Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
07 Fevereiro 2014 - 9:02AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on February 6, 2014
1933 Act Registration No. 33-17619
1940 Act Registration No. 811-05349
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM N-1A
REGISTRATION
STATEMENT
UNDER
|
|
|
|
|
|
|
|
|
THE SECURITIES ACT OF 1933
|
|
x
|
|
|
|
Pre-Effective Amendment No.
|
|
¨
|
|
|
|
Post-Effective Amendment No. 389
|
|
x
|
and/or
REGISTRATION STATEMENT
|
|
|
|
|
|
|
|
|
UNDER
|
|
|
|
|
|
THE INVESTMENT COMPANY ACT OF 1940
|
|
x
|
|
|
|
Amendment No. 390
|
|
x
|
(Check appropriate box or boxes)
GOLDMAN SACHS TRUST
(Exact Name of Registrant as Specified in Charter)
71 South
Wacker Drive
Chicago, Illinois 60606
(Address of Principal Executive Offices)
Registrant’s Telephone Number, including Area Code: (312) 655-4400
CAROLINE KRAUS, ESQ.
Goldman, Sachs & Co.
200 West Street
New
York, New York 10282
(Name and Address of Agent for Service)
Copies to:
STEPHEN H. BIER, ESQ.
Dechert LLP
1095 Avenue
of the Americas
New York, NY 10036
Approximate Date of Proposed
Public Offering:
As soon as practicable after the effective date of the registration statement
It is proposed that this filing will become effective
(check appropriate box)
|
q
|
immediately upon filing pursuant to paragraph (b)
|
|
x
|
on February 21, 2014 pursuant to paragraph (b)
|
|
q
|
60 days after filing pursuant to paragraph (a)(1)
|
|
q
|
on (date) pursuant to paragraph (a)(1)
|
|
q
|
75 days after filing pursuant to paragraph (a)(2)
|
|
q
|
on (date) pursuant to paragraph (a)(2) of rule 485.
|
If appropriate, check the following box:
|
x
|
this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
|
Title of Securities Being Registered:
Class A, Class C,
Institutional, Class IR and Class R Shares of the Goldman Sachs Long Short Credit Strategies Fund.
Explanatory Note
Post-Effective Amendment No. 368 (the “Amendment”) to the Registration Statement of Goldman Sachs Trust was filed pursuant to Rule 485(a)(2)
under the Securities Act of 1933 on September 26, 2013 to register shares of Goldman Sachs Long Short Credit Strategies Fund. Pursuant to Rule 485(a)(2), the Amendment would have become effective on December 10, 2013. Post-Effective
Amendment No. 374 was filed pursuant to Rule 485(b)(1)(iii) for the purpose of designating January 9, 2014 as the date upon which the Amendment would become effective. Post-Effective Amendment No. 381 was filed pursuant to Rule
485(b)(1)(iii) for the purpose of designating January 24, 2014 as the date upon which the Amendment would become effective. Post-Effective Amendment No. 385 was filed pursuant to Rule 485(b)(1)(iii) for the purpose of designating
February 7, 2014 as the date upon which the Amendment would become effective. This Post-Effective Amendment No. 389 is being filed pursuant to Rule 485(b)(1)(iii) for the purpose of designating February 21, 2014 as the new date upon
which the Amendment shall become effective. This Post-Effective Amendment No. 389 incorporates by reference the information contained in Parts A and B of the Amendment. Part C is filed herewith.
PART C: OTHER INFORMATION
Item 28. Exhibits
|
|
(a)
|
(1)
|
Agreement and Declaration of Trust dated January 28, 1997
1
/
|
|
|
(2)
|
Amendment No. 1 dated April 24, 1997 to Agreement and Declaration of Trust January 28, 1997
2
/
|
|
|
(3)
|
Amendment No. 2 dated July 21, 1997 to Agreement and Declaration of Trust dated January 28, 1997
2
/
|
|
|
(4)
|
Amendment No. 3 dated October 21, 1997 to the Agreement and Declaration of Trust dated January 28, 1997
3
/
|
|
|
(5)
|
Amendment No. 4 dated January 28, 1998 to the Agreement and Declaration of Trust dated January 28, 1997
3
/
|
|
|
(6)
|
Amendment No. 5 dated January 28, 1998 to Agreement and Declaration of Trust dated January 28, 1997
4
/
|
|
|
(7)
|
Amendment No. 6 dated July 22, 1998 to Agreement and Declaration of Trust dated January 28, 1997
4
/
|
|
|
(8)
|
Amendment No. 7 dated November 3, 1998 to Agreement and Declaration of Trust dated January 28, 1997
5
/
|
|
|
(9)
|
Amendment No. 8 dated January 22, 1999 to Agreement and Declaration of Trust dated January 28, 1997
6
/
|
|
|
(10)
|
Amendment No. 9 dated April 28, 1999 to Agreement and Declaration of Trust dated January 28, 1997
7
/
|
|
|
(11)
|
Amendment No. 10 dated July 27, 1999 to Agreement and Declaration of Trust dated January 28, 1997
8
/
|
|
|
(12)
|
Amendment No. 11 dated July 27, 1999 to Agreement and Declaration of Trust dated January 28, 1997
8
/
|
|
|
(13)
|
Amendment No. 12 dated October 26, 1999 to Agreement and Declaration of Trust dated January 28, 1997
9
/
|
|
|
(14)
|
Amendment No. 13 dated February 3, 2000 to Agreement and Declaration of Trust dated January 28, 1997
10
/
|
|
|
(15)
|
Amendment No. 14 dated April 26, 2000 to Agreement and Declaration of Trust dated January 28, 1997
11
/
|
|
|
(16)
|
Amendment No. 15 dated August 1, 2000 to Agreement and Declaration of Trust dated January 28, 1997
12
/
|
|
|
(17)
|
Amendment No. 16 dated January 30, 2001 to Agreement and Declaration of Trust dated January 28, 1997
13
/
|
|
|
(18)
|
Amendment No. 17 dated April 25, 2001 to Agreement and Declaration of Trust dated January 28, 1997
14
/
|
|
|
(19)
|
Amendment No. 18 dated July 1, 2002 to Agreement and Declaration of Trust dated January 28, 1997
15
/
|
|
|
(20)
|
Amendment No. 19 dated August 1, 2002 to Agreement and Declaration of Trust dated January 28, 1997
15
/
|
|
|
(21)
|
Amendment No. 20 dated August 1, 2002 to Agreement and Declaration of Trust dated January 28, 1997
15
/
|
|
|
(22)
|
Amendment No. 21 dated January 29, 2003 to the Agreement and Declaration of Trust dated January 28, 1997
16
/
|
|
|
(23)
|
Amendment No. 22 dated July 31, 2003 to the Agreement and Declaration of Trust dated January 28, 1997
17
/
|
|
|
(24)
|
Amendment No. 23 dated October 30, 2003 to the Agreement and Declaration of Trust dated January 28, 1997
17
/
|
|
|
(25)
|
Amendment No. 24 dated May 6, 2004 to the Agreement and Declaration of Trust dated January 28, 1997
18
/
|
|
|
(26)
|
Amendment No. 25 dated April 21, 2004 to the Agreement and Declaration of Trust dated January 28, 1997
19
/
|
|
|
(27)
|
Amendment No. 26 dated November 4, 2004 to the Agreement and Declaration of Trust dated January 28, 1997
19
/
|
|
|
(28)
|
