Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
28 Março 2013 - 12:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal
Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI
Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2013
Date of reporting period: January 31, 2013
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Item 1.
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Schedule of Investments
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THE ADVISORS’ INNER CIRCLE FUND
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TS&W EQUITY PORTFOLIO
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JANUARY 31, 2013
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(Unaudited)
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SCHEDULE OF INVESTMENTS
COMMON STOCK — 100.0%
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Shares
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Value
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CONSUMER DISCRETIONARY — 9.1%
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Bed Bath & Beyond *
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10,300
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$
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604,610
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GNC Holdings, Cl A
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11,000
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395,340
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Macy’s
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18,150
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717,107
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News, Cl A
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17,100
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474,354
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Target
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11,300
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682,633
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Tupperware Brands
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6,000
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457,200
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Walt Disney
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7,600
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409,488
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3,740,732
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CONSUMER STAPLES — 6.9%
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Kraft Foods Group
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10,533
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486,835
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Philip Morris International
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5,200
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458,432
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Reynolds American
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9,700
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426,606
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Unilever ADR
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19,250
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779,240
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Walgreen
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16,800
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671,328
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2,822,441
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ENERGY — 12.1%
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BP ADR
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16,250
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723,450
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Chevron
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5,450
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627,567
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EOG Resources
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4,750
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593,655
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Exxon Mobil
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6,800
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611,796
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National Oilwell Varco
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4,950
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366,993
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Noble
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17,250
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698,625
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Occidental Petroleum
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8,700
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767,949
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Royal Dutch Shell ADR, Cl B
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8,000
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581,760
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4,971,795
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FINANCIALS — 13.8%
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American International Group *
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16,900
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639,327
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Annaly Capital Management REIT
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21,600
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321,192
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CBRE Group, Cl A *
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20,950
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452,101
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Chubb
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5,200
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417,612
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Citigroup
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15,000
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632,400
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Comerica
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20,450
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702,662
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JPMorgan Chase
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16,750
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788,087
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Prudential Financial
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9,600
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555,648
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SunTrust Banks
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20,850
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591,515
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WR Berkley
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13,800
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568,146
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5,668,690
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HEALTH CARE — 13.2%
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Baxter International
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6,000
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407,040
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Cigna
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11,550
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673,827
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Hologic *
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31,150
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742,616
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Humana
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4,950
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368,082
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Johnson & Johnson
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12,050
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890,736
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Merck
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12,650
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547,113
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Novartis ADR
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10,800
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732,456
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Pfizer
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23,100
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630,168
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Teva Pharmaceutical Industries ADR
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10,900
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414,091
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5,406,129
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THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W EQUITY PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
|
|
|
(Unaudited)
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COMMON STOCK — continued
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Shares
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Value
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INDUSTRIALS — 17.0%
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Deere
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6,700
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$
|
630,202
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Foster Wheeler *
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24,500
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639,695
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General Electric
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40,950
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912,366
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Koninklijke Philips Electronics ADR
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22,900
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711,961
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L-3 Communications Holdings
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6,650
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504,868
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Norfolk Southern
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10,600
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730,022
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Northrop Grumman
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9,600
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624,384
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Rockwell Collins
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12,350
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727,168
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Siemens ADR
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7,900
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865,208
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Southwest Airlines
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54,600
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612,066
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6,957,940
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INFORMATION TECHNOLOGY — 18.7%
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Applied Materials
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33,700
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435,067
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CA
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14,900
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369,818
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Cisco Systems
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54,300
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1,116,951
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Corning
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40,250
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483,000
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EMC *
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33,250
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818,282
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International Business Machines
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4,450
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903,662
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Microsoft
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28,300
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777,401
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Oracle
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24,400
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866,444
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SanDisk *
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14,400
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719,856
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Symantec *
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26,050
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567,108
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Xilinx
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16,300
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594,787
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7,652,376
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MATERIALS — 3.6%
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Freeport-McMoRan Copper & Gold
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22,600
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796,650
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Monsanto
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6,550
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663,843
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1,460,493
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TELECOMMUNICATION SERVICES — 2.6%
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AT&T
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11,150
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387,908
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Vodafone Group ADR
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25,150
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687,098
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|
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|
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1,075,006
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UTILITIES — 3.0%
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CenterPoint Energy
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18,800
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384,272
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Dominion Resources
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|
7,100
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384,181
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National Grid ADR
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8,350
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458,582
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1,227,035
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TOTAL COMMON STOCK
(Cost $34,611,816)
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40,982,637
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TOTAL INVESTMENTS — 100.0%
(Cost $34,611,816)†
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$
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40,982,637
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Percentages are based on Net Assets of $40,975,232.
