Registration No. 333-163225
As filed with the Securities and Exchange Commission on April
18, 2014
SECURITIES AND EXCHANGE SEC
Washington D.C. 20549
______________
Post-Effective Amendment No. 1
to
FORM
S-8
REGISTRATION STATEMENT
Under
THE SECURITIES
ACT OF 1933
______________
REVETT MINING COMPANY, INC.
(formerly known as Revett Minerals Inc.)
(Exact
name of registrant as specified in its charter)
Delaware
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46-4577805
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(State or other jurisdiction of
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(IRS Employer
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incorporation or organization)
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Identification No.)
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11115 East Montgomery, Suite G
Spokane Valley,
Washington 99206
(509) 921-2294
(Address, including
zip code, and telephone number, including
area code, of registrant's
principal executive offices)
______________
REVETT MINING COMPANY, INC. EQUITY INCENTIVE PLAN
(Full title of the plan)
______________
John G. Shanahan
President and Chief Executive
Officer
Revett Mining Company, Inc.
11115 East Montgomery,
Suite G
Spokane Valley, Washington 99206
(509) 921-2294
(Name, address, including zip code, and telephone number, including
area code, of agent for service)
Indicate by check mark whether the Registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer or a smaller
reporting company. See definition of accelerated filer, large accelerated
filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ]
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Accelerated filer [ ]
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Non-accelerated filer [ ]
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Smaller reporting company [x]
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(Do not check if a smaller reporting company)
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CALCULATION OF REGISTRATION FEE
Registration No. 333-163225
Title of
of securities to be
registered
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Amount to be
registered
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Proposed
maximum
offering
price per unit
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Proposed
maximum
aggregate offering
price
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Amount of
registration
fee
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common stock
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no additional shares
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$190.83
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par value $0.01 per share
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are being registered
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-
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-
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(previously paid)
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The shares of common stock of Revett Mining Company offered
pursuant to this amended registration statement (the Shares) comprise
3,487,500 shares issuable to eligible persons (the Selling Stockholders) upon
the exercise of options (the Options) previously granted under the Revett
Mining Company, Inc. Equity Incentive Plan (the Plan), and 1,539,039 shares
issuable upon the exercise of Options to be granted to eligible persons under
the Plan. The amount of the registration fee with respect to these shares (and
additional shares of common stock that were initially included in this
registration statement and have subsequently been resold in secondary market
transactions) was calculated in accordance with Section 6(c) of the Securities
Act and Rules 457(c), using the average bid and asked prices of the common stock
($0.19 per share in United States dollars) as reported by the Toronto Stock
Exchange on November 9, 2009, when this registration statement was first filed.
______________
The amended reoffer prospectus included herein relates to:
(i) the sale of 5,026,539 shares of common stock of Revett Mining Company to the
Selling Stockholders upon the exercise of Options granted or to be granted to
the Selling Stockholders under the Plan; and (ii) the reoffer and resale of such
shares by the Selling Stockholders. Such prospectus is included herein in
reliance on Rule 429.
[The balance of this page has intentionally been left blank.]
CROSS REFERENCE SHEET PURSUANT TO ITEM 501(b)
Item
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Caption or
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No.
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Form S-3 Caption
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Location in Prospectus
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1.
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Forepart of the Registration
Statement and Outside
Front Cover Page of Prospectus
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Forepart of Registration
Statement;
Outside Front Cover Page of Prospectus
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2.
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Inside Front and Outside Back Cover Pages of
Prospectus
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Inside Front and Outside Back Cover
Pages
of Prospectus
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3.
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Summary Information, Risk
Factors and Ratio of Earnings
to Fixed Charges
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Prospectus Summary; Risk
Factors;
Background of the Offering
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4.
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Use of Proceeds
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*
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5.
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Determination of Offering Price
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*
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6.
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Dilution
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*
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7.
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Selling Security Holders
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Background of the Offering;
Selling Stockholders
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8.
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Plan of Distribution
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Plan of Distribution
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9.
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Description of Securities to be
Registered
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Description of Capital Stock
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10.
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Interests of Named Experts and Counsel
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Legal Matters; Experts
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11.
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Material Changes
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*
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12.
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Incorporation of Certain Information by
Reference
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Incorporation of Certain Documents
by
Reference
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13.
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Disclosure of Commission
Position on
Indemnification for Securities Act Liabilities
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Plan of Distribution
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____________________
*Items identified by asterisk have
been omitted because the item is inapplicable.
(i)
REVETT MINING COMPANY, INC.
Explanatory Note:
The terms Revett Mining
Company, the company, we, us and our used throughout this
prospectus (the Prospectus) refer to Revett Mining Company, Inc., a
Delaware corporation, and where the context so requires, its wholly-owned
Montana subsidiary, Revett Silver Company (Revett Silver), and Revett
Silvers wholly-owned Montana subsidiaries, Troy Mine, Inc., RC Resources
Inc., Revett Exploration, Inc., and Revett Holdings, Inc. Unless otherwise
noted, all monetary denominations are in U.S. dollars.
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This Prospectus relates to: (i)
the sale of 5,026,539 shares of common stock, par value $0.01 per share, of
Revett Mining Company (formerly known as Revett Minerals Inc.) to eligible
persons (the Selling Stockholders) upon the exercise of options granted or to
be granted to the Selling Stockholders under the Revett Mining Company, Inc.
Equity Incentive Plan (the Plan); and (ii) the reoffer and resale of such
shares by the Selling Stockholders. These options and shares of common stock are
sometimes hereafter respectively referred to as the Options and the "Shares".
We will not receive any of the proceeds from the sale of the Shares by the
Selling Stockholders, but we will receive amounts equal to the exercise prices
of the Options when, as and if they are exercised.
The Selling Stockholders propose
to reoffer and resell the Shares from time-to-time or at any time during a
period of two years after the registration statement of which this Prospectus is
a part have become effective, in the over-the-counter market, in other permitted
public sales, in privately negotiated transactions or otherwise, at market
prices prevailing at the time of sale or at negotiated prices. Some or all of
the Shares may be sold in transactions involving broker-dealers, who may act
solely as agent or may acquire Shares as principal. Broker-dealers participating
in such transactions as agent may receive commissions from the Selling
Stockholders and, if they act as agent for the purchaser, also from the
purchaser. Selling Stockholders and any such broker-dealer may be deemed to be
"underwriters," as that term is defined in the Securities Act. Any commissions
received by any such broker-dealer in connection with any such sales, and any
profits received from the resale of Shares acquired by such broker-dealer as
principal, may be deemed to be underwriting discounts and commissions pursuant
to the Securities Act. We have paid all fees and expenses incident to the
registration of the Shares. Normal commission expenses and brokerage fees, and
any applicable transfer taxes relating to the Shares, are payable by the Selling
Stockholders. See "Background of the Offering," "Selling Stockholders" and "Plan
of Distribution."