Amendment No. 27 dated February 10, 2005 to the Agreement and Declaration of Trust dated January 28, 1997
20
/
|
|
|
(29)
|
Amendment No. 28 dated May 12, 2005 to the Agreement and Declaration of Trust dated January 28, 1997
21
/
|
|
|
(30)
|
Amendment No. 29 dated June 16, 2005 to the Agreement and Declaration of Trust dated January 28, 1997
21
/
|
|
|
(31)
|
Amendment No. 30 dated August 4, 2005 to the Agreement and Declaration of Trust dated January 28, 1977
21
/
|
|
|
(32)
|
Amendment No. 31 dated November 2, 2005 to the Agreement and Declaration of Trust dated January 28, 1997
22
/
|
|
|
(33)
|
Amendment No. 32 dated December 31, 2005 to the Agreement and Declaration of Trust dated January 28, 1997
23
/
|
|
|
(34)
|
Amendment No. 33 dated March 16, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
22
/
|
|
|
(35)
|
Amendment No. 34 dated March 16, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
22
/
|
|
|
(36)
|
Amendment No. 35 dated May 11, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
24
/
|
|
|
(37)
|
Amendment No. 36 dated June 15, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
25
/
|
|
|
(38)
|
Amendment No. 37 dated August 10, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
26
/
|
|
|
(39)
|
Amendment No. 38 dated November 9, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
26
/
|
|
|
(40)
|
Amendment No. 39 dated December 14, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
27
/
|
|
|
(41)
|
Amendment No. 40 dated December 14, 2006 to the Agreement and Declaration of Trust dated January 28, 1997
27
/
|
|
|
(42)
|
Amendment No. 41 dated February 8, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
27
/
|
|
|
(43)
|
Amendment No. 42 dated March 15, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
27
/
|
|
|
(44)
|
Amendment No. 43 dated May 10, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
27
/
|
|
|
(45)
|
Amendment No. 44 dated June 13, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
28
/
|
|
|
(46)
|
Amendment No. 45 dated June 13, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
29
/
|
|
|
(47)
|
Amendment No. 46 dated November 8, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
29
/
|
|
|
(48)
|
Amendment No. 47 dated November 8, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
29
/
|
|
|
(49)
|
Amendment No. 48 dated December 13, 2007 to the Agreement and Declaration of Trust dated January 28, 1997
30
/
|
|
|
(50)
|
Amendment No. 49 dated June 19, 2008 to the Agreement and Declaration of Trust dated January 28, 1997
31
/
|
|
|
(51)
|
Amendment No. 50 dated August 14, 2008 to the Agreement and Declaration of Trust dated January 28, 1997
32
/
|
|
|
(52)
|
Amendment No. 51 dated August 25, 2008 to the Agreement and Declaration of Trust dated January 28, 1997
33
/
|
|
|
(53)
|
Amendment No. 52 dated November 13, 2008 to the Agreement and Declaration of Trust dated January 28, 1997
33
/
|
|
|
(54)
|
Amendment No. 53 dated May 21, 2009 to the Agreement and Declaration of Trust dated January 28, 1997
34
/
|
|
|
(55)
|
Amendment No. 54 dated November 19, 2009 to the Agreement and Declaration of Trust dated January 28, 1997
34
/
|
|
|
(56)
|
Amendment No. 55 dated February 11, 2010 to the Agreement and Declaration of Trust dated January 28, 1997
35
/
|
|
|
(57)
|
Amendment No. 56 dated May 20, 2010 to the Agreement and Declaration of Trust dated January 28, 1997
36
/
|
|
|
(58)
|
Amendment No. 57 dated June 17, 2010 to the Agreement and Declaration of Trust dated January 28, 1997
36
/
|
|
|
(59)
|
Amendment No. 58 dated November 18, 2010 to the Agreement and Declaration of Trust dated January 28, 1997
37
/
|
|
|
(60)
|
Amendment No. 59 dated January 5, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
38
/
|
|
|
(61)
|
Amendment No. 60 dated February 10, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
38
/
|
|
|
(62)
|
Amendment No. 61 dated February 10, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
38
/
|
|
|
(63)
|
Amendment No. 62 dated June 16, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
39
/
|
|
|
(64)
|
Amendment No. 63 dated August 18, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
40
/
|
|
|
(65)
|
Amendment No. 64 dated September 27, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
41
/
|
|
|
(66)
|
Amendment No. 65 dated October 20, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
41
/
|
|
|
(67)
|
Amendment No. 66 dated December 15, 2011 to the Agreement and Declaration of Trust dated January 28, 1997
42
/
|
|
|
(68)
|
Amendment No. 67 dated April 19, 2012 to the Agreement and Declaration of Trust dated January 28, 1997
43
/
|
|
|
(69)
|
Amendment No. 68 dated August 16, 2012 to the Agreement and Declaration of Trust dated January 28, 1997
44
/
|
|
|
(70)
|
Amendment No. 69 dated December 13, 2012 to the Agreement and Declaration of Trust dated January 28, 1997
45
/
|
|
|
(71)
|
Amendment No. 70 dated February 12, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
46
/
|
|
|
(72)
|
Amendment No. 71 dated April 18, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
47
/
|
|
|
(73)
|
Amendment No. 72 dated June 13, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
48
/
|
|
|
(74)
|
Amendment No. 73 dated August 15, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
49
/
|
|
|
(75)
|
Amendment No. 74 dated September 19, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
50
/
|
|
|
(76)
|
Amendment No. 75 dated October 17, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
51
/
|
|
|
(77)
|
Amendment No. 76 dated November 8, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
52
/
|
|
|
(78)
|
Amendment No. 77 dated December 19, 2013 to the Agreement and Declaration of Trust dated January 28, 1997
53
/
|
|
|
(b)
|
Amended and Restated By-laws of Goldman Sachs Trust dated August 15, 2013
54
/
|
|
|
(c)
|
Instruments defining the rights of holders of Registrant’s shares of beneficial interest
55
/
|
|
|
(d)
|
(1)
|
Management Agreement dated April 30, 1997 between Registrant, on behalf of Goldman Sachs Short Duration Government Fund, and Goldman
Sachs Funds Management, L.P.
3
/
|
|
|
(2)
|
Management Agreement dated April 30, 1997 between Registrant, on behalf of Goldman Sachs High Quality Floating Rate Fund (formerly, “Goldman Sachs Adjustable Rate Government Fund”), and Goldman Sachs
Funds Management, L.P.
