- Current report filing (8-K)
28 Dezembro 2012 - 7:56PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington
,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): December 21, 2012
MENDOCINO
BREWING COMPANY, INC.
(Exact
Name of Registrant as Specified in Charter)
California
(State
or Other Jurisdiction of Incorporation)
0-22524
|
68-0318293
|
(Commission
File No.)
|
(IRS
Employer Identification Number)
|
1601
Airport Road, Ukiah, California
|
95482
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
(707)
463-2087
(Registrant’s
Telephone Number, Including Area Code)
N/A
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
4.01
|
Changes
in Registrant’s Certifying Accountant
|
On
December 26, 2012, Mendocino Brewing Company, Inc. (the “Company”) dismissed PMB Helin Donovan, LLP (“PMB”)
as the Company’s independent registered public accounting firm. The engagement of a new independent registered public accounting
firm was approved by the Company’s audit committee on December 21, 2012.
PMB’s
reports on the Company’s financial statements for the fiscal years ended December 31, 2010 and 2011 did not contain an adverse
opinion or disclaimer of opinion, and were not qualified or modified as to uncertainty, audit scope, or accounting principles.
During
the fiscal years ended December 31, 2010 and 2011, and the subsequent interim period through the dismissal of PMB on December
26, 2012, (i) there were no disagreements between the Company and PMB on any matter of accounting principles or practices, financial
statement disclosure, or auditing scope or procedure which, if not resolved to the satisfaction of the former accountant, would
have caused it to make reference to the subject matter of the disagreement in connection with its reports on the Company’s financial
statements; and (ii) there were no reportable events as described in paragraph (a)(1)(v) of Item 304 of Regulation S-K.
On
December 26, 2012, the Company provided PMB with a copy of the disclosure it is making in response to Item 4.01 on this Current
Report on Form 8-K (this “Report”), and requested that PMB furnish the Company with a letter addressed to the Securities
and Exchange Commission stating whether PMB agrees with the statements made by the Company in this Report. A copy of the letter,
dated December 27, 2012, is filed as Exhibit 16.1 (which is incorporated by reference herein) to this Report.
On
December 21, 2012, the Company’s audit committee approved the engagement of RBSM LLP (“RBSM”) as its independent registered
public accounting firm to audit the Company’s financial statements for the fiscal year ending December 31, 2012.
During
the years ended December 31, 2010 and 2011, and the subsequent interim period through December 21, 2012, the date of the engagement
of RBSM, the Company did not consult with RBSM regarding either (i) the application of accounting principles to a specified transaction,
either completed or proposed, or the type of audit opinion that might be rendered on the Company’s financial statements; or (ii)
any matter that was either the subject of a disagreement (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation S-K and
the related instructions thereto) or a reportable event (as described in paragraph (a)(1)(v) of Item 304 of Regulation S-K).
Item
9.01
|
Financial
Statements and Exhibits.
|
Exhibits.
The
following exhibits is filed as part of this Report.
Exhibit
Number
|
|
Description
|
|
|
|
16.1
|
|
Letter
from PMB Helin Donovan, LLP dated December 27, 2012
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
MENDOCINO
BREWING COMPANY, INC.
|
|
(Registrant)
|
|
|
|
Date:
December 28, 2012
|
By:
|
/s/
Mahadevan Narayanan
|
|
|
Mahadevan
Narayanan
|
|
|
Chief
Financial Officer & Corporate Secretary
|
Mendocino Brewing (CE) (USOTC:MENB)
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