Our common stock is currently
traded on the New York Stock Exchange Market Division and the Toronto Stock
Exchange under the symbol RVM and on the Frankfurt Stock Exchange under the
symbol 37RN. On April 18, 2014, the average of the bid and asked prices of the
common stock as reported on the New York Stock Exchange Market Division was
$0.81 per share.
THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE
SECURITIES AND EXCHANGE (SEC) OR ANY STATE SECURITIES NOR HAS THE SECURITIES
AND EXCHANGE
COMMISSION OR ANY STATE SECURITIES PASSED UPON THE ACCURACY
OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL
OFFENSE.
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Price to Public
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Underwriting Discounts
or Commissions
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Proceeds to Selling
Stockhoders
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Per Share
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See Text Above
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See Text Above
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See Text Above
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No person has been authorized to give any information or to
make any representations other than those contained in this Prospectus, and if
given or made, such information or representations must not be relied upon as
having been authorized. This Prospectus does not constitute an offer to sell or
a solicitation of an offer to buy any securities other than the registered
securities to which it relates, or an offer to sell or the solicitation of an
offer to buy such securities in any circumstances in which such an offer or
solicitation would be unlawful.
The date of this Amended Prospectus is April 18, 2014.
PERSONS WHO PUBLICLY REOFFER THE SECURITIES OFFERED HEREBY IN
THE UNITED STATES MAY BE DEEMED UNDER CERTAIN CIRCUMSTANCES TO BE "UNDERWRITERS"
AS THAT TERM IS DEFINED IN SECTION 2(11) OF THE SECURITIES ACT OF 1933, AS
AMENDED
(THE SECURITIES ACT). PERSONS PLANNING TO REOFFER SUCH
SECURITIES PUBLICLY IN THE UNITED STATES SHOULD CONSULT WITH THEIR COUNSEL PRIOR
TO ANY SUCH REOFFER IN ORDER TO DETERMINE WHETHER SUCH REOFFERS SHOULD BE
ACCOMPANIED
BY DELIVERY OF A PROSPECTUS.
______________
AVAILABLE INFORMATION
We have filed a registration
statement on Form S-8 and a post-effective amendment to the registration
statement (collectively, the Registration Statement) with the Securities and
Exchange Commission (the "SEC") pursuant to the provisions of the Securities Act
and the rules and regulations promulgated thereunder. The Registration Statement
provides for the registration of the Shares offered hereby. This Prospectus,
which constitutes a part of the Registration Statement, does not contain all of
the information set forth in the Registration Statement, certain portions of
which have been omitted as permitted by the rules and regulations of the SEC.
Additional information with respect to Revett Mining Company and the Shares
offered hereby is included in the Registration Statement and the exhibits
thereto. Statements made in this Prospectus concerning the contents of any
contract or other document are not necessarily complete. With respect to each
such contract or other document filed with the SEC as an exhibit to the
Registration Statement, reference is made to the exhibit for a more complete
description of the matter involved, and each such statement shall be deemed
qualified in its entirety by such reference.
We are subject to the
informational requirements of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), and, in accordance therewith, file annual reports on Form
10-K, quarterly reports on Form 10-Q, current reports on Form 8-K and other
information with the SEC. Copies of these materials, including this Registration
Statement, are available free of charge on our website at
www.revettmining.com/sec-filings
as soon as reasonably practicable after
we file them with the SEC. You can also obtain copies of these materials by
visiting the SECs Public Reference Room at 100 F Street NE, Washington, D.C.
20549, by calling the SEC at 1-800-SEC-0330 or by accessing the SECs Edgar
website at
www.sec.gov
. The information on these websites or may be
accessed through them is not incorporated by reference in this report and should
not be considered to be a part of this report.
NOTE ON FORWARD-LOOKING INFORMATION
Certain statements contained in
this report (including information incorporated by reference) are
forward-looking statements and are intended to be covered by the safe harbor
provided for under Section 27A of the Securities Act of 1933, as amended (the
Securities Act), and Section 21E of the Securities Exchange Act of 1934, as
amended (the Exchange Act). These forward-looking statements include our
current expectations and projections about future results, performance,
prospects and opportunities. We have tried to identify these forward-looking
statements by using words such as may, might, will, expect,
anticipate, believe, could, intend, plan, estimate and similar
expressions.
These forward-looking statements
are based on information currently available to us and are expressed in good
faith and believed to have a reasonable basis. That being said, they are subject
to a number of risks, uncertainties and other factors that could cause our
actual results, performance, prospects or opportunities to differ materially
from those expressed in, or implied by, these forward-looking statements.
These risks, uncertainties and
other factors include but are not limited to those set forth in Risk Factors in
this report. Given these risks and uncertainties, readers are cautioned not to
place undue reliance on our forward-looking statements. Actual results may vary,
perhaps materially, and we undertake no obligation to update our projections at
any future date.
2
PROSPECTUS SUMMARY
Revett Mining Company, Inc.
Overview.
Revett Mining Company (formerly known as Revett Minerals Inc.) was
incorporated in Canada in August 2004 to acquire Revett Silver Company and
undertake a public offering of its common shares, transactions that were
completed in February 2005. Revett Silver Company, a Montana corporation, was
organized in April 1999 to acquire the Troy mine (Troy) and the Rock Creek
project (Rock Creek) from ASARCO Incorporated and Kennecott Montana Company,
transactions that were completed in October 1999 and February 2000.
We changed our jurisdiction of
incorporation (from Canada to Delaware) and our name (from Revett Minerals to
Revett Mining Company) in February 2014. We presently conduct business through
four Montana corporations, all subsidiaries of our wholly-owned Revett Silver
Company subsidiary: Troy Mine, Inc., RC Resources Inc., Revett Exploration, Inc.
and Revett Holdings, Inc. If practical, and subject to regulatory approvals, we
intend to simplify our corporate structure further in the near future by merging
Revett Silver into Revett Mining Company and reincorporating in the state of
Montana.