3
/
|
|
|
(3)
|
Management Agreement dated April 30, 1997 between Registrant, on behalf of Goldman Sachs Short Duration Tax-Free Fund, and Goldman Sachs Asset Management
3
/
|
|
|
(4)
|
Management Agreement dated April 30, 1997 between Registrant, on behalf of Goldman Sachs Core Fixed Income Fund, and Goldman Sachs Asset Management
3
/
|
|
|
(5)
|
Management Agreement dated April 30, 1997 between the Registrant, on behalf of Goldman Sachs Financial Square Tax-Exempt California and Goldman Sachs Financial Square Tax-Exempt New York Funds (formerly
Institutional Liquid Assets Portfolios), and Goldman Sachs Asset Management
3
/
|
|
|
(6)
|
Management Agreement dated April 30, 1997 between Registrant, Goldman Sachs Asset Management, Goldman Sachs Fund Management L.P. and Goldman Sachs Asset Management International
56
/
|
|
|
(7)
|
Management Agreement dated January 1, 1998 between Registrant, on behalf of the Goldman Sachs Asset Allocation Portfolios and Goldman Sachs Asset Management
3
/
|
|
|
(8)
|
Amended Annex A dated September 25, 2007 to the Management Agreement dated January 1, 1998 on behalf of the Goldman Sachs Asset Allocation Portfolios and Goldman Sachs Asset Management
57
/
|
|
|
(9)
|
Amended Annex A dated December 19, 2013 to the Management Agreement dated April 30, 1997 between Registrant, Goldman Sachs Asset Management, Goldman Sachs Fund Management L.P. and Goldman Sachs Asset
Management International
58
/
|
|
|
(10)
|
Sub-Advisory Agreement dated February 27, 2012 between Goldman Sachs Asset Management, L.P. and Dividend Assets Capital, LLC, on behalf of the Rising Dividend Growth Fund
59
/
|
|
|
(11)
|
Assumption Agreement dated April 26, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. (with respect to the Goldman Sachs Short-Duration Tax-Free Fund)
60
/
|
|
|
(12)
|
Assumption Agreement dated April 26, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. (with respect to the Goldman Sachs Financial Square Tax-Exempt California and Goldman Sachs
Financial Square Tax-Exempt New York Funds (formerly Institutional Liquid Assets Portfolios))
60
/
|
|
|
(13)
|
Assumption Agreement dated April 26, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. (with respect to certain of the Goldman Sachs Fixed Income, Equity, Specialty and Money
Market Funds)
60
/
|
|
|
(14)
|
Assumption Agreement dated April 26, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. (with respect to the Goldman Sachs Core Fixed Income Fund)
60
/
|
|
|
(15)
|
Assumption Agreement dated April 26, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. (with respect to the Goldman Sachs Asset Allocation Funds)
60
/
|
|
|
(16)
|
Fee Reduction Commitment dated April 29, 2005 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Equity Growth Strategy (formerly Aggressive Growth Strategy), Balanced Strategy,
Growth and Income Strategy and Growth Strategy Portfolios
20
/
|
|
|
(17)
|
Fee Reduction Commitment dated July 1, 2008 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Short Duration Tax-Free Fund
33
/
|
|
|
(18)
|
Fee Reduction Commitment dated July 1, 2008 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Goldman Sachs High Quality Floating Rate Fund (formerly, Goldman Sachs Ultra-Short
Duration Government Fund and Goldman Sachs Adjustable Rate Government Fund)
33
/
|
|
|
(19)
|
Fee Reduction Commitment dated July 1, 2008 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Short Duration Government Fund
33
/
|
|
|
(20)
|
Fee Reduction Commitment dated July 1, 2008 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Core Fixed Income Fund
33
/
|
|
|
(e)
|
(1)
|
Distribution Agreement dated April 30, 1997
17
/
|
|
|
(2)
|
Amended Exhibit A dated December 19, 2013 to the Distribution Agreement dated April 30, 1997
58
/
|
|
|
(g)
|
(1)
|
Custodian Contract dated July 15, 1991, between Registrant and State Street Bank and Trust Company
61
/
|
|
|
(2)
|
Fee schedule relating to the Custodian Agreement between Registrant on behalf of the Goldman Sachs Asset Allocation Portfolios and State Street Bank and Trust Company
2
/
|
|
|
(3)
|
Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company on behalf of Goldman Sachs Capital Growth Fund
5
/
|
|
|
(4)
|
Fee schedule dated April 12, 1999 relating to Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company (Strategic Growth and Growth Opportunities Portfolios)
7
/
|
|
|
(5)
|
Fee schedule dated October 1, 1999 relating to the Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company (Large Cap Value Fund)
62
/
|
|
|
(6)
|
Fee schedule dated January 12, 2000 relating to Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company (Structured Tax-Managed Equity Fund (formerly CORE Tax-Managed
Equity Fund))
10
/
|
|
|
(7)
|
Fee schedule dated January 6, 2000 relating to Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (High Yield Municipal Fund)
10
/
|
|
|
(8)
|
Fee schedule dated April 14, 2000 relating to Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Enhanced Income Fund)
11
/
|
|
|
(9)
|
Additional Portfolio Agreement dated September 27, 1999 between Registrant and State Street Bank and Trust Company
10
/
|
|
|
(10)
|
Letter Agreement dated September 27, 1999 between Registrant and State Street Bank and Trust Company relating to Custodian Contract dated April 6, 1990
10
/
|
|
|
(11)
|
Letter Agreement dated September 27, 1999 between Registrant and State Street Bank and Trust Company relating to Custodian Contract dated July 15, 1991
10
/
|
|
|
(12)
|
Amendment dated July 2, 2001 to the Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company
14
/
|
|
|
(13)
|
Amendment dated July 2, 2001 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company
14
/
|
|
|
(14)
|
Amendment dated August 1, 2001 to the Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company
63
/
|
|
|
(15)
|
Amendment dated August 1, 2001 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company
63
/
|
|
|
(16)
|
Letter Amendment dated May 15, 2002 to the Custodian Contract dated April 6, 1990 between Registrant and State Street Bank and Trust Company
15
/
|
|
|
(17)
|
Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A.
64
/
|
|
|
(18)
|
Letter Amendment dated August 26, 2003 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Emerging Markets Debt Fund)
65
/
|
|
|
(19)
|
Letter Amendment dated October 28, 2003 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs U.S. Mortgages Fund)
65
/
|
|
|
(20)
|
Letter Amendment dated February 8, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (for the fund now known as Goldman Sachs Commodity Strategy Fund)
65
/
|
|
|
(21)
|
Letter Amendment dated March 14, 2007 to Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Satellite Strategies Portfolio)
65
/
|
|
|
(22)
|
Letter Amendment dated April 23, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Strategic International Equity Fund)
65
/
|
|
|
(23)
|
Letter Amendment dated May 2, 2007 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Structured Small Cap Growth Fund and Goldman Sachs
Structured Small Cap Value Fund)
65
/
|
|
|
(24)
|
Letter Amendment dated August 10, 2007 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Inflation Protected Securities Fund)
65
/
|
|
|
(25)
|
Letter Amendment dated September 12, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Structured International Small Cap Fund)
65
/
|
|
|
(26)
|
Letter Amendment dated September 12, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Structured Emerging Markets Equity Fund)
65
/
|
|
|
(27)
|
Letter Amendment dated September 18, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Enhanced Dividend Global Equity Portfolio)
65
/
|
|
|
(28)
|
Letter Amendment dated September 18, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Tax-Advantaged Global Equity Portfolio)
65
/
|
|
|
(29)
|
Letter Amendment dated September 18, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Structured International Tax-Managed Equity Fund)