* Non-income producing security.
ADR — American Depositary Receipt
Cl — Class
REIT — Real Estate Investment Trust
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THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W EQUITY PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
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|
|
(Unaudited)
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†
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At January 31, 2013, the tax basis cost of the Portfolio’s investments was $34,611,816, and the unrealized appreciation and depreciation
were $7,526,496 and $(1,155,675), respectively.
|
As of January 31, 2013, all of the Portfolio’s
investments were considered Level 1.
For the period ended January 31, 2013, there were no transfers between Level
1 and Level 2 assets and liabilities. For the period ended January 31, 2013, there were no Level 3 securities.
For
information regarding the Portfolio’s policy regarding valuation of investments and other significant accounting policies, please refer to the Portfolio’s most recent semi-annual and annual financial statements.
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THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W FIXED INCOME PORTFOLIO
|
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JANUARY 31, 2013
|
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|
(Unaudited)
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SCHEDULE OF INVESTMENTS
CORPORATE OBLIGATIONS — 54.2%
|
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Face
Amount
|
|
|
Value
|
|
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CONSUMER DISCRETIONARY — 8.5%
|
|
|
|
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|
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|
AutoZone
4.000%, 11/15/20
|
|
$
|
455,000
|
|
|
$
|
485,199
|
|
|
Avis Budget Car Rental
8.250%, 01/15/19
|
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|
295,000
|
|
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|
326,712
|
|
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Cooper Tire & Rubber
8.000%, 12/15/19
|
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|
500,000
|
|
|
|
562,500
|
|
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Foot Locker
8.500%, 01/15/22
|
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|
990,000
|
|
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|
1,103,850
|
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Graton Economic Development Authority
9.625%, 09/01/19(A)
|
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|
575,000
|
|
|
|
628,188
|
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NetFlix
8.500%, 11/15/17
|
|
|
650,000
|
|
|
|
715,819
|
|
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NVR
3.950%, 09/15/22
|
|
|
500,000
|
|
|
|
512,402
|
|
|
O’Reilly Automotive
4.625%, 09/15/21
|
|
|
1,000,000
|
|
|
|
1,085,853
|
|
|
Regal Entertainment Group
9.125%, 08/15/18
|
|
|
500,000
|
|
|
|
558,750
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,979,273