Troy is an underground silver and
copper mine located in northwestern Montana. ASARCO operated the mine from 1981
to 1993, and then placed it on care and maintenance because of low metals
prices. Revett restarted mining operations in late 2004 and commenced commercial
production in early 2005. We operated Troy continuously until December 2012,
when operations were suspended due to unstable ground conditions in portions of
the mine. In November 2013, after unsuccessful attempts to find alternative
routes to our reserve mining areas and, with approval from the Mine Safety and
Health Administration (MSHA), we commenced construction of a new access
decline from the main service adit to the North C Beds and to the undeveloped I
Bed. The initial decline to the North C Beds will cover a distance of
approximately 7,500 feet and, if completed on schedule, should enable us to
return to limited commercial production in the fourth quarter 2014. Continued
development to the deeper I Bed will require construction of an additional 5,900
feet of decline, including an accompanying borehole designed to provide
secondary egress and ventilation. We anticipate this will take an additional six
to nine months to complete, following which we expect to be at full production.
The cost of constructing the decline to the North C Beds is estimated to be
approximately $5.9 million; the total cost of the decline, including the
extension to the undeveloped I Bed, is currently estimated to be approximately
$12 million. Although we took significant steps to improve our liquidity during
the first quarter of 2014, we currently do not have enough cash on hand to
complete development and are reviewing alternative sources of finance to meet
our capital spending requirements. There is no assurance our financing efforts
will be successful under current market conditions. Our business has been
materially and adversely affected by the suspension of commercial mining
operations at Troy. This will continue until we resume production.
Rock Creek is a large
development-stage silver and copper deposit also located in northwestern
Montana. We have been engaged in permitting activities at Rock Creek since 1999,
and expect to obtain final approvals within the next twelve months. Once we
receive all of these permits, we will begin an extensive evaluation program to
further define the economic and technical viability of the project.
Our principal executive office is
located at 11115 East Montgomery, Suite G, Spokane Valley, Washington 99206, and
our telephone number at that address is (509) 921-2294. Our registered office in
Delaware is located at is 1209 Orange Street, Wilmington, Delaware 19801.
The Offering
The securities being offered
consist of: (a) 5,026,539 Shares to be sold to the Selling Stockholders upon the
exercise of Options granted or to be granted to the Selling Stockholders under
the Plan; and (b) the reoffer and resale of the Shares by the Selling
Stockholders.
The Options have been or will be
granted to the Selling Stockholders from time-to-time following the effective date of this registration statement and the Shares
will be issued from time-to-time if, as and when the Options are exercised. The
Options are generally not transferable and will not be resold pursuant to this
Prospectus.
3
The Selling Stockholders comprise
Company employees who work at Troy, employees who work at the Companys
executive offices, and certain of the Companys current and former directors and
executive officers. The Options granted or to be granted by the Company are or
will be exercisable at prices per Share equal to then-prevailing market prices
for the common stock as reported on the New York Stock Exchange Market Division.
See "Background of the Offering."
The Company will not receive any
proceeds from the sale or distribution of the Shares by the Selling
Stockholders, but will receive amounts equal to the exercise prices of the
Options when, as and if they are exercised by the Selling Stockholders. The
Company will use these funds for general corporate purposes.
As of April 18, 2014, 39,127,989
common shares were outstanding. An additional 3,487,500 shares were issuable at
such date pursuant to presently exercisable Options granted under the Plan and
an additional 2,249,549 shares were issuable pursuant to presently exercisable
warrants. At such date Options for the purchase of 1,539,039 Shares were
available for grant under the Plan.
INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
The following documents filed
with the SEC are incorporated herein by reference and made a part of this
Prospectus:
(a) Our Annual Report on Form
10-K for the fiscal year ended December 31, 2013, filed on March 27, 2014, which
contains audited financial statements for the most recent fiscal year for which
such statements have been filed;
(b) All documents filed by us
with the SEC pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act
after the date of this Prospectus and prior to the filing of a post-effective
amendment which indicates that the securities offered hereby have been sold or
which deregisters the securities covered hereby then remaining unsold shall also
be deemed to be incorporated by reference into this Prospectus and to be a part
hereof commencing on the respective dates on which such documents are filed. Any
statement contained in any document incorporated or deemed to be incorporated by
reference in this Prospectus shall be deemed to be modified or superseded for
purposes of this Prospectus to the extent that such a statement contained herein
or in any other subsequently filed document which also is or is deemed to be
incorporated by reference in this Prospectus modifies or supersedes such
statement.
We will provide without charge to
each person to whom this Prospectus is delivered, including any beneficial
owner, upon written or oral request of such person, a copy of any and all of the
documents that have been or may be incorporated by reference in this Prospectus
(other than exhibits to such documents that are not specifically incorporated by
reference into such documents). Such requests should be directed to Monique
Hayes, Secretary, Revett Mining Company, Inc., 11115 East Montgomery, Suite G,
Spokane Valley, Washington 99206. Ms. Hayes telephone number is (509) 921-2294
and her email address is mhayes@revettmining.com.
4
RISK FACTORS
The following risk factors
and other information in this report contain forward-looking statements within
the meaning of Section 27A of the Securities Act and Section 21E of the Exchange
Act. If any of the following events or developments described below actually
occur, our business, financial condition or operating results could be
materially harmed. This could cause the market price of our common stock to
decline.
Operations at Troy are
currently suspended.
We suspended operations at Troy in December 2012
due to unstable ground conditions in portions of the mine. In November 2013,
after unsuccessful attempts to find alternative routes to our reserve mining
areas and with approval from MSHA, we commenced construction of a new decline
from the main service adit to the North C Beds and to the undeveloped I Beds.
The initial decline to the North C Beds will cover a distance of approximately
7,500 feet (inclusive of dual drifts, cross-overs, muck bays, and other
improvements) and, if completed on schedule, should enable us to return to
limited commercial production in the fourth quarter 2014. Continued development
to the deeper I Beds will require us to construct an additional 5,900 feet of
decline including an accompanying borehole for secondary egress and ventilation.
We anticipate this continued development to take an additional six to nine
months to complete, following which we expect to be at full production. The cost
of constructing the decline to the North C Beds in order to resume production is
estimated to be approximately $5.9 million; the total cost of the decline,
including the extension to the undeveloped I Bed area, is currently estimated to
be approximately $12 million. Although we took significant steps to improve our
liquidity during the first quarter of 2014, we currently do not have enough cash
on hand to complete development and are reviewing alternative sources of finance
to meet our capital spending requirements. There is no assurance our financing
efforts will be successful under current market conditions. Our business has
been materially and adversely affected by the suspension of commercial mining
operations at Troy. This will continue until we resume production.
Copper and silver
prices fluctuate markedly.