65
/
|
|
|
(30)
|
Letter Amendment dated September 18, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs International Equity Dividend and Premium Fund)
65
/
|
|
|
(31)
|
Letter Amendment dated October 4, 2007 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Local Emerging Markets Debt Fund)
65
/
|
|
|
(32)
|
Letter Amendment dated November 28, 2007 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Absolute Return Tracker Fund)
65
/
|
|
|
(33)
|
Letter Amendment dated September 17, 2009 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Structured International Equity Fund)
34
/
|
|
|
(34)
|
Letter Amendment dated November 19, 2009 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs U.S. Equity Fund)
34
/
|
|
|
(35)
|
Letter Amendment dated November 19, 2009 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Dynamic Allocation Fund)
66
/
|
|
|
(36)
|
Letter Amendment dated August 11, 2009 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Technology Tollkeeper Fund (formerly Tollkeeper
Fund ))
67
/
|
|
|
(37)
|
Letter Amendment dated June 30, 2010 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Strategic Income Fund)
36
/
|
|
|
(38)
|
Letter Amendment dated December 31, 2010 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A (Goldman Sachs N-11 Equity Fund)
38
/
|
|
|
(39)
|
Letter Amendment dated February 14, 2011 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs High Yield Floating Rate Fund)
68
/
|
|
|
(40)
|
Letter Amendment dated March 1, 2011 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs China Equity Fund)
68
/
|
|
|
(41)
|
Custody Agreement dated April 5, 2011 between Registrant, Goldman Sachs Variable Insurance Trust and The Bank of New York Mellon on behalf of the Goldman Sachs Money Market Funds
69
/
|
|
|
(42)
|
Letter Amendment dated January 9, 2012 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Focused Growth Fund)
70
/
|
|
|
(43)
|
Letter Amendment dated January 30, 2012 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Rising Dividend Growth Fund)
59
/
|
|
|
(44)
|
Letter Amendment dated December 14, 2011 to the Global Custody Agreement dated June 30, 2006 between Registrant and JPMorgan Chase Bank, N.A. (Goldman Sachs Managed Futures Strategy Fund)
71
/
|
|
|
(45)
|
Letter Amendment dated February 2, 2012 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Short Duration Income Fund)
72
/
|
|
|
(46)
|
Letter Amendment dated March 22, 2012 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Retirement Portfolio Completion Fund)
44
/
|
|
|
(47)
|
Letter Amendment dated October 25, 2012 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs World Bond Fund)
73/
|
|
|
(48)
|
Letter Amendment dated March 6, 2013 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs MLP Energy Infrastructure Fund)
74
/
|
|
|
(49)
|
Letter Amendment dated May 6, 2013 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Dynamic Emerging Markets Debt Fund)
75
/
|
|
|
(50)
|
Letter Amendment dated June 18, 2013 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Multi-Asset Real Return Fund)
54
/
|
|
|
(51)
|
Letter Amendment dated November 4, 2013 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Fixed Income Macro Strategies Fund)
52
/
|
|
|
(52)
|
Letter Amendment dated December 11, 2013 to the Custodian Contract dated July 15, 1991 between Registrant and State Street Bank and Trust Company (Goldman Sachs Small/Mid Cap Value Fund)
58
/
|
|
|
(h)
|
(1)
|
First Amendment dated July 18, 1994 to Amended and Restated Wiring Agreement dated January 25, 1994 among Goldman, Sachs &
Co., State Street Bank and Trust Company and The Northern Trust Company
76
/
|
|
|
(2)
|
Amended and Restated Wiring Agreement dated January 25, 1994 among Goldman, Sachs & Co., State Street Bank and Trust Company and The Northern Trust Company
76
/
|
|
|
(3)
|
Letter Agreement dated June 20, 1987 regarding use of checking account between Registrant and The Northern Trust Company
77
/
|
|
|
(4)
|
Amended and Restated Transfer Agency Agreement dated August 9, 2007 between Registrant and Goldman, Sachs & Co.
78
/
|
|
|
(5)
|
Amended and Restated Transfer Agency Agreement Fee Schedule dated December 19, 2013, to the Transfer Agency Agreement dated August 9, 2007 between Registrant and Goldman, Sachs & Co.
58
/
|
|
|
(6)
|
Form of Retail Service Agreement on behalf of Goldman Sachs Trust relating to Class A Shares of Goldman Sachs Asset Allocation Portfolios, Goldman Sachs Fixed Income Funds, Goldman Sachs Domestic Equity Funds and
Goldman Sachs International Equity Funds
5
/
|
|
|
(7)
|
Form of Retail Service Agreement on behalf of Goldman Sachs Trust – TPA Assistance Version relating to the Class A Shares of Goldman Sachs Asset Allocation Portfolios, Goldman Sachs Fixed Income Funds, Goldman
Sachs Domestic Equity Funds and Goldman Sachs International Equity Funds
79
/
|
|
|
(8)
|
Form of Supplemental Service Agreement on behalf of Goldman Sachs Trust relating to the Administrative Class, Service Class and Cash Management Class of Goldman Sachs - Institutional Liquid Assets Portfolios
5
/
|
|
|
(9)
|
Form of Supplemental Service Agreement on behalf of Goldman Sachs Trust relating to the FST Shares, FST Select Shares, FST Preferred Shares, FST Capital Shares, FST Administration Shares and FST Service Shares of
Goldman Sachs Financial Square Funds
5
/
|
|
|
(10)
|
Form of Supplemental Service Agreement on behalf of Goldman Sachs Trust relating to the Class A Shares and Service Shares of Goldman Sachs Equity and Fixed Income Funds
79
/
|
|
|
(11)
|
Form of Service Agreement on behalf of Goldman Sachs Trust relating to the Institutional Class, Select Class, Preferred Class, Capital Class, Administration Class, Premier Class, Service Class, Resource Class and Cash
Management Class, as applicable, of Goldman Sachs Financial Square Funds, Goldman Sachs Fixed Income Funds, Goldman Sachs Domestic Equity Funds, Goldman Sachs International Equity Funds and Goldman Sachs Fund of Funds Portfolios
80
/
|
|
|
(12)
|
Goldman Sachs Trust Administration Shares Administration Plan amended and restated as of December 16, 2010 (on behalf of Financial Square Tax-Exempt California and Financial Square Tax-Exempt New York Funds)
81
/
|
|
|
(13)
|
Goldman Sachs Trust Cash Management Shares Service Plan amended and restated as of December 16, 2010 (on behalf of Financial Square Tax-Exempt California and Financial Square Tax-Exempt New York Funds)
81
/
|
|
|
(14)
|
Goldman Sachs Trust FST Select Class Select Plan amended and restated as of February 4, 2004
82
/
|
|
|
(15)
|
Goldman Sachs Trust Administration Shares Administration Plan amended and restated as of December 16, 2010 (on behalf of the remaining Financial Square Funds)
81
/
|
|
|
(16)
|
Goldman Sachs Trust FST Preferred Class Preferred Administration Plan amended and restated as of February 4, 2004
82
/
|
|
|
(17)
|
Goldman Sachs Trust Administration Class Administration Plan amended and restated as of February 4, 2004
82
/
|
|
|
(18)
|
Goldman Sachs Trust Service Shares Service Plan and Shareholder Administration Plan amended and restated as of December 16, 2010 (on behalf of Financial Square Tax-Exempt California and Financial Square
Tax-Exempt New York Funds)
81
/
|
|
|
(19)
|
Goldman Sachs Trust Service Class Service Plan and Shareholder Administration Plan amended and restated as of February 4, 2004
82
/
|
|
|
(20)
|
Goldman Sachs Trust FST Capital Administration Class Capital Administration Plan amended and restated as of February 4, 2004
82
/
|
|
|
(21)
|
Goldman Sachs Trust Service Shares Service Plan and Shareholder Administration Plan amended and restated as of December 16, 2010 (on behalf of the remaining Financial Square Funds)
81
/
|
|
|
(22)
|
Mutual Funds Service Agreement dated June 30, 2006 between Registrant and J.P. Morgan Investor Services Co.