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 3.3%
|
|
|
|
|
|
|
|
|
|
ConAgra Foods
5.875%, 04/15/14
|
|
|
1,180,000
|
|
|
|
1,249,424
|
|
|
Hershey
5.450%, 09/01/16
|
|
|
860,000
|
|
|
|
985,018
|
|
|
Wells Enterprises
6.750%, 02/01/20(A)
|
|
|
100,000
|
|
|
|
103,750
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,338,192
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 4.2%
|
|
|
|
|
|
|
|
|
|
Arch Coal
7.250%, 10/01/20
|
|
|
225,000
|
|
|
|
201,375
|
|
|
Atlas Pipeline Partners
8.750%, 06/15/18
|
|
|
150,000
|
|
|
|
160,800
|
|
|
McMoRan Exploration
11.875%, 11/15/14
|
|
|
415,000
|
|
|
|
439,900
|
|
|
Stone Energy
8.625%, 02/01/17
|
|
|
575,000
|
|
|
|
621,000
|
|
|
Tesoro
9.750%, 06/01/19
|
|
|
720,000
|
|
|
|
817,200
|
|
|
Valero Energy
7.500%, 04/15/32
|
|
|
600,000
|
|
|
|
759,088
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,999,363
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIALS — 25.8%
|
|
|
|
|
|
|
|
|
|
Aflac
8.500%, 05/15/19
|
|
|
525,000
|
|
|
|
711,594
|
|
|
Aircastle
9.750%, 08/01/18
|
|
|
450,000
|
|
|
|
516,375
|
|
|
American International Group MTN
5.600%, 10/18/16
|
|
|
800,000
|
|
|
|
910,743
|
|
|
Aspen Insurance Holdings
6.000%, 08/15/14
|
|
|
1,025,000
|
|
|
|
1,088,460
|
|
|
Bank of America
1.500%, 10/09/15
|
|
|
1,000,000
|
|
|
|
1,002,613
|
|
|
CBRE Services
11.625%, 06/15/17
|
|
|
300,000
|
|
|
|
327,000
|
|
|
Citigroup
5.850%, 07/02/13
|
|
|
1,350,000
|
|
|
|
1,377,243
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W FIXED INCOME PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face
Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIALS — continued
|
|
|
|
|
|
|
|
|
|
General Electric Capital
5.300%, 02/11/21
|
|
$
|
500,000
|
|
|
$
|
568,612
|
|
|
Goldman Sachs Capital II
4.000%, 06/01/43(B)
|
|
|
500,000
|
|
|
|
407,500
|
|
|
Goldman Sachs Group
5.250%, 07/27/21
|
|
|
440,000
|
|
|
|
496,922
|
|
|
Jefferies Group
5.125%, 01/20/23
|
|
|
350,000
|
|
|
|
359,000
|
|
|
Jones Lang LaSalle
4.400%, 11/15/22
|
|
|
500,000
|
|
|
|
506,400
|
|
|
JPMorgan Chase
2.000%, 08/15/17
|
|
|
1,000,000
|
|
|
|
1,010,312
|
|
|
KeyBank
1.650%, 02/01/18
|
|
|
250,000
|
|
|
|
251,028
|
|
|
Markel
7.125%, 09/30/19
|
|
|
915,000
|
|
|
|
1,115,625
|
|
|
Montpelier Re Holdings
4.700%, 10/15/22
|
|
|
500,000
|
|
|
|
502,477
|
|
|
Morgan Stanley MTN
6.625%, 04/01/18
|
|
|
850,000
|
|
|
|
1,001,370
|
|
|
National Rural Utilities Cooperative Finance
10.375%, 11/01/18
|
|
|
500,000
|
|
|
|
735,772
|
|
|
Raymond James Financial
8.600%, 08/15/19
|
|
|
730,000
|
|
|
|
911,006
|
|
|
RenRe North America Holdings
5.750%, 03/15/20
|
|
|
850,000
|
|
|
|
947,635
|
|
|
Simon Property Group
10.350%, 04/01/19
|
|
|
435,000
|
|
|
|
626,762
|
|
|
Torchmark
9.250%, 06/15/19
|
|
|
710,000
|
|
|
|
945,216
|
|
|
Ventas Realty
3.250%, 08/15/22
|
|
|
1,200,000
|
|
|
|
1,171,310
|
|
|
Willis North America
6.200%, 03/28/17
|
|
|
684,000
|
|
|
|
778,399
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
18,269,374