Our operations are significantly
influenced by the prices of copper and silver. Copper and silver prices
fluctuate widely and are affected by numerous factors that are beyond our
control, such as the strength of the United States dollar, global and regional
industrial demand, and the political and economic conditions of major producing
countries throughout the world. During the last four years, world average copper
prices have fluctuated from a low of $2.34 per pound in 2009 to a high of $4.00
per pound in 2011, and world average annual silver prices have fluctuated from a
low of $14.38 per ounce in 2009 to a high of $35.11 per ounce in 2011.
There are other
formidable risks to mining.
We are subject to all of the risks
inherent in the mining industry, including industrial accidents, labor disputes,
environmental related issues, unusual or unexpected geologic formations,
cave-ins, surface subsidence, flooding, power disruptions and periodic
interruptions due to inclement weather. These risks could result in damage to or
destruction of our mineral properties and production facilities, personal
injury, environmental damage, delays, monetary losses and legal liability. In
addition, we are subject to competition for new minerals properties, management
and skilled miners from other mining companies, many of which have significantly
greater resources than we do. We also have no control over changes in
governmental regulation of mining activities, the speculative nature of mineral
exploration and development, operating hazards, fluctuating metal prices and
inflation and other economic conditions.
Legal challenges
could prevent us from ever developing Rock Creek.
Our proposed
development of Rock Creek has been challenged by several regional and national
conservation groups at various times since the Forest Service issued its initial
Record of Decision in 2003 approving our plan of operation. Some of these
challenges have alleged violations of a variety of federal and state laws and
regulations pertaining to our permitting activities at Rock Creek, including the
Endangered Species Act, the National Environmental Policy Act, the 1872 Mining
Law, the Federal Land Policy Management Act, the Wilderness Act, the National
Forest Management Act, the Clean Water Act, the Clean Air Act, the Forest
Service Organic Act of 1897 and the Administrative Procedural Act. Although we
have successfully addressed most all of these challenges, we were directed by a
Montana federal district court in May 2010 to produce a supplemental EIS
(SEIS) to address NEPA procedural deficiencies identified by the court. We
cannot predict with any degree of certainty how possible future challenges will
be resolved. Rock Creek is potentially the more significant of our two mining
assets. New court challenges to the supplemental EIS and a revised Record of
Decision may delay us from proceeding with our planned development at Rock Creek. If we are successful in completing the SEIS and
defending any challenges, we still must comply with a number of requirements and
conditions as development progresses, failing which we could be denied the
ability to continue with our proposed activities.
5
Our reclamation
liability at Troy could be substantial.
Our financial obligations
to reclaim, restore and close Troy are presently covered by a $12.9 million
surety bond, which includes $6.5 million in a restricted cash account. In late
2012, Montana DEQ and the Forest Service issued a new EIS and Record of Decision
pertaining to the Troy reclamation. We do not presently know whether the revised
reclamation plan will increase our bonding costs. Laws governing the closure of
mining operations in Montana have become more stringent since Troy was first
placed into production. These factors could result in the imposition of a higher
performance bond. Our reclamation liability for Troy is not limited by the
amount of the performance bond itself; the bond serves only as security for the
payment of these obligations. We would necessarily have to pay for any
substantial increase in actual costs over and above the maximum allowed under
the bond.
We presently do not
have the financial resources to complete the construction of the new decline at
Troy or to develop Rock Creek.
Although we are continuing efforts
to procure financing, we presently do not have sufficient funds to complete the
construction of a new decline to the North C Bed and deeper I Bed areas at Troy.
We also do not have sufficient cash to develop a mine or begin mining operations
at Rock Creek should it prove feasible to do so.
The Rock Creek
mineral resources are not equivalent to reserves.
This report
includes information concerning the estimated size of our mineral resource at
Rock Creek and supplemental information concerning the extent of the remaining
mineral resource at Troy. Although we believe these mineral resources are
significant, it does not mean they can be economically mined. A mineral resource
is not equivalent to proven reserves or probable reserves under standards
promulgated by the SEC, principally because of the absence of sufficient
quantifiable data. We will not be able to determine whether Rock Creek contains
a commercially mineable ore body until our evaluation program has been completed
and we have obtained a final, economic and technical feasibility study that will
include an analysis of the amount of ore that can be economically produced under
then-prevailing market conditions. Similarly, we will not be able to determine
whether the supplemental mineral resources at Troy can be commercially mined
without further exploration and study.
Purchasers are cautioned not to assume
that mineral resources will ever be converted into proven reserves or probable
reserves.
BACKGROUND OF THE OFFERING
Overview.
This Prospectus relates to: (i) the sale of 5,026,539 shares of common stock to
the Selling Stockholders upon the exercise of Options granted or to be granted
to the Selling Stockholders under the Plan; and (ii) the reoffer and resale of
such shares by the Selling Stockholders. The Options are exercisable by the
Selling Stockholders at prevailing market prices equivalent to the average of
the high and low bid prices of the common stock as reported by the New York
Stock Exchange Market Divisions as of the dates of grant.
The Selling Stockholders propose
to reoffer and resell the Shares from time-to-time or at any time during a
period of two years after the registration statements of which this Prospectus
is a part have become effective, in the over-the-counter market, in other
permitted public sales, in privately negotiated transactions or otherwise, at
market prices prevailing at the time of sale or at negotiated prices.
Description of Revett
Mining Company, Inc. Equity Incentive Plan
.
The Plan was adopted
by our stockholders in June 2007, was amended in June 2009 and again in June
2011, and is administered by the compensation committee and by the board of
directors. The Plan provides for the issuance of stock options, stock
appreciation rights and shares of common stock in satisfaction of amounts owing
for services.
A total of 1,600,000 shares of
common stock were reserved and set aside for issuance under the Plan when it was
first adopted. The number of shares available for grants and awards under the
Plan was increased in 2009 by 2,000,000 shares, and was increased again in 2011
by 2,900,000 shares. The material provisions of the Plan and other relevant
information are as follows:
6
-
Our directors, executive officers, employees and consultants, including
those of our subsidiaries, are eligible to participate in the Plan.
-
The maximum number of shares that may be granted to any one individual
under the Plan, together with any Shares reserved for issuance to such
individual under any other stock option plan or arrangement, may not exceed 5%
of our outstanding shares. In addition, the maximum number of shares of common
stock that may be granted to insiders under all share compensation
arrangements may not exceed 10% of our issued and outstanding shares, and the
maximum number of shares issued to insiders within a one year period under all
share compensation arrangements may not exceed 10% of our issued and outstand
shares.
-
The purchase price or exercise price of a share of common stock reserved
for issuance pursuant to options granted under the Plan is determined by the
board of directors, taking into account the applicable rules of the exchanges
on which the stock is listed for trading. In no event can the price be less
than the closing price of our common stock on the trading date immediately
preceding the date of grant.