64
/
|
|
|
(23)
|
Form of Fee Waiver Agreement dated June 17, 2009 between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Commodity Strategy Fund
76
/
|
|
|
(24)
|
Goldman Sachs Trust Cash Management Shares Service Plan dated February 11, 2010 (on behalf of the remaining Financial Square Funds)
83
/
|
|
|
(25)
|
Goldman Sachs Trust Premier Shares Service Plan and Administration Plan dated February 11, 2010
83
/
|
|
|
(26)
|
Goldman Sachs Trust Resource Shares Service Plan dated February 11, 2010
83
/
|
|
|
(27)
|
Fund Administration and Accounting Agreement dated April 5, 2011 between Registrant, Goldman Sachs Variable Insurance Trust and The Bank of New York Mellon on behalf of the Goldman Sachs Money Market Funds
69
/
|
|
|
(28)
|
Form of Fee Waiver Agreement between Goldman Sachs Asset Management, L.P. and Goldman Sachs Trust relating to the Fixed Income Macro Strategies Fund
52
/
|
|
|
(29)
|
Appointment of Agent for Service of Process relating to the Goldman Sachs Cayman Commodity-FIMS Fund Ltd.
52
/
|
|
|
(i)
|
Opinion and Consent of Dechert LLP (to be filed)
|
|
|
(m)
|
(1)
|
Class A Distribution and Service Plan amended and restated as of May 5, 2004
19
/
|
|
|
(2)
|
Class B Distribution and Service Plan amended and restated as of February 4, 2004
82
/
|
|
|
(3)
|
Class C Distribution and Service Plan amended and restated as of February 4, 2004
82
/
|
|
|
(4)
|
Cash Management Shares Plan of Distribution pursuant to Rule 12b-1 amended and restated as of December 16, 2010 (on behalf of Financial Square Tax-Exempt California and Financial Square Tax-Exempt New York
Funds)
81
/
|
|
|
(5)
|
Class R Distribution and Service Plan dated November 8, 2007
29
/
|
|
|
(6)
|
Cash Management Shares Plan of Distribution pursuant to Rule 12b-1 dated February 11, 2010 (on behalf of the remaining Financial Square Funds)
83
/
|
|
|
(7)
|
Resource Shares Plan of Distribution pursuant to Rule 12b-1 dated February 11, 2010
83
/
|
|
|
(n)
|
(1)
|
Plan in Accordance with Rule 18f-3, amended and restated as of December 1, 2010
81
/
|
|
|
(p)
|
(1)
|
Code of Ethics — Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust and Goldman Sachs Credit Strategies Fund dated
April 23, 1997, as amended effective June 1, 2012
48/
|
|
|
(2)
|
Code of Ethics — Goldman, Sachs & Co., Goldman Sachs Asset Management, L.P., Goldman Sachs Asset Management International, Goldman Sachs Hedge Fund Strategies LLC and GS Investment Strategies, LLC dated
January 23, 1991, effective February 6, 2012
47
/
|
|
|
(3)
|
Code of Ethics – Dividend Assets Capital, LLC
45
/
|
|
|
(q)
|
(1)
|
Powers of Attorney for James A. McNamara, Ashok N. Bakhru, Donald C. Burke, John P. Coblentz, Jr., Diana M. Daniels, Joseph P. LoRusso,
Jessica Palmer, Alan A. Shuch and Richard P. Strubel
84
/
|
|
|
(2)
|
Powers of Attorney for Herbert J. Markley and Roy W. Templin
51
/
|
|
|
(3)
|
Power of Attorney for Scott M. McHugh
85
/
|
|
1
/
|
Incorporated by reference from Post-Effective Amendment No. 29 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 14, 1997.
|
|
2
/
|
Incorporated by reference from Post-Effective Amendment No. 40 to the Registrant’s registration statement, SEC File No. 33-17619, filed October 16, 1997.
|
|
3
/
|
Incorporated by reference from Post-Effective Amendment No. 41 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 13, 1998.
|
|
4
/
|
Incorporated by reference from Post-Effective Amendment No. 47 to the Registrant’s registration statement, SEC File No. 33-17619, filed October 1, 1998.
|
|
5
/
|
Incorporated by reference from Post-Effective Amendment No. 50 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 29, 1998.
|
|
6
/
|
Incorporated by reference from Post-Effective Amendment No. 52 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 12, 1999.
|
|
7
/
|
Incorporated by reference from Post-Effective Amendment No. 55 to the Registrant’s registration statement, SEC File No. 33-17619, filed July 16, 1999.
|
|
8
/
|
Incorporated by reference from Post-Effective Amendment No. 56 to the Registrant’s registration statement, SEC File No. 33-17619, filed September 16, 1999.
|
|
9
/
|
Incorporated by reference from Post-Effective Amendment No. 58 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 22, 1999.
|
|
10
/
|
Incorporated by reference from Post-Effective Amendment No. 62 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 23, 2000.
|
|
11
/
|
Incorporated by reference from Post-Effective Amendment No. 65 to the Registrant’s registration statement, SEC File No. 33-17619, filed May 3, 2000.
|
|
12
/
|
Incorporated by reference from Post-Effective Amendment No. 68 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 22, 2000.
|
|
13
/
|
Incorporated by reference from Post-Effective Amendment No. 72 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 13, 2001.
|
|
14
/
|
Incorporated by reference from Post-Effective Amendment No. 73 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 21, 2001.
|
|
15
/
|
Incorporated by reference from Post-Effective Amendment No. 79 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 11, 2002.
|
|
16
/
|
Incorporated by reference from Post-Effective Amendment No. 81 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 19, 2003.
|
|
17
/
|
Incorporated by reference from Post-Effective Amendment No. 85 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 12, 2003.
|
|
18
/
|
Incorporated by reference from the Registrant’s Registration Statement on Form N-14 relating to the Registrant’s acquisition of the Golden Oak
®
Family
of Funds (“Acquisition”), SEC File No. 333-117561, filed July 22, 2004.
|
|
19
/
|
Incorporated by reference from Post-Effective Amendment No. 93 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 23, 2004.
|
|
20
/
|
Incorporated by reference from Post-Effective Amendment No. 103 to the Registrant’s registration statement, SEC File No. 33-17619, filed June 17, 2005.
|
|
21
/
|
Incorporated by reference from Post-Effective Amendment No. 112 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 7, 2005.
|
|
22
/
|
Incorporated by reference from Post-Effective Amendment No. 127 to the Registrant’s registration statement, SEC File No. 33-17619, filed May 26, 2006.
|
|
23
/
|
Incorporated by reference from Post-Effective Amendment No. 114 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 29, 2005.
|
|
24
/
|
Incorporated by reference from Post-Effective Amendment No. 133 to the Registrant’s registration statement, SEC File No. 33-17619, filed August 18, 2006.
|
|
25
/
|
Incorporated by reference from Post-Effective Amendment No. 129 to the Registrant’s registration statement, SEC File No. 33-17619, filed June 23, 2006.
|
|
26
/
|
Incorporated by reference from Post-Effective Amendment No. 143 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 21, 2006.
|
|
27
/
|
Incorporated by reference from Post-Effective Amendment No. 159 to the Registrant’s registration statement, SEC File No. 33-17619, filed June 12, 2007.
|
|
28
/
|
Incorporated by reference from Post-Effective Amendment No. 162 to the Registrant’s registration statement, SEC File No. 33-17619, filed August 14, 2007.
|
|
29
/
|
Incorporated by reference from Post-Effective Amendment No. 173 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 27, 2007.
|
|
30
/
|
Incorporated by reference from Post-Effective Amendment No. 183 to the Registrant’s registration statement, SEC File No. 33-17619, filed January 18, 2008.
|
|
31
/
|
Incorporated by reference from Post-Effective Amendment No. 205 to the Registrant’s registration statement, SEC File No. 33-17619, filed July 29, 2008.
|
|
32
/
|
Incorporated by reference from Post-Effective Amendment No. 206 to the Registrant’s registration statement, SEC File No. 33-17619, filed August 27, 2008.