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 0.5%
|
|
|
|
|
|
|
|
|
|
Health Net
6.375%, 06/01/17
|
|
|
365,000
|
|
|
|
385,988
|
|
|
|
|
|
|
|
|
|
|
|
|
INDUSTRIALS — 4.4%
|
|
|
|
|
|
|
|
|
|
Air Canada
9.250%, 08/01/15(A)
|
|
|
500,000
|
|
|
|
527,500
|
|
|
Aircastle
6.250%, 12/01/19
|
|
|
250,000
|
|
|
|
270,000
|
|
|
Alcoa
6.000%, 07/15/13
|
|
|
518,000
|
|
|
|
529,547
|
|
|
Delta Air Lines 2007-1 Cl A Pass-Through Trust
6.821%, 08/10/22
|
|
|
513,819
|
|
|
|
581,284
|
|
|
Oshkosh
8.250%, 03/01/17
|
|
|
700,000
|
|
|
|
768,250
|
|
|
Triumph Group
8.000%, 11/15/17
|
|
|
375,000
|
|
|
|
402,187
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,078,768
|
|
|
|
|
|
|
|
|
|
|
|
|
INFORMATION TECHNOLOGY — 2.6%
|
|
|
|
|
|
|
|
|
|
Corning
7.250%, 08/15/36
|
|
|
350,000
|
|
|
|
427,325
|
|
|
eBay
4.000%, 07/15/42
|
|
|
630,000
|
|
|
|
584,297
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W FIXED INCOME PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
|
|
|
|
|
Face
Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
INFORMATION TECHNOLOGY — continued
|
|
|
|
|
|
|
|
|
|
Kemet
10.500%, 05/01/18
|
|
$
|
350,000
|
|
|
$
|
357,000
|
|
|
Motorola Solutions
3.750%, 05/15/22
|
|
|
475,000
|
|
|
|
476,275
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,844,897
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS — 0.8%
|
|
|
|
|
|
|
|
|
|
Methanex
6.000%, 08/15/15
|
|
|
500,000
|
|
|
|
538,602
|
|
|
|
|
|
|
|
|
|
|
|
|
TELECOMMUNICATION SERVICES — 3.1%
|
|
|
|
|
|
|
|
|
|
Cellco Partnership
7.375%, 11/15/13
|
|
|
1,565,000
|
|
|
|
1,644,824
|
|
|
Frontier Communications
8.500%, 04/15/20
|
|
|
500,000
|
|
|
|
577,500
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,222,324
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 1.0%
|
|
|
|
|
|
|
|
|
|
NRG Energy
8.500%, 06/15/19
|
|
|
620,000
|
|
|
|
686,650
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL CORPORATE OBLIGATIONS
(Cost $36,566,118)
|
|
|
|
|
|
|
38,343,431
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. GOVERNMENT AGENCY
MORTGAGE-BACKED OBLIGATIONS — 24.8%
|
|
|
Federal Farm Credit Bank
|
|
|
|
|
|
|
|
|
|
2.200%, 12/27/22
|
|
|
1,000,000
|
|
|
|
987,372
|
|
|
Federal Home Loan Mortgage Corporation
|
|
|
|
|
|
|
|
|
|
2.500%, 10/02/19
|
|
|
1,400,000
|
|
|
|
1,443,385
|
|
|
1.000%, 11/28/17
|
|
|
900,000
|
|
|
|
892,828
|
|
|
Federal Home Loan Mortgage Corporation Gold
|
|
|
|
|
|
|
|
|
|
6.000%, 01/01/28
|
|
|
123,356
|
|
|
|
134,604
|
|
|
6.000%, 07/01/33
|
|
|
66,672
|
|
|
|
74,334
|
|
|
6.000%, 10/01/35
|
|
|
193,662
|
|
|
|
212,653
|
|
|
4.000%, 03/01/26
|
|
|
1,284,478
|
|
|
|
1,359,941
|
|
|
3.500%, 07/01/42
|
|
|
3,226,548
|
|
|
|
3,364,145
|
|
|
3.000%, 10/01/41
|
|
|
1,717,961
|
|
|
|
1,767,834
|
|
|
Federal National Mortgage Association
|
|
|
|
|
|
|
|
|
|
5.500%, 01/01/36
|
|
|
14,565
|
|
|
|
15,896
|
|
|
5.000%, 08/01/33
|
|
|
215,272
|
|
|
|
233,766
|
|
|
3.500%, 08/01/26
|
|
|
678,853
|
|
|
|
718,312
|
|
|
3.000%, 09/01/32
|
|
|
1,914,282
|
|
|
|
1,993,321
|
|
|
3.000%, 10/01/32
|
|
|
