TIDMATK
RNS Number : 3079J
Atkins (WS) PLC
27 June 2017
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Uwe Krueger
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(b) Owner or controller of interests and short positions Trustee for shares held via the Atkins Share Incentive
disclosed, if different from 1(a): Plan: Capita IRG Trustees Limited for
The naming of nominee or vehicle companies is beneficiary Uwe Krueger.
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named. Nominee for shares held in nominee account: Lynchwood
Nominees Limited for beneficiary Uwe
Krueger.
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(c) Name of offeror/offeree in relation to whose relevant WS Atkins plc
securities this form relates:
Use a separate form for each offeror/offeree
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(d) Status of person making the disclosure: Person acting in concert with offeree (WS Atkins plc)
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of
offeror/offeree)
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(e) Date dealing undertaken: 26 June 2017
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(f) In addition to the company in 1(c) above, is the N/A
discloser making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant security: Ordinary shares of 0.5 pence each
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Interests Short positions
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Number %* Number %
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(1) Relevant securities owned and/or controlled: 39,542 0.039% N/A N/A
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(2) Cash-settled derivatives: N/A N/A N/A N/A
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(3) Stock-settled derivatives (including options) and agreements to N/A N/A N/A N/A
purchase/sell:
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TOTAL: 39,542 0.039% N/A N/A
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* Percentage calculations are based on WS Atkins plc's total
number of ordinary shares in issue as at 26 June 2017, the latest
practicable date prior to the disclosure, being 100,110,799
(excluding shares held in treasury). Percentages are rounded to 3
decimal places.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 17,471 ordinary shares (representing
relevant percentages: 0.017% of WS Atkins plc's issued
share capital) granted on 17/11/2014 under the Atkins
Deferred Share Plan. Vesting date: 26/06/2017.
Expiry date: 17/11/2024.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 15,250 ordinary shares (representing
relevant percentages: 0.015% of WS Atkins plc's issued
share capital) granted on 25/06/2015 under the Atkins
Deferred Share Plan. Vesting date: 25/06/2018.
Expiry date: 25/06/2025.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 15,179 ordinary shares (representing
relevant percentages: 0.015% of WS Atkins plc's issued
share capital) granted on 30/06/2016 under the Atkins
Deferred Share Plan. Vesting date: 30/06/2019.
Expiry date: 30/06/2026.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 33,781 ordinary shares (representing
relevant percentages: 0.034% of WS Atkins plc's issued
share capital) granted on 17/11/2014 under the WS Atkins
plc Long Term Incentive Plan.
Vesting date: 26/06/2017.
Expiry date: 17/11/2024.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 29,271 ordinary shares (representing
relevant percentages: 0.029% of WS Atkins plc's issued
share capital) granted on 25/06/2015 under the WS Atkins
plc Long Term Incentive Plan.
Vesting date: 25/06/2018.
Expiry date: 25/06/2025.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Nil cost option over 60,474 ordinary shares (representing
relevant percentages: 0.060% of WS Atkins plc's issued
share capital) granted on 16/08/2016 under the WS Atkins
plc Long Term Incentive Plan.
Vesting date: 16/08/2019.
Expiry date: 16/08/2026.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Award of 25,509 units granted on 13/08/2012 under
relevant percentages: the terms of the WS Atkins plc Long-Term
Growth Unit Plan. Awards of 50% of salary granted in
the form of units calculated using the
preceding six month average share price at grant. On
exercise, the unit value is converted
into shares based on the share price at the date of
exercise. The unit value on exercise is
equal to the difference between the preceding six
month average share price at exercise and
the preceding six month average share price at
grant. The average market value of a share
at exercise is normally the preceding six month
average share price at exercise. However,
in the event of a takeover, the plan rules provide
discretion to deem the offer price to be
the market value of a share at exercise. Awards vest
in three tranches:
(i) first vesting date has passed, options
exercised;
(ii) 12,754 units on 13/08/2017; and
(iii) 12,755 units on 13/08/2018.