|
|
33
/
|
Incorporated by reference from Post-Effective Amendment No. 217 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 27, 2009.
|
|
34
/
|
Incorporated by reference from Post-Effective Amendment No. 226 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 24, 2009.
|
|
35
/
|
Incorporated by reference from Post-Effective Amendment No. 242 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 30, 2010.
|
|
36
/
|
Incorporated by reference from Post-Effective Amendment No. 249 to the Registrant’s registration statement, SEC File No. 33-17619, filed June 30, 2010.
|
|
37
/
|
Incorporated by reference from Post-Effective Amendment No. 261 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 3, 2010.
|
|
38
/
|
Incorporated by reference from Post-Effective Amendment No. 270 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 16, 2011.
|
|
39
/
|
Incorporated by reference from Post-Effective Amendment No. 285 to the Registrant’s registration statement, SEC File No. 33-17619, filed July 29, 2011.
|
|
40
/
|
Incorporated by reference from Post-Effective Amendment No. 290 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 12, 2011.
|
|
41
/
|
Incorporated by reference from Post-Effective Amendment No. 291 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 16, 2011.
|
|
42
/
|
Incorporated by reference from Post-Effective Amendment No. 292 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 23, 2011.
|
|
43
/
|
Incorporated by reference from Post-Effective Amendment No. 321 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 27, 2012.
|
|
44
/
|
Incorporated by reference from Post-Effective Amendment No. 333 to the Registrant’s registration statement, SEC File No. 33-17619, filed September 24, 2012.
|
|
45
/
|
Incorporated by reference from Post-Effective Amendment No. 346 to the Registrant’s registration statement, SEC File No. 33-17619, filed January 28, 2013.
|
|
46
/
|
Incorporated by reference from Post-Effective Amendment No. 348 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 28, 2013.
|
|
47/
|
Incorporated by reference from Post-Effective Amendment No. 355 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 30, 2013.
|
|
48
/
|
Incorporated by reference from Post-Effective Amendment No. 363 to the Registrant’s registration statement, SEC File No. 33-17619, filed July 29, 2013.
|
|
49/
|
Incorporated by reference from Post-Effective Amendment No. 366 to the Registrant’s registration statement, SEC File No. 33-17619, filed September 12, 2013.
|
|
50
/
|
Incorporated by reference from Post-Effective Amendment No. 368 to the Registrant’s registration statement, SEC File No. 33-17619, filed September 26, 2013.
|
|
51
/
|
Incorporated by reference from Post-Effective Amendment No. 369 to the Registrant’s registration statement, SEC File No. 33-17619, filed October 25, 2013.
|
|
52
/
|
Incorporated by reference from Post-Effective Amendment No. 375 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 13, 2013.
|
|
53
/
|
Incorporated by reference from Post-Effective Amendment No. 376 to the Registrant’s registration statement, SEC File no. 33-17619, filed December 26, 2013.
|
|
54
/
|
Incorporated by reference from Post-Effective Amendment No. 364 to the Registrant’s registration statement, SEC File No. 33-17619, filed August 16, 2013.
|
|
55
/
|
Article II, Section 10, Article IV, Section 3, Article V, Article VI, Article VII, Article IX, Section 8 and Section 9 of the Registrant’s Agreement and Declaration of
Trust incorporated herein by reference as Exhibit (a)(1) and Article III of the Registrant’s Amended and Restated By-Laws incorporated by reference as Exhibit (b)(3).
|
|
56
/
|
Incorporated by reference from Post-Effective Amendment No. 48 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 25, 1998.
|
|
57
/
|
Incorporated by reference from Post-Effective Amendment No. 195 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 29, 2008.
|
|
58
/
|
Incorporated by reference from Post-Effective Amendment No. 387 to the Registrant’s registration statement, SEC File No. 33-17619, filed January 30, 2014.
|
|
59/
|
Incorporated by reference from Post-Effective Amendment No. 311 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 27, 2012.
|
|
60/
|
Incorporated by reference from Post-Effective Amendment No. 83 to the Registrant’s registration statement, SEC File No. 33-17619, filed June 13, 2003.
|
|
61
/
|
Incorporated by reference from Post-Effective Amendment No. 26 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 29, 1995.
|
|
62
/
|
Incorporated by reference from Post-Effective Amendment No. 59 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 1, 1999.
|
|
63
/
|
Incorporated by reference from Post-Effective Amendment No. 75 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 15, 2002.
|
|
64
/
|
Incorporated by reference from Post-Effective Amendment No. 149 to the Registrant’s registration statement, SEC File No. 33-17619, filed January 19, 2007.
|
|
65
/
|
Incorporated by reference from Post-Effective Amendment No. 218 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 30, 2009.
|
|
66
/
|
Incorporated by reference from Post-Effective Amendment No. 233 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 28, 2009.
|
|
67
/
|
Incorporated by reference from Post-Effective Amendment No. 229 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 24, 2009.
|
|
68
/
|
Incorporated by reference from Post-Effective Amendment No. 277 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 5, 2011.
|
|
69
/
|
Incorporated by reference from Post-Effective Amendment No. 279 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 28, 2011.
|
|
70
/
|
Incorporated by reference from Post-Effective Amendment No. 304 to the Registrant’s registration statement, SEC File No. 33-17619, filed January 25, 2012.
|
|
71/
|
Incorporated by reference from Post-Effective Amendment No. 312 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 27, 2012.
|
|
72
/
|
Incorporated by reference from Post-Effective Amendment No. 313 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 28, 2012.
|
|
73
/
|
Incorporated by reference from Post-Effective Amendment No. 338 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 21, 2012.
|
|
74/
|
Incorporated by reference from Post-Effective Amendment No. 353 to the Registrant’s registration statement, SEC File No. 33-17618, filed March 25, 2013.
|
|
75
/
|
Incorporated by reference from Post-Effective Amendment No. 360 to the Registrant’s registration statement. SEC File No. 33-17619, filed May 28, 2013.
|
|
76
/
|
Incorporated by reference from Post-Effective Amendment No. 222 to the Registrant’s registration statement, SEC File. No. 33-17619, filed July 28, 2009.
|
|
77
/
|
Incorporated by reference from Post-Effective Amendment No. 43 to the Registrant’s registration statement, SEC File No. 33-17619, filed March 2, 1998.
|
|
78
/
|
Incorporated by reference from Post-Effective Amendment No. 175 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 10, 2007.
|
|
79
/
|
Incorporated by reference from Post-Effective Amendment No. 198 to the Registrant’s registration statement, SEC File No. 33-17619, filed April 28, 2008.
|
|
80
/
|
Incorporated by reference from Post-Effective Amendment No. 252 to the Registrant’s registration statement, SEC File No. 33-17619, filed July 29, 2010.
|
|
81
/
|
Incorporated by reference from Post-Effective Amendment No. 263 to the Registrant’s registration statement, SEC File No. 33-17619, filed December 29, 2010.
|
|
82
/
|
Incorporated by reference from Post-Effective Amendment No. 86 to the Registrant’s registration statement, SEC File No. 33-17619, filed February 24, 2004.
|
|
83
/
|
Incorporated by reference from Post-Effective Amendment No. 245 to the Registrant’s registration statement, SEC File No. 33-17619, filed May 14, 2010.
|
|
84
/
|
Incorporated by reference from Post-Effective Amendment No. 331 to the Registrant’s registration statement, SEC File No. 33-17619, filed August 31, 2012.
|
|
85
/
|
Incorporated by reference from Post-Effective Amendment No. 370 to the Registrant’s registration statement, SEC File No. 33-17619, filed November 15, 2013.
|
Item 29. Persons Controlled by or Under Common Control with the Fund
Goldman Sachs Absolute Return Tracker Fund, a series of the Registrant, wholly owns and controls Goldman Sachs Cayman Commodity-ART Fund Ltd.
