For Voted - Against
15 Ratify Auditors Management For Voted - For
16 Establish Board Committee on Human Rights Shareholder Against Voted - Against
17 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
18 Adopt Proxy Access Right Shareholder Against Voted - Against
19 Employ Investment Bank to Explore Alternatives to
Maximize Shareholder Value Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 22-May-13 Meeting Type: Annual
1a Elect Director C. Martin Harris Management For Voted - For
1b Elect Director Judy C. Lewent Management For Voted - For
1c Elect Director Jim P. Manzi Management For Voted - For
1d Elect Director Lars R. Sorensen Management For Voted - For
1e Elect Director Elaine S. Ullian Management For Voted - For
1f Elect Director Marc N. Casper Management For Voted - For
1g Elect Director Nelson J. Chai Management For Voted - For
1h Elect Director Tyler Jacks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
TRANSDIGM GROUP INCORPORATED
CUSIP: 893641100 TICKER: TDG
Meeting Date: 06-Mar-13 Meeting Type: Annual
1.1 Elect Director Mervin Dunn Management For Voted - For
1.2 Elect Director Michael S. Graff Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder None Voted - For
TRANSOCEAN LTD.
CUSIP: H8817H100 TICKER: RIG
Meeting Date: 17-May-13 Meeting Type: Special
1 Accept Financial Statements and Statutory Reports Management For Do Not Vote
1 Accept Financial Statements and Statutory Reports Management None Voted - For
2 Approve Allocation of Income Management For Do Not Vote
23
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Allocation of Income Management None Voted - For
3A Approve Payment of a Dividend in Principle Management For Do Not Vote
3A Approve Payment of a Dividend in Principle Management For Voted - For
3B1 Approve Reduction (Transocean) in Share Capital and
Repayment of $2.24 per share Management Against Voted - For
3B1 Approve Reduction (Transocean) in Share Capital and
Repayment of $2.24 per share Management For Do Not Vote
3B2 Approve Reduction (Icahn Group) in Share Capital
and Repayment of $4.00 per share Shareholder Against Do Not Vote
3B2 Approve Reduction (Icahn Group) in Share Capital
and Repayment of $4.00 per share Shareholder For Voted - Against
4 Approve Creation of CHF 75 Million Pool of Capital
without Preemptive Rights Management Against Voted - For
4 Approve Creation of CHF 75 Million Pool of Capital
without Preemptive Rights Management For Do Not Vote
5 Declassify the Board of Directors Shareholder For Voted - For
5 Declassify the Board of Directors Shareholder None Do Not Vote
6A Elect Director Frederico F. Curado Management For Do Not Vote
6A Elect Director Frederico F. Curado Management For Voted - For
6B Elect Director Steven L. Newman Management For Do Not Vote
6B Elect Director Steven L. Newman Management For Voted - For
6C Elect Director Thomas W. Cason Management Against Voted - For
6C Elect Director Thomas W. Cason Management For Do Not Vote
6D Elect Director Robert M. Sprague Management Against Voted - Against
6D Elect Director Robert M. Sprague Management For Do Not Vote
6E Elect Director J. Michael Talbert Management Against Voted - Against
6E Elect Director J. Michael Talbert Management For Do Not Vote
6F Elect Director John J. Lipinski Shareholder Against Do Not Vote
6F Elect Directors John J. Lipinski Shareholder For Voted - Against
6G Elect Director Jose Maria Alapont Shareholder Against Do Not Vote
6G Elect Directors Jose Maria Alapont Shareholder For Voted - For
6H Elect Director Samuel Merksamer Shareholder Against Do Not Vote
6H Elect Directors Samuel Merksamer Shareholder For Voted - For
7 Appointment Of Ernst & Young LLP as Independent
Registered Public Accounting Firm for Fiscal Year
2013 and Reelection of Ernst & Young Ltd, Zurich as
the Company's Auditor for a Further One-Year Term Management For Do Not Vote
7 Appointment Of Ernst & Young LLP as Independent
Registered Public Accounting Firm for Fiscal Year
2013 and Reelection of Ernst & Young Ltd, Zurich as
the Company's Auditor for a Further One-Year Term Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Do Not Vote
8 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
24
|
CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TUPPERWARE BRANDS CORPORATION
CUSIP: 899896104 TICKER: TUP
Meeting Date: 24-May-13 Meeting Type: Annual
1.1 Elect Director Catherine A. Bertini Management For Voted - For
1.2 Elect Director Susan M. Cameron Management For Voted - For
1.3 Elect Director Kriss Cloninger, III Management For Voted - For
1.4 Elect Director E. V. Goings Management For Voted - For
1.5 Elect Director Joe R. Lee Management For Voted - For
1.6 Elect Director Angel R. Martinez Management For Voted - For
