|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
15 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,300,949
|
0.43%
|
18,566,765
|
1.52%
|
|
(2)
Cash-settled derivatives:
|
18,515,338
|
1.51%
|
3,812,712
|
0.31%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
23,816,287
|
1.94%
|
22,379,477
|
1.83%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1398609
|
26.4750
GBP
|
25.9225
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1922977
|
26.4750
GBP
|
25.9225
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
800
|
30.5200
EUR
|
30.5200
EUR
|
|
USD 0.54945
ordinary
|
Purchase
|
1175
|
30.6463
EUR
|
30.6463
EUR
|
|
ADR
|
Sale
|
18479
|
16.5455
USD
|
16.5286
USD
|
|
ADR
|
Purchase
|
18479
|
16.5416
USD
|
16.5386
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
88
|
25.9450
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
3,508
|
25.9436
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
5,983
|
26.2500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
6,175
|
25.9419
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
7,376
|
26.2513
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
31,098
|
26.0888
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2
|
605.6450
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11
|
30.7100
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
35
|
26.0500
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
53
|
26.2147
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
91
|
605.3034
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
120
|
26.1123
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
181
|
603.7461
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
311
|
26.1712
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
543
|
605.0766
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
642
|
26.3939
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
651
|
26.1912
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
686
|
26.3326
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
885
|
26.2447
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,392
|
26.3908
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,529
|
609.4494
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,259
|
26.2446
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,395
|
604.9060
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,999
|
26.2501
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,597
|
26.2536
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,622
|
26.2664
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
6,004
|
26.2500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,399
|
26.1113
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,230
|
26.1948
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,562
|
610.1747
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,770
|
26.1840
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
13,401
|
26.1214
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,689
|
26.2500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,232
|
26.1784
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,845
|
26.2872
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
21,207
|
26.1752
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
28,032
|
26.1726
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
29,426
|
604.7315
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
31,411
|
26.2649
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,929
|
26.1775
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
47,753
|
26.2841
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
50,741
|
26.4165
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
51,156
|
26.2886
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
61,387
|
26.3900
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
70,118
|
606.8000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
91,665
|
608.0850
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
102,273
|
607.9052
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
136,738
|
26.2179
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
141,979
|
26.2411
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2
|
605.6450
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
800
|
30.5166
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,067
|
26.1950
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
2,926
|
606.8000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
3,395
|
604.7396
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,059
|
606.8957
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
151,647
|
608.0197
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
91
|
605.3034
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
102
|
26.4800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
181
|
603.7461
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
181
|
26.2579
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
185
|
26.1484
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
213
|
26.1773
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
247
|
26.2068
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
255
|
26.2476
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
278
|
26.2498
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
543
|
605.0766
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
681
|
26.3570
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
708
|
26.2064
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
908
|
26.3794
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
923
|
26.2632
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,438
|
25.9970
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,529
|
609.4494
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,657
|
603.7806
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,915
|
25.9781
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,078
|
26.3876
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
6,198
|
25.9742
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,199
|
26.3862
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,439
|
26.2049
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
8,000
|
26.1935
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,926
|
26.3844
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
11,441
|
26.2540
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,562
|
610.1747
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
25,016
|
26.1850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
29,426
|
604.7315
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
30,701
|
26.2428
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
35,784
|
26.0573
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
41,642
|
26.1837
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
43,187
|
26.1172
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
46,230
|
26.2590
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
46,993
|
26.3808
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
66,858
|
26.2352
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
87,703
|
26.2834
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
91,665
|
608.0850
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
91,741
|
606.8000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
102,273
|
607.9052
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
931,539
|
26.2062
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
57
|
607.7429
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
286
|
26.2358
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,164
|
30.6491
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,926
|
606.8000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
3,657
|
604.0222
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
20,535
|
26.3151
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
21,623
|
606.9668
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
50,277
|
26.2170
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
86,611
|
608.0556
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
3,362
|
25.9500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
7,206
|
26.2135
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
8,409
|
26.1300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
19,085
|
26.2071
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
21,259
|
26.3863
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
27,687
|
26.4039
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
16 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|