(the “Cayman Subsidiary”), a company organized under the laws of the Cayman Islands. The Cayman Subsidiary’s financial statements will be included on a consolidated basis in the Absolute Return Tracker Fund’s annual and
semi-annual reports to shareholders.
Goldman Sachs Commodity Strategy Fund, a series of the Registrant, wholly owns and controls
Goldman Sachs Cayman Commodity Fund, Ltd. (the “Cayman Subsidiary”), a company organized under the laws of the Cayman Islands. The Cayman Subsidiary’s financial statements will be included on a consolidated basis in the Commodity
Strategy Fund’s annual and semi-annual reports to shareholders.
Goldman Sachs Fixed Income Macro Strategies Fund, a series of the
Registrant, wholly owns and controls Goldman Sachs Cayman Commodity-FIMS Fund Ltd. (the “Cayman Subsidiary”), a company organized under the laws of the Cayman Islands. The Cayman Subsidiary’s financial statements will be included on a
consolidated basis in the Fixed Income Macro Strategies Fund’s annual and semi-annual reports to shareholders.
Item 30. Indemnification
Article IV of the Declaration of Trust of Goldman Sachs Trust, a Delaware statutory trust, provides for indemnification of the
Trustees, officers and agents of the Trust, subject to certain limitations. The Declaration of Trust is incorporated by reference to Exhibit (a)(1).
The Management Agreements provide that the applicable Investment Adviser will not be liable for any error of judgment or mistake of law or for
any loss suffered by a Fund, except a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Adviser or from reckless disregard by the Investment Adviser of its obligations or duties under the Management
Agreements. Section 7 of the Management Agreements on behalf of the Financial Square Tax-Exempt California, Financial Square Tax-Exempt New York, and Short Duration Government Funds provides that the Financial Square Tax-Exempt California,
Financial Square Tax-Exempt New York, and Short Duration Government Funds will indemnify the Adviser against certain liabilities; provided, however, that such indemnification does not apply to any loss by reason of its willful misfeasance, bad faith
or gross negligence or the Adviser’s reckless disregard of its obligation under the Management Agreements. The Management Agreements are incorporated by reference as Exhibits (d)(1) through (d)(7).
Section 8 of the Sub-Advisory Agreement between Goldman Sachs Asset Management, L.P. (the “Investment Adviser”) and
Dividend Assets Capital, LLC (the “Sub-Adviser”) with respect to Goldman Sachs Rising Dividend Growth Fund (the "Fund") provides that the Sub-Adviser will not be liable for any losses, claims, damages, liabilities or
litigation (including legal and other expenses) suffered by the Investment Adviser or the Trust as a result of any error of judgment by the Sub-Adviser with respect to the Fund, except that the Sub-Adviser will remain liable for, and will
indemnify the Trust, the Investment Adviser and their affiliated persons against, any losses suffered (a) as a result of the willful misconduct, bad faith, or negligence by the Sub-Adviser; (b) as a result of any untrue statement
or alleged untrue statement of a material fact contained in the registration statement, proxy materials, reports, advertisements, sales literature or other materials pertaining to the Fund, or any material fact omitted therefrom, if such a statement
or omission was made in reliance upon and in conformity with written information furnished by the Sub-Adviser; or (c) as a result of the failure of the Sub-Adviser to execute portfolio transactions according to the requirements of applicable
law. The Sub-Advisory Agreement is incorporated by reference as Exhibit (d)(10).
Section 9 of the Distribution Agreement between the
Registrant and Goldman Sachs dated April 30, 1997, as amended, and Section 7 of the Transfer Agency Agreement between the Registrant and Goldman, Sachs & Co. dated August 9, 2007 provides that the Registrant will indemnify
Goldman, Sachs & Co. against certain liabilities. Copies of the Distribution Agreement and the Transfer Agency Agreement are incorporated by reference as Exhibits (e)(1) and (h)(4) respectively, to the Registrant’s Registration
Statement.
Mutual fund and trustees and officers liability policies purchased jointly by the Registrant, Goldman Sachs Variable Insurance
Trust, Goldman Sachs Credit Strategies Fund, Goldman Sachs BDC, Inc., Goldman Sachs Trust II and Goldman Sachs MLP Income Opportunities Fund insure such persons and their respective trustees, partners, officers and employees, subject to the
policies’ coverage limits and exclusions and varying deductibles, against loss resulting from claims by reason of any act, error, omission, misstatement, misleading statement, neglect or breach of duty.
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers or persons
controlling the registrant pursuant to the foregoing provisions, the Registrant has been informed that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is therefore
unenforceable.
Item 31. Business and Other Connections of Investment Advisers
Goldman
Sachs Asset Management, L.P. (“GSAM”) and Goldman Sachs Asset Management International (“GSAMI”) are wholly-owned subsidiaries of the Goldman Sachs Group, Inc. and serve as investment advisers to the Registrant. GSAM and GSAMI
are engaged in the investment advisory business. GSAM and GSAMI are part of The Goldman Sachs Group, Inc., a public company that is a bank holding company, financial holding company and a world-wide, full-service financial services
organization. The Goldman Sachs Group, Inc. is the general partner and principal owner of GSAM. Information about the officers and partners of GSAM, and officers and directors of GSAMI, is included in their Forms ADV filed with the
Commission (registration numbers 801-37591 and 801-38157, respectively) and is incorporated herein by reference.
Dividend Assets Capital,
LLC (“DAC”) serves as sub-adviser to Goldman Sachs Rising Dividend Growth Fund. DAC is primarily engaged in the investment management business. Information about the officers and directors of DAC is included in its Form ADV
filed with the Commission (registration number 801-62643) and is incorporated herein by reference.
Item 32. Principal Underwriters
|
|
(a)
|
Goldman, Sachs & Co. or an affiliate or a division thereof currently serves as distributor for shares of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust, Goldman Sachs Credit Strategies Fund and
Goldman Sachs Trust II. Goldman, Sachs & Co., or a division thereof currently serves as administrator and distributor of the units or shares of The Commerce Funds.
|
|
|
(b)
|
Set forth below is certain information pertaining to the Managing Directors of Goldman, Sachs & Co., the Registrant’s principal underwriter, who are members of The Goldman Sachs Group, Inc.’s
Management Committee. None of the members of the management committee holds a position or office with the Registrant.
|
GOLDMAN SACHS
MANAGEMENT COMMITTEE
|
|
|
|
|
Name and Principal
Business Address
|
|
Position with Goldman, Sachs & Co.
