Location books Record:
1 |
a. Name of person (e.g., a custodian of records) |
Gemini Fund Services |
b. Street 1 |
4221 N. 203rd St. |
Street 2 |
Suite 100 |
c. City |
Elkhorn |
d. State, if applicable |
NEBRASKA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
68022 |
g. Telephone number (including country code if foreign) |
402-509-1066 |
h. Briefly describe the books and records kept at this location:
|
Fund Accounting and Transfer Agent Records |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) |
Foreside Distributors, LLC |
b. Street 1 |
3 Canal Plaza |
Street 2 |
Suite 100 |
c. City |
Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
04101 |
g. Telephone number (including country code if foreign) |
866-251-6920 |
h. Briefly describe the books and records kept at this location:
|
Distributor of the Trust |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) |
Citibank, N.A. |
b. Street 1 |
388 Greenwhich Street |
Street 2 |
|
c. City |
New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
10013 |
g. Telephone number (including country code if foreign) |
800-374-9700 |
h. Briefly describe the books and records kept at this location:
|
Transfer Agent to the Trust that maintains shareholder records and Custodian for assets of all Funds |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) |
Citi Fund Services Ohio, Inc. |
b. Street 1 |
4400 Easton Commons |
Street 2 |
Suite 200 |
c. City |
Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
43219 |
g. Telephone number (including country code if foreign) |
614-470-8000 |
h. Briefly describe the books and records kept at this location:
|
Administrator and Fund Accountant to the Trust that maintains the accounting books and records for the Funds |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) |
Victory Capital Management, Inc. |
b. Street 1 |
4900 Tiedeman Road |
Street 2 |
4th Floor |
c. City |
Brooklyn |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
44144 |
g. Telephone number (including country code if foreign) |
877-660-4400 |
h. Briefly describe the books and records kept at this location:
|
Sub-Investment Adviser to the Trust |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) |
Timothy Partners, Ltd. |
b. Street 1 |
1055 Maitland Center Commons |
Street 2 |
|
c. City |
Maitland |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
32751 |
g. Telephone number (including country code if foreign) |
407-644-1986 |
h. Briefly describe the books and records kept at this location:
|
Investment Adviser to the Trust |
Director Record:
1 |
a. Full Name |
Deborah Honeycutt |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
2 |
a. Full Name |
Joseph E. Boatwright |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
| X
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
3 |
a. Full Name |
Richard Copeland |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
4 |
a. Full Name |
Scott Preissler |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
5 |
a. Full Name |
Arthur D. Ally |
b. CRD number, if any |
000855097 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
| X
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
6 |
a. Full Name |
John Mulder |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
7 |
a. Full Name |
Mathew D. Staver |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
| X
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
8 |
a. Full Name |
Alan Ross |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
9 |
a. Full Name |
Kenneth Blackwell |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
10 |
a. Full Name |
Patrice Tsague |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
11 |
a. Full Name |
Bill Johnson |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Director Record:
12 |
a. Full Name |
Charles Nelson |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
| X
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A |
Principal underwriter Record:
1 |
i. Full name |
Timothy Partners, Ltd |
ii. SEC file number (e.g., 8-) |
8-49589 |
iii. CRD number |
000041835 |
iv. LEI, if any | |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
| X
Yes
No
|
Principal underwriter Record:
2 |
i. Full name |
Foreside Fund Services, LLC |
ii. SEC file number (e.g., 8-) |
008-51293 |
iii. CRD number |
000046106 |
iv. LEI, if any | |
v. State, if applicable |
MAINE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
X
No
|
b. Have any principal underwriters been hired or terminated during the reporting period?
|
Yes
X
No
|