2,751,171
|
|
|
|
2,864,765
|
|
|
1.750%, 11/20/20
|
|
|
385,000
|
|
|
|
381,739
|
|
|
1.700%, 10/23/20
|
|
|
1,130,000
|
|
|
|
1,119,368
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL U.S. GOVERNMENT AGENCY MORTGAGE-BACKED OBLIGATIONS
(Cost $17,574,060)
|
|
|
|
17,564,263
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. TREASURY OBLIGATIONS —
6.1%
|
|
|
|
|
|
|
|
U.S. Treasury Bond
|
|
|
|
|
|
|
|
|
|
2.750%, 08/15/42
|
|
|
685,000
|
|
|
|
630,843
|
|
|
U.S. Treasury Note
|
|
|
|
|
|
|
|
|
|
4.000%, 08/15/18
|
|
|
500,000
|
|
|
|
581,640
|
|
|
1.750%, 05/31/16
|
|
|
1,975,000
|
|
|
|
2,057,549
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W FIXED INCOME PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
U.S. TREASURY OBLIGATIONS — continued
|
|
|
|
|
|
|
|
|
|
Face
Amount/Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
1.250%, 10/31/15
|
|
$
|
1,000,000
|
|
|
$
|
1,023,750
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL U.S. TREASURY OBLIGATIONS
(Cost $4,276,286)
|
|
|
|
|
|
|
4,293,782
|
|
|
|
|
|
|
|
|
|
|
|
|
PREFERRED STOCK —
5.8%
|
|
|
|
|
|
|
|
FINANCIALS — 4.6%
|
|
|
|
|
|
|
|
|
|
Allianz, 8.375%
|
|
|
40,000
|
|
|
|
1,030,000
|
|
|
Annaly Capital Management, 7.625%
|
|
|
10,000
|
|
|
|
252,500
|
|
|
Aspen Insurance Holdings, 7.250%
|
|
|
5,510
|
|
|
|
147,998
|
|
|
Discover Financial Services, 6.500%
|
|
|
5,000
|
|
|
|
127,500
|
|
|
DuPont Fabros Technology, 7.625%
|
|
|
18,445
|
|
|
|
500,782
|
|
|
Endurance Specialty Holdings, 7.750%
|
|
|
25,000
|
|
|
|
685,250
|
|
|
Federal Home Loan Mortgage, Ser Z, 8.375% * (B)
|
|
|
35,000
|
|
|
|
64,750
|
|
|
Montpelier Re Holdings, 8.875%
|
|
|
17,500
|
|
|
|
478,450
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,287,230
|
|
|
|
|
|
|
|
|
|
|
|
|
TELECOMMUNICATION SERVICES — 0.4%
|
|
|
|
|
|
|
|
|
|
Qwest, 7.000%
|
|
|
10,500
|
|
|
|
280,455
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 0.8%
|
|
|
|
|
|
|
|
|
|
Dominion Resources, Ser A, 8.375%
|
|
|
20,000
|
|
|
|
542,800
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL PREFERRED STOCK
(Cost $4,826,408)
|
|
|
|
|
|
|
4,110,485
|
|
|
|
|
|
|
|
|
|
|
|
|
OTHER MORTGAGE-BACKED OBLIGATIONS
— 2.6%
|
|
|
|
|
|
JP Morgan Chase Commercial Mortgage Securities,
Ser 2012-LC9, Cl A3
3.149%, 08/15/46
|
|
|
735,000
|
|
|
|
788,561
|
|
|
2.475%, 12/15/47
|
|
|
1,015,000
|
|
|
|
1,032,136
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL OTHER MORTGAGE-BACKED OBLIGATIONS
(Cost $1,780,386)
|
|
|
|
|
|
|
1,820,697
|
|
|
|
|
|
|
|
|
|
|
|
|
REPURCHASE AGREEMENT —
4.4%
|
|
|
|
|
|
|
|
Morgan Stanley
0.020%, dated 01/31/13, to be repurchased on 02/01/13, repurchase price $3,136,306
(collateralized by a U.S. Treasury Note, par value $2,857,657, 3.125%, 05/15/21, with a total market value $3,199,033)
(Cost $3,136,304)
|
|
|
3,136,304
|
|
|
|
3,136,304
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS — 97.9%
(Cost $68,159,562)†
|
|
|
|
|
|
$
|
69,268,962
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based on Net Assets of $70,756,795.