1.7 Elect Director Antonio Monteiro de Castro Management For Voted - For
1.8 Elect Director Robert J. Murray Management For Voted - For
1.9 Elect Director David R. Parker Management For Voted - For
1.10 Elect Director Joyce M. Roche Management For Voted - For
1.11 Elect Director M. Anne Szostak Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
UGI CORPORATION
CUSIP: 902681105 TICKER: UGI
Meeting Date: 24-Jan-13 Meeting Type: Annual
1.1 Elect Director Lon R. Greenberg Management For Voted - For
1.2 Elect Director Marvin O. Schlanger Management For Voted - For
1.3 Elect Director Anne Pol Management For Voted - For
1.4 Elect Director Ernest E. Jones Management For Voted - For
1.5 Elect Director John L. Walsh Management For Voted - For
1.6 Elect Director Roger B. Vincent Management For Voted - For
1.7 Elect Director M. Shawn Puccio Management For Voted - For
1.8 Elect Director Richard W. Gochnauer Management For Voted - For
1.9 Elect Director Frank S. Hermance Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
VODAFONE GROUP PLC
CUSIP: 92857W209 TICKER: VOD
Meeting Date: 23-Jul-13 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Re-elect Gerard Kleisterlee as Director Management For Voted - For
3 Re-elect Vittorio Colao as Director Management For Voted - For
25
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Re-elect Andy Halford as Director Management For Voted - For
5 Re-elect Stephen Pusey as Director Management For Voted - For
6 Re-elect Renee James as Director Management For Voted - For
7 Re-elect Alan Jebson as Director Management For Voted - For
8 Re-elect Samuel Jonah as Director Management For Voted - For
9 Elect Omid Kordestani as Director Management For Voted - For
10 Re-elect Nick Land as Director Management For Voted - For
11 Re-elect Anne Lauvergeon as Director Management For Voted - For
12 Re-elect Luc Vandevelde as Director Management For Voted - For
13 Re-elect Anthony Watson as Director Management For Voted - For
14 Re-elect Philip Yea as Director Management For Voted - For
15 Approve Final Dividend Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Reappoint Deloitte LLP as Auditors Management For Voted - For
18 Authorise the Audit and Risk Committee to Fix
Remuneration of Auditors Management For Voted - For
19 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise EU Political Donations and Expenditure Management For Voted - For
23 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 07-Jun-13 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
1d Elect Director Douglas N. Daft Management For Voted - For
1e Elect Director Michael T. Duke Management For Voted - Against
1f Elect Director Timothy P. Flynn Management For Voted - For
1g Elect Director Marissa A. Mayer Management For Voted - For
1h Elect Director Gregory B. Penner Management For Voted - For
1i Elect Director Steven S. Reinemund Management For Voted - For
1j Elect Director H. Lee Scott, Jr. Management For Voted - For
1k Elect Director Jim C. Walton Management For Voted - For
1l Elect Director S. Robson Walton Management For Voted - Against
1m Elect Director Christopher J. Williams Management For Voted - Against
1n Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
6 Stock Retention/Holding Period Shareholder Against Voted - For
26
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CLEAR RIVER(SM) FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
CUSIP: 94106L109 TICKER: WM
Meeting Date: 10-May-13 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Patrick W. Gross Management For Voted - For
1d Elect Director Victoria M. Holt Management For Voted - For
1e Elect Director John C. Pope Management For Voted - For
1f Elect Director W. Robert Reum Management For Voted - For
1g Elect Director David P. Steiner Management For Voted - For
1h Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Adopt Compensation Benchmarking Policy Shareholder Against Voted - For
WEX INC.
CUSIP: 96208T104 TICKER: WEX
Meeting Date: 17-May-13 Meeting Type: Annual
1.1 Elect Director Shikhar Ghosh Management For Voted - For
1.2 Elect Director Kirk P. Pond Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ZEBRA TECHNOLOGIES CORPORATION
CUSIP: 989207105 TICKER: ZBRA
Meeting Date: 16-May-13 Meeting Type: Annual
1.1 Elect Director Gerhard Cless Management For Voted - For
1.2 Elect Director Michael A. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
27
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE ADVISORS' INNER CIRCLE FUND II
By: /s/ Michael Beattie President
Date: August 30, 2013
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28
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