false 0001616533 0001616533 2024-08-26 2024-08-26

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 26, 2024

 

 

 

LOGO

SMART GLOBAL HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-38102   98-1013909
(State or other jurisdiction
of incorporation)		   (Commission
File Number)		  

(IRS Employer

Identification No.)

 

c/o Walkers Corporate Limited  
190 Elgin Avenue  
George Town, Grand Cayman  
Cayman Islands   KY1-9008
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (510) 623-1231

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading
Symbol(s)

  

Name of each exchange
on which registered

Ordinary shares, $0.03 par value per share   SGH   Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

On August 26, 2024, SMART Global Holdings, Inc. (the “Company”) held an extraordinary general meeting of shareholders (the “Extraordinary General Meeting”). At the Extraordinary General Meeting, the Company’s shareholders voted on the following proposals as set forth in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on July 17, 2024 (the “Proxy Statement”):

Proposal No. 1: Name Change Proposal

A proposal (the “Name Change Proposal”) to approve the change in the name of the Company from “SMART Global Holdings, Inc.” to “Penguin Solutions, Inc.” The Name Change Proposal was approved and will be effective October 15, 2024. The results of such vote were:

 

For

   

Against

   

Abstain

   

Broker Non-Votes

44,979,810    429,960    63,237    0

Proposal No. 2: Articles Amendment Proposal

A proposal (the “Articles Amendment Proposal”) to replace the existing amended and restated memorandum and articles of association of the Company in its entirety and adopt a Third Amended and Restated Memorandum and Articles of Association (in the form annexed in Appendix A to the Proxy Statement) to reflect the proposed change in the name of the Company, eliminate obsolete provisions, and make certain other non-substantive changes. The Articles Amendment Proposal was approved and will be effective October 15, 2024. The results of such vote were:

 

For

   

Against

   

Abstain

   

Broker Non-Votes

45,001,933    404,671    66,403    0

 

 

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 27, 2024   SMART Global Holdings, Inc.
    By:  

/s/ Anne Kuykendall

      Anne Kuykendall
      Senior Vice President and Chief Legal Officer

 

3

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Document and Entity Information
Aug. 26, 2024
Cover [Abstract]  
Amendment Flag false
Entity Central Index Key 0001616533
Document Type 8-K
Document Period End Date Aug. 26, 2024
Entity Registrant Name SMART GLOBAL HOLDINGS, INC.
Entity Incorporation State Country Code E9
Entity File Number 001-38102
Entity Tax Identification Number 98-1013909
Entity Address, Address Line One c/o Walkers Corporate Limited
Entity Address, Address Line Two 190 Elgin Avenue
Entity Address, City or Town George Town
Entity Address, Region Grand Cayman
Entity Address, Country KY
Entity Address, Postal Zip Code KY1-9008
City Area Code (510)
Local Phone Number 623-1231
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Ordinary shares, $0.03 par value per share
Trading Symbol SGH
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
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