|
*
|
|
Non-income producing security.
|
|
(A)
|
|
Securities exempt from registration under rule 144A of the Securities Act of 1933.
|
|
|
|
These securities may be resold in transactions exempt from registration normally to qualified institutions. The total value of these securities was
$1,259,438 and represented 1.8% of Net Assets.
|
|
(B)
|
|
Variable rate security — Rate disclosed is the rate in effect on January 31, 2013.
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
TS&W FIXED INCOME PORTFOLIO
|
|
|
|
JANUARY 31, 2013
|
|
|
|
(Unaudited)
|
Cl — Class
MTN — Medium Term Note
Ser — Series
|
†
|
At January 31, 2013, the tax basis cost of the Portfolio’s investments was $68,159,562, and the unrealized appreciation and depreciation
were $2,286,808 and $(1,177,408), respectively.
|
The following is a list of the inputs used as of
January 31, 2013 in valuing the Portfolio’s investments carried at value:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments in Securities
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Corporate Obligations
|
|
$
|
—
|
|
|
$
|
38,343,431
|
|
|
$
|
—
|
|
|
$
|
38,343,431
|
|
|
U.S. Government Agency Mortgage-Backed Obligations
|
|
|
—
|
|
|
|
17,564,263
|
|
|
|
—
|
|
|
|
17,564,263
|
|
|
U.S. Treasury Obligations
|
|
|
—
|
|
|
|
4,293,782
|
|
|
|
—
|
|
|
|
4,293,782
|
|
|
Preferred Stock
|
|
|
4,110,485
|
|
|
|
—
|
|
|
|
—
|
|
|
|
4,110,485
|
|
|
Other Mortgage-Backed Obligations
|
|
|
—
|
|
|
|
1,820,697
|
|
|
|
—
|
|
|
|
1,820,697
|
|
|
Repurchase Agreement
|
|
|
—
|
|
|
|
3,136,304
|
|
|
|
—
|
|
|
|
3,136,304
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments in Securities
|
|
$
|
4,110,485
|
|
|
$
|
65,158,477
|
|
|
$
|
—
|
|
|
$
|
69,268,962
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets
and liabilities. For the period ended January 31, 2013, there were no Level 3 securities.
For information
regarding the Portfolio’s policy regarding valuation of investments and other significant accounting policies, please refer to the Portfolio’s most recent semi-annual and annual financial statements.
|
Item 2.
|
Controls and Procedures
|
(a) The
registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940 (the “1940 Act”)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date
within 90 days of the filing date of this report.
(b) There were no significant changes in the registrant’s internal control over
financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control
over financial reporting.
(a) A separate certification
for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
|
|
|
|
|
|
(Registrant)
|
|
|
|
|
|
The Advisors’ Inner Circle Fund
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
|
President
|
|
|
|
|
|
|
Date: March 28, 2013
|
|
|
|
|
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report
has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
|
|
|
|
|
|
By (Signature and Title)
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/s/ Michael Beattie
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Michael Beattie
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President
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Date:
March 28, 2013
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By (Signature and Title)
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/s/ Michael Lawson
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Michael Lawson
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Treasurer, Controller & CFO
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Date: March 28, 2013
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