-
We may grant a stock appreciation right under the Plan at the time an
option is granted, or any time during the term of an option. Upon exercise of
a stock appreciation right, the related option is cancelled to the extent it
is unexercised, and the holder is entitled to receive payment of an amount
equal to the difference between the then current market price and the exercise
price. Payment of the appreciated value of the common stock may be made in in
cash, in common stock or a combination thereof, in the discretion of the
compensation committee and the board of directors. When an option is
exercised, any related stock appreciation right is cancelled. We had not
granted any stock appreciation rights as of the date of this Prospectus.
-
Options vest at such times as the compensation committee or the board of
directors determine at the time of grant, provided that, subsequent to the
time of grant, the compensation committee or the board of directors may in
their discretion permit an optionee to exercise any or all unvested options.
-
No option can have a term of more than ten years from the date of grant.
-
Each option must specify the effect of termination of employment on the
holders right to exercise the option. With respect to those options that have
been granted as of the date of this report, the termination of an optionees
employment for cause or his or her resignation for other than good reason
terminates any unexercised options he or she may hold. If an optionee's
employment is terminated for reasons other than for cause or because of death
or disability, or if an optionee resigns for good reason, then the unexercised
options generally may be exercised for a period of one year following
termination, but in no event after the expiration date of the option, subject
to the discretion of the board of directors to amend such provisions provided
such amendment is not detrimental to the holder.
-
Options granted pursuant to the Plan are non-assignable otherwise than by
will or the laws of descent and distribution.
Subject to the provisions below,
our board of directors may at any time amend, suspend or terminate the Plan or
any portion thereof, or awards or grants made thereunder, provided that no
change that would impair the rights of the grantee or optionee may be made to
any previously made award or grant without the consent of the affected optionee
or grantee. Without limiting the generality of the foregoing, the board of
directors may make the following types of amendments to the Plan or awards or
grants made thereunder without stockholder approval:
-
amendments of a ministerial nature including amendments to cure an
ambiguity, error or omission in the Plan, or to correct or supplement any
provision of the Plan that is inconsistent with any other provision of the
Plan;
-
amendments necessary to comply with the provisions of applicable law;
7
-
amendments concerning administration of the Plan;
-
amendments relating to the vesting provisions of the Plan or any option;
-
amendment of the early termination provisions of the Plan or any option,
whether or not such option is held by an insider, provided such amendment does
not entail an extension beyond the original expiration date;
-
any amendment to the termination provisions of the Plan or any option,
other than an amendment extending the term of an option, provided any such
amendment does not entail an extension of the expiration date of such option;
-
the addition or modification of any form of financial assistance provided
by Revett Mining Company;
-
the addition or modification of a cashless exercise feature, payable in
cash or in common stock, whether or not there is a full deduction of the
number of underlying shares from the Plan reserve; and
-
any other amendments that may be implemented without stockholder approval
under applicable law.
Stockholder approval is required
for the following types of amendments to the Plan or awards or grants made
thereunder:
-
any increase in the number of common shares issuable under the Plan,
including an increase to a fixed maximum number of shares of common stock or a
change from a fixed maximum number shares to a fixed maximum percentage;
-
any amendment which reduces the exercise price of an option or a
cancellation and grants the option at a lower price less than three months
after the related cancellation;
-
any amendment extending the term of an option beyond its original
expiration date;
-
any amendment broadening any limits imposed on non-employee director
participation under the Plan;
-
any amendment concerning the transferability or assignability of awards or
options under the Plan, other than for normal estate settlement purposes; and
-
other amendments required to be approved by stockholders under applicable
law.
8
SELLING STOCKHOLDERS
The following table sets out as
of April 18, 2014 the name of each Selling Stockholders who is also a director
or executive officer of Revett Mining Company, and the number of outstanding
Shares issued or issuable to such Selling Stockholder upon the exercise of
Options granted pursuant to the Plan. None of these Selling Stockholders have a
present intention to sell the Shares included in the table at current market
prices, however all of them may sell some portion of such Shares within the
two-year period commencing with the date of this post-effective amendment if
market prices improve. Revett Mining Company is not currently eligible to use a
Form S-3 registration statement; consequently, the number of Shares that each
Selling Stockholder may resell during any three-month period while this
registration statement remains effective is limited to the greater of one
percent of our then-outstanding common stock or the average weekly volume of
trading in our common stock during the preceding four weeks.
Selling Stockholder and Title
|
Number of Shares
|
John G. Shanahan
President and Chief Executive Officer
|
315,000
|
Douglas Miller
Vice President of Operations
|
151,000
|
Kenneth S. Eickerman
Chief Financial Officer and
Treasurer
|
105,000
|
Monique Hayes
Secretary
|
95,000
|
Timothy R. Lindsey
Chairman of the Board of Directors
|
290,000
|
Larry M. Okada
Director
|
240,000
|
Albert Appleton
Director
|
180,000
|
John B. McCombe
Director
|
200,000
|
The following table sets out as
of April 18, 2014 the name of each Selling Stockholder who is not also a
director or executive officer of Revett Mining Company, and the number of
outstanding Shares issued or issuable to such Selling Stockholder upon the
exercise of Options granted pursuant to the Plan. Unless otherwise indicated by
footnote to the table, all of such Selling Stockholders have a present intention
to sell the Shares included in the table within the two-year period commencing
with the date of this post-effective amendment.
