- Current report filing (8-K)
16 Outubro 2008 - 11:24AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
October 14, 2008
Date of Report (Date of earliest event
reported)
GlobalSCAPE, Inc.
(Exact name of registrant as specified in its
charter)
Delaware
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001-33601
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74-2785449
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(State or other
jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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4500 Lockhill-Selma, Suite 150
San Antonio, Texas 78249
(210) 308-8267
(Address of principal executive offices and
Registrants telephone number, including area code)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 4.01 Changes in Registrants Certifying
Accountant
(a) Effective on October 14,
2008, PMB Helin Donovan (PMB) was dismissed as the independent registered
public accounting firm engaged to audit the financial statements of GlobalSCAPE,
Inc (the Company). PMB performed the
audit of the Companys financial statements for the fiscal years ended December 31,
2007 and December 31, 2006. During
these periods and the subsequent interim period prior to their dismissal, there
were no disagreements with PMB on any matter of accounting principles or practices,
financial statement disclosure or auditing scope or procedure, which
disagreements, if not resolved to PMBs satisfaction, would have caused PMB to
make reference to the subject matter of the disagreements in connection with
PMBs reports, nor were there any reportable events, as such term is defined
in Item 304(a)(1)(v) of Regulation S-K, promulgated under the Securities
Exchange Act of 1934, as amended (Regulation S-K).
The audit reports of PMB for the Companys fiscal years ended December 31,
2007 and December 31, 2006 did not contain an adverse opinion, or a
disclaimer of opinion, or qualification or modification as to uncertainty,
audit scope, or accounting principles.
The Company has provided PMB with a copy of this Current Report on Form 8-K
and requested PMB to furnish it with a letter addressed to the Securities and
Exchange Commission stating whether it agrees with the statements made above by
the Company. A copy of such letter,
dated October 15, 2008, is filed as Exhibit 16.1 to this Form 8-K.
The Audit Committee of the Board of Directors of the Company approved
the change in accountants described herein.
(b) Effective on October 14,
2008, the Company engaged Grant Thornton LLP as its independent registered
public accounting firm to audit the Companys financial statements. During the two most recent fiscal years and
through October 14, 2008 the Company had not consulted with Grant Thornton
LLP with respect to: (i) the application of accounting principles to a
specified transaction, either completed or proposed; (ii) the type of
audit opinion that might be rendered on the Companys financial statements; or (iii) any
matter that was either the subject of a disagreement (as defined in Item
304(a)(1)(v) of Regulation S-K) or a reportable event (as described in
Item 304(a)(1)(v) of Regulation S-K).
Item 9.01 Financial Statements and Exhibits
(d)
Exhibits
16.1
Letter Regarding Change in
Certifying Accountant.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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GLOBALSCAPE, INC.
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By:
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/s/Mendy Marsh
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Mendy Marsh, Chief Financial Officer
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Dated: October 14, 2008
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3
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