Form 1-K Issuer Information


FORM 1-K

UNITED STATE
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 1-K

OMB APPROVAL

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1-K: Filer Information

Issuer CIK
0001444874
Issuer CCC
XXXXXXXX
Is filer a shell company?
o Yes x No
Is the electronic copy of an official filing submitted in paper format?
o
File Number
Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination?
o Yes x No
Successor File Number
Is this a LIVE or TEST Filing?
x LIVE o TEST
Would you like a Return Copy?
o
Period
12-31-2022

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?
o

1-K: Tab 1 Notification

This Form 1-K is to provide an
x Annual Report o Special Financial Report for the fiscal year
Fiscal Year End
12-31-2022
Exact name of issuer as specified in the issuer's charter
Teton Advisors, Inc.
CIK
0001444874
Jurisdiction of Incorporation / Organization
DELAWARE
I.R.S. Employer Identification Number
13-4008049

Address of Principal Executive Offices

Address 1
189 Mason Street
Address 2
City
Greenwich
State/Country
CONNECTICUT
Mailing Zip/ Postal Code
06830
Phone
914-457-1070
Title of each class of securities issued pursuant to Regulation A
Common Stock

1-K: Summary Information Regarding Prior Offering and Proceeds

Summary Information

oThe following information must be provided for any Regulation A offering that has terminated or completed prior to the filing of this Form 1-K, unless such information has been previously reported in a manner permissible under Rule 257. If such information has been previously reported, check this box and leave the rest of Part I blank.

Commission File Number of the offering statement
024-11882
Date of qualification of the offering statement
06-01-2022
Date of commencement of the offering
06-03-2022
Amount of securities qualified to be sold in the offering
440162
Amount of securities sold in the offering
325349
Price per security
$ 15.5000
The portion of aggregate sales attributable to securities sold on behalf of the issuer
$ 5042910.00
The portion of the aggregate sales attributable to securities sold on behalf of selling securityholders
$ 0.00

Fees in connection with this offering and names of service providers.

Underwriters - Name of Service Provider
Underwriters - Fees
$
Sales Commissions - Name of Service Provider
Sales Commissions - Fee
$
Finders' Fees - Name of Service Provider
Finders' Fees - Fees
$
Audit - Name of Service Provider
RSM US LLP
Audit - Fees
$ 19950.00
Legal - Name of Service Provider
Olshan Frome Wolosky LLP
Legal - Fees
$ 131253.00
Promoters - Name of Service Provider
N/A
Promoters - Fees
$ 13861.00
Blue Sky Compliance - Name of Service Provider
VSP Services LLC
Blue Sky Compliance - Fees
$ 13861.00
CRD Number of any broker or dealer listed
Net proceeds to the issuer
$ 4786237.00
Clarification of responses (if necessary)
Teton Advisors (QX) (USOTC:TETAA)
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