Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
11 Março 2014 - 4:20PM
Edgar (US Regulatory)
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Filed by Northern Lights Fund Trust
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Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended
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Subject Company: Northern Lights Fund Trust
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SEC File No. 333-193055
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Dear Valued Shareholder:
Id like to ask you for a moment of your time. SouthernSun Small Cap Fund and SouthernSun U.S. Equity Fund, each a
series of Northern Lights Fund Trust (the Funds), have attempted to contact you many times regarding a Special Meeting of Shareholders scheduled to be held on March 24, 2014 (the Meeting), requesting your vote on a
proposal affecting your Fund. A majority of the shareholders who have voted have voiced support for the proposal.
To
date, we have not been successful in securing your vote. Shareholder action is required to approve the proposal for the Fund, and your vote regardless of the number of shares you own - is critical to the passage of the proposal.
I ask you for your support in voting the enclosed proxy ballot. Please sign, date and return your proxy in the return
envelope provided. Or, you may vote your shares by calling the toll-free number on the enclosed ballot, or vote via the internet at the website provided on the enclosed ballot.
On behalf of the Funds Board, please accept my thanks for your participation in this important matter. We appreciate
your continued confidence in the SouthernSun Funds, and we look forward to receiving your vote.
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Sincerely,
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Andrew Rogers
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President of Northern Lights Fund Trust
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PLEASE vote your shares today!
CALL
1-800-791-3320
Telephone
voting is available Monday through Friday 8:00 AM to 10:00 PM (EST), and Saturday from 11:00 AM to 5:00 PM (EST). You may also vote by
mail
,
automated telephone
, or
internet
, as further detailed on the enclosed proxy card.
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Filed by Northern Lights Fund Trust
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Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended
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Subject Company: Northern Lights Fund Trust
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SEC File No. 333-193055
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Re: SouthernSun Small Cap Fund
Dear Valued Shareholder:
SouthernSun Small Cap Fund
(the Fund) scheduled a shareholder meeting to be held on March 24, 2014 asking
shareholders to consider an important proposal.
Our records indicate that we have not received your vote. Thus far, the shareholders that
have participated have strongly supported the proposal.
As one of the larger shareholders that has yet to vote, it is important that you
vote your shares. I would appreciate the opportunity to speak with you directly so that I may explain the proposal in greater detail and answer any questions that you may have. My contact information is listed below. If you would prefer, please send
me your contact information and the day and time that would be best for me to call you.
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Sincerely,
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Tucker Davis
Client Relations
Associate
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Phone: 901.746.3899
tdavis@southernsunam.com
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SouthernSun Asset Management
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6070 Poplar Avenue, Suite 300
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T 901.333.6980 | F 901.333.6981
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Memphis, Tennessee 38119
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www.southernsunam.com
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