Amended Annual Report (10-k/a)
26 Outubro 2017 - 6:47PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
☒ Annual
report pursuant to section 13 or 15(d) of the securities exchange act of 1934
for the fiscal year ended July 31,
2017,
or
☐ Transition
report pursuant to section 13 or 15(d) of the securities exchange act of 1934.
Commission File Number: 1-36015
STRAIGHT PATH COMMUNICATIONS INC.
(Exact name of registrant as specified in
its charter)
Delaware
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46-2457757
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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5300 Hickory Park Drive, Suite 218, Glen
Allen, Virginia, 23059
(Address of principal executive offices,
zip code)
(804) 433-1522
(Registrant’s telephone number, including
area code)
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Name of each exchange on which registered
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Class B common stock, par value $.01 per share
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NYSE American
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Securities registered pursuant to section 12(g)
of the Act: None
Indicate by check mark if the registrant is a well-known seasoned
issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒
Indicate by check mark if the registrant is not required to
file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ No ☒
Indicate by check mark whether the registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted
electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant
to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period
that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark if disclosure of delinquent filers pursuant
to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best
of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form
10-K or any amendment to this Form 10-K. ☒
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company.
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☒
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company
(as defined in Rule 12b-2 of the Act). Yes ☐ No ☒
The aggregate market value of the voting and non-voting stock
held by non-affiliates of the registrant, based on the closing price on January 31, 2017 (the last business day of the
registrant’s most recently completed second fiscal quarter) of the Class B common stock of $35.04 per share, as reported
on the NYSE American, was approximately $111,832,000.
As of October 10, 2017, the registrant had outstanding 787,163
shares of Class A common stock and 11,948,705 shares of Class B common stock. Excluded from these numbers are 39,693 shares
of Class B common stock held in treasury by Straight Path Communications Inc.
DOCUMENTS INCORPORATED BY REFERENCE
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The definitive proxy statement relating to the registrant’s Annual Meeting of Stockholders, to be held February 6, 2018, is incorporated by reference into Part III of this Form 10-K to the extent described therein.
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Explanatory Note
The purpose of this Amendment No. 1 to the Annual Report on
Form 10-K of Straight Path Communications Inc. for the year ended July 31, 2017, filed with the Securities and Exchange Commission
on October 10, 2017 (the “Original Filing”), is solely to correct the I.R.S. Employer Identification Number set forth
on the cover page of the Form 10-K.
This Amendment No. 1 does not modify or update in any way the
financial position, results of operations, cash flows or other disclosures in, or exhibits to, the Original Filing, nor does it
reflect events occurring after the Original Filing. Accordingly, this Amendment No. 1 should be read in conjunction with the Original
Filing.
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this Annual Report on Form 10-K/A to be signed on its behalf by the undersigned,
thereunto duly authorized.
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STRAIGHT PATH COMMUNICATIONS INC.
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By:
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/s/ Davidi Jonas
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Davidi Jonas
Chief Executive Officer
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Date: October 26, 2017
Pursuant to the requirements of the Securities Exchange Act
of 1934, this Annual Report on Form 10-K/A has been signed by the following persons on behalf of the Registrant and in the capacities
and on the dates indicated.
Signature
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Titles
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Date
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/s/
Davidi Jonas
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Chief Executive Officer,
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October 26, 2017
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Davidi Jonas
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President and Director (Principal Executive Officer)
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/s/
Jonathan Rand
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Chief Financial Officer
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October 26, 2017
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Jonathan Rand
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(Principal Financial Officer and Principal Accounting Officer)
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/s/
K. Chris Todd
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Director
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October 26, 2017
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K. Chris Todd
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/s/
William F. Weld
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Director
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October 26, 2017
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William F. Weld
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/s/
Fred S. Zeidman
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Director
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October 26, 2017
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Fred S. Zeidman
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