Selling Stockholder
|
Number of Shares
|
Becky Corigliano
|
70,000
|
Jennifer Shearer
|
22,500
|
Paul Lammers
|
75,000
|
Lawrence Erickson
|
93,000
|
Renee Guisewite
|
40,000
|
Bruce Clark
|
86,000
|
Steve Lloyd
|
86,000
|
Howard Morkert
|
83,000
|
Carole Armstrong
|
46,000
|
Earlene Jellesed
|
23,500
|
Robert Bernhart
|
16,000
|
Max Schrader
|
27,000
|
Clint Jensen
|
42,000
|
Isaac Erickson
|
32,500
|
Austin Wilson
|
31,500
|
Charles Heyne
|
31,000
|
9
Jamie Mustard
|
31,000
|
Kim Posselt
|
31,000
|
Tim Thompson
|
36,000
|
James Thill
|
37,500
|
Steve Wilson
|
24,500
|
Cole Anderson
|
24,000
|
Robert Farbridge
|
23,000
|
Robert Cowan
|
15,500
|
Darwin Leighty
|
20,000
|
Daniel Mills
|
14,500
|
Daniel Tuin
|
10,500
|
Jerome Warner
|
14,500
|
Randy Pennock
|
19,500
|
Jerry Cummings
|
24,000
|
Daniel Koch
|
24,000
|
Daniel McLinden
|
20,000
|
Keith O'Bleness
|
24,000
|
Donald Wallace
|
16,500
|
Vaughn Wallace
|
23,000
|
Raymond Winebark
|
24,000
|
Terrie Franke
|
14,500
|
Glen Good
|
17,000
|
Steve Larson
|
9,500
|
William Orr
|
14,500
|
George Williams
|
14,500
|
Clifford Mastricola
|
10,000
|
Justin Beard
|
13,500
|
Mitchell Benson
|
11,000
|
Keith Breithaupt
|
8,500
|
Kelly Cannon
|
22,000
|
Benjamin Colgan
|
13,500
|
Mark Dolan
|
13,500
|
Nicholas Dotson
|
13,500
|
Owen Erickson II
|
13,500
|
John Downey
|
20,500
|
Gary Good
|
13,500
|
Christopher Hawthorne
|
13,500
|
Michael Higareda
|
22,000
|
Jeffrey Holder
|
13,500
|
Kirk Jaynes
|
8,500
|
Ross Julson
|
22,000
|
Thomas Lampshire
|
13,500
|
Kevin Landis
|
13,500
|
Christopher Marshall
|
13,500
|
Colby Paasch
|
11,000
|
Bart McCully
|
13,500
|
Donald Pattie
|
13,500
|
William Pittsley
|
11,000
|
Michael Roby
|
12,500
|
Buddy Scott
|
8,500
|
Tad Singbeil
|
11,000
|
Rodney Thorstenson
|
13,500
|
10
Chance Walter
|
11,000
|
Travis Wilson
|
9,000
|
Andrew Tunison
|
13,500
|
Nicholas Ricciardi
|
10,000
|
LEC Minerals
|
20,000
|
Greg MacCordy
|
15,000
|
Envrionomics
|
15,000
|
Tony Alford
|
30,000
|
Don Davis
|
18,500
|
Derek Feeback
|
14,000
|
Paul Kukay
|
30,000
|
Jeanie Winstrom
|
23,000
|
Jeff Smith
|
3,000
|
PLAN OF DISTRIBUTION
The Shares will be issued to the
Selling Stockholders upon exercise of Options granted or to be granted pursuant
to the Plan, and will be reoffered and resold by the Selling Stockholders from
time to time or at any time during a period of two years commencing the date the
Registration Statements of which this Prospectus is a part have become
effective, in transactions in the over-the-counter market, in other permitted
public sales, in privately negotiated transactions or otherwise, at market
prices prevailing at the time of sale or at negotiated prices.
Some or all of the Shares may be
sold in transactions involving broker-dealers, who may act solely as agent or
may acquire Shares or Warrants as principal. Broker-dealers who participate in
such transactions as agent may receive commissions from Selling Stockholders
and, if they act as agent for the purchaser, also from the purchaser. Selling
Stockholders and any such broker-dealer may be deemed to be "underwriters", as
that term is defined in Section 2(11) of the Securities Act. Any commissions
received by any such broker-dealer in connection with any such sales, and any
profits received from the resale of Shares acquired by such broker-dealer as
principal, may be deemed to be underwriting discounts and commissions pursuant
to the Securities Act.
The Company has agreed to
indemnify the Selling Stockholders for certain liabilities, including
liabilities arising under the Securities Act, in conjunction with the offer and
sale of the Shares by the Selling Stockholders pursuant to the Registration
Statement of which this Prospectus is a part.
Insofar as indemnification for
liabilities arising under the Securities Act may be permitted pursuant to the
foregoing, or to directors, officers and controlling persons of the Company
pursuant to applicable provisions of the Delaware General Corporation Law and
the Company's bylaws, the Company has been advised that in the opinion of the
SEC, such indemnification is against public policy as expressed in the
Securities Act and is therefore unenforceable. In the event that a claim for
indemnification against such liabilities (other than the payment by the Company
of expenses incurred or paid by a director, officer or controlling person of the
Company in a successful defense of any action, suit or proceeding) is asserted
by such director, officer or controlling person in connection with the Shares
and Options being registered pursuant to this Registration Statement, the
Company will, unless in the opinion of its counsel such matter has been settled
by controlling precedent, submit to a court of appropriate jurisdiction the
question of whether such indemnification is against public policy as expressed
in the Securities Act, and will be governed by the final adjudication of such
issue.
11
DESCRIPTION OF CAPITAL STOCK
Revett Mining Company, Inc.s
authorized capital stock consists of 100,000,000 shares of common stock, $0.01
par value per share, and 25,000,000 shares of preferred stock, $0.01 par value
per share.
Common Stock.
Holders of common stock are entitled to one vote for each share
held of record on all matters on which stockholders are permitted to vote.
Holders of common stock are not entitled to vote on any matters unless expressly
permitted under Delaware law. Our certificate of incorporation provides that,
except as otherwise provided by law, the affirmative vote of a majority in
voting power of the shares of common stock, present in person or represented by
proxy at a meeting at which a quorum is present shall be the act of the
stockholders. Delaware law requires the affirmative vote of a majority in voting
power of the outstanding shares to authorize certain extraordinary actions, such
as mergers, consolidations, dissolutions or an amendment to our certification of
incorporation. There is no cumulative voting for the election of directors. Upon
a liquidation, our creditors and any holders of preferred stock with
preferential liquidation rights will be paid before a distribution to holders of
our common stock. The holders of our common stock would be entitled to receive a
pro rata amount per share of any excess distribution. Holders of our common
stock do not have preemptive or subscription rights. There are no conversion
rights, redemption rights, sinking fund provisions or fixed dividend rights with
respect to the common stock. All outstanding shares of the common stock are
fully paid and nonassessable.
Preferred
Stock.
Our certificate of incorporation empowers our board of
directors to issue up to 25,000,000 shares of preferred stock from time to time,
in one or more series. The board of directors also may fix the designation,
powers, preferences and rights and the qualifications, limitations and
restrictions of those shares, including dividend rights, conversion rights,
voting rights, redemption rights, terms of sinking funds, liquidation
preferences and the number of shares constituting any series or the designation
of the series. Terms selected could decrease the amount of earnings and assets
available for distribution to holders of common stock. The rights of holders of
the common stock will be subject to the rights of the holders of any preferred
shares that may be issued in the future. Additionally, the issuance of preferred
stock may have the effect of decreasing the market price of the common stock.