Expiry date: 13/08/2022.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Award of 32,699 units granted on 24/06/2013 under
relevant percentages: the terms of the WS Atkins plc Long-Term
Growth Unit Plan. Awards of 50% of salary granted in
the form of units calculated using the
preceding six month average share price at grant. On
exercise, the unit value is converted
into shares based on the share price at the date of
exercise. The unit value on exercise is
equal to the difference between the preceding six
month average share price at exercise and
the preceding six month average share price at
grant. The average market value of a share
at exercise is normally the preceding six month
average share price at exercise. However,
in the event of a takeover, the plan rules provide
discretion to deem the offer price to be
the market value of a share at exercise. Awards vest
in three tranches:
(i) 10,899 units on 24/06/2017;
(ii) 10,900 units on 24/06/2018; and
(iii) 10,900 units on 24/06/2019.
Expiry date: 24/06/2023.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Award of 22,057 units granted on 17/11/2014 under
relevant percentages: the terms of the WS Atkins plc Long-Term
Growth Unit Plan. Awards of 50% of salary granted in
the form of units calculated using the
preceding six month average share price at grant. On
exercise, the unit value is converted
into shares based on the share price at the date of
exercise. The unit value on exercise is
equal to the difference between the preceding six
month average share price at exercise and
the preceding six month average share price at
grant. The average market value of a share
at exercise is normally the preceding six month
average share price at exercise. However,
in the event of a takeover, the plan rules provide
discretion to deem the offer price to be
the market value of a share at exercise. Awards vest
in three tranches:
(i) 7,352 units on 17/11/2018;
(ii) 7,352 units on 17/11/2019; and
(iii) 7,353 units on 17/11/2020.
Expiry date: 17/11/2024.
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Class of relevant security in relation to which Ordinary shares of 0.5 pence each
subscription right exists:
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Details, including nature of the rights concerned and Award of 22,175 units granted on 25/06/2015 under
relevant percentages: the terms of the WS Atkins plc Long-Term
Growth Unit Plan. Awards of 50% of salary granted in
the form of units calculated using the
preceding six month average share price at grant. On
exercise, the unit value is converted
into shares based on the share price at the date of
exercise. The unit value on exercise is
equal to the difference between the preceding six
month average share price at exercise and
the preceding six month average share price at
grant. The average market value of a share
at exercise is normally the preceding six month
average share price at exercise. However,
in the event of a takeover, the plan rules provide
discretion to deem the offer price to be
the market value of a share at exercise. Awards vest
in three tranches:
(i) 7,391 units on 25/06/2019;
(ii) 7,392 units on 25/06/2020; and
(iii) 7,392 units on 25/06/2021.
Expiry date: 25/06/2025.
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3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
N/A N/A N/A N/A
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(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
N/A N/A N/A N/A N/A
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
N/A N/A N/A N/A N/A
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
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N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
N/A N/A N/A N/A N/A
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(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
---------------------------- ---------------------------- ---------------------------- ----------------------------
Ordinary shares of 0.5 Vesting of units under the 10,899 units vested in Nil
pence each ("Ordinary WS Atkins plc Long-Term accordance with the rules
Shares") Growth Unit Plan (the of the LGU. The value of a
"LGU") unit on exercise
is equal to the difference
between the preceding six
month average share price
at exercise
and the preceding six month
average share price at
grant (GBP8.6622)
---------------------------- ---------------------------- ---------------------------- ----------------------------
Ordinary Shares Vesting of Ordinary Shares 17,471 Ordinary Shares Nil
under the Atkins Deferred vested in accordance with
Share Plan (the "DSP") the rules of the DSP
---------------------------- ---------------------------- ---------------------------- ----------------------------
Ordinary Shares Vesting of Ordinary Shares 33,781 Ordinary Shares Nil
under the WS Atkins plc vested in accordance with
Long Term Incentive Plan the rules of the LTIP
(the "LTIP")
---------------------------- ---------------------------- ---------------------------- ----------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer or person acting in concert making the
disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer or person acting in concert making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) No
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Supplemental Form 8 (SBL) No
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Date of disclosure: 27 June 2017
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Contact name: Richard Webster
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Telephone number: +44(0)20 7121 2600
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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