|
|
Lloyd C. Blankfein (1)
|
|
Chairman and Chief Executive Officer
|
|
Alan M. Cohen (1)
|
|
Global Head of Compliance, Managing Director
|
|
Gary D. Cohn (1)
|
|
Managing Director
|
|
Christopher A. Cole (1)
|
|
Managing Director
|
|
Edith Cooper (1)
|
|
Managing Director
|
|
Gordon E. Dyal (1)(2)
|
|
Managing Director
|
|
Isabelle Ealet (3)
|
|
Managing Director
|
|
J. Michael Evans (1)(4)
|
|
Managing Director
|
|
Richard A. Friedman (1)
|
|
Managing Director
|
|
Richard J. Gnodde (2)
|
|
Managing Director
|
|
Gwen R. Libstag (1)
|
|
Managing Director
|
|
Masanori Mochida (5)
|
|
Managing Director
|
|
Timothy J. O’Neill (1)
|
|
Managing Director
|
|
Gregory K. Palm (1)
|
|
General Counsel and Managing Director
|
|
John F.W. Rogers (1)
|
|
Managing Director
|
|
David C. Ryan (6)
|
|
Managing Director
|
|
Pablo J. Salame (1)
|
|
Managing Director
|
|
Jeffrey W. Schroeder (1)
|
|
Managing Director
|
|
Harvey M. Schwartz (1)
|
|
Managing Director
|
|
Michael S. Sherwood (2)
|
|
Managing Director
|
|
David M. Solomon (1)
|
|
Managing Director
|
|
Esta Stecher (1)
|
|
Managing Director
|
|
|
|
|
|
Steven H. Strongin (1)
|
|
Managing Director
|
|
John S. Weinberg (1)
|
|
Managing Director
|
|
Eric S. Lane (1)
|
|
Managing Director
|
|
Stephen M. Scherr (1)
|
|
Managing Director
|
|
Ashok Varadhan (1)
|
|
Managing Director
|
|
Mark Schwartz (7)
|
|
Managing Director
|
|
Gene Sykes (8)
|
|
Managing Director
|
|
R. Martin Chavez (1)
|
|
Managing Director
|
|
Ken W. Hitchner (1)
|
|
Managing Director
|
|
(1)
|
200 West Street, New York, NY 10282
|
|
(2)
|
Peterborough Court, 133 Fleet Street, London EC4A 2BB, England
|
|
(3)
|
River Court, 120 Fleet Street, London EC4A 2QQ, England
|
|
(4)
|
Cheung Kong Center, 68
th
Floor, 2 Queens Road Central, Hong Kong, China
|
|
(5)
|
12-32, Akasaka I-chome, Minato-Ku, Tokyo 107-6006, Japan
|
|
(6)
|
1 Raffles Link, #07-01 South Lobby, Singapore 039393
|
|
(7)
|
7 Finance Street, Xicheng District, Beijing, China 100104
|
|
(8)
|
Fox Plaza, Suite 2600, 2121 Avenue of the Stars, Los Angeles, CA 90067
|
Item 33. Location of Accounts and Records
The Agreement and Declaration of Trust, Amended and Restated By-laws and minute books of the Registrant and certain investment adviser records
are in the physical possession of GSAM LP, 200 West Street, New York, New York 10282. All other accounts, books and other documents required to be maintained under Section 31(a) of the Investment Company Act of 1940 and the rules promulgated
thereunder are in the physical possession of State Street Bank and Trust Company, State Street Financial Center, One Lincoln Street, Boston, MA 02111, Bank of New York Mellon, One Wall Street, New York, New York 10286 and JP Morgan Chase Bank, N.A.,
270 Park Avenue, New York, New York 10017, except for certain transfer agency records which are maintained by Goldman, Sachs & Co., 71 South Wacker Drive, Chicago, Illinois 60606.
Item 34. Management Services
Not applicable
Item 35. Undertakings
Not applicable
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all
of the requirements for effectiveness of this Post-Effective Amendment No. 389 under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 389 to its Registration Statement to be signed on its
behalf by the undersigned, duly authorized, in the City and State of New York on the 6
th
day of February, 2014.
|
|
|
|
|
GOLDMAN SACHS TRUST
|
|
(A Delaware statutory trust)
|
|
|
|
|
By:
|
|
/s/ Caroline Kraus
|
|
|
|
Caroline Kraus
Secretary
|
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to said Registration
Statement has been signed below by the following persons in the capacities and on the date indicated.
|
|
|
|
|
|
|
Name
|
|
Title
|
|
Date
|
|
1
James A. McNamara
|
|
President (Chief Executive Officer) and
|
|
February 6, 2014
|
|
James A. McNamara
|
|
Trustee
|
|
|
|
|
|
|
|
1
Scott M. McHugh
|
|
Treasurer, Senior Vice President and
|
|
February 6, 2014
|
|
Scott M. McHugh
|
|
Principal Financial Officer
|
|
|
|
|
|
|
|
1
Ashok N. Bakhru
|
|
Chairman and Trustee
|
|
February 6, 2014
|
|
Ashok N. Bakhru
|
|
|
|
|
|
|
|
|
|
1
Donald C. Burke
|
|
Trustee
|
|
February 6, 2014
|
|
Donald C. Burke
|
|
|
|
|
|
|
|
|
|
1
John P. Coblentz, Jr.
|
|
Trustee
|
|
February 6, 2014
|
|
John P. Coblentz, Jr.
|
|
|
|
|
|
|
|
|
|
1
Diana M. Daniels
|
|
Trustee
|
|
February 6, 2014
|
|
Diana M. Daniels
|
|
|
|
|
|
|
|
|
|
1
Joseph P. LoRusso
|
|
Trustee
|
|
February 6, 2014
|
|
Joseph P. LoRusso
|
|
|
|
|
|
|
|
|
|
1
Herbert J. Markley
|
|
Trustee
|
|
February 6, 2014
|
|
Herbert J. Markley
|
|
|
|
|
|
|
|
|
|
1
Jessica Palmer
|
|
Trustee
|
|
February 6, 2014
|
|
Jessica Palmer
|
|
|
|
|
|
|
|
|
|
1
Alan A. Shuch
|
|
Trustee
|
|
February 6, 2014
|
|
Alan A. Shuch
|
|
|
|
|
|
|
|
|
|
1
Richard P. Strubel
|
|
Trustee
|
|
February 6, 2014
|
|
Richard P. Strubel
|
|
|
|
|
|
|
|
|
|
1
Roy W. Templinx
|
|
Trustee
|
|
February 6, 2014
|
|
Richard P. Strubel
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Caroline Kraus
|
|
|
|
Caroline Kraus,
|
|
|
|
Attorney-In-Fact
|
|
1
|
Pursuant to powers of attorney previously filed.
|
CERTIFICATE
The undersigned Secretary for Goldman Sachs Trust (the “Trust”) hereby certifies that the Board of Trustees of the Trust duly adopted the following
resolution at a meeting of the Board held on October 16-17, 2013.
RESOLVED
, that the Trustees and Officers of each
Trust who may be required to execute any amendments to each Trust’s Registration Statement be, and each hereby is, authorized to execute a power of attorney appointing James A. McNamara, Caroline Kraus, Andrew Murphy, Robert Griffith and
Matthew Wolfe, jointly and severally, their attorneys-in-fact, each with power of substitution, for said Trustees and Officers in any and all capacities to sign the Registration Statement under the Securities Act and the 1940 Act of each Trust and
any and all amendments to such Registration Statement, and to file the same, with exhibits thereto, and other documents in connection therewith, with the SEC, the Trustees and Officers hereby ratifying and confirming all that each of said
attorneys-in-fact, or his or her substitute or substitutes, may do or may have caused to be done by virtue hereof.
Dated: February 6, 2014
|
|
|
/s/ Caroline Kraus
|
|
Caroline Kraus,
|
|
Secretary
|
Teton Advisors (QX) (USOTC:TETAA)
Gráfico Histórico do Ativo
De Jun 2024 até Jul 2024
Teton Advisors (QX) (USOTC:TETAA)
Gráfico Histórico do Ativo
De Jul 2023 até Jul 2024