Although there are no shares of preferred stock currently outstanding and we
have no present intention to issue any shares of preferred stock, any issuance
could have the effect of making it more difficult for a third party to acquire a
majority of our outstanding voting stock.
Potential
Anti-takeover Effect of Delaware Law, Our Certificate of Incorporation and
Bylaws.
We are subject to the business combinations provisions
of the Delaware General Corporation Law. In general, these provisions prohibit
us from engaging in various business combination transactions with any
interested stockholder for a period of three years after the time of the
transaction on which the person became an interested stockholder, unless:
-
our board of directors approved the transaction before the interested
stockholder obtained such status;
-
upon consummation of the transaction that resulted in the stockholder
becoming an interested stockholder, the interested stockholder owned at
least 85% of the voting stock of the corporation outstanding at the time the
transaction commenced, excluding for purposes of determining the number of
shares outstanding those shares owned (i) by persons who are directors and are
also officers and (ii) employee stock plans in which the participants do not
have the right to determine confidentially whether shares held subject to the
plans will be tendered in the tender or exchange offer; or
-
on or subsequent to such time, the business combination or merger is
approved by the corporations board of directors and authorized at an annual
or special meeting of stockholders, and not by written consent, by two-thirds
of the holders of the outstanding common stock not owned by the interested
stockholder.
A business combination is
defined to include certain mergers, asset sales and other transactions resulting
in financial benefit to a stockholder. In general, an interested stockholder
is a person who, together with affiliates and associates, owns 15% or more of a
corporations voting stock or within three years owned 15% or more of a corporations voting stock. The statute could prohibit or delay
mergers or other takeover or change in control attempts.
12
Listing.
Our common stock is currently listed on the New York Stock
Exchange Market Division and the Toronto Stock Exchange under the trading symbol
RVM and on the Frankfurt Stock Exchange under the trading symbol 37RN.
Transfer Agent and
Registrar.
The transfer agent and registrar for our common stock
is Computershare Investor Services Inc.,350 Indiana Street, Suite 750 Golden, CO
80401.. The transfer agents telephone number is (800) 663 9097.
LEGAL MATTERS
The legality of the common stock
offered hereby will be passed upon by Randall | Danskin, P.S., 1500 Bank of
America Financial Center, Spokane, Washington.
EXPERTS
The financial statements of
Revett Mining Company, Inc. as of December 31, 2013 and the consolidated
statements of operations and comprehensive income (loss), shareholders' equity
and cash flows for the year then ended incorporated by reference in this
Prospectus have been so incorporated in reliance on the report of BDO USA LLP,
an independent registered public accounting firm, incorporated herein by
reference, given on the authority of said firm as experts in auditing and
accounting.
The consolidated financial
statements of Revett Mining Company, Inc. as of and for the year ended December
31, 2012, incorporated by reference in this Prospectus, have been so
incorporated in reliance on the report of KPMG LLP, independent registered
public accounting firm, incorporated herein by reference, and upon the authority
of said firm as experts in auditing and accounting.
13
NO DEALER, SALESMAN OR OTHER PERSON IS AUTHORIZED TO GIVE
ANY INFORMATION OR TO MAKE ANY REPRESENTATIONS NOT CONTAINED IN THIS
PROSPECTUS. ANY INFORMATION OR REPRESENTATION NOT CONTAINED HEREIN, IF
GIVEN OR MADE, MUST NOT BE RELIED UPON AS HAVING BEEN AUTHORIZED BY THE
COMPANY, BY ANY SELLING SHAREHOLDER OR ANY UNDERWRITER. THIS PROSPECTUS
DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY
ANY SECURITIES OTHER THAN THE SECURITIES TO WHICH IT RELATES. THIS
PROSPECTUS DOES NOT CONSTITUTE AN OFFER TO SELL OR SOLICITATION OF AN
OFFER TO BUY ANY SECURITIES IN ANY JURISDICTION TO ANY PERSON TO WHOM IT
IS UNLAWFUL TO MAKE SUCH OFFER OR SOLICITATION IN SUCH JURISDICTION.
NEITHER THE DELIVERY OF THIS PROSPECTUS NOR ANY SALE MADE HEREUNDER SHALL,
UNDER ANY CIRCUMSTANCES, CREATE ANY IMPLICATION THAT THERE HAS BEEN NO
CHANGE IN THE AFFAIRS OF THE COMPANY SINCE THE DATE HEREOF OR THAT THE
INFORMATION CONTAINED OR INCORPORATED HEREIN IS CORRECT AS OF ANY TIME
SUBSEQUENT TO ITS DATE.
|
Up to 5,026,539 Shares of Common Stock
Issuable upon the Exercise of Options Granted
or to be
Granted to the Selling Stockholders
pursuant to the Revett
Mining Company, Inc.
Equity Incentive Plan
REVETT MINING COMPANY, INC.
PROSPECTUS
|
|
|
TABLE OF CONTENTS
|
|
|
|
|
|
Page
|
|
Available Information
|
2
|
|
Note on Forward-Looking Information
|
2
|
|
Prospectus Summary
|
3
|
April 18, 2014
|
Incorporation of Certain Documents by Reference
|
4
|
|
Risk Factors
|
5
|
|
Background of the Offering
|
6
|
|
Selling Stockholders
|
9
|
|
Plan of Distribution
|
11
|
|
Description of Capital Stock
|
12
|
|
Legal Matters
|
13
|
|
Experts
|
13
|
|
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3.
|
Incorporation of Documents by Reference
|
The following documents filed
with the SEC are incorporated herein by reference and made a part of this
Prospectus:
(a) Revett Mining Company's
Annual Report on Form 10-K for the fiscal year ended December 31, 2013, filed on
March 27, 2014, which contains audited financial statements for the most recent
fiscal year for which such statements have been filed;
(b) All documents filed by us
with the SEC pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act
after the date of this Prospectus and prior to the filing of a post-effective
amendment which indicates that the securities offered hereby have been sold or
which deregisters the securities covered hereby then remaining unsold shall also
be deemed to be incorporated by reference into this Prospectus and to be a part
hereof commencing on the respective dates on which such documents are filed. Any
statement contained in any document incorporated or deemed to be incorporated by
reference in this Prospectus shall be deemed to be modified or superseded for
purposes of this Prospectus to the extent that such a statement contained herein
or in any other subsequently filed document which also is or is deemed to be
incorporated by reference in this Prospectus modifies or supersedes such
statement.
Item 4.
|
Description of Securities
|
Not applicable.
Item 5.
|
Interests of Named Experts and Counsel
|
Not applicable.
