Inter-Atlantic Financial, Inc. - Amended Statement of Beneficial Ownership (SC 13D/A)
18 Setembro 2008 - 11:40AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
AMENDMENT
No. 2
to
SCHEDULE
13D
(Rule
13d-101)
Information
to be Included in Statements Filed Pursuant
to
Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule
13d-2(a)
INTER-ATLANTIC
FINANCIAL, INC.
(Name
of
Issuer)
COMMON
STOCK, $0.0001 PAR VALUE
(Title
of
Class of Securities)
45890H10
(CUSIP
Number)
Kenneth
J. Abdalla
15332
Antioch Street #528
Pacific
Palisades, CA 90272
(Name,
Address and Telephone Number of Person Authorized
to
Receive Notices and Communications)
September
15, 2008
(Date
of
Event which Requires Filing of this Statement)
If
the
filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box.
¨
Note:
schedules filed in paper format shall include a signed original and five copies
of the schedule, including all exhibits. See Rule 13d-7(b) for other parties
to
whom copies are to be sent.
(Continued
on following pages)
(Page
1
of 6 Pages)
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed
to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE
13D
1
|
NAME
OF REPORTING PERSON
MALIBU
PARTNERS LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
o
(b)
o
|
3
|
SEC
USE ONLY
|
4
|
SOURCE
OF FUNDS*
PF
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS
2(d) OR 2(e)
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
CALIFORNIA
|
NUMBER
OF
SHARES
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
1,768,580
SHARES OF COMMON STOCK
|
8
|
SHARED
VOTING POWER
0
SHARES OF COMMON STOCK
|
9
|
SOLE
DISPOSITIVE POWER
1,768,580
SHARES OF COMMON STOCK
|
10
|
SHARED
DISPOSITIVE POWER
0
SHARES
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,768,580
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3%
|
14
|
TYPE
OF REPORTING PERSON*
OO
(Limited Liability Company)
|
|
*SEE
INSTRUCTIONS BEFORE FILLING
OUT!
|
SCHEDULE
13D
1
|
NAME
OF REPORTING PERSON
KENNETH
J. ABDALLA
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
o
(b)
o
|
3
|
SEC
USE ONLY
|
4
|
SOURCE
OF FUNDS*
PF
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS
2(d) OR 2(e)
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED
STATES
|
NUMBER
OF
SHARES
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
1,768,580
SHARES OF COMMON STOCK
|
8
|
SHARED
VOTING POWER
0
SHARES OF COMMON STOCK
|
9
|
SOLE
DISPOSITIVE POWER
1,768,580
SHARES OF COMMON STOCK
|
10
|
SHARED
DISPOSITIVE POWER
0
SHARES
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,768,580
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3%
|
14
|
TYPE
OF REPORTING PERSON*
IN
|
|
*SEE
INSTRUCTIONS BEFORE FILLING
OUT!
|
Item
1.
|
Security and
Issuer
|
This
Amendment No. 2 to Schedule 13D relates to the common stock, par value $0.0001
per share (“Common Stock”) of Inter-Atlantic Financial, Inc. (the “Issuer”). The
address of the principal executive office of the Issuer is 400 Madison Avenue
New York, 10017. The 1,768,580 shares of Common Stock that is the subject of
this Schedule 13D/A is owned directly by Malibu Partners LLC. Kenneth J. Abdalla
is the managing member of Malibu Partners LLC and has voting and dispositive
power with respect to such shares.
Item
2.
|
Identity
and Background
|
|
(a)
|
This
Statement is filed on behalf of:
|
|
(1)
|
Malibu
Partners LLC; and
|
|
(b)
|
The address of the above persons is:
15332
Antioch Street #528
Pacific
Palisades, CA 90272
|
|
(c)
|
The
principal occupation and business of Mr. Abdalla and Malibu Partners
LLC
is investing in securities.
|
|
(d)
|
Mr.
Abdalla and Malibu Partners LLC have not, during the last five (5)
years,
been convicted in a criminal proceeding (excluding traffic violation
or
similar misdemeanors).
|
|
(e)
|
Mr.
Abdalla and Malibu Partners LLC have not, during the last five (5)
years,
been a party to a civil proceeding of a judicial or administrative
body of
competent jurisdiction and, as a result of such proceeding, subject
to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such
laws.
|
|
(f)
|
Mr.
Abdalla is an American citizen and Malibu Partners LLC is a limited
liability company organized in the state of
California.
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
Mr.
Abdalla and Malibu Partners LLC used their personal funds to purchase the
securities.
Item
4.
|
Purpose
of Transaction
|
Mr.
Abdalla and Malibu Partners LLC acquired the shares for personal investment
purposes. Mr. Abdalla and Malibu Partners may acquire additional shares of
Inter-Atlantic Financial, Inc. to the extent he believes such acquisition(s)
are
in line with his investment goal. Also, Mr. Abdalla intends to introduce
suitable merger partners to Inter-Atlantic Financial, Inc.
Item
5.
|
Interest
in Securities of the
Issuer
|
(a),
(b)
Mr. Abdalla and Malibu Partners LLC are the beneficial owners of 1,768,580
shares of common stock in Inter-Atlantic Financial, Inc., representing
approximately 16.3% of outstanding shares. Mr. Abdalla and Malibu Partners
LLC
have voting and dispositive power with respect to all 1,768,580
shares.
(c)
During
the past 60 days, Mr. Abdalla and Malibu Partners LLC effected transactions
in
the shares of common stock of Inter-Atlantic Financial, Inc. as set forth below.
All such transactions were made on the American Stock Exchange.
Date
|
|
Quantity
|
|
Price
|
|
Transaction
|
|
|
|
|
|
|
|
|
|
July
15, 2008
|
|
|
150,000
|
|
$
|
7.55
|
|
|
Purchase
|
|
August
8, 2008
|
|
|
10,000
|
|
$
|
7.56
|
|
|
Purchase
|
|
August
21, 2008
|
|
|
6,000
|
|
$
|
7.57
|
|
|
Purchase
|
|
August
25, 2008
|
|
|
1,500
|
|
$
|
7.58
|
|
|
Purchase
|
|
August
28, 2008
|
|
|
1,900
|
|
$
|
7.58
|
|
|
Purchase
|
|
September
3, 2008
|
|
|
547,280
|
|
$
|
7.60
|
|
|
Purchase
|
|
September
6, 2008
|
|
|
58,100
|
|
$
|
7.60
|
|
|
Purchase
|
|
September
15, 2008
|
|
|
500,000
|
|
$
|
7.61
|
|
|
Purchase
|
|
(d)
N/A
(e)
N/A
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
|
None.
Item
7.
|
Material
to be Filed as
Exhibits
|
None.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated
as
of this 17
th
day of
September, 2008.
By:
____/s/Kenneth
J. Abdalla ________________
Name:
Kenneth
J. Abdalla, individually
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated
as
of this 17
th
day of
September, 2008.
MALIBU
PARTNERS LLC
By:
_____/s/Kenneth
J, Abdalla ______________
Name:
Kenneth
J. Abdalla
Title:
Managing
Member
Inter-Atlantic Financial (AMEX:IAN)
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