Item 6.
|
Indemnification of Directors and
Officers
|
The only statutes, charter
provisions, by-laws, contracts or other arrangements under which a controlling
person, director or officer of the Company is insured or indemnified in any
manner against liability which he may incur in his capacity as such are the
Delaware General Corporation Law and the Company's bylaws.
Under the Delaware General
Corporation Law, a corporation may indemnify a director or officer, a former
director or officer, or a person who acts or acted at the corporations request
as a director or officer of a body corporate of which the corporation is or was
a shareholder or creditor, and such persons heirs and legal representatives
(each and indemnifiable person) against all costs, charges and expenses,
including amounts paid to settle an action or satisfy a judgment, reasonable
incurred in respect of any civil, criminal or administrative action or
proceeding to which he or she is a party by reason of being or having been a
director or officer if (a) he or she acted honestly and in good faith with a
view to the best interest of the corporation or body corporate and (b), in the
case of a criminal proceeding or administrative action or proceeding that is
enforced by a monetary penalty, he or she had reasonable grounds for believing
that his or her conduct was lawful. An indemnifiable person is entitled by
statute to such indemnity from the corporation if he or she is substantially
successful in defending the action or proceeding on the merits and has fulfilled
the conditions set out in (a) and (b) above. With the approval of a court, a
corporation may also indemnify an indemnifiable person in respect of an action
by or on behalf of the corporation or body corporate to procure a judgment in
its favori.e., a derivative actionto which such person is made a party by
reason of being or having been a director or officer of the corporation or body
corporate, if he or she fulfills the conditions set out in (a) and (b) above.
The Companys bylaws provide for the indemnification of directors and officers
to the fullest extent authorized by the Delaware General Corporation Law.
Item 7.
|
Exemption from Registration Claimed
|
Not applicable.
An Index to Exhibits appears at
page E-1.
(a) The undersigned registrant
hereby undertakes:
(1)
To file, during any period in which offers or sales are being made, a
post-effective amendment to this Registration Statement:
(i) To include any prospectus required
by Section 10(a)(3) of the Securities Act;
(ii) To reflect in the prospectus any
facts or events arising after the effective date of this Registration Statement
(or the most recent posteffective amendment thereof) which, individually or in
the aggregate, represent a fundamental change in the information set forth in
this Registration Statement; and
(iii) To include any material
information with respect to the plan of distribution not previously disclosed in
this Registration Statement or any material change to such information in this
Registration Statement;
provided however
, that
Paragraphs (a)(1)(i) and (a)(1)(ii) of this Section do not apply if the
information required to be included in a posteffective amendment by those
paragraphs is contained in periodic reports filed with or furnished to the SEC
by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act
that are incorporated by reference in this Registration Statement
(2)
That, for the purpose of determining any liability under the Securities Act,
each such posteffective amendment shall be deemed to be a new registration
statement relating to the securities offered therein, and the offering of such
securities at that time shall be deemed to be the initial
bona fide
offering thereof.
(3)
To remove from registration by means of a posteffective amendment any of the
securities being registered which remain unsold at the termination of the
offering.
(b) The undersigned registrant hereby undertakes that, for
purposes of determining any liability under the Securities Act, each filing of
the Registrants annual report pursuant to Section 13(a) or Section 15(d) of the
Exchange Act (and, where applicable, each filing of an employee benefit plans
annual report pursuant to Section 15(d) of the Exchange Act) that is
incorporated by reference in this Registration Statement shall be deemed to be a
new registration statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be the initial
bona fide
offering thereof.
(h) Insofar as indemnification for liabilities arising under
the Securities Act may be permitted to directors, executive officers and
controlling persons of the Registrant pursuant to the provisions described in
Item 6 above, or otherwise, the Registrant has been advised that in the opinion
of the SEC such indemnification is against public policy as expressed in the
Securities Act and is, therefore, unenforceable. In the event that a claim for
indemnification against such liabilities (other than the payment by the
Registrant of expenses incurred or paid by a director, officer or controlling
person of the Registrant in the successful defense of any action, suit or
proceeding) is asserted by such director, officer or controlling person in
connection with the securities being registered, the Registrant will, unless in
the opinion of its counsel the matter has been settled by controlling precedent,
submit to a court of appropriate jurisdiction the question whether such
indemnification by it is against public policy as expressed in the Securities
Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this
post-effective amendment no. 1 to registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of Spokane
Valley, State of Washington, on April 18, 2014.
|
|
REVETT MINING COMPANY, INC.
|
|
|
|
|
By:
|
/s/ John G. Shanahan
|
|
|
John G. Shanahan
|
|
|
President and Chief Executive Officer
|
|
|
Dated: April 18, 2014
|
Pursuant to the requirements of the Securities Act of 1933,
this post-effective amendment no. 1 to registration statement has been signed by
the following persons in the capacities and on the dates indicated.
|
By:
|
/s/ Kenneth S. Eickerman
|
|
|
Kenneth S. Eickerman
|
|
|
Principal Financial Officer and Treasurer
|
|
|
Dated: April 18, 2014
|
|
|
|
|
By:
|
/s/ Timothy R. Lindsey
|
|
|
Timothy R. Lindsey
|
|
|
Chairman of the Board of
Directors
|
|
|
Dated: April 18, 2014
|
|
|
|
|
By:
|
/s/ Larry M. Okada
|
|
|
Larry M. Okada
|
|
|
Director
|
|
|
Dated: April 18, 2014
|
|
|
|
|
By:
|
/s/ Albert Appleton
|
|
|
Albert Appleton
|
|
|
Director
|
|
|
Dated: April 18, 2014
|
|
|
|
|
By:
|
/s/ John B. McCombe
|
|
|
John B. McCombe
|
|
|
Director
|
|
|
Dated: April 18, 2014
|
Pursuant to the requirements of the Securities Act of 1933, the
trustees (or other persons who administer the employee benefit plan) have duly
caused this post-effective amendment to registration statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Spokane
Valley, State of Washington, on April 18, 2014.
|
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REVETT MINING COMPANY, INC. EQUITY
|
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INCENTIVE PLAN
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By:
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/s/
Timothy R. Lindsey
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Timothy R. Lindsey
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Chairman of the Compensation Committee
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Dated: April 18, 2014
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INDEX TO EXHIBITS
The following exhibits are filed as part of this Registration
Statement. Exhibits previously filed are incorporated by reference, as noted.
Exhibits filed herewith appear beginning at page E-2.
_____________________
* Items denoted by an asterisk have
either been omitted or are not applicable.
[The balance of this page has intentionally been left blank